13F-HR filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-07, with 5,734 holding rows worth $522,205,714,000.
- Accession
- 0000019617-18-000208
- Filer
- CIK 19617
- Filed
- 2018-11-07
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A combination report, 21,465 entries on the cover page, a total value of $522,205,714,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $522,205,714,000 with VALUE read as thousands by filing date, 13F file number 028-00694. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJ.P. Morgan Whitefriars LLC028-12007
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
- included managerJ.P. Morgan Private Investments Inc.028-16931
- included managerJ.P. Morgan (Suisse) SA028-17025
- included managerJ.P. Morgan GT Corp028-17027
- included managerJF Asset Management Ltd028-17029
- included managerJPMorgan Asset Management (Japan) Ltd028-14958
- included managerJPMorgan Asset Management (Singapore) Ltd028-17030
- included managerJPMorgan Asset Management (Taiwan) Ltd028-17031
- included managerJPMorgan Funds (Asia) Ltd028-17032
- included managerMLP Investment Holdings, Inc.028-17033
- included managerJ.P. Morgan International Bank Ltd028-17034
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BLOOM ENERGY CORP | 093712107 | COM | 57,691 | $1,966,000 | thousands by filing date | |
| SEMPRA ENERGY | 816851406 | 6% PFD CONV A | 19,500 | $1,966,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 84,758 | $1,965,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 19,863 | $1,954,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP | 517834907 | COM | 32,900 | $1,952,000 | thousands by filing date | call |
| VISA INC | 92826C959 | PUT | 13,000 | $1,951,000 | thousands by filing date | put |
| CAMPING WORLD HLDGS INC | 13462K959 | CL A | 91,500 | $1,951,000 | thousands by filing date | put |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 82,820 | $1,947,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MANUFAC | 874039900 | CALL | 44,000 | $1,943,000 | thousands by filing date | call |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 9,274 | $1,942,000 | thousands by filing date | |
| MYOKARDIA INC | 62857M105 | COM | 29,724 | $1,938,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 72,955 | $1,933,000 | thousands by filing date | |
| OKTA INC | 679295905 | CALL | 27,400 | $1,928,000 | thousands by filing date | call |
| BRIGHTSTAR LOTTERY PLC | G4863A908 | SHS USD | 97,600 | $1,928,000 | thousands by filing date | call |
| GUARANTY BANCORP | 40075T607 | COM | 64,924 | $1,928,000 | thousands by filing date | |
| MELINTA THERAPEUTICS INC | 58549G100 | COM | 487,537 | $1,926,000 | thousands by filing date | |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 68,165 | $1,923,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 58,130 | $1,919,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 98,494 | $1,916,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 5,574 | $1,914,000 | thousands by filing date | |
| CONOCOPHILLIPS | 20825C904 | COM | 24,500 | $1,896,000 | thousands by filing date | call |
| GARRETT MOTION INC | 366505105 | COM | 102,131 | $1,890,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 15,802 | $1,887,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 142,822 | $1,881,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 411,008 | $1,878,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 44,308 | $1,877,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 90,529 | $1,875,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 65,729 | $1,875,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 33,082 | $1,874,000 | thousands by filing date | |
| INTERCONTINENTAL EXCHANGE IN | 45866F954 | COM | 25,000 | $1,872,000 | thousands by filing date | put |
| TTOO | 89853L104 | Stock | 251,257 | $1,872,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 70,939 | $1,862,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 146,378 | $1,861,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 29,898 | $1,861,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 26,420 | $1,857,000 | thousands by filing date | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 176,483 | $1,855,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 21,814 | $1,846,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 181,616 | $1,846,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 15,656 | $1,845,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 11,641 | $1,845,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 92,420 | $1,843,000 | thousands by filing date | |
| EMERSON ELEC CO | 291011954 | PUT | 24,000 | $1,838,000 | thousands by filing date | put |
| EMERSON ELEC CO | 291011904 | COM | 24,000 | $1,838,000 | thousands by filing date | call |
| ASSERTIO THERAPEUTICS INC | 04545L107 | COM | 312,133 | $1,835,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 27,494 | $1,832,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 37,212 | $1,824,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 20,347 | $1,823,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 228,477 | $1,821,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 304,557 | $1,821,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 248,266 | $1,819,000 | thousands by filing date | |
