13F-HR filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR for the quarter ended 2015-06-30, filed 2015-08-14, with 4,026 holding rows worth $424,226,098,000.
- Accession
- 0000019617-15-000373
- Filer
- CIK 19617
- Filed
- 2015-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2015
A holdings report, 23,690 entries on the cover page, a total value of $424,226,098,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $424,226,138,000 with VALUE read as thousands by filing date, 13F file number 028-00694. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJPMP CAPITAL CORP.028-11933
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJ.P. Morgan Whitefriars Inc.028-12007
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerBear Stearns Companies LLC028-13153
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
- included managerJ.P. Morgan Private Investments Inc.028-16931
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PRUDENTIAL FINANCIAL INC | 744320953 | OPTION | 105,300 | $9,216,000 | thousands by filing date | put |
| VECTREN CORP | 92240G101 | COM | 239,274 | $9,208,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 470,603 | $9,205,000 | thousands by filing date | |
| DOMINION RES INC VA NEW | 25746U885 | UNIT 07/01/2016 | 170,694 | $9,188,000 | thousands by filing date | |
| VISTEON CORP | 92839U909 | OPTION | 87,500 | $9,186,000 | thousands by filing date | call |
| SYNAPTICS INC COM | 87157D109 | Stock | 105,825 | $9,179,000 | thousands by filing date | |
| Crestwood Equity Partners | 226344109 | COM | 2,217,772 | $9,159,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 782,765 | $9,142,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 154,003 | $9,125,000 | thousands by filing date | |
| ORBITAL ATK INC | 68557N103 | COM | 123,936 | $9,091,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 157,493 | $9,084,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 149,535 | $9,084,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 117,054 | $9,078,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 113,977 | $9,057,000 | thousands by filing date | |
| EXPAND ENERGY CORP | 165167BZ9 | CORPORATE OBLIG | 12,075,000 | $9,056,000 | thousands by filing date | principal |
| WORLD ACCEP CORPORATION | 981419104 | COM | 146,698 | $9,024,000 | thousands by filing date | |
| CABOT OIL & GAS CORP | 127097905 | OPTION | 285,500 | $9,005,000 | thousands by filing date | call |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 162,607 | $8,963,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 358,691 | $8,960,000 | thousands by filing date | |
| PAREXEL INTL CORP | 699462107 | COM | 139,225 | $8,954,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B905 | OPTION | 2,387,700 | $8,906,000 | thousands by filing date | call |
| WENDYS CO COM | 95058W100 | Stock | 786,805 | $8,874,000 | thousands by filing date | |
| CHINA MOBILE LTD-SPON ADR | 16941R900 | OPTION | 103,100 | $8,837,000 | thousands by filing date | call |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 736,516 | $8,816,000 | thousands by filing date | |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 855,540 | $8,812,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 447,361 | $8,796,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 514,883 | $8,783,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 263,206 | $8,772,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 518,776 | $8,766,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 164,684 | $8,752,000 | thousands by filing date | |
| DYAX CORP | 26746E103 | COM | 329,992 | $8,745,000 | thousands by filing date | |
| VERSARTIS INC | 92529L102 | COM | 574,091 | $8,737,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 149,811 | $8,734,000 | thousands by filing date | |
| ANALOG DEVICES INC | 032654907 | OPTION | 135,800 | $8,716,000 | thousands by filing date | call |
| CONSOL ENERGY INC | 20854P950 | OPTION | 400,100 | $8,698,000 | thousands by filing date | put |
| FIRST NIAGARA FINANCIAL GROUP | 33582V108 | COM | 917,435 | $8,661,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 337,773 | $8,660,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 74,113 | $8,653,000 | thousands by filing date | |
| QLIK TECHNOLOGIES INC | 74733T105 | COM | 247,102 | $8,638,000 | thousands by filing date | |
| CELGENE CORP | 151020955 | OPTION | 74,624 | $8,637,000 | thousands by filing date | put |
| TRINSEO S A | L9340P101 | SHS | 321,500 | $8,629,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163UAA4 | NOTE 2.500 2/1 | 3,346,000 | $8,626,000 | thousands by filing date | principal |
| MARKET VECTORS ETF TR | 57060U506 | RUSSIA ETF | 471,761 | $8,623,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 256,975 | $8,621,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AH5 | NOTE 2.875% 3/1 | 9,262,000 | $8,602,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 124,856 | $8,596,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 595,482 | $8,593,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 174,516 | $8,593,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 169,429 | $8,580,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 360,068 | $8,569,000 | thousands by filing date | |
