13F-HR filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-07, with 5,734 holding rows worth $522,205,714,000.
- Accession
- 0000019617-18-000208
- Filer
- CIK 19617
- Filed
- 2018-11-07
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A combination report, 21,465 entries on the cover page, a total value of $522,205,714,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $522,205,714,000 with VALUE read as thousands by filing date, 13F file number 028-00694. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJ.P. Morgan Whitefriars LLC028-12007
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
- included managerJ.P. Morgan Private Investments Inc.028-16931
- included managerJ.P. Morgan (Suisse) SA028-17025
- included managerJ.P. Morgan GT Corp028-17027
- included managerJF Asset Management Ltd028-17029
- included managerJPMorgan Asset Management (Japan) Ltd028-14958
- included managerJPMorgan Asset Management (Singapore) Ltd028-17030
- included managerJPMorgan Asset Management (Taiwan) Ltd028-17031
- included managerJPMorgan Funds (Asia) Ltd028-17032
- included managerMLP Investment Holdings, Inc.028-17033
- included managerJ.P. Morgan International Bank Ltd028-17034
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 12,576,000 | $12,985,000 | thousands by filing date | principal |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 164,950 | $12,982,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 904,397 | $12,960,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 389,885 | $12,944,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 46,637 | $12,925,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 9,885,000 | $12,888,000 | thousands by filing date | principal |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 448,399 | $12,888,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 393,743 | $12,883,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 790,778 | $12,834,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290BT9 | NOTE 3.720% 3/1 | 12,679,000 | $12,831,000 | thousands by filing date | principal |
| 1ST SOURCE CORP COM | 336901103 | Stock | 243,772 | $12,828,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 117,476 | $12,826,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 565,265 | $12,814,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 349,403 | $12,798,000 | thousands by filing date | |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 158,879 | $12,795,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 362,506 | $12,778,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAG6 | DBCV 2/1 | 12,798,000 | $12,740,000 | thousands by filing date | principal |
| TXNM ENERGY INC COM | 69349H107 | Stock | 322,498 | $12,722,000 | thousands by filing date | |
| MITEL NETWORKS CORP | 60671Q104 | COM | 1,153,274 | $12,709,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 216,971 | $12,693,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 106,547 | $12,679,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 279,794 | $12,674,000 | thousands by filing date | |
| Perion Network Ltd | M78673114 | COM | 4,203,067 | $12,651,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 131,663 | $12,635,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 555,582 | $12,606,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 289,076 | $12,592,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 1,153,002 | $12,591,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 324,481 | $12,550,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 289,071 | $12,533,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 471,507 | $12,509,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351909 | COM | 89,900 | $12,497,000 | thousands by filing date | call |
| SPARTANNASH CO | 847215100 | COM | 622,579 | $12,489,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 148,961 | $12,488,000 | thousands by filing date | |
| CIGNA CORP | 125509909 | COM | 59,900 | $12,474,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 214,361 | $12,469,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 709,322 | $12,469,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 12,373,000 | $12,469,000 | thousands by filing date | principal |
| ANSYS INC COM | 03662Q105 | COM | 66,655 | $12,443,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 348,345 | $12,394,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAA0 | NOTE 2.875% 5/1 | 12,478,000 | $12,378,000 | thousands by filing date | principal |
| JETBLUE AWYS CORP | 477143101 | COM | 639,349 | $12,377,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 241,550 | $12,375,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A902 | COM | 565,700 | $12,361,000 | thousands by filing date | call |
| ELEVANCE HEALTH INC FORMERLY | 036752903 | CALL | 45,100 | $12,360,000 | thousands by filing date | call |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 73,423 | $12,359,000 | thousands by filing date | |
| ARCONIC INC | 03965L900 | CALL | 560,000 | $12,326,000 | thousands by filing date | call |
| NELNET INC | 64031N108 | CL A | 215,368 | $12,312,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 257,957 | $12,224,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738902 | OPTION | 697,500 | $12,213,000 | thousands by filing date | call |
| MESA AIR GROUP INC | 590479135 | COM NEW | 879,484 | $12,189,000 | thousands by filing date | |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 735,153 | $12,182,000 | thousands by filing date | |