| DISCOVERY COMMUNICATIONS-A | 25470F954 | COM | 56,800 | $1,818,000 | thousands by filing date | put |
| ELLIE MAE INC | 28849P100 | COM | 19,176 | $1,817,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC | 053484901 | CALL | 10,000 | $1,812,000 | thousands by filing date | call |
| AVALONBAY CMNTYS INC | 053484951 | COM | 10,000 | $1,812,000 | thousands by filing date | put |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 83,914 | $1,810,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 89,062 | $1,802,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 33,568 | $1,800,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 105,711 | $1,792,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 155,590 | $1,790,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 46,424 | $1,788,000 | thousands by filing date | |
| BANDWIDTH INC | 05988J103 | COM CL A | 33,302 | $1,784,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 122,101 | $1,783,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 289,626 | $1,781,000 | thousands by filing date | |
| MEDICINES COMPANY | 584688905 | COM | 59,500 | $1,780,000 | thousands by filing date | call |
| KINDER MORGAN INC DEL | 49456B951 | PUT | 100,000 | $1,773,000 | thousands by filing date | put |
| KINDER MORGAN INC DEL | 49456B901 | COM | 100,000 | $1,773,000 | thousands by filing date | call |
| ACADIA PHARMACEUTICALS INC | 004225958 | COM | 85,000 | $1,765,000 | thousands by filing date | put |
| AMAG PHARMACEUTICALS INC | 00163UAA4 | NOTE 2.500 2/1 | 1,765,000 | $1,765,000 | thousands by filing date | principal |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 26,779 | $1,763,000 | thousands by filing date | |
| NORTH AMERN CONSTR GROUP LTD | 656811106 | COM | 179,827 | $1,762,000 | thousands by filing date | |
| High Yield ETF | 30151E814 | HIGH YIELD ETF | 47,939 | $1,757,000 | thousands by filing date | |
| APACHE CORP | 037411955 | COM | 36,800 | $1,754,000 | thousands by filing date | put |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 73,533 | $1,750,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 153,004 | $1,748,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 35,479 | $1,746,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 22,340 | $1,746,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 21,979 | $1,744,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 23,342 | $1,743,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 54,084 | $1,736,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW | 25179M953 | PUT | 43,400 | $1,733,000 | thousands by filing date | put |
| OFS CAPITAL CORP | 67103B100 | COM | 145,465 | $1,731,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 32,968 | $1,728,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071901 | COM | 40,000 | $1,723,000 | thousands by filing date | call |
| AMERISAFE INC | 03071H100 | COM | 27,814 | $1,722,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 23,727 | $1,714,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 26,968 | $1,714,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 8,571 | $1,713,000 | thousands by filing date | |
| ABBOTT LABORATORIES | 002824900 | COM | 23,300 | $1,709,000 | thousands by filing date | call |
| MURPHY USA INC | 626755902 | CALL | 20,000 | $1,709,000 | thousands by filing date | call |
| TWITTER INC | 90184L902 | COM | 60,000 | $1,708,000 | thousands by filing date | call |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 304,497 | $1,705,000 | thousands by filing date | |
| BLACKROCK INC | 09247X901 | COM | 3,600 | $1,697,000 | thousands by filing date | call |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 22,363 | $1,696,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 34,452 | $1,696,000 | thousands by filing date | |
| FANG HOLDING-ADR | 30711Y102 | ADR | 652,401 | $1,690,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 92,748 | $1,689,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 149,469 | $1,687,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 95,174 | $1,686,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 23,495 | $1,684,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 100,087 | $1,672,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 111,999 | $1,671,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 616,513 | $1,671,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 604,878 | $1,670,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 91,658 | $1,668,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 402,045 | $1,668,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 48,824 | $1,665,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 255,979 | $1,664,000 | thousands by filing date | |
| S&P GLOBAL INC | 78409V954 | PUT | 8,500 | $1,661,000 | thousands by filing date | put |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 283,809 | $1,660,000 | thousands by filing date | |
| SYNAPTICS INC | 87157DAD1 | NOTE 0.500% 6/1 | 1,728,000 | $1,660,000 | thousands by filing date | principal |
| SENECA FOODS CORP NEW | 817070501 | CL A | 49,208 | $1,659,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 74,001 | $1,656,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 132,916 | $1,655,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 76,662 | $1,652,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 119,311 | $1,652,000 | thousands by filing date | |