| NAVISTAR INTL CORP NEW | 63934EAQ1 | NOTE 4.500%10/1 | 10,045,000 | $8,563,000 | thousands by filing date | principal |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 274,100 | $8,549,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 418,916 | $8,537,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 276,836 | $8,532,000 | thousands by filing date | |
| TESLA MOTORS INC 1.500 | 88160RAA9 | NOTE 1.500% 6/0 | 3,916,000 | $8,527,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 126,870 | $8,526,000 | thousands by filing date | |
| LIBERTY INTERACTIVE LLC | 530610AC8 | DEB 0.750 3/3 | 5,354,000 | $8,522,000 | thousands by filing date | principal |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 151,870 | $8,506,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 352,000 | $8,504,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668900 | OPTION | 135,000 | $8,501,000 | thousands by filing date | call |
| DELTA AIR LINES INC | 247361900 | OPTION | 206,300 | $8,475,000 | thousands by filing date | call |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 2,545,426 | $8,451,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 235,146 | $8,447,000 | thousands by filing date | |
| TESLA MOTORS INC | 88160R903 | OPTION | 31,438 | $8,434,000 | thousands by filing date | call |
| WUXI PHARMATECH CAYMAN INC | 929352102 | SPONS ADR SHS | 199,392 | $8,426,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 120,181 | $8,423,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 217,823 | $8,420,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 1,275,471 | $8,418,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 290,846 | $8,408,000 | thousands by filing date | |
| STATE STREET IG PUBLIC &PRIVATE CREDIT ETF | 78464A458 | ETF | 354,451 | $8,407,000 | thousands by filing date | |
| CHARTER FINANCIAL CORP | 16122W108 | COM | 677,475 | $8,407,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAB0 | NOTE 3.750%12/1 | 8,938,000 | $8,390,000 | thousands by filing date | principal |
| VENTAS INC | 92276F902 | OPTION | 135,000 | $8,382,000 | thousands by filing date | call |
| WAL-MART STORES INC | 931142905 | OPTION | 118,100 | $8,377,000 | thousands by filing date | call |
| RACKSPACE HOSTING INC | 750086100 | COM | 225,219 | $8,375,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 156,837 | $8,372,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 57,741 | $8,371,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 228,008 | $8,362,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 200,646 | $8,354,000 | thousands by filing date | |
| AMERICAN TOWER CORP NEW | 03027X308 | PFD CONV SER A | 81,729 | $8,333,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAB9 | CORPORATE OBLIG | 8,169,000 | $8,332,000 | thousands by filing date | principal |
| ANDERSONS INC COM | 034164103 | Stock | 213,502 | $8,327,000 | thousands by filing date | |
| SANDISK CORP | 80004CAD3 | CORPORATE OBLIG | 6,428,000 | $8,313,000 | thousands by filing date | principal |
| YUM BRANDS INC | 988498903 | OPTION | 92,000 | $8,287,000 | thousands by filing date | call |
| SUNEDISON INC | 86732Y950 | OPTION | 276,100 | $8,258,000 | thousands by filing date | put |
| POST PPTYS INC | 737464107 | COM | 151,771 | $8,252,000 | thousands by filing date | |
| WHOLE FOODS MARKET | 966837908 | OPTION | 209,200 | $8,251,000 | thousands by filing date | call |
| TEREX CORP NEW COM | 880779103 | Stock | 354,360 | $8,239,000 | thousands by filing date | |
| G & K SVCS INC | 361268105 | CL A | 119,033 | $8,230,000 | thousands by filing date | |
| PEPSICO INC | 713448959 | OPTION | 88,100 | $8,223,000 | thousands by filing date | put |
| MONDELEZ INTL INC | 609207956 | OPTION | 199,200 | $8,195,000 | thousands by filing date | put |
| UNITED STATES STL CORP NEW | 912909AH1 | NOTE 2.750% 4/0 | 7,436,000 | $8,194,000 | thousands by filing date | principal |
| VARIAN MED SYS INC | 92220P105 | COM | 97,143 | $8,193,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 391,600 | $8,188,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 548,380 | $8,176,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 462,054 | $8,137,000 | thousands by filing date | |
| TRANSOCEAN LTD | H8817H902 | OPTION | 504,800 | $8,137,000 | thousands by filing date | call |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 188,874 | $8,122,000 | thousands by filing date | |
| DOMINION RES INC VA NEW | 25746U703 | UNIT 04/01/2013 | 151,230 | $8,104,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 715,976 | $8,098,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 221,446 | $8,098,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 125,377 | $8,067,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 153,130 | $8,061,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 489,732 | $8,041,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 351,076 | $8,036,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 456,367 | $8,022,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 152,551 | $8,015,000 | thousands by filing date | |
| DDR CORP | 251591AX1 | NOTE | 7,365,000 | $7,973,000 | thousands by filing date | principal |
| AETNA INC | 00817Y900 | OPTION | 62,500 | $7,966,000 | thousands by filing date | call |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 545,200 | $7,954,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 309,482 | $7,935,000 | thousands by filing date | |