| TRIP COM GROUP LTD | 22943FAM2 | DBCV 1.250% 9/1 | 12,396,000 | $12,179,000 | thousands by filing date | principal |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 285,082 | $12,136,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 85,725 | $12,134,000 | thousands by filing date | |
| EATON CORP PLC | G29183903 | CALL | 139,900 | $12,134,000 | thousands by filing date | call |
| TRANSUNION COM | 89400J107 | Stock | 164,761 | $12,123,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 172,791 | $12,121,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 183,945 | $12,121,000 | thousands by filing date | |
| COMERICA INC | 200340907 | COM | 134,200 | $12,105,000 | thousands by filing date | call |
| TRANSOCEAN INC | 893830BJ7 | DEB 0.500% 1/3 | 8,335,000 | $12,079,000 | thousands by filing date | principal |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 950,429 | $12,032,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 197,875 | $12,010,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J958 | COM | 63,000 | $12,000,000 | thousands by filing date | put |
| WALKER&DUNLOPINC | 93148P102 | STOK | 226,648 | $11,986,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 279,285 | $11,981,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 266,516 | $11,975,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 535,558 | $11,954,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 255,939 | $11,933,000 | thousands by filing date | |
| CVS HEALTH CORP | 126650900 | CALL | 151,100 | $11,895,000 | thousands by filing date | call |
| WATSCO INC COM | 942622200 | Stock | 66,714 | $11,882,000 | thousands by filing date | |
| NETEASE COM INC | 64110W952 | PUT | 52,000 | $11,869,000 | thousands by filing date | put |
| ELECTRONICS FOR IMAGING INC | 286082AC6 | NOTE 0.750% 9/0 | 12,013,000 | $11,865,000 | thousands by filing date | principal |
| VSE CORP COM | 918284100 | Stock | 357,441 | $11,842,000 | thousands by filing date | |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 1,070,627 | $11,841,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 9,948 | $11,823,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 1,315,161 | $11,810,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 976,456 | $11,806,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 383,216 | $11,799,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 422,769 | $11,796,000 | thousands by filing date | |
| OPTIMUM COMMUNICATIONS INC | 02156K953 | PUT | 650,000 | $11,791,000 | thousands by filing date | put |
| WALMART INC | 931142953 | PUT | 125,100 | $11,748,000 | thousands by filing date | put |
| NOVAVAX INC | 670002104 | COMMON STOCK | 6,236,458 | $11,725,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 890,892 | $11,724,000 | thousands by filing date | |
| SCHWAB CHARLES CORP | 808513905 | CALL | 238,200 | $11,708,000 | thousands by filing date | call |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 332,705 | $11,708,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 269,132 | $11,694,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 825,466 | $11,688,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 803,007 | $11,683,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 89,920 | $11,655,000 | thousands by filing date | |
| CLEMENTIA PHARMACEUTICALS IN | 185575107 | COM | 1,037,047 | $11,563,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 273,764 | $11,560,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 64,660 | $11,541,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 608,482 | $11,530,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 256,055 | $11,525,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 181,459 | $11,523,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 658,284 | $11,513,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 182,666 | $11,510,000 | thousands by filing date | |
| PRUDENTIAL FINL INC | 744320952 | COM | 113,500 | $11,500,000 | thousands by filing date | put |
| PROSHARES TR | 74347B951 | PSHS ULTSH 20YRS | 300,000 | $11,499,000 | thousands by filing date | put |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 259,688 | $11,489,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 179,692 | $11,455,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 800,392 | $11,446,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 380,166 | $11,436,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 246,243 | $11,413,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 83,355 | $11,397,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 3,916,054 | $11,396,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 127,805 | $11,388,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 609,470 | $11,372,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 911,495 | $11,367,000 | thousands by filing date | |
| LENDINGTREE INC NEW | 52603BAA5 | NOTE | 8,905,000 | $11,343,000 | thousands by filing date | principal |
| TETRA TECH INC NEW | 88162G103 | COM | 165,859 | $11,328,000 | thousands by filing date | |
| SIXTH STREET SPECIALTY LENDING | 87265KAD4 | NOTE 4.500% 8/0 | 11,125,000 | $11,321,000 | thousands by filing date | principal |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 332,775 | $11,312,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 73,339 | $11,278,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 258,063 | $11,275,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 189,641 | $11,272,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y908 | ST STR STAPL ETF | 208,500 | $11,244,000 | thousands by filing date | call |
| NEWFIELD EXPL CO | 651290108 | COM | 389,931 | $11,242,000 | thousands by filing date | |