| FINJAN HLDGS INC | 31788H303 | COM NEW | 383,222 | $1,652,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 42,412 | $1,651,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 49,513 | $1,649,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 51,742 | $1,646,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 315,280 | $1,643,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 42,745 | $1,643,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 45,709 | $1,640,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 13,186 | $1,638,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J903 | CALL | 30,000 | $1,637,000 | thousands by filing date | call |
| SPARK THERAPEUTICS INC | 84652J953 | PUT | 30,000 | $1,637,000 | thousands by filing date | put |
| RED HAT INC | 756577902 | COM | 12,000 | $1,635,000 | thousands by filing date | call |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 324,850 | $1,627,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 56,076 | $1,626,000 | thousands by filing date | |
| EMERALD EXPOSITIONS EVENTS I | 29103B100 | COM | 98,728 | $1,626,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 86,672 | $1,624,000 | thousands by filing date | |
| CM FIN INC COM | 12574Q103 | COM | 188,743 | $1,624,000 | thousands by filing date | |
| BASIC ENERGY SVCS INC NEW | 06985P209 | COM NEW | 162,233 | $1,620,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 153,525 | $1,616,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 65,643 | $1,611,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047957 | PUT | 35,000 | $1,611,000 | thousands by filing date | put |
| PTC THERAPEUTICS INC | 69366J900 | COM | 34,200 | $1,607,000 | thousands by filing date | call |
| EXELA TECHNOLOGIES INC | 30162V102 | COM | 225,508 | $1,607,000 | thousands by filing date | |
| HUBSPOT INC | 443573AB6 | NOTE 0.250% 6/0 | 974,000 | $1,604,000 | thousands by filing date | principal |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 15,307 | $1,603,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 85,974 | $1,602,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 68,762 | $1,602,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 186,683 | $1,601,000 | thousands by filing date | |
| LONESTAR RES US INC | 54240F103 | CL A VTG | 204,801 | $1,595,000 | thousands by filing date | |
| SOUTHWEST AIRLS CO | 844741908 | CALL | 25,500 | $1,592,000 | thousands by filing date | call |
| ISHARES TR | 464287523 | COM | 8,597 | $1,591,000 | thousands by filing date | |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 99,685 | $1,590,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 90,008 | $1,589,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 149,768 | $1,587,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 160,080 | $1,580,000 | thousands by filing date | |
| AKCEA THERAPEUTICS INC | 00972L907 | CALL | 45,000 | $1,576,000 | thousands by filing date | call |
| OSI SYSTEMS INC | 671044AD7 | NOTE 1.250% 9/0 | 1,633,000 | $1,575,000 | thousands by filing date | principal |
| NOVOCURE LTD | G6674U908 | ORD SHS | 30,000 | $1,572,000 | thousands by filing date | call |
| IPATH DJ-UBS COCOA SUBINDEX | 06739H313 | CMN | 66,131 | $1,570,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 29,077 | $1,568,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 101,090 | $1,566,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 96,365 | $1,565,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 130,986 | $1,565,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 111,409 | $1,561,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 140,366 | $1,558,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 96,934 | $1,557,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 31,742 | $1,555,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 26,091 | $1,554,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 13,040 | $1,553,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 119,728 | $1,550,000 | thousands by filing date | |
| GLOBAL INDEMNITY GROUP LLC COM CL A | G3933F105 | Stock | 41,031 | $1,548,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 32,392 | $1,545,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 62,016 | $1,544,000 | thousands by filing date | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 92,098 | $1,538,000 | thousands by filing date | |
| AMERICAN CENTURY ETF TR QUALITY DIVERSIFIED INTL | 025072406 | ETF | 37,500 | $1,538,000 | thousands by filing date | |
| ISHARES TR | 464287953 | PUT | 8,300 | $1,536,000 | thousands by filing date | put |
| STOCK YDS BANCORP INC | 861025104 | COM | 42,195 | $1,531,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 172,699 | $1,521,000 | thousands by filing date | |
| ENERGY XXI GULF COAST INC | 29276K101 | COM | 181,907 | $1,521,000 | thousands by filing date | |
| CAMBIUM LEARNING GRP INC COM | 13201A107 | COM | 128,356 | $1,520,000 | thousands by filing date | |
| JAGGED PEAK ENERGY INC | 47009K107 | COM | 109,635 | $1,517,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 647,608 | $1,515,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 8,292 | $1,512,000 | thousands by filing date | |