| HEALTH CARE REIT INC CONV 6.50 | 42217K601 | PFD | 133,200 | $7,918,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 263,375 | $7,915,000 | thousands by filing date | |
| MGIC INVESTMENT CORP | 552848AE3 | CORPORATE OBLIG | 4,749,000 | $7,907,000 | thousands by filing date | principal |
| WESBANCO INC | 950810101 | COM | 231,715 | $7,883,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 195,737 | $7,878,000 | thousands by filing date | |
| AIRGAS INC | 009363904 | OPTION | 74,400 | $7,870,000 | thousands by filing date | call |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 5,870,931 | $7,867,000 | thousands by filing date | |
| CHEVRON CORP NEW | 166764902 | OPTION | 81,541 | $7,866,000 | thousands by filing date | call |
| 1ST SOURCE CORP COM | 336901103 | Stock | 229,794 | $7,841,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 231,297 | $7,828,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 131,177 | $7,826,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 213,547 | $7,825,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 199,757 | $7,824,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 250,633 | $7,793,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354958 | OPTION | 500,000 | $7,770,000 | thousands by filing date | put |
| G III APPAREL GROUP LTD | 36237H101 | COM | 109,772 | $7,722,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 615,623 | $7,720,000 | thousands by filing date | |
| WHOLE FOODS MARKET | 966837957 | OPTION | 195,000 | $7,691,000 | thousands by filing date | put |
| EASTMAN CHEMICAL CO | 277432902 | OPTION | 94,000 | $7,691,000 | thousands by filing date | call |
| BOEING CO | 097023907 | OPTION | 55,400 | $7,685,000 | thousands by filing date | call |
| HORNBECK OFFSHORE SVCS INC N | 440543AN6 | NOTE 1.500 9/0 | 9,414,000 | $7,685,000 | thousands by filing date | principal |
| CYTEC INDS INC | 232820100 | COM | 126,732 | $7,671,000 | thousands by filing date | |
| SONY CORP-SPONSORED ADR | 835699901 | OPTION | 270,000 | $7,665,000 | thousands by filing date | call |
| MERCK & CO INC NEW | 58933Y907 | OPTION | 134,200 | $7,640,000 | thousands by filing date | call |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 351,505 | $7,628,000 | thousands by filing date | |
| APOLLO RESIDENTIAL MORTGAGE | 03763V102 | COM | 519,278 | $7,628,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 66,399 | $7,608,000 | thousands by filing date | |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 504,930 | $7,584,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 133,706 | $7,581,000 | thousands by filing date | |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 7,218,000 | $7,561,000 | thousands by filing date | principal |
| STRAYER ED INC | 863236105 | COM | 175,075 | $7,546,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 270,132 | $7,542,000 | thousands by filing date | |
| RELYPSA INC | 759531106 | Common Stock | 227,774 | $7,538,000 | thousands by filing date | |
| QUALCOMM INC | 747525905 | OPTION | 120,000 | $7,516,000 | thousands by filing date | call |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 152,096 | $7,490,000 | thousands by filing date | |
| T MOBILE US INC | 872590203 | CONV PFD SER A | 110,880 | $7,484,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 644,956 | $7,481,000 | thousands by filing date | |
| TECO ENERGY INC | 872375100 | COM | 423,246 | $7,474,000 | thousands by filing date | |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 115,064 | $7,430,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 397,387 | $7,423,000 | thousands by filing date | |
| AMTRUST FINANCIAL SERVICES I | 032359AC5 | NOTE 5.500%12/1 | 2,942,000 | $7,414,000 | thousands by filing date | principal |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 425,300 | $7,413,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 245,043 | $7,412,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 205,200 | $7,405,000 | thousands by filing date | |
| ARAY 3.5 02/18 | 004397AD7 | Bond 30/360P2 U | 5,504,000 | $7,389,000 | thousands by filing date | principal |
| VIPSHOP HLDGS LTD | 92763WAA1 | NOTE 1.500% 3/1 | 5,816,000 | $7,386,000 | thousands by filing date | principal |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 1,699,023 | $7,357,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 108,651 | $7,356,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 135,283 | $7,344,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 193,050 | $7,330,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 59,033 | $7,321,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 320,028 | $7,314,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 365,312 | $7,306,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 289,085 | $7,297,000 | thousands by filing date | |
| BP | 055622955 | OPTION | 182,400 | $7,289,000 | thousands by filing date | put |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 119,832 | $7,281,000 | thousands by filing date | |