| SLEEP NUMBER CORP | 83125X103 | COM D | 305,552 | $11,239,000 | thousands by filing date | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 808,539 | $11,214,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 803,193 | $11,204,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 302,824 | $11,174,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 267,338 | $11,173,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR SA | 55932XAB0 | NOTE 5.000% 3/0 | 7,425,000 | $11,172,000 | thousands by filing date | principal |
| ICHOR HOLDINGS | G4740B105 | SHS | 546,840 | $11,166,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 526,889 | $11,160,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 355,285 | $11,156,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 10,861,000 | $11,155,000 | thousands by filing date | principal |
| CALAMP CORP | 128126109 | COMMON STOCK | 465,026 | $11,142,000 | thousands by filing date | |
| DUKE ENERGY CORP NEW | 26441C904 | COM NEW | 139,100 | $11,131,000 | thousands by filing date | call |
| GENERAL ELECTRIC CO | 369604903 | COM | 984,300 | $11,113,000 | thousands by filing date | call |
| DNOW INC | 67011P100 | COMMON STOCK | 670,933 | $11,103,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V900 | COM UT LTD PTN | 636,100 | $11,087,000 | thousands by filing date | call |
| PGT INNOVATIONS INC | 69336V101 | COM | 512,578 | $11,072,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E362 | S&P500 HDL VOL | 267,194 | $11,065,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 363,394 | $11,057,000 | thousands by filing date | |
| FORD MTR CO | 345370900 | CALL | 1,193,000 | $11,035,000 | thousands by filing date | call |
| ASHLAND INC | 044186104 | COM | 131,416 | $11,022,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220KAD0 | NOTE 0.750 8/1 | 3,041,000 | $11,008,000 | thousands by filing date | principal |
| EXPEDIA GROUP INC | 30212P903 | CALL | 84,300 | $10,999,000 | thousands by filing date | call |
| AMERICAN TOWER CORP | 03027X950 | COM | 75,600 | $10,985,000 | thousands by filing date | put |
| EURONET WORLDWIDE INC | 298736AH2 | NOTE 1.50010/0 | 7,875,000 | $10,980,000 | thousands by filing date | principal |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 96,408 | $10,967,000 | thousands by filing date | |
| PROCTER & GAMBLE CO | 742718909 | CALL | 131,700 | $10,961,000 | thousands by filing date | call |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 605,443 | $10,958,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 4,683,127 | $10,958,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC | 854502951 | COM | 74,800 | $10,954,000 | thousands by filing date | put |
| CONDUENT INC | 206787103 | COM | 486,224 | $10,950,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 180,084 | $10,914,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 239,067 | $10,906,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 280,199 | $10,896,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 373,642 | $10,894,000 | thousands by filing date | |
| SYMANTEC CORP | 871503908 | COM | 511,800 | $10,891,000 | thousands by filing date | call |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 169,652 | $10,875,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 58,444 | $10,862,000 | thousands by filing date | |
| FIRST DATA CORP NEW | 32008D906 | COM | 443,500 | $10,852,000 | thousands by filing date | call |
| MOHAWK INDS INC | 608190954 | PUT | 61,800 | $10,837,000 | thousands by filing date | put |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 917,252 | $10,796,000 | thousands by filing date | |
| AIR PRODUCTS AND CHEMICALS I | 009158956 | COM | 64,600 | $10,791,000 | thousands by filing date | put |
| ISHARES TR | 464288901 | JPMORGAN USD EMG | 100,000 | $10,781,000 | thousands by filing date | call |
| GLOBUS MED INC CL A | 379577208 | Stock | 189,891 | $10,778,000 | thousands by filing date | |
| CANADIAN NATL RY CO | 136375902 | COM | 120,000 | $10,776,000 | thousands by filing date | call |
| GENERAL DYNAMICS CORP | 369550958 | COM | 52,600 | $10,768,000 | thousands by filing date | put |
| TIMKEN CO | 887389104 | COM | 215,915 | $10,763,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 52,507 | $10,741,000 | thousands by filing date | |
| SQUARE INC | 852234AB9 | NOTE 0.375% 3/0 | 2,496,000 | $10,738,000 | thousands by filing date | principal |
| ENNIS INC COM | 293389102 | Stock | 523,976 | $10,715,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 293,884 | $10,694,000 | thousands by filing date | |
| F5 INC | 315616902 | CALL | 53,600 | $10,689,000 | thousands by filing date | call |
| TEXAS INSTRS INC | 882508904 | CALL | 99,500 | $10,675,000 | thousands by filing date | call |
| SINCLAIR BROADCASTING GROUP COMMON STOCK | 829226909 | Cmn | 376,200 | $10,665,000 | thousands by filing date | call |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 593,134 | $10,659,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 163,579 | $10,643,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427958 | Equity Put | 145,600 | $10,614,000 | thousands by filing date | put |
| BIOMARIN PHARMACEUTICAL INC | 09061G951 | COM | 109,300 | $10,599,000 | thousands by filing date | put |
| DUKE ENERGY CORP NEW | 26441C954 | COM NEW | 132,400 | $10,595,000 | thousands by filing date | put |
| THIRD PT REINS LTD | G8827U100 | COM | 813,942 | $10,581,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 729,317 | $10,575,000 | thousands by filing date | |
| RIG 270115C00010000 | h8817h900 | CALL | 755,000 | $10,532,000 | thousands by filing date | call |
| COGNIZANT TECHNOLOGY SOLU | 192446902 | TIO CALL | 136,400 | $10,523,000 | thousands by filing date | call |