| AQUANTIA CORP | 03842Q108 | COM | 118,013 | $1,510,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 321,063 | $1,509,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 23,407 | $1,508,000 | thousands by filing date | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 40,006 | $1,508,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 307,669 | $1,508,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO | 039483902 | CALL | 30,000 | $1,508,000 | thousands by filing date | call |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 1,342,209 | $1,503,000 | thousands by filing date | |
| TWILIO INC | 90138F902 | CALL | 17,400 | $1,501,000 | thousands by filing date | call |
| SUTRO BIOPHARMA INC | 869367102 | COM | 100,050 | $1,501,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 363,770 | $1,499,000 | thousands by filing date | |
| NRG ENERGY INC | 629377958 | COM NEW | 40,000 | $1,496,000 | thousands by filing date | put |
| FINISAR CORP | 31787AAM3 | NOTE 0.500%12/1 | 1,503,000 | $1,494,000 | thousands by filing date | principal |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 45,782 | $1,483,000 | thousands by filing date | |
| GRAMERCY PPTY TR | 385002308 | COM NEW | 54,030 | $1,483,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 616,450 | $1,479,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 61,662 | $1,476,000 | thousands by filing date | |
| SOLARCITY CORP | 83416TAC4 | NOTE 1.625%11/0 | 1,619,000 | $1,467,000 | thousands by filing date | principal |
| VICOR CORP | 925815102 | COM | 31,889 | $1,466,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 105,081 | $1,466,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J901 | CALL | 65,200 | $1,464,000 | thousands by filing date | call |
| DBV TECHNOLOGIES S A | 23306J951 | PUT | 65,200 | $1,464,000 | thousands by filing date | put |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 43,817 | $1,463,000 | thousands by filing date | |
| LIVANOVA PLC | G5509L951 | SHS | 11,800 | $1,463,000 | thousands by filing date | put |
| ACCURAY INC DEL | 004397105 | COM | 324,279 | $1,459,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N824 | VCSHS US EQ INCM | 30,757 | $1,457,000 | thousands by filing date | |
| IVC 4 1/2 6/1/22 | 461203AH4 | CONVERTIBLE BOND | 1,135,000 | $1,455,000 | thousands by filing date | principal |
| LEGACY TEX FINL GROUP INC | 52471Y106 | COM | 33,970 | $1,447,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 14,381 | $1,445,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 372,403 | $1,445,000 | thousands by filing date | |
| BILIBILI INC | 090040956 | PUT | 106,900 | $1,441,000 | thousands by filing date | put |
| ENCORE WIRE CORP | 292562105 | COM | 28,721 | $1,440,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 176,255 | $1,440,000 | thousands by filing date | |
| SPRINT CORP | 85207U955 | PUT | 220,000 | $1,439,000 | thousands by filing date | put |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 54,921 | $1,437,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 46,469 | $1,433,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 127,372 | $1,433,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 129,308 | $1,432,000 | thousands by filing date | |
| FRONT YD RESIDENTIAL CORP | 35904G107 | COM | 132,079 | $1,432,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 106,195 | $1,429,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 1,115,153 | $1,427,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 29,713 | $1,424,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 228,999 | $1,422,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 94,884 | $1,422,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 79,808 | $1,422,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 51,759 | $1,421,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 32,224 | $1,412,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 48,386 | $1,408,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 16,167 | $1,407,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 193,730 | $1,405,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 94,884 | $1,400,000 | thousands by filing date | |
| TRANSOCEAN LTD | H8817H950 | REGISTERED SHS | 100,000 | $1,395,000 | thousands by filing date | put |
| APOLLO INVT CORP | 03761U106 | COM | 256,578 | $1,395,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 90,226 | $1,394,000 | thousands by filing date | |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 402,906 | $1,390,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC | 98919V905 | CALL | 40,000 | $1,389,000 | thousands by filing date | call |
| SKECHERS USA INC-CL A | 830566955 | COM | 49,500 | $1,383,000 | thousands by filing date | put |
| AMARIN CORPORATION PLC -ADR | 023111956 | ADR | 85,000 | $1,383,000 | thousands by filing date | put |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 11,811 | $1,377,000 | thousands by filing date | |
| ISHARES TR | 46435G516 | COM | 20,683 | $1,371,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 9,479 | $1,371,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 48,517 | $1,370,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F901 | CALL | 50,000 | $1,368,000 | thousands by filing date | call |