| AURICO GOLD INC | 05155C105 | COMMON STOCK-FO | 2,560,896 | $7,273,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 619,856 | $7,246,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 121,401 | $7,217,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 166,052 | $7,211,000 | thousands by filing date | |
| MERGE HEALTHCARE INC | 589499102 | COM | 1,502,099 | $7,211,000 | thousands by filing date | |
| ILLUMINA INC | 452327901 | OPTION | 33,000 | $7,206,000 | thousands by filing date | call |
| MERRIMACK PHARMACEUTICALS IN | 590328AA8 | NOTE 4.500% 7/1 | 3,432,000 | $7,194,000 | thousands by filing date | principal |
| UNITEDHEALTH GROUP INC | 91324P904 | OPTION | 58,700 | $7,161,000 | thousands by filing date | call |
| AVAGO TECHNOLOGIES LTD | Y0486S955 | OPTION | 53,800 | $7,152,000 | thousands by filing date | put |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 179,420 | $7,141,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 282,898 | $7,135,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 328,605 | $7,121,000 | thousands by filing date | |
| RITE AID CORPORATION | 767754906 | OPTION | 848,000 | $7,081,000 | thousands by filing date | call |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 110,462 | $7,080,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 85,532 | $7,069,000 | thousands by filing date | |
| KEURIG GREEN MOUNTAIN INC | 49271M951 | OPTION | 92,100 | $7,058,000 | thousands by filing date | put |
| CENOVUS ENERGY INC | 15135U109 | COM | 440,636 | $7,055,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 483,317 | $7,051,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 292,299 | $7,041,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 570,551 | $7,040,000 | thousands by filing date | |
| DST SYS INC DEL | 233326107 | COM | 55,857 | $7,036,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 182,236 | $7,025,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 261,800 | $7,000,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 158,616 | $6,982,000 | thousands by filing date | |
| PROCTER & GAMBLE | 742718901 | OPTION | 89,000 | $6,963,000 | thousands by filing date | call |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 228,100 | $6,953,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 264,677 | $6,948,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 261,850 | $6,937,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 426,892 | $6,916,000 | thousands by filing date | |
| UIL HOLDINGS CORPORATION | 902748102 | COMMON STOCK | 150,766 | $6,909,000 | thousands by filing date | |
| UNITED RENTALS INC | 911363950 | OPTION | 78,800 | $6,904,000 | thousands by filing date | put |
| SUNE 2 10/01/18 | 86732YAC3 | Bond 30/360P2 U | 3,300,000 | $6,897,000 | thousands by filing date | principal |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 756,176 | $6,881,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 930,616 | $6,877,000 | thousands by filing date | |
| MELCO CROWN ENTERTAINME-ADR | 585464902 | OPTION | 350,000 | $6,871,000 | thousands by filing date | call |
| CISCO SYSTEMS | 17275R904 | OPTION | 250,000 | $6,865,000 | thousands by filing date | call |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 262,012 | $6,836,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 117,306 | $6,835,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 417,155 | $6,825,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 5,867,000 | $6,802,000 | thousands by filing date | principal |
| MACY'S INC | 55616P955 | OPTION | 100,600 | $6,787,000 | thousands by filing date | put |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 136,161 | $6,786,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 185,762 | $6,782,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 192,996 | $6,779,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 419,023 | $6,775,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 116,675 | $6,773,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 511,850 | $6,772,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 150,187 | $6,760,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 140,338 | $6,755,000 | thousands by filing date | |
| AMRI 2.25 11/18 | 012423AB5 | Bond 30/360P2 U | 4,827,000 | $6,749,000 | thousands by filing date | principal |
| PIPER SANDLER COMPANIES | 724078100 | COM | 154,120 | $6,725,000 | thousands by filing date | |
| CENVEO INC | 15670S105 | COM | 3,168,881 | $6,718,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 4,799,000 | $6,706,000 | thousands by filing date | principal |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 180,122 | $6,705,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 371,909 | $6,694,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 343,562 | $6,693,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 1,467,738 | $6,693,000 | thousands by filing date | |
| ARCELORMITTAL | L0302D178 | PREFERRED STOCK | 428,044 | $6,682,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 63,050 | $6,682,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 224,202 | $6,676,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 258,528 | $6,673,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 192,085 | $6,650,000 | thousands by filing date | |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 175,053 | $6,649,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 54,124 | $6,648,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 240,195 | $6,641,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 80,572 | $6,619,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAA0 | NOTE 2.875% 5/1 | 7,015,000 | $6,613,000 | thousands by filing date | principal |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 410,330 | $6,612,000 | thousands by filing date | |