| DOCUSIGN INC | 256163956 | PUT | 200,000 | $10,514,000 | thousands by filing date | put |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 771,948 | $10,499,000 | thousands by filing date | |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 422,347 | $10,487,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 397,856 | $10,484,000 | thousands by filing date | |
| E*TRADE FINANCIAL CORPORATION | 269246901 | COM | 200,000 | $10,478,000 | thousands by filing date | call |
| BROWN & BROWN INC COM | 115236101 | Stock | 354,030 | $10,469,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 215,372 | $10,467,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354957 | COM | 1,100,000 | $10,461,000 | thousands by filing date | put |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 126,637 | $10,460,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 260,081 | $10,448,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V958 | COM | 518,300 | $10,444,000 | thousands by filing date | put |
| POWELL INDS INC | 739128106 | COM | 287,219 | $10,415,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 343,752 | $10,414,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 1,191,611 | $10,402,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 150,317 | $10,383,000 | thousands by filing date | |
| INTERDIGITAL INC | 458660AD9 | NOTE 1.500% 3/0 | 8,802,000 | $10,375,000 | thousands by filing date | principal |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 149,400 | $10,364,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 235,110 | $10,342,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 145,561 | $10,339,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 304,033 | $10,286,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC | 775109900 | CL B | 200,000 | $10,282,000 | thousands by filing date | call |
| FERRARI N V | N3167Y953 | PUT | 75,000 | $10,268,000 | thousands by filing date | put |
| FERRARI N V | N3167Y903 | COM | 75,000 | $10,268,000 | thousands by filing date | call |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 425,642 | $10,266,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 330,452 | $10,260,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 548,972 | $10,249,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 506,391 | $10,240,000 | thousands by filing date | |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 59,384 | $10,226,000 | thousands by filing date | |
| AIR PRODUCTS AND CHEMICALS I | 009158906 | COM | 61,200 | $10,223,000 | thousands by filing date | call |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 471,206 | $10,206,000 | thousands by filing date | |
| RIO TINTO PLC | 767204900 | Option | 200,000 | $10,204,000 | thousands by filing date | call |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 342,236 | $10,202,000 | thousands by filing date | |
| DOLLAR TREE INC | 256746958 | PUT | 125,000 | $10,194,000 | thousands by filing date | put |
| Engility Holdings Inc | 29286C107 | COM | 283,236 | $10,194,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 477,490 | $10,166,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 120,576 | $10,165,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 324,951 | $10,148,000 | thousands by filing date | |
| EVERFORTH INC COM | 00191U102 | Stock | 128,559 | $10,147,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 72,912 | $10,144,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 280,103 | $10,140,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 294,048 | $10,139,000 | thousands by filing date | |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 123,672 | $10,111,000 | thousands by filing date | |
| INTERCONTINENTAL EXCHANGE IN | 45866F904 | CALL | 135,000 | $10,110,000 | thousands by filing date | call |
| TRAVELERS COMPANIES INC | 89417E959 | PUT | 77,700 | $10,078,000 | thousands by filing date | put |
| PAYCHEX INC | 704326907 | COM | 136,700 | $10,068,000 | thousands by filing date | call |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 296,666 | $10,042,000 | thousands by filing date | |
| AKORN INC | 009728906 | Cmn | 773,200 | $10,036,000 | thousands by filing date | call |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 574,788 | $10,013,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612JAF8 | DBCV 0.625% 8/1 | 10,000,000 | $10,013,000 | thousands by filing date | principal |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 361,936 | $10,012,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 429,887 | $10,008,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410AR9 | DEBT 13.500 8/3 | 10,000,000 | $10,000,000 | thousands by filing date | principal |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 2,884,129 | $9,979,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 328,326 | $9,944,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 207,228 | $9,916,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 184,429 | $9,905,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 114,326 | $9,900,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 383,643 | $9,897,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATIO-SP ADR | 647581907 | COM | 133,600 | $9,888,000 | thousands by filing date | call |
| CANADIAN SOLAR INC | 136635909 | CALL | 680,200 | $9,863,000 | thousands by filing date | call |
| O-I GLASS, INC. | 690768403 | COM | 523,606 | $9,838,000 | thousands by filing date | |
| WILLIAMS COS INC | 969457950 | PUT | 361,100 | $9,818,000 | thousands by filing date | put |