| WEBSTER FINL CORP | 947890959 | PUT | 23,200 | $1,368,000 | thousands by filing date | put |
| APPFOLIO INC | 03783C100 | COM CL A | 17,442 | $1,367,000 | thousands by filing date | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 131,895 | $1,366,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 27,174 | $1,363,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 82,146 | $1,363,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 140,241 | $1,355,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 105,540 | $1,351,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 38,358 | $1,349,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 19,445 | $1,349,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 30,186 | $1,346,000 | thousands by filing date | |
| NANTHEALTH INC | 630104AB3 | NOTE 5.500%12/1 | 2,150,000 | $1,344,000 | thousands by filing date | principal |
| ARBUTUS BIOPHARMA CORP | 03879J950 | COM | 142,000 | $1,342,000 | thousands by filing date | put |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 469,600 | $1,339,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 19,331 | $1,335,000 | thousands by filing date | |
| RPM INTL INC | 749685953 | COM | 20,500 | $1,331,000 | thousands by filing date | put |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 101,599 | $1,329,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J904 | COM | 90,000 | $1,327,000 | thousands by filing date | call |
| Reality Shares Nasdaq NexGen Economy ETF | 75605A702 | COM | 55,993 | $1,325,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370951 | PUT | 47,700 | $1,321,000 | thousands by filing date | put |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 26,325 | $1,320,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 464,827 | $1,320,000 | thousands by filing date | |
| BRINKS CO | 109696904 | CALL | 18,900 | $1,318,000 | thousands by filing date | call |
| ALAMO GROUP INC | 011311107 | COM | 14,372 | $1,316,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 18,032 | $1,316,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q956 | PUT | 80,800 | $1,311,000 | thousands by filing date | put |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 1,069,000 | $1,309,000 | thousands by filing date | principal |
| ROSETTA STONE INC | 777780107 | COM | 65,673 | $1,307,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 25,803 | $1,306,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 80,263 | $1,302,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HLDG PL | g8060n102 | SHS | 26,193 | $1,298,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 86,994 | $1,297,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 267,417 | $1,297,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 148,865 | $1,295,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 183,396 | $1,293,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 17,298 | $1,287,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 23,679 | $1,283,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 34,082 | $1,282,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 107,694 | $1,282,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 16,801 | $1,280,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 28,051 | $1,280,000 | thousands by filing date | |
| C&J ENERGY SVCS INC NEW | 12674R100 | COM | 61,566 | $1,280,000 | thousands by filing date | |
| RESTORBIO INC | 76133L103 | COM | 84,532 | $1,280,000 | thousands by filing date | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 264,488 | $1,278,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 31,772 | $1,277,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 37,071 | $1,275,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 23,553 | $1,272,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 10,699 | $1,272,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 7,581 | $1,272,000 | thousands by filing date | |
| HYD | 92189F361 | ETF | 40,864 | $1,272,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 79,408 | $1,271,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 25,772 | $1,269,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 175,050 | $1,269,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 98,188 | $1,267,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 152,682 | $1,267,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 32,362 | $1,266,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 24,656 | $1,265,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 26,178 | $1,265,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 101,541 | $1,263,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 17,486 | $1,263,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 28,693 | $1,257,000 | thousands by filing date | |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 397,514 | $1,256,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 9,670 | $1,253,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 17,315 | $1,251,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 106,968 | $1,250,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 27,088 | $1,249,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 17,460 | $1,246,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J107 | MLTFCTR LRG CAP | 33,222 | $1,246,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 24,054 | $1,244,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X952 | ST STR EU 50 ETF | 32,500 | $1,244,000 | thousands by filing date | put |
