13F-HR filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR for the quarter ended 2015-06-30, filed 2015-08-14, with 4,026 holding rows worth $424,226,098,000.
- Accession
- 0000019617-15-000373
- Filer
- CIK 19617
- Filed
- 2015-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2015
A holdings report, 23,690 entries on the cover page, a total value of $424,226,098,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $424,226,138,000 with VALUE read as thousands by filing date, 13F file number 028-00694. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJPMP CAPITAL CORP.028-11933
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJ.P. Morgan Whitefriars Inc.028-12007
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerBear Stearns Companies LLC028-13153
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
- included managerJ.P. Morgan Private Investments Inc.028-16931
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 19,158 | $1,740,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J240 | HONG KONG ALPH | 43,484 | $1,739,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 81,101 | $1,738,000 | thousands by filing date | |
| METALDYNE PERFORMANCE GROUP | 59116R107 | COM | 95,400 | $1,732,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236954 | OPTION | 57,600 | $1,729,000 | thousands by filing date | put |
| MAXIM INTEGRATED PRODUCTS | 57772K903 | OPTION | 50,000 | $1,729,000 | thousands by filing date | call |
| PACIFIC ETHANOL INC | 69423U958 | OPTION | 167,500 | $1,729,000 | thousands by filing date | put |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 35,433 | $1,721,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 24,240 | $1,719,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 54,189 | $1,716,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 30,807 | $1,714,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 32,244 | $1,714,000 | thousands by filing date | |
| M/I HOMES INC | 55292PAA3 | NOTE 3.250% 9/1 | 1,415,000 | $1,714,000 | thousands by filing date | principal |
| ASHFORD HOSPITALITY TR INC | 044103505 | 9% CUM PFD SER E | 65,000 | $1,711,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 155,090 | $1,706,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 31,369 | $1,703,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 80,412 | $1,698,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 103,781 | $1,693,000 | thousands by filing date | |
| CALIFORNIA RES CORP COM | 13057Q107 | COM | 279,989 | $1,690,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 55,938 | $1,689,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 169,051 | $1,688,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909900 | OPTION | 81,880 | $1,688,000 | thousands by filing date | call |
| REALD INC | 75604L105 | COMMON STOCK | 136,575 | $1,684,000 | thousands by filing date | |
| PROGRESSIVE WASTE SOLUTIONS | 74339G101 | COM | 62,483 | $1,678,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 35,095 | $1,673,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 20,901 | $1,672,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X681 | INTL HLTH ETF | 32,640 | $1,670,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 19,433 | $1,668,000 | thousands by filing date | |
| BROOKFIELD MTG OPP INC FD IN | 112792106 | COM | 105,404 | $1,666,000 | thousands by filing date | |
| HANESBRANDS INC | 410345904 | OPTION | 50,000 | $1,666,000 | thousands by filing date | call |
| DSW INC-CLASS A | 23334L102 | CL A | 49,911 | $1,665,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A953 | ST STR SP DIV | 30,000 | $1,663,000 | thousands by filing date | put |
| VISTEON CORP | 92839U206 | COM NEW | 15,835 | $1,662,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 63,366 | $1,662,000 | thousands by filing date | |
| MINDRAY MEDICAL INTL LTD | 602675100 | SPON ADR | 58,181 | $1,658,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 65,153 | $1,649,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 52,000 | $1,648,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 82,014 | $1,648,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 18,974 | $1,646,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 32,892 | $1,643,000 | thousands by filing date | |
| ANTHEM INC | 036752905 | OPTION | 10,000 | $1,642,000 | thousands by filing date | call |
| ALTRIA GROUP INC | 022276901 | OPTION | 131,900 | $1,642,000 | thousands by filing date | call |
| ALTRIA GROUP INC | 022276950 | OPTION | 131,900 | $1,642,000 | thousands by filing date | put |
| STRAIGHT PATH COMM- B | 862578952 | OPTION | 50,000 | $1,640,000 | thousands by filing date | put |
| FRONTIER COMMUNICATIONS CORP | 35906A900 | OPTION | 330,100 | $1,634,000 | thousands by filing date | call |
| PITNEY BOWES INC | 724479902 | OPTION | 78,400 | $1,632,000 | thousands by filing date | call |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 79,300 | $1,630,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075FAA4 | NOTE 2.625%12/0 | 2,205,000 | $1,628,000 | thousands by filing date | principal |
| INTL BUSINESS MCHN | 459200903 | OPTION | 10,000 | $1,627,000 | thousands by filing date | call |
| VIACOM INC-CLASS B | 92553P953 | OPTION | 25,000 | $1,622,000 | thousands by filing date | put |