| SELECT SECTOR SPDR TR | 81369Y902 | ST STR SVC ETF | 200,000 | $9,800,000 | thousands by filing date | call |
| XENCOR INC | 98401F105 | COMMON STOCK | 251,155 | $9,787,000 | thousands by filing date | |
| ACCENTURE PLC IRELAND | G1151C901 | CALL | 57,400 | $9,769,000 | thousands by filing date | call |
| INTUITIVE SURGICAL INC | 46120E952 | PUT | 17,000 | $9,758,000 | thousands by filing date | put |
| LYONDELLBASELL INDUSTRIES NV | N53745900 | SHS - A - | 95,000 | $9,738,000 | thousands by filing date | call |
| SINCLAIR BROADCASTING GROUP COMMON STOCK | 829226959 | Cmn | 343,100 | $9,727,000 | thousands by filing date | put |
| EPLUS INC | 294268107 | COM | 104,875 | $9,721,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 208,863 | $9,702,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 358,624 | $9,701,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 622,055 | $9,672,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 525,880 | $9,671,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 385,168 | $9,668,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 290,614 | $9,648,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 538,384 | $9,648,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 352,262 | $9,627,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A950 | PUT | 501,800 | $9,620,000 | thousands by filing date | put |
| MCDONALDS CORP | 580135901 | COM | 57,500 | $9,619,000 | thousands by filing date | call |
| NEXTERA ENERGY INC | 65339F901 | CALL | 57,300 | $9,603,000 | thousands by filing date | call |
| SPX FLOW INC COM | 78469X107 | Stock | 184,487 | $9,594,000 | thousands by filing date | |
| CVS HEALTH CORP | 126650950 | PUT | 121,600 | $9,573,000 | thousands by filing date | put |
| MARVELL TECHNOLOGY GROUP LTD | G5876H905 | COM | 495,700 | $9,567,000 | thousands by filing date | call |
| NCR VOYIX CORPORATION | 62886E108 | COM | 336,723 | $9,566,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 201,847 | $9,557,000 | thousands by filing date | |
| FLUOR CORP | 343412952 | COM | 164,100 | $9,534,000 | thousands by filing date | put |
| VALE S A | 91912E905 | SPONSORED ADS | 642,000 | $9,527,000 | thousands by filing date | call |
| TRAVELERS COMPANIES INC | 89417E909 | COM | 73,200 | $9,495,000 | thousands by filing date | call |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 110,120 | $9,489,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B903 | OPTION | 1,497,400 | $9,464,000 | thousands by filing date | call |
| FORD MTR CO | 345370950 | PUT | 1,022,000 | $9,454,000 | thousands by filing date | put |
| WESTLAKE CORPORATION | 960413102 | COM | 113,651 | $9,445,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 315,074 | $9,437,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 5,895,184 | $9,432,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 334,937 | $9,426,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 117,879 | $9,411,000 | thousands by filing date | |
| INCYTE CORP | 45337CAM4 | NOTE 0.375%11/1 | 7,540,000 | $9,368,000 | thousands by filing date | principal |
| MILACRON HLDGS CORP | 59870L106 | COM | 462,427 | $9,364,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 352,518 | $9,342,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 594,992 | $9,336,000 | thousands by filing date | |
| BOYD GAMING CORP | 103304951 | COM | 274,900 | $9,305,000 | thousands by filing date | put |
| MARTIN MARIETTA MATLS INC | 573284906 | CALL | 51,000 | $9,279,000 | thousands by filing date | call |
| ALLETE INC | 018522300 | COM NEW | 123,267 | $9,247,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q952 | PUT | 200,000 | $9,246,000 | thousands by filing date | put |
| HIBBETT INC | 428567101 | COM | 491,082 | $9,233,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 163,863 | $9,229,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 671,888 | $9,225,000 | thousands by filing date | |
| FLUOR CORP | 343412902 | CALL | 158,600 | $9,215,000 | thousands by filing date | call |
| ANDEAVOR | 03349M955 | PUT | 60,000 | $9,210,000 | thousands by filing date | put |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 1,514,189 | $9,206,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 249,376 | $9,187,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 730,794 | $9,171,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 133,955 | $9,163,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 283,723 | $9,150,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 350,344 | $9,148,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 209,178 | $9,145,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 937,138 | $9,119,000 | thousands by filing date | |
| DISH NETWORK CORP-A | 25470M959 | COM | 255,000 | $9,119,000 | thousands by filing date | put |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 547,156 | $9,110,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 1,488,595 | $9,110,000 | thousands by filing date | |
| L BRANDS INC | 501797904 | COM | 300,000 | $9,090,000 | thousands by filing date | call |
| NEWMARKET CORP COM | 651587107 | Stock | 22,402 | $9,085,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 838,929 | $9,060,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 271,647 | $9,059,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337959 | PUT | 136,400 | $9,032,000 | thousands by filing date | put |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 128,551 | $9,005,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 125,038 | $9,002,000 | thousands by filing date | |
| INVESCO TR II ETF S&P 500 EMERGING MKTS LOW VOLATILITY | 46138E297 | ETF | 362,087 | $9,001,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 167,698 | $8,999,000 | thousands by filing date | |