| KYTHERA BIOPHARMACEUTICALS I | 501570907 | OPTION | 87,800 | $6,612,000 | thousands by filing date | call |
| TRANSOCEAN LTD | H8817H951 | OPTION | 409,600 | $6,603,000 | thousands by filing date | put |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 37,043 | $6,590,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 146,752 | $6,589,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265KAB8 | NOTE 4.50012/1 | 6,640,000 | $6,578,000 | thousands by filing date | principal |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 5,809,000 | $6,571,000 | thousands by filing date | principal |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 145,384 | $6,569,000 | thousands by filing date | |
| BROOKDALE SENIOR LIVING | 112463AA2 | NOTE | 5,034,000 | $6,566,000 | thousands by filing date | principal |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 57,823 | $6,556,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 114,078 | $6,553,000 | thousands by filing date | |
| COLGATE-PALMOLIVE CO | 194162954 | OPTION | 100,000 | $6,541,000 | thousands by filing date | put |
| TRUBRIDGE INC | 205306103 | COM | 122,429 | $6,540,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 8,165 | $6,539,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021901 | OPTION | 100,000 | $6,530,000 | thousands by filing date | call |
| ENNIS INC COM | 293389102 | Stock | 350,850 | $6,522,000 | thousands by filing date | |
| INTL BUSINESS MCHN | 459200952 | OPTION | 40,000 | $6,506,000 | thousands by filing date | call |
| Alamos Gold, Inc. | 011527108 | COM | 1,148,017 | $6,498,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 115,229 | $6,496,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 657,425 | $6,488,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 228,134 | $6,478,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 294,726 | $6,474,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 68,456 | $6,466,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 1,048,424 | $6,459,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 247,403 | $6,452,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 306,032 | $6,436,000 | thousands by filing date | |
| CONOCOPHILLIPS | 20825C906 | OPTION | 104,400 | $6,411,000 | thousands by filing date | call |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 10,360,000 | $6,397,000 | thousands by filing date | principal |
| ALON USA ENERGY INC | 020520AB8 | NOTE 3.000% 9/1 | 4,565,000 | $6,397,000 | thousands by filing date | principal |
| AMERISAFE INC | 03071H100 | COM | 135,727 | $6,388,000 | thousands by filing date | |
| FIRST NBC BK HLDG CO COM | 32115D106 | COM | 177,175 | $6,378,000 | thousands by filing date | |
| SKULLCANDY INC | 83083J104 | COM | 828,577 | $6,356,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 134,027 | $6,355,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 214,244 | $6,343,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 231,708 | $6,337,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 257,837 | $6,335,000 | thousands by filing date | |
| STANDARD PAC CORP 1.250 | 85375CBC4 | NOTE 1.250% 8/0 | 5,200,000 | $6,325,000 | thousands by filing date | principal |
| SILICON LABORATORIES INC | 826919953 | OPTION | 116,500 | $6,292,000 | thousands by filing date | put |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 521,210 | $6,285,000 | thousands by filing date | |
| OVASCIENCE INC | 69014Q101 | COM | 217,124 | $6,281,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 190,788 | $6,270,000 | thousands by filing date | |
| CLARCOR INC | 179895107 | COM | 100,315 | $6,243,000 | thousands by filing date | |
| PERICOM SEMICONDUCTOR CORP | 713831105 | COM | 474,781 | $6,243,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 569,932 | $6,240,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 244,970 | $6,238,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 211,757 | $6,232,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 243,699 | $6,219,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520102 | COM | 329,087 | $6,219,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 166,995 | $6,216,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 356,199 | $6,212,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 152,933 | $6,211,000 | thousands by filing date | |
| CBS CORP NEW | 124857954 | OPTION | 107,800 | $6,188,000 | thousands by filing date | put |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 238,143 | $6,182,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 292,612 | $6,176,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 352,367 | $6,156,000 | thousands by filing date | |
| PRECISION CASTPARTS CORP | 740189907 | OPTION | 30,800 | $6,156,000 | thousands by filing date | call |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 223,427 | $6,102,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 134,942 | $6,102,000 | thousands by filing date | |