| MERCER INTL INC | 588056101 | COM | 118,378 | $1,619,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E952 | OPTION | 30,000 | $1,619,000 | thousands by filing date | put |
| PINNACLE ENTMT INC | 723456109 | COM | 43,381 | $1,618,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 38,874 | $1,616,000 | thousands by filing date | |
| EQT GP HLDGS LP | 26885J103 | COM UNIT REP | 47,418 | $1,612,000 | thousands by filing date | |
| PHILIP MORRIS INTL INC | 718172901 | OPTION | 20,000 | $1,603,000 | thousands by filing date | call |
| STOCK YDS BANCORP INC | 861025104 | COM | 42,379 | $1,602,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 258,206 | $1,593,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 65,692 | $1,589,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 70,068 | $1,588,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 60,389 | $1,584,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 39,691 | $1,575,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 39,744 | $1,574,000 | thousands by filing date | |
| QORVO INC | 74736K903 | OPTION | 19,600 | $1,573,000 | thousands by filing date | call |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 63,544 | $1,572,000 | thousands by filing date | |
| APIGEE CORP COM | 03765N108 | Stock | 157,600 | $1,565,000 | thousands by filing date | |
| ICICI BK LTD | 45104G906 | OPTION | 150,000 | $1,563,000 | thousands by filing date | call |
| ICICI BANK LTD-SPON ADR | 45104G955 | OPTION | 150,000 | $1,563,000 | thousands by filing date | put |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 150,082 | $1,561,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 47,857 | $1,561,000 | thousands by filing date | |
| BLACKBERRY LTD | 09228F954 | EQUITY | 190,400 | $1,557,000 | thousands by filing date | put |
| BRISTOW GROUP INC | 110394103 | COM | 29,145 | $1,553,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 13,989 | $1,547,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 93,456 | $1,542,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 191,631 | $1,537,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 59,796 | $1,537,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 17,273 | $1,537,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 90,824 | $1,533,000 | thousands by filing date | |
| AXIALL CORP | 05463D902 | OPTION | 42,500 | $1,532,000 | thousands by filing date | call |
| AXIALL CORP | 05463D951 | OPTION | 42,500 | $1,532,000 | thousands by filing date | put |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 113,980 | $1,528,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 116,100 | $1,526,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 148,083 | $1,526,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 95,575 | $1,526,000 | thousands by filing date | |
| FMSA HLDGS INC | 30255X106 | COM | 186,184 | $1,525,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 134,851 | $1,523,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635AE9 | NOTE 4.250% 2/1 | 1,555,000 | $1,523,000 | thousands by filing date | principal |
| IXIA | 45071RAB5 | NOTE 3.000%12/1 | 1,523,000 | $1,517,000 | thousands by filing date | principal |
| TURQUOISE HILL RESOURCES LTD | 900435959 | COM | 400,000 | $1,516,000 | thousands by filing date | put |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 77,835 | $1,515,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 74,133 | $1,509,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 10,000 | $1,505,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 35,330 | $1,504,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 104,800 | $1,501,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 39,827 | $1,499,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 165,305 | $1,497,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 83,710 | $1,496,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 42,566 | $1,489,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AC3 | NOTE 1.750%12/0 | 1,000,000 | $1,486,000 | thousands by filing date | principal |
| NORTH ATLANTIC DRILLING LTD | G6613P202 | COM | 1,245,494 | $1,483,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 25,920 | $1,476,000 | thousands by filing date | |
| TESSERA TECHNOLOGIES INC | 88164L100 | COM | 38,849 | $1,475,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 197,025 | $1,475,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 24,152 | $1,474,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 187,562 | $1,474,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 30,632 | $1,470,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 33,575 | $1,468,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 128,371 | $1,461,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097770 | ADR PREF SER N | 58,750 | $1,460,000 | thousands by filing date | |
| VANGUARD FTSE EUROPE ETF | 92205F908 | OPTION | 97,800 | $1,460,000 | thousands by filing date | call |
| UNIFIRST CORP MASS | 904708104 | COM | 13,041 | $1,458,000 | thousands by filing date | |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 37,305 | $1,458,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 108,290 | $1,457,000 | thousands by filing date | |
| ANALOGIC CORP | 032657207 | COM | 18,434 | $1,454,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 87,223 | $1,453,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 111,482 | $1,449,000 | thousands by filing date | |