| CNX MIDSTREAM PARTNERS LP | 12654A101 | COM UNIT REPST | 466,877 | $8,987,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 1,679,607 | $8,986,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 337,769 | $8,981,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 107,974 | $8,946,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 431,635 | $8,922,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 163,764 | $8,918,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 508,110 | $8,891,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 3,059,292 | $8,872,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AC9 | BOND | 9,156,000 | $8,853,000 | thousands by filing date | principal |
| STANLEY BLACK & DECKER INC | 854502901 | COM | 60,200 | $8,816,000 | thousands by filing date | call |
| WISDOMTREE INC | 97717P104 | COM | 1,037,685 | $8,800,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 274,216 | $8,800,000 | thousands by filing date | |
| SOLARCITY CORP | 83416TAA8 | NOTE 2.750%11/0 | 8,938,000 | $8,793,000 | thousands by filing date | principal |
| ENOVA INTL INC | 29357K103 | COM | 304,800 | $8,778,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 145,421 | $8,769,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 139,068 | $8,741,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J954 | PUT | 190,000 | $8,740,000 | thousands by filing date | put |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 359,811 | $8,732,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 585,542 | $8,725,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 313,823 | $8,724,000 | thousands by filing date | |
| CAESARS ENTERTAINMENT CORP | 127686953 | Cmn | 850,000 | $8,713,000 | thousands by filing date | put |
| MOMO INC | 60879B107 | ADR | 198,552 | $8,696,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W903 | COM | 273,200 | $8,693,000 | thousands by filing date | call |
| VanEck Vectors High Incom | 92189F908 | CALL | 345,000 | $8,691,000 | thousands by filing date | call |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 81,708 | $8,686,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 9,263 | $8,669,000 | thousands by filing date | |
| SEATTLE GENETICS INC. | 812578952 | Cmn | 112,000 | $8,637,000 | thousands by filing date | put |
| GAIN CAP HLDGS INC | 36268WAF7 | NOTE 5.000% 8/1 | 8,159,000 | $8,622,000 | thousands by filing date | principal |
| LEAR CORP | 521865954 | COM NEW | 59,300 | $8,599,000 | thousands by filing date | put |
| SEADRILL LTD | G7998G106 | COM | 347,008 | $8,599,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 166,015 | $8,575,000 | thousands by filing date | |
| H WORLD GROUP LTD SPONSORED ADS | 44332N106 | ADR | 265,368 | $8,571,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 88,591 | $8,564,000 | thousands by filing date | |
| NICE SYS INC | 65366HAB9 | BOND | 5,965,000 | $8,560,000 | thousands by filing date | principal |
| GOODRICH PETE CORP COM PAR | 382410843 | Stock | 609,433 | $8,556,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 176,509 | $8,541,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO | 460146953 | COM | 173,500 | $8,528,000 | thousands by filing date | put |
| NEXTERA ENERGY INC | 65339F951 | PUT | 50,800 | $8,514,000 | thousands by filing date | put |
| POLYMET MINING CORP | 731916102 | COM | 8,337,305 | $8,505,000 | thousands by filing date | |
| NEXA RES S A | L67359106 | COM | 704,969 | $8,502,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 56,277 | $8,491,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 165,729 | $8,463,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAK6 | DBCV 1.000%12/1 | 9,029,000 | $8,457,000 | thousands by filing date | principal |
| SPARK ENERGY INC | 846511103 | CL A COM | 1,022,946 | $8,440,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G870 | VAR RATE PFD | 338,808 | $8,433,000 | thousands by filing date | |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 5,575,000 | $8,418,000 | thousands by filing date | principal |
| ASSURANT INC COM | 04621X108 | Stock | 77,923 | $8,411,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 140,287 | $8,410,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC | 620076907 | CALL | 64,600 | $8,407,000 | thousands by filing date | call |
| CATO CORP NEW | 149205106 | CL A | 399,885 | $8,406,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 62,788 | $8,383,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 600,287 | $8,375,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 298,480 | $8,366,000 | thousands by filing date | |
| CHIPOTLE MEXICAN GRILL IN | 169656955 | C PUT | 18,400 | $8,363,000 | thousands by filing date | put |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 18,455 | $8,347,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 870,116 | $8,345,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q886 | DIVERSFED RTRN | 124,151 | $8,338,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 182,989 | $8,327,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 198,730 | $8,323,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 126,309 | $8,323,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 379,791 | $8,317,000 | thousands by filing date | |
| ROVI CORP | 779376AD4 | NOTE 0.500% 3/0 | 8,760,000 | $8,309,000 | thousands by filing date | principal |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 100,433 | $8,301,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 278,911 | $8,301,000 | thousands by filing date | |