| REDFIN CORP | 75737F958 | COM | 66,500 | $1,244,000 | thousands by filing date | put |
| CENTURYLINK INC | 156700906 | COM | 58,500 | $1,240,000 | thousands by filing date | call |
| GARDNER DENVER HLDGS INC | 36555P107 | COM | 43,711 | $1,239,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 71,292 | $1,235,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 225,181 | $1,235,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 32,054 | $1,229,000 | thousands by filing date | |
| CTI BIOPHARMA CORP | 12648L601 | COM | 568,732 | $1,229,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 196,010 | $1,226,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 29,376 | $1,225,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 79,869 | $1,222,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 23,052 | $1,221,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 34,260 | $1,221,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 28,625 | $1,220,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 53,743 | $1,215,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 53,155 | $1,215,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A887 | ULTRA SHRT DUR | 24,145 | $1,213,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 39,089 | $1,213,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 9,702 | $1,206,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 30,643 | $1,205,000 | thousands by filing date | |
| PROSHARES TR | 74347B847 | MSCI EMRG MKTS | 21,889 | $1,199,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E156 | S&P SMLCP FINL | 20,972 | $1,198,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 53,935 | $1,194,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 76,769 | $1,194,000 | thousands by filing date | |
| TEAM INC | 878155AE0 | NOTE 5.000% 8/0 | 1,000,000 | $1,188,000 | thousands by filing date | principal |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 225,780 | $1,186,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 117,792 | $1,185,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 5,143 | $1,184,000 | thousands by filing date | |
| PROSHARES TR | 74347B540 | MSCI EUR DIV | 28,340 | $1,184,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 41,319 | $1,180,000 | thousands by filing date | |
| SPRINT CORPORATION | 85207U905 | COM | 180,000 | $1,177,000 | thousands by filing date | call |
| ACHAOGEN INC | 004449104 | COM | 294,768 | $1,176,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 106,841 | $1,175,000 | thousands by filing date | |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 15,429 | $1,170,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 252,422 | $1,164,000 | thousands by filing date | |
| AMICUS THERAPEUTIC | 03152W959 | PUT | 96,100 | $1,162,000 | thousands by filing date | put |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 39,228 | $1,161,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 157,125 | $1,156,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 11,510 | $1,153,000 | thousands by filing date | |
| PEPSICO INC | 713448958 | PUT | 10,300 | $1,152,000 | thousands by filing date | put |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 115,091 | $1,151,000 | thousands by filing date | |
| KLX ENERGY SERVICS HOLDNGS I | 48253L106 | COM | 35,903 | $1,149,000 | thousands by filing date | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 49,388 | $1,148,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849906 | COM | 49,300 | $1,148,000 | thousands by filing date | call |
| TREVENA INC | 89532E109 | COM | 541,099 | $1,147,000 | thousands by filing date | |
| PLAYAGS INC | 72814N104 | COM | 38,812 | $1,144,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 5,470 | $1,141,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 517,543 | $1,139,000 | thousands by filing date | |
| ARCO PLATFORM LTD | G04553106 | COM CL A | 49,956 | $1,139,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 38,199 | $1,135,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376900 | COM | 10,200 | $1,134,000 | thousands by filing date | call |
| ISHARES TR | 46434V720 | MIN VOL EUROPE | 45,061 | $1,134,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 88,920 | $1,131,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 62,058 | $1,129,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 14,041 | $1,128,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 16,787 | $1,127,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q407 | JPMORGAN DIVER | 15,067 | $1,123,000 | thousands by filing date | |
| DERMIRA INC | 24983LAB0 | NOTE 3.000% 5/1 | 1,350,000 | $1,120,000 | thousands by filing date | principal |
| PIXELWORKS INC | 72581M305 | COM NEW | 247,822 | $1,118,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 40,321 | $1,117,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 12,710 | $1,116,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 15,959 | $1,111,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 18,323 | $1,109,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 24,456 | $1,108,000 | thousands by filing date | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 25,801 | $1,107,000 | thousands by filing date | |