| ENDOCHOICE HLDGS INC COM | 29272U103 | COM | 88,461 | $1,446,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 62,700 | $1,438,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 15,599 | $1,435,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 48,836 | $1,425,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 12,900 | $1,423,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 108,575 | $1,423,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 36,475 | $1,421,000 | thousands by filing date | |
| ISHARES INC | 464286368 | MSCI GL SL MET | 107,778 | $1,419,000 | thousands by filing date | |
| MAJESCO | 56068V102 | COM | 268,008 | $1,410,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 145,754 | $1,405,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 70,580 | $1,401,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 99,200 | $1,399,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 20,192 | $1,386,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 21,262 | $1,386,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 40,774 | $1,380,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 32,141 | $1,377,000 | thousands by filing date | |
| EG DJ EMRG MKT CNSUMR TITA | 268461779 | EGS EMKTCONS ETF | 52,859 | $1,377,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 32,487 | $1,371,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 60,564 | $1,370,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 11,528 | $1,369,000 | thousands by filing date | |
| CURRENCYSHARES EURO TRUST | 23130C900 | OPTION | 12,500 | $1,368,000 | thousands by filing date | call |
| ISHARES TR | 4642879P8 | OPTION | 15,000 | $1,363,000 | thousands by filing date | put |
| WIX COM LTD SHS | M98068105 | Stock | 57,602 | $1,360,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 2,077 | $1,360,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 20,150 | $1,356,000 | thousands by filing date | |
| HUDBAY MINERALS INC | 443628136 | *W EXP 07/20/201 | 1,555,236 | $1,356,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 8,235 | $1,353,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 7,735 | $1,352,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892507 | CV 8% CUM PFD-D | 51,379 | $1,349,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 271,709 | $1,348,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 13,197 | $1,346,000 | thousands by filing date | |
| STARWOOD WAYPOINT RESIDENTL | 85571W109 | COM SHS | 56,639 | $1,346,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 109,600 | $1,342,000 | thousands by filing date | |
| UNITEDHEALTH GROUP INC | 91324P953 | OPTION | 11,000 | $1,342,000 | thousands by filing date | put |
| GENESCO INC | 371532102 | COM | 20,279 | $1,339,000 | thousands by filing date | |
| RTI INTL METALS INC 3.000 | 74973WAA5 | NOTE 3.000%12/0 | 1,312,000 | $1,339,000 | thousands by filing date | principal |
| CASCADE BANCORP | 147154207 | COM | 257,382 | $1,334,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 35,516 | $1,333,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 34,947 | $1,332,000 | thousands by filing date | |
| ASGN INC | 682159108 | COM | 33,835 | $1,329,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849957 | OPTION | 50,000 | $1,327,000 | thousands by filing date | put |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 72,168 | $1,325,000 | thousands by filing date | |
| UNITED CONTL HLDGS INC | 910047950 | OPTION | 25,000 | $1,325,000 | thousands by filing date | put |
| VERIS RESIDENTIAL INC | 554489104 | COM | 71,514 | $1,318,000 | thousands by filing date | |
| PHOTRONICS INC | 719405AH5 | NOTE 3.250% 4/0 | 1,234,000 | $1,315,000 | thousands by filing date | principal |
| CYPRESS SEMICONDUCTOR CORP | 232806901 | OPTION | 111,800 | $1,315,000 | thousands by filing date | call |
| CONAGRA FOODS INC | 205887953 | OPTION | 30,000 | $1,312,000 | thousands by filing date | put |
| SPECTRANETICS CORP | 84760C107 | COM | 56,752 | $1,306,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 13,001 | $1,303,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 89,945 | $1,301,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 1,479,340 | $1,298,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 84,961 | $1,294,000 | thousands by filing date | |
| SELECT COMFORT CORP | 81616X103 | COM | 42,971 | $1,293,000 | thousands by filing date | |
| Tandem Diabetes Care, Inc. | 875372104 | COM | 118,956 | $1,290,000 | thousands by filing date | |
| iShares MSCI Russia | 46434G806 | ISHARES MSCI RUSSIA ETF | 91,460 | $1,290,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 108,396 | $1,289,000 | thousands by filing date | |
| IHS INC-CLASS A | 451734909 | OPTION | 10,000 | $1,286,000 | thousands by filing date | call |
| ENERGY RECOVERY INC | 29270J100 | COM | 468,999 | $1,285,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J224 | UNIT KING ALPH | 29,540 | $1,285,000 | thousands by filing date | |
| GUARANTY BANCORP | 40075T607 | COM | 77,350 | $1,277,000 | thousands by filing date | |
| HERTZ GLOBAL HOLDINGS INC | 42805T956 | OPTION | 70,470 | $1,277,000 | thousands by filing date | put |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 41,619 | $1,274,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 33,607 | $1,273,000 | thousands by filing date | |