| PENNYMAC FINANCIAL SERVICE-A | 70932B101 | CL A | 336,744 | $6,102,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 474,044 | $6,101,000 | thousands by filing date | |
| STAPLES INC | 855030953 | OPTION | 398,100 | $6,095,000 | thousands by filing date | put |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 1,213,706 | $6,093,000 | thousands by filing date | |
| SEQUENTIAL BRANDS GROUP INC | 817340201 | COM NEW | 398,519 | $6,093,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 65,492 | $6,076,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 284,664 | $6,072,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 156,487 | $6,053,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 222,595 | $6,046,000 | thousands by filing date | |
| WEST CORP | 952355204 | COM | 200,512 | $6,036,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 182,058 | $6,019,000 | thousands by filing date | |
| BEST BUY CO INC | 086516952 | OPTION | 184,000 | $6,000,000 | thousands by filing date | put |
| CYRUSONE INC | 23283R100 | COM | 203,700 | $5,999,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 129,264 | $5,962,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 259,383 | $5,950,000 | thousands by filing date | |
| STEINER LEISURE LTD | P8744Y102 | ORD | 110,363 | $5,935,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 89,860 | $5,921,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 482,429 | $5,919,000 | thousands by filing date | |
| COMMUNICATIONS SALES&LEAS IN | 20341J104 | COM | 239,273 | $5,915,000 | thousands by filing date | |
| WILLIS GROUP HOLDINGS PLC | G96666105 | COM | 126,080 | $5,914,000 | thousands by filing date | |
| ASSOCIATED ESTATES RLTY CORP | 045604105 | COM | 206,187 | $5,903,000 | thousands by filing date | |
| NRG YIELD INC | 62942X405 | CL C | 269,431 | $5,899,000 | thousands by filing date | |
| ILLUMINA INC | 452327950 | OPTION | 27,000 | $5,896,000 | thousands by filing date | put |
| STANLEY BLACK & DECKER INC | 854502804 | UNIT 11/17/20166 | 49,789 | $5,885,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 266,450 | $5,854,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287900 | OPTION | 95,000 | $5,851,000 | thousands by filing date | call |
| YY INC | 98426TAB2 | NOTE 2.250 4/0 | 6,286,000 | $5,831,000 | thousands by filing date | principal |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 422,669 | $5,824,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 206,577 | $5,794,000 | thousands by filing date | |
| ATMEL CORP | 049513104 | COM | 587,169 | $5,786,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 43,097 | $5,785,000 | thousands by filing date | |
| MATTEL INC | 577081904 | OPTION | 225,000 | $5,780,000 | thousands by filing date | call |
| CDW CORP COM | 12514G108 | Stock | 167,959 | $5,758,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 54,582 | $5,749,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 1,094,320 | $5,746,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R901 | OPTION | 110,000 | $5,742,000 | thousands by filing date | call |
| JARDEN CORP | 471109AH1 | NOTE 1.87 | 3,421,000 | $5,736,000 | thousands by filing date | principal |
| GOPRO INC | 38268T103 | CL A | 108,488 | $5,720,000 | thousands by filing date | |
| VALERO ENERGY(NEW) | 91913Y902 | OPTION | 91,300 | $5,715,000 | thousands by filing date | call |
| RICE ENERGY INC | 762760106 | COM | 274,215 | $5,711,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 213,833 | $5,707,000 | thousands by filing date | |
| EOG RES INC | 26875P952 | OPTION | 65,100 | $5,700,000 | thousands by filing date | put |
| GLOBALSTAR INC | 378973408 | COM | 2,688,000 | $5,672,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 203,870 | $5,665,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 173,901 | $5,659,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 385,333 | $5,649,000 | thousands by filing date | |
| ALLSTATE CORP | 020002903 | OPTION | 87,000 | $5,644,000 | thousands by filing date | call |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 387,873 | $5,632,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 267,145 | $5,613,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 175,320 | $5,596,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 541,674 | $5,595,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 216,902 | $5,590,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 117,708 | $5,570,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 60,031 | $5,543,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 293,029 | $5,542,000 | thousands by filing date | |
| MDC HOLDINGS INC | 552676900 | OPTION | 184,500 | $5,529,000 | thousands by filing date | call |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 268,916 | $5,520,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 122,909 | $5,514,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 162,559 | $5,511,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 104,362 | $5,488,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 335,511 | $5,465,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 131,223 | $5,458,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 219,742 | $5,458,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 479,336 | $5,455,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 111,789 | $5,440,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 189,742 | $5,432,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 149,787 | $5,423,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 89,886 | $5,417,000 | thousands by filing date | |