| MIDSTATES PETE CO INC | 59804T407 | COM PAR | 124,147 | $1,107,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 27,177 | $1,106,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 81,217 | $1,104,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 15,388 | $1,100,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 33,209 | $1,097,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 265,921 | $1,095,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 12,062 | $1,095,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H304 | ENERGY FD | 60,384 | $1,095,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 90,594 | $1,094,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 26,222 | $1,094,000 | thousands by filing date | |
| STITCH FIX INC | 860897957 | COM CL A | 25,000 | $1,094,000 | thousands by filing date | put |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 116,771 | $1,092,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 20,009 | $1,090,000 | thousands by filing date | |
| ALTA MESA RES INC | 02133L109 | CL A | 259,838 | $1,086,000 | thousands by filing date | |
| FRONT YD RESIDENTIAL CORP | 35904G907 | COM | 100,000 | $1,085,000 | thousands by filing date | call |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 28,770 | $1,084,000 | thousands by filing date | |
| DMC GLOBAL INC | 23291C103 | COM | 26,500 | $1,081,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 66,476 | $1,081,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 70,046 | $1,079,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923AB4 | NOTE 5.375%11/1 | 844,000 | $1,079,000 | thousands by filing date | principal |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 153,152 | $1,078,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 55,293 | $1,078,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 22,935 | $1,076,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 182,824 | $1,075,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD | M87915904 | CALL | 49,400 | $1,075,000 | thousands by filing date | call |
| PROVIDENCE SVC CORP | 743815102 | COM | 15,977 | $1,075,000 | thousands by filing date | |
| INTREXON CORP | 46122T952 | PUT | 62,400 | $1,075,000 | thousands by filing date | put |
| ALBANY INTL CORP | 012348108 | CL A | 13,484 | $1,072,000 | thousands by filing date | |
| EVOGENE LTD | M4119S104 | SHS | 344,478 | $1,071,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 100,037 | $1,070,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 17,793 | $1,068,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 25,306 | $1,065,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 54,870 | $1,065,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC | 83088M902 | COM | 11,700 | $1,061,000 | thousands by filing date | call |
| NOVAVAX INC | 670002AB0 | NOTE 3.750% 2/0 | 1,750,000 | $1,060,000 | thousands by filing date | principal |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 30,398 | $1,057,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 49,799 | $1,049,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC | 007800AB1 | NOTE 2.250%12/1 | 742,000 | $1,047,000 | thousands by filing date | principal |
| VINCE HLDG CORP | 92719W207 | COM NEW | 70,877 | $1,045,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 15,114 | $1,042,000 | thousands by filing date | |
| IMMUNOMEDICS INC CMN STK | 452907958 | Cmn | 50,000 | $1,042,000 | thousands by filing date | put |
| IMMUNOMEDICS INC CMN STK | 452907908 | Cmn | 50,000 | $1,042,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 17,070 | $1,041,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 24,919 | $1,041,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 16,872 | $1,037,000 | thousands by filing date | |
| CSG SYS INTL INC | 126349AF6 | NOTE 4.250% 3/1 | 982,000 | $1,037,000 | thousands by filing date | principal |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 30,315 | $1,036,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 23,805 | $1,034,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 128,280 | $1,033,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393950 | PUT | 23,800 | $1,033,000 | thousands by filing date | put |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 36,013 | $1,032,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 175,367 | $1,031,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 9,755 | $1,030,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 13,546 | $1,028,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 40,414 | $1,027,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 14,288 | $1,025,000 | thousands by filing date | |