| ROUSE PPTYS INC | 779287101 | COM | 77,773 | $1,272,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 128,438 | $1,268,000 | thousands by filing date | |
| ANHEUSER-BUSCH INBEV-SPN ADR | 03524A900 | OPTION | 10,500 | $1,267,000 | thousands by filing date | call |
| CYBERONICS | 23251P102 | COMMON STOCK | 21,263 | $1,265,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 31,065 | $1,263,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 12,156 | $1,260,000 | thousands by filing date | |
| PREMIERE GLOBAL SVCS INC | 740585104 | COM | 122,474 | $1,260,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 31,332 | $1,258,000 | thousands by filing date | |
| AV HOMES INC | 00234PAB8 | BOND | 1,270,000 | $1,256,000 | thousands by filing date | principal |
| SPOK HLDGS INC COM | 84863T106 | Stock | 74,256 | $1,251,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 81170YAB5 | NOTE 3.000%11/1 | 1,405,000 | $1,250,000 | thousands by filing date | principal |
| CEMEX SAB-SPONS ADR PART CER | 151290954 | OPTION | 136,476 | $1,250,000 | thousands by filing date | put |
| INTERFACE INC | 458665304 | COM | 49,841 | $1,248,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 462,322 | $1,248,000 | thousands by filing date | |
| KB HOME | 48666K950 | OPTION | 75,000 | $1,245,000 | thousands by filing date | put |
| FINISH LINE/THE CL A | 317923100 | COM | 44,585 | $1,241,000 | thousands by filing date | |
| ARVINMERITOR INC | 043353AH4 | CORPORATE OBLIG | 1,204,000 | $1,239,000 | thousands by filing date | principal |
| CREDIT SUISSE NASSAU BRH ETN L | 22542D852 | COM | 43,630 | $1,236,000 | thousands by filing date | |
| QEP MIDSTREAM PARTNERS LP | 74735R115 | COM | 70,529 | $1,236,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 37,623 | $1,232,000 | thousands by filing date | |
| D R HORTON INC | 23331A950 | OPTION | 45,000 | $1,231,000 | thousands by filing date | put |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 29,014 | $1,230,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 64,354 | $1,228,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 17,945 | $1,225,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 48,736 | $1,219,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 8,483 | $1,214,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 72,775 | $1,214,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 24,058 | $1,210,000 | thousands by filing date | |
| YADKIN FINANCIAL CORP | 984305102 | COM | 57,600 | $1,207,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071952 | OPTION | 25,000 | $1,207,000 | thousands by filing date | put |
| NATIONAL OILWELL VARCO INC | 637071903 | OPTION | 25,000 | $1,207,000 | thousands by filing date | call |
| VGT | 92204A702 | SHS | 11,352 | $1,206,000 | thousands by filing date | |
| MARVELL TECH GROUP | G5876H907 | OPTION | 91,400 | $1,205,000 | thousands by filing date | call |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 67,067 | $1,202,000 | thousands by filing date | |
| BOJANGLES INC | 097488100 | COM | 50,350 | $1,201,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 74,675 | $1,196,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 20,058 | $1,193,000 | thousands by filing date | |
| GSI GROUP INC | 36191C205 | COM | 79,336 | $1,192,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 274,384 | $1,191,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 23,264 | $1,190,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 249908AA2 | NOTE 2.500% 9/0 | 929,000 | $1,190,000 | thousands by filing date | principal |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 18,383 | $1,184,000 | thousands by filing date | |
| TEAM HEALTH HOLDINGS INC | 87817A107 | COMMON STOCK | 18,112 | $1,184,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 23,683 | $1,183,000 | thousands by filing date | |
| SPDR DOW JONES INDL AVRG ETF | 78467X950 | OPTION | 6,700 | $1,178,000 | thousands by filing date | put |
| NU SKIN ENTERPRISES INC - A | 67018T956 | OPTION | 25,000 | $1,178,000 | thousands by filing date | put |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 574,154 | $1,177,000 | thousands by filing date | |
| HARTE-HANKS INC | 416196103 | COM | 197,416 | $1,176,000 | thousands by filing date | |
| CARDINAL FINANCIAL CORP | 14149F109 | COMMON STOCK | 53,707 | $1,170,000 | thousands by filing date | |
| TANGOE INC/CT | 87582Y108 | COM | 92,905 | $1,169,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 24,460 | $1,167,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 47,461 | $1,167,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 54,045 | $1,163,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 22,230 | $1,156,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 240,756 | $1,156,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 46,953 | $1,152,000 | thousands by filing date | |
| AV HOMES INC | 00234P102 | COM | 80,000 | $1,150,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 134,378 | $1,149,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 32,154 | $1,144,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 14,022 | $1,144,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 33,644 | $1,143,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 36,909 | $1,143,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 57,186 | $1,141,000 | thousands by filing date | |