| NIELSEN HLDGS PLC | G6518L908 | CALL | 300,000 | $8,298,000 | thousands by filing date | call |
| GOPRO INC | 38268TAB9 | NOTE 3.500% 4/1 | 8,722,000 | $8,285,000 | thousands by filing date | principal |
| STARWOOD WAYPOINT RESIDENTL | 85571WAB5 | NOTE 3.000% 7/0 | 6,678,000 | $8,281,000 | thousands by filing date | principal |
| TRULIA INC | 897888AB9 | NOTE 2.750%12/1 | 4,758,000 | $8,267,000 | thousands by filing date | principal |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 4,880,000 | $8,258,000 | thousands by filing date | principal |
| TIVO CORP | 88870P106 | COM | 662,508 | $8,248,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 51,180 | $8,242,000 | thousands by filing date | |
| ZOETIS INC | 98978V903 | CALL | 90,000 | $8,240,000 | thousands by filing date | call |
| ZOETIS INC | 98978V953 | PUT | 90,000 | $8,240,000 | thousands by filing date | put |
| XEROX CORP | 984121958 | COM | 305,400 | $8,240,000 | thousands by filing date | put |
| MOODYS CORP | 615369905 | COM | 49,100 | $8,210,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 221,431 | $8,166,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 29,707 | $8,156,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 111,530 | $8,150,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 770,704 | $8,146,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 77,392 | $8,135,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 239,766 | $8,124,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 54,982 | $8,122,000 | thousands by filing date | |
| BCE INC | 05534B950 | COMMON STOCK | 200,000 | $8,104,000 | thousands by filing date | put |
| CASEYS GEN STORES INC | 147528103 | COM | 62,652 | $8,089,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354907 | COM | 850,000 | $8,084,000 | thousands by filing date | call |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 853,663 | $8,076,000 | thousands by filing date | |
| T-MOBILE US INC | 872590904 | COM | 122,400 | $8,067,000 | thousands by filing date | call |
| MEDPACE HLDGS INC COM | 58506Q109 | Stock | 134,620 | $8,065,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 330,536 | $8,065,000 | thousands by filing date | |
| WILDHORSE RESOURCE DEV CORP | 96812T102 | COM | 341,101 | $8,063,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 7,657,000 | $8,058,000 | thousands by filing date | principal |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 67,629 | $8,044,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 441,739 | $8,031,000 | thousands by filing date | |
| 3M CO | 88579Y901 | CALL | 38,100 | $8,028,000 | thousands by filing date | call |
| ATHENAHEALTH INC | 04685W903 | COM | 60,000 | $8,016,000 | thousands by filing date | call |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 3,432,801 | $7,999,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 159,946 | $7,998,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 81,557 | $7,987,000 | thousands by filing date | |
| TATA MOTORS LTD-SPON ADR | 876568952 | COM | 520,000 | $7,987,000 | thousands by filing date | put |
| POLARIS INC COM | 731068102 | Stock | 78,667 | $7,942,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 200,472 | $7,933,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 335,220 | $7,928,000 | thousands by filing date | |
| SCHWAB CHARLES CORP | 808513955 | PUT | 161,300 | $7,928,000 | thousands by filing date | put |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 369,198 | $7,927,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAM5 | NOTE 4.375% 1/1 | 7,876,000 | $7,908,000 | thousands by filing date | principal |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 318,975 | $7,904,000 | thousands by filing date | |
| CORNING INC | 219350955 | PUT | 223,700 | $7,897,000 | thousands by filing date | put |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 7,865,000 | $7,896,000 | thousands by filing date | principal |
| WAGEWORKS INC | 930427109 | COM | 184,426 | $7,885,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 43,615 | $7,870,000 | thousands by filing date | |
| NETGEAR INC | 64111Q904 | COM | 125,000 | $7,856,000 | thousands by filing date | call |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 794,282 | $7,848,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427908 | CALL | 107,500 | $7,837,000 | thousands by filing date | call |
| COLUMBIA BKG SYS INC | 197236102 | COM | 202,122 | $7,836,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 234,083 | $7,831,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 1,763,027 | $7,810,000 | thousands by filing date | |
| REDFIN CORP | 75737FAA6 | NOTE 1.750% 7/1 | 8,665,000 | $7,788,000 | thousands by filing date | principal |
| THOMSON REUTERS CORP | 884903905 | COM | 170,000 | $7,766,000 | thousands by filing date | call |
| DERMIRA INC | 24983L104 | COM | 712,253 | $7,763,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 195,290 | $7,722,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 357,671 | $7,690,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 661,568 | $7,686,000 | thousands by filing date | |
| SEMPRA | 816851959 | COM | 67,500 | $7,678,000 | thousands by filing date | put |
| GENERAL ELECTRIC CO | 369604953 | COM | 679,500 | $7,672,000 | thousands by filing date | put |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 1,073,909 | $7,624,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 316,033 | $7,616,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X959 | UT SER 1 | 28,700 | $7,588,000 | thousands by filing date | put |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 120,226 | $7,581,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 943,407 | $7,575,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 13,071 | $7,572,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 273,818 | $7,558,000 | thousands by filing date | |