| GCI LIBERTY INC COM CLASS A | 36164V305 | Stock | 20,075 | $1,024,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 104,607 | $1,024,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 24,003 | $1,021,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 26,886 | $1,019,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 101,423 | $1,019,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 12,135 | $1,018,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E800 | CHINA TECHNLGY | 21,142 | $1,016,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 25,454 | $1,015,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 107,487 | $1,012,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAC6 | NOTE 6/0 | 675,000 | $1,012,000 | thousands by filing date | principal |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 19,089 | $1,009,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 29,762 | $1,009,000 | thousands by filing date | |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 117,513 | $1,009,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 9,804 | $1,009,000 | thousands by filing date | |
| AMERICAN CENTY ETF TR | 025072208 | CMN | 24,400 | $1,008,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 19,722 | $1,005,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 30,323 | $1,004,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 11,369 | $999,000 | thousands by filing date | |
| SUTHERLAND ASSET MGMT CORP M | 86933G105 | COM | 59,895 | $998,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 69,987 | $996,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 13,037 | $995,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 28,675 | $992,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 19,623 | $991,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 112,074 | $990,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 69,261 | $989,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 22,251 | $985,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 31,741 | $985,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 10,426 | $985,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 37,894 | $984,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 60,815 | $982,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 51,858 | $980,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B956 | COM | 30,000 | $980,000 | thousands by filing date | put |
| THERAVANCE BIOPHARMA INC | G8807B906 | CALL | 30,000 | $980,000 | thousands by filing date | call |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 103,628 | $979,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 20,598 | $977,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 37,536 | $977,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 16,817 | $975,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 13,763 | $973,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 26,880 | $973,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 225,696 | $973,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 54,260 | $971,000 | thousands by filing date | |
| ANSYS INC | 03662Q955 | COM | 5,200 | $971,000 | thousands by filing date | put |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 23,332 | $969,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 210,464 | $968,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 41,140 | $958,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 19,717 | $956,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 22,679 | $956,000 | thousands by filing date | |
| AMERICAN CENTY ETF TR | 025072109 | DIVERSIFID CRP | 19,584 | $955,000 | thousands by filing date | |
| SHOPIFY INC | 82509L957 | PUT | 5,800 | $954,000 | thousands by filing date | put |
| CAREER EDUCATION CORP | 141665109 | COM | 63,919 | $954,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 60,753 | $953,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 29,156 | $951,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 34,924 | $950,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 17,659 | $947,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 18,299 | $946,000 | thousands by filing date | |
| SWITCH INC | 87105L104 | CL A | 87,651 | $946,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 8,580 | $943,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 18,994 | $941,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 24,102 | $941,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629505 | COM | 25,141 | $938,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 29,186 | $937,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 111,466 | $934,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 17,596 | $933,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 17,147 | $928,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 34,659 | $927,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 77,247 | $927,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 117,941 | $926,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 60,259 | $925,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 62,473 | $925,000 | thousands by filing date | |
| LGI HOMES INC | 50187TAB2 | NOTE 4.25011/1 | 400,000 | $924,000 | thousands by filing date | principal |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 20,302 | $920,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 54,167 | $917,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-18-000208 | this filing | 2018-11-07 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000019617-18-000246 | base | 2018-11-13 | acceptance time not in the bulk data set |