| WUXI PHARMATECH CAYMAN-ADR | 929352953 | OPTION | 27,000 | $1,141,000 | thousands by filing date | put |
| S & T BANCORP INC COM | 783859101 | Stock | 38,536 | $1,140,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761UAE6 | NOTE 5.750% 1/1 | 1,111,000 | $1,130,000 | thousands by filing date | principal |
| NEENAH PAPER INC | 640079109 | COM | 19,093 | $1,127,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 27,920 | $1,126,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 85,548 | $1,126,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746903 | OPTION | 20,000 | $1,125,000 | thousands by filing date | call |
| INCYTE CORP | 45337CAM4 | NOTE 0.375%11/1 | 550,000 | $1,125,000 | thousands by filing date | principal |
| CALLAWAY GOLF CO | 131193104 | COM | 125,192 | $1,120,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 48,931 | $1,118,000 | thousands by filing date | |
| MIG 5 3/15/20 | 58319PAC2 | Bond 30/360P2 U | 975,000 | $1,117,000 | thousands by filing date | principal |
| IMS HEALTH HOLDINGS | 44970B109 | COM | 36,102 | $1,107,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 22,049 | $1,106,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 28,442 | $1,106,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 91,801 | $1,105,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 26,728 | $1,105,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287AA6 | NOTE | 1,078,000 | $1,103,000 | thousands by filing date | principal |
| LA Z BOY INC | 505336107 | COM | 41,785 | $1,100,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 21,202 | $1,098,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B597 | VAR RATE PFD POR | 44,498 | $1,098,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240MBC1 | FRNT 4/1 | 1,000,000 | $1,095,000 | thousands by filing date | principal |
| OSI SYSTEMS INC | 671044105 | COM | 15,440 | $1,093,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 8,859 | $1,090,000 | thousands by filing date | |
| CTRIP.COM INTERNATIONAL-ADR | 22943F951 | OPTION | 15,000 | $1,089,000 | thousands by filing date | put |
| GLOBAL INDEMNITY PLC | G39319101 | SHS | 38,741 | $1,088,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 583,400 | $1,085,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 113,318 | $1,082,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 24,400 | $1,081,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 31,758 | $1,080,000 | thousands by filing date | |
| JPMORGAN CHASE + CO-CW18 | 46634E114 | *W E | 43,500 | $1,077,000 | thousands by filing date | |
| CENTURYLINK INC | 156700908 | OPTION | 36,500 | $1,072,000 | thousands by filing date | call |
| EMC CORP(MASSACHUS | 268648904 | OPTION | 40,600 | $1,071,000 | thousands by filing date | call |
| EQUITY COMWLTH | 294628409 | CUM PFD E 7.25% | 41,800 | $1,066,000 | thousands by filing date | |
| MGM MIRAGE INC | 552953903 | OPTION | 58,300 | $1,064,000 | thousands by filing date | call |
| BIOGEN INC | 09062X954 | OPTION | 2,635 | $1,064,000 | thousands by filing date | put |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 64,544 | $1,063,000 | thousands by filing date | |
| PROGRESSIVE CP(OH) | 743315905 | OPTION | 38,200 | $1,063,000 | thousands by filing date | call |
| AK STEEL HOLDING CORP | 001547108 | COM | 274,500 | $1,062,000 | thousands by filing date | |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 58,064 | $1,058,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 8,853 | $1,055,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 277,820 | $1,053,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 46,118 | $1,053,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956953 | OPTION | 65,000 | $1,053,000 | thousands by filing date | put |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 53,665 | $1,048,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 353,164 | $1,041,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 25,424 | $1,039,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 41,469 | $1,038,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP | 587200106 | COM | 39,157 | $1,034,000 | thousands by filing date | |
| SEADRILL LTD | G7945E907 | OPTION | 100,000 | $1,034,000 | thousands by filing date | call |
| SERES THERAPEUTICS INC | 81750R102 | COM | 24,800 | $1,030,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 23,000 | $1,026,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 35,549 | $1,021,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 136,328 | $1,021,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 52,632 | $1,021,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 91,182 | $1,018,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 12,450 | $1,015,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 16,790 | $1,013,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 7,021 | $1,008,000 | thousands by filing date | |
| BRIDGE CAP HLDGS | 108030107 | COM | 33,800 | $1,008,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 34,060 | $1,007,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 15,368 | $1,003,000 | thousands by filing date | |
| WELLS FARGO & CO NEW | 949746119 | *W EXP 10/28/201 | 44,563 | $1,002,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 25,145 | $1,001,000 | thousands by filing date | |