| MAZOR ROBOTICS LTD | 57886P953 | PUT | 129,600 | $7,558,000 | thousands by filing date | put |
| DAVITA INC | 23918K958 | PUT | 105,500 | $7,557,000 | thousands by filing date | put |
| METHANEX CORP COM | 59151K108 | Stock | 95,507 | $7,555,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 306,352 | $7,552,000 | thousands by filing date | |
| AMERICAN EXPRESS CO | 025816909 | CALL | 70,900 | $7,550,000 | thousands by filing date | call |
| DENTSPLY SIRONA INC | 24906P909 | COM | 200,000 | $7,548,000 | thousands by filing date | call |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 144,971 | $7,546,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 1,476,260 | $7,543,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 47,475 | $7,539,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N953 | COM | 170,000 | $7,521,000 | thousands by filing date | put |
| PROS Holdings Inc | 74346Y103 | Common Stock | 214,664 | $7,517,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 51,460 | $7,513,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460953 | SP ADR PFD NEW | 1,061,100 | $7,513,000 | thousands by filing date | put |
| RUBIUS THERAPEUTICS INC | 78116T103 | COM | 312,976 | $7,512,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 96,015 | $7,505,000 | thousands by filing date | |
| MB FINANCIAL INC | 55264U108 | COMMON STOCK | 162,660 | $7,501,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 1,112,532 | $7,488,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U852 | HENDERSON MTG | 149,700 | $7,464,000 | thousands by filing date | |
| THERMO FISHER SCIENTIFIC INC | 883556952 | PUT | 30,500 | $7,444,000 | thousands by filing date | put |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 371,286 | $7,441,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 410,790 | $7,440,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 707,821 | $7,432,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 1,949,631 | $7,428,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 282,290 | $7,424,000 | thousands by filing date | |
| VERTEX PHARMACEUTICALS INC | 92532F950 | COM | 38,500 | $7,420,000 | thousands by filing date | put |
| KIMBERLY-CLARK CORP | 494368903 | CALL | 65,000 | $7,387,000 | thousands by filing date | call |
| ENERGEN CORP | 29265N908 | COM | 85,600 | $7,376,000 | thousands by filing date | call |
| RANDGOLD RESOURCES LTD-ADR | 752344959 | COM | 104,500 | $7,372,000 | thousands by filing date | put |
| VMWARE INC-CLASS A | 928563902 | COM | 47,000 | $7,335,000 | thousands by filing date | call |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 123,772 | $7,314,000 | thousands by filing date | |
| PENNYMAC FINANCIAL SERVICE-A | 70932B101 | CL A | 349,434 | $7,303,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 484,708 | $7,296,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 189,387 | $7,292,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 74,573 | $7,254,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 119,437 | $7,243,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 78,529 | $7,229,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 80,061 | $7,222,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 262,271 | $7,212,000 | thousands by filing date | |
| S&P GLOBAL INC | 78409V904 | COM | 36,900 | $7,210,000 | thousands by filing date | call |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 130,338 | $7,209,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 442,382 | $7,206,000 | thousands by filing date | |
| ALKERMES PLC | G01767905 | SHS | 169,800 | $7,206,000 | thousands by filing date | call |
| YANDEX N.V. | 98474TAB3 | 1.125% CNV BDS 15/12/18 USD | 7,233,000 | $7,197,000 | thousands by filing date | principal |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 142,878 | $7,194,000 | thousands by filing date | |
| CORNING INC | 219350905 | CALL | 203,700 | $7,191,000 | thousands by filing date | call |
| THERMO FISHER SCIENTIFIC | 883556902 | INC CALL | 29,400 | $7,176,000 | thousands by filing date | call |
| MEDIFAST INC | 58470H101 | COM | 32,382 | $7,173,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 840,038 | $7,165,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 211,482 | $7,165,000 | thousands by filing date | |
| FTS INTERNATIONAL INC | 30283W104 | COM | 606,587 | $7,151,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 614,072 | $7,142,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 1,158,717 | $7,138,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A309 | COM PAR | 1,456,008 | $7,135,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 189,812 | $7,133,000 | thousands by filing date | |
| STATE STR CORP | 857477953 | COM | 85,000 | $7,121,000 | thousands by filing date | put |
| SAREPTA THERAPEUTICS INC | 803607900 | COM | 44,000 | $7,106,000 | thousands by filing date | call |
| SAREPTA THERAPEUTICS INC | 803607950 | COM | 44,000 | $7,106,000 | thousands by filing date | put |
| M.D.C. HOLDINGS INC | 552676108 | COM | 240,131 | $7,103,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 107,187 | $7,071,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 132,948 | $7,060,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-18-000208 | this filing | 2018-11-07 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000019617-18-000246 | base | 2018-11-13 | acceptance time not in the bulk data set |