| FAIRPOINT COMMUNICATIONS INC | 305560302 | COM NEW | 296,706 | $5,406,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 47,131 | $5,401,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 122,414 | $5,395,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 476,873 | $5,393,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 324,767 | $5,391,000 | thousands by filing date | |
| Abengoa Yield Plc | E0002VMY7 | ORD SHS | 5,600,000 | $5,390,000 | thousands by filing date | principal |
| PDC ENERGY INC | 69327R101 | COM | 100,437 | $5,387,000 | thousands by filing date | |
| IXYS CORP | 46600W106 | COMMON STOCK | 350,959 | $5,370,000 | thousands by filing date | |
| INGRAM MICRO INC | 457153104 | CL A | 214,379 | $5,364,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 192,200 | $5,357,000 | thousands by filing date | |
| KRAFT FOODS GROUP INC | 50076Q908 | OPTION | 62,800 | $5,347,000 | thousands by filing date | call |
| GRUPO FINANCIERO SANTANDER | 40053C105 | COMMON STOCK-FO | 582,256 | $5,328,000 | thousands by filing date | |
| HCA HOLDINGS INC | 40412C952 | OPTION | 58,500 | $5,307,000 | thousands by filing date | put |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 827,479 | $5,304,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 77,319 | $5,296,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 614,666 | $5,280,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 449,290 | $5,261,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 242,966 | $5,243,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 60,430 | $5,241,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467901 | OPTION | 230,100 | $5,230,000 | thousands by filing date | call |
| Nextera Energy, Inc. | 65339F887 | PFD | 84,246 | $5,199,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 108,469 | $5,183,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 804,256 | $5,180,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 321,750 | $5,177,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 19,671 | $5,174,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 172,598 | $5,173,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 121,802 | $5,162,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 126,981 | $5,143,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383105 | COM | 782,823 | $5,142,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807AL2 | NOTE | 3,623,000 | $5,138,000 | thousands by filing date | principal |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 336,866 | $5,134,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AU7 | COM | 2,894,000 | $5,133,000 | thousands by filing date | principal |
| OCWEN FINL CORP | 675746309 | COM NEW | 502,677 | $5,127,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 127,344 | $5,125,000 | thousands by filing date | |
| SOLERA HOLDINGS INC | 83421A104 | COM | 114,851 | $5,119,000 | thousands by filing date | |
| OCWEN FINANCIAL CORP | 675746952 | OPTION | 500,000 | $5,100,000 | thousands by filing date | put |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 444,089 | $5,076,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 326,405 | $5,072,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 197,096 | $5,069,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 161,529 | $5,056,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 104,464 | $5,055,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 79,190 | $5,043,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 308,108 | $5,041,000 | thousands by filing date | |
| QUALITY DISTR INC FLA | 74756M102 | COM | 325,658 | $5,034,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 93,690 | $5,033,000 | thousands by filing date | |
| STAPLES INC | 855030904 | OPTION | 327,800 | $5,019,000 | thousands by filing date | call |
| MEREDITH CORP | 589433101 | COM | 96,042 | $5,008,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 252,156 | $5,002,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 418,639 | $5,000,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 181,852 | $4,999,000 | thousands by filing date | |
| SALESFORCE COM INC | 79466L906 | OPTION | 71,500 | $4,979,000 | thousands by filing date | call |
| ENCANA CORP | 292505104 | COM | 451,623 | $4,977,000 | thousands by filing date | |
| SWIFT TRANSPORTATION CO | 87074U101 | COM | 219,522 | $4,976,000 | thousands by filing date | |
| CF INDS HLDGS INC | 125269902 | OPTION | 77,000 | $4,950,000 | thousands by filing date | call |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 147,555 | $4,942,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 132,324 | $4,934,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 114,572 | $4,930,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 766,603 | $4,906,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 540,885 | $4,895,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y985 | OPTION | 101,000 | $4,887,000 | thousands by filing date | put |