| PROSHARES TR | 74347B508 | DJ BRKFLD GLB | 23,945 | $999,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 46,400 | $999,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X764 | S&PINTL MC ETF | 32,194 | $995,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 99,794 | $994,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 44,863 | $986,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 47,118 | $985,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 21,800 | $982,000 | thousands by filing date | |
| FRESH MKT INC | 35804H106 | COM | 30,500 | $980,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 11,064 | $973,000 | thousands by filing date | |
| KATE SPADE & CO | 485865950 | OPTION | 45,000 | $969,000 | thousands by filing date | put |
| SELECT SECTOR SPDR TR | 81369Y902 | ST STR SVC ETF | 20,000 | $968,000 | thousands by filing date | call |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 39,317 | $967,000 | thousands by filing date | |
| GIGAMON INC | 37518B102 | COM | 29,313 | $967,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 38,730 | $966,000 | thousands by filing date | |
| ZOETIS INC | 98978V954 | OPTION | 20,000 | $964,000 | thousands by filing date | put |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 6,134 | $961,000 | thousands by filing date | |
| COLUMBIA PIPELINE PARTNERS L | 198281107 | COM UT REPSTG | 38,127 | $961,000 | thousands by filing date | |
| AMAYA INC | 02314M108 | COM | 35,000 | $959,000 | thousands by filing date | |
| ACCURIDE CORP NEW | 00439T206 | COM NEW | 248,548 | $958,000 | thousands by filing date | |
| HUMANA INC | 444859953 | OPTION | 5,000 | $956,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 10,805 | $953,000 | thousands by filing date | |
| NORTHERN TIER ENERGY LP | 665826103 | COM UN REPR PART | 40,000 | $951,000 | thousands by filing date | |
| CURRENCYSHARES EURO TRUST | 23130C959 | OPTION | 8,600 | $941,000 | thousands by filing date | put |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 9,181 | $940,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887904 | OPTION | 21,500 | $940,000 | thousands by filing date | call |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 7,460 | $939,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044108 | COM | 878,133 | $939,000 | thousands by filing date | |
| MGM MIRAGE INC | 552953952 | OPTION | 51,100 | $933,000 | thousands by filing date | put |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 15,769 | $930,000 | thousands by filing date | |
| NUVASIVE INC | 670704AC9 | CORPORATE OBLIG | 731,000 | $929,000 | thousands by filing date | principal |
| SINA CORP | G81477906 | OPTION | 17,321 | $928,000 | thousands by filing date | put |
| QUNAR CAYMAN IS LTD SPNS ADR CL B | 74906P104 | ADR | 21,606 | $926,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 37,595 | $924,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 13,899 | $919,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 36,253 | $919,000 | thousands by filing date | |
| BNC Bancorp | 05566T101 | Com | 47,400 | $917,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 20,677 | $916,000 | thousands by filing date | |
| TESARO INC | 881569AA5 | NOTE 3.00010/0 | 500,000 | $916,000 | thousands by filing date | principal |
| WIX.COM LTD | N00985908 | OPTION | 20,000 | $916,000 | thousands by filing date | call |
| NANOMETRICS | 630077105 | COM | 56,551 | $912,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 14,236 | $910,000 | thousands by filing date | |
| ISHARES | 464286830 | EXCHANGE TRADED | 74,787 | $906,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 9,014 | $905,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 548,400 | $905,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 28,730 | $901,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 39,463 | $900,000 | thousands by filing date | |
| HOMEINNS HOTEL GROUP | 43742E102 | SPONSORED ADR | 29,093 | $899,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 67,158 | $898,000 | thousands by filing date | |
| ONEMAIN HOLDINGS | 85172J101 | COM | 19,548 | $898,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 76,135 | $897,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 47,263 | $896,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R403 | EMKT HIYLD BD | 37,044 | $893,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 106,689 | $889,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 43,027 | $889,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 30,407 | $887,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 18,099 | $885,000 | thousands by filing date | |
| Call - MTB $73.86 Exp 12/23/2018 | 55261F112 | Warrants | 17,010 | $885,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 84,400 | $884,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 12,534 | $883,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 27,608 | $882,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 18,695 | $881,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 19,188 | $878,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 14,860 | $875,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 42,608 | $874,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 12,549 | $873,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 72,732 | $865,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 38,314 | $864,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 80,783 | $864,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 11,014 | $862,000 | thousands by filing date | |
| ANALOG DEVICES INC | 032654956 | OPTION | 13,400 | $860,000 | thousands by filing date | put |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 721,956 | $852,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879AD3 | NOTE 5.000% 3/1 | 278,000 | $847,000 | thousands by filing date | principal |
| YUM BRANDS INC | 988498952 | OPTION | 9,400 | $847,000 | thousands by filing date | put |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 25,676 | $846,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 7,325 | $846,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 11,500 | $846,000 | thousands by filing date | |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 121,232 | $846,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y64354957 | OPTION | 165,000 | $846,000 | thousands by filing date | put |
| CONTINENTAL RES INC | 212015101 | COM | 19,947 | $845,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 54,465 | $840,000 | thousands by filing date | |
| WABASH NATL CORP | 929566AH0 | CNV | 669,000 | $840,000 | thousands by filing date | principal |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 12,816 | $839,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u753 | INDONESIA ETF | 39,477 | $837,000 | thousands by filing date | |
| GENWORTH FINANCIAL INC-CL A | 37247D908 | OPTION | 110,300 | $835,000 | thousands by filing date | call |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 12,383 | $834,000 | thousands by filing date | |
| PROSHARES TR | 74347X310 | CMN | 20,521 | $833,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 24,287 | $828,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 73,896 | $828,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 15,078 | $827,000 | thousands by filing date | |
| ACCURAY INC | 004397AB1 | CNV | 811,000 | $827,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 15,115 | $824,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 41,000 | $818,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 142,020 | $817,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B662 | EM MRK LOW VOL | 32,599 | $814,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 283,878 | $812,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 70,014 | $811,000 | thousands by filing date | |
| FOX CHASE BANCORP INC | 35137T108 | COM | 47,868 | $810,000 | thousands by filing date | |
| PROSHARES TR | 74347R701 | PSHS SHORT DOW30 | 35,140 | $810,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 11,445 | $809,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 11,630 | $802,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 19,908 | $800,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 11,177 | $797,000 | thousands by filing date | |
| PHARMERICA CORP | 71714F104 | COM | 23,870 | $795,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 6,000 | $794,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 53,340 | $793,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 16,359 | $792,000 | thousands by filing date | |
| STATE STREET | 78464A425 | EXCHANGE TRADED | 32,633 | $792,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 58,338 | $791,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 10,989 | $785,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740C337 | S&P 500 VEQTOR | 5,459 | $784,000 | thousands by filing date | |
| GLOBAL X | 37950E275 | GBLX URANIUM NEW | 85,000 | $784,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 14,604 | $782,000 | thousands by filing date | |
| GREEN BANCORP INC | 39260X100 | COM | 50,700 | $779,000 | thousands by filing date | |
| MICREL INC | 594793101 | COM | 55,960 | $778,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246906 | OPTION | 25,900 | $776,000 | thousands by filing date | call |
| iShares U.S. Financials ETF | 464287788 | SHS | 8,612 | $773,000 | thousands by filing date | |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 61,458 | $773,000 | thousands by filing date | |
| NVIDIA CORP | 67066G906 | OPTION | 38,400 | $772,000 | thousands by filing date | call |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 61,119 | $770,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 40,263 | $770,000 | thousands by filing date | |
| TJX COS INC | 872540950 | OPTION | 11,600 | $768,000 | thousands by filing date | put |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 13,350 | $767,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W101 | ENH US LCP ETF | 23,798 | $762,000 | thousands by filing date | |
| TSL 3.5 06/19 | 89628EAC8 | Bond30E/360P2 U | 750,000 | $762,000 | thousands by filing date | principal |
| DIREXION SHS ETF TR | 25459Y264 | IBILLION INDEX | 30,158 | $762,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 39,627 | $759,000 | thousands by filing date | |
| KMG CHEMICALS INC | 482564101 | COM | 29,775 | $758,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 31,475 | $756,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 91,222 | $751,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 17,558 | $751,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 8,598 | $749,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 227,068 | $749,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 29,991 | $748,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 32,100 | $747,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 14,674 | $747,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 17,716 | $742,000 | thousands by filing date | |
| DELHAIZE GROUP - SPONS ADR | 29759W101 | SPON | 35,982 | $742,000 | thousands by filing date | |
| HHGREGG INC | 42833L108 | COM | 221,568 | $741,000 | thousands by filing date | |
| WARREN RESOURCES INC | 93564A100 | COM | 1,607,212 | $739,000 | thousands by filing date | |
| PEPSICO INC | 713448900 | OPTION | 7,900 | $737,000 | thousands by filing date | call |
| GRANITE CONSTR INC COM | 387328107 | Stock | 20,694 | $734,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157BAA1 | NOTE 0.750 8/1 | 658,000 | $734,000 | thousands by filing date | principal |
| BEACON FINANCIAL CORP. | 084680107 | COM | 25,750 | $733,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AX1 | NOTE 3.125% 5/0 | 365,000 | $733,000 | thousands by filing date | principal |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 24,642 | $729,000 | thousands by filing date | |
| HATTERAS FINL CORP | 41902R103 | COM | 44,649 | $728,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 22,480 | $727,000 | thousands by filing date | |
| KEMPHARM INC COM NEW | 488445107 | Stock | 39,495 | $726,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 29,855 | $725,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 30,845 | $721,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 25,923 | $720,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 25,131 | $717,000 | thousands by filing date | |
| KB HOME | 48666K901 | OPTION | 43,200 | $717,000 | thousands by filing date | call |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 39,670 | $714,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 21,724 | $711,000 | thousands by filing date | |
| PLY GEM HLDGS INC | 72941W100 | COM | 60,151 | $710,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 33,981 | $709,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 263,138 | $708,000 | thousands by filing date | |
| KLX INC | 482539103 | COM | 16,020 | $708,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 9,575 | $704,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 14,848 | $699,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 103,553 | $699,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 15,016 | $698,000 | thousands by filing date | |
| MOLSON COORS BREWING CO -B | 60871R951 | OPTION | 10,000 | $698,000 | thousands by filing date | put |
| M/I HOMES INC | 55305B101 | COM | 28,240 | $697,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q744 | DWA SC TECHLDR | 16,813 | $697,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 102,777 | $695,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 8,629 | $695,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 28,719 | $692,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 14,398 | $691,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 21,294 | $690,000 | thousands by filing date | |
| COCA-COLA CO | 191216951 | OPTION | 17,600 | $690,000 | thousands by filing date | put |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 33,100 | $689,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 7,651 | $688,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 21,365 | $682,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 96,987 | $681,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 10,654 | $677,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 28,200 | $674,000 | thousands by filing date | |
| CHIPMOS TECH BERMUDA LTD | G2110R114 | SHS | 30,799 | $673,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 10,696 | $672,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 89,200 | $672,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 11,353 | $671,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 69,018 | $667,000 | thousands by filing date | |
| AVAGO TECHNOLOGIES LTD | Y0486S906 | OPTION | 5,000 | $665,000 | thousands by filing date | call |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 7,904 | $663,000 | thousands by filing date | |
| EVOGENE LTD | M4119S104 | SHS | 75,000 | $663,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 53,630 | $659,000 | thousands by filing date | |
| IPC THE HOSPITALIST CO | 44984A105 | COM | 11,886 | $659,000 | thousands by filing date | |
| AMERICAN ELECTRIC POWER | 025537952 | OPTION | 12,400 | $657,000 | thousands by filing date | put |
| ALICO INC | 016230104 | COM | 14,409 | $654,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 17,926 | $648,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 31,738 | $643,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 596,000 | $640,000 | thousands by filing date | principal |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 34,000 | $636,000 | thousands by filing date | |
| HRG GROUP INC COM | 40434J100 | Stock | 48,906 | $636,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-15-000373 | this filing | 2015-08-14 | acceptance time not in the bulk data set |