| Western Midstream Partners | 95825r103 | COM | 81,336 | $4,881,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 265,663 | $4,857,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 84,348 | $4,856,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 219,158 | $4,854,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 417,555 | $4,848,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973W107 | COM | 153,500 | $4,838,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 447,000 | $4,823,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 113,636 | $4,821,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 362,997 | $4,820,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 88,924 | $4,811,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLD | 457985AK5 | NOTE | 3,956,000 | $4,809,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 182,058 | $4,806,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 137,496 | $4,805,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 58,483 | $4,801,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 772,679 | $4,798,000 | thousands by filing date | |
| EBS 2.875 01/21 | 29089QAB1 | Bond 30/360P2 U | 3,869,000 | $4,793,000 | thousands by filing date | principal |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 579,157 | $4,790,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 86,447 | $4,764,000 | thousands by filing date | |
| NIDEC CORP | 654090109 | COMMON STOCK-FO | 254,572 | $4,755,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212952 | OPTION | 35,900 | $4,752,000 | thousands by filing date | put |
| CANADIAN NATURAL RESOURCES | 136385952 | EQUITY | 174,700 | $4,745,000 | thousands by filing date | put |
| ENCORE CAP GROUP INC | 292554AF9 | NOTE 3.000% 7/0 | 4,457,000 | $4,743,000 | thousands by filing date | principal |
| ENCORE CAP GROUP INC | 292554102 | COM | 110,659 | $4,729,000 | thousands by filing date | |
| CTC MEDIA INC | 12642X106 | COM | 2,082,298 | $4,727,000 | thousands by filing date | |
| PIEDMONT NATURAL GAS CO | 720186105 | COM | 133,556 | $4,715,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 825,503 | $4,713,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 76,507 | $4,707,000 | thousands by filing date | |
| CORECIVIC INC | 22025Y407 | COM | 142,065 | $4,699,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 550,695 | $4,664,000 | thousands by filing date | |
| Invesco S&P 500 Pure Growth | 78355W403 | GUG S&P500 PU GR | 57,289 | $4,650,000 | thousands by filing date | |
| DUPONT FABROS TECHNOLOGY INC | 26613Q106 | COM | 157,760 | $4,646,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 89,523 | $4,642,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 281,691 | $4,642,000 | thousands by filing date | |
| CBS CORP NEW | 124857905 | OPTION | 80,800 | $4,638,000 | thousands by filing date | call |
| GENERAL COMMUNICATION INC | 369385109 | CL A | 272,463 | $4,634,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 723,322 | $4,629,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 133,430 | $4,622,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 41,590 | $4,608,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 427,000 | $4,586,000 | thousands by filing date | |
| CIVITAS SOLUTIONS INC | 17887R102 | COM | 214,727 | $4,580,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 1,374,194 | $4,576,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 153,067 | $4,561,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 264,750 | $4,559,000 | thousands by filing date | |
| AK STL CORP | 001546AP5 | NOTE 5.000%11/1 | 4,500,000 | $4,559,000 | thousands by filing date | principal |
| QIHOO 360 TECHNOLOGY CO-ADR | 74734M901 | OPTION | 67,169 | $4,547,000 | thousands by filing date | call |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 129,447 | $4,545,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 86,226 | $4,541,000 | thousands by filing date | |
| PULTE GROUP INC | 745867952 | OPTION | 225,000 | $4,534,000 | thousands by filing date | put |
| DANAHER CORP | 235851904 | OPTION | 52,900 | $4,528,000 | thousands by filing date | call |
| HALCON RES CORP | 40537Q209 | COM NEW | 3,888,171 | $4,511,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 490,744 | $4,510,000 | thousands by filing date | |
| SUNE 2.75 1/21 | 86732YAD1 | Bond 30/360P2 U | 2,125,000 | $4,497,000 | thousands by filing date | principal |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 159,622 | $4,493,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 278,853 | $4,484,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 97,419 | $4,474,000 | thousands by filing date | |
| NIVALIS THERAPEUTICS INC | 65481J109 | COM | 294,593 | $4,463,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 170,323 | $4,457,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 50,899 | $4,447,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 135,625 | $4,444,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 583,855 | $4,420,000 | thousands by filing date | |
| CHEVRON CORP NEW | 166764951 | OPTION | 45,800 | $4,418,000 | thousands by filing date | put |
| RESOURCE CAP CORP | 76120WAA2 | NOTE 6.000prct12/0 | 4,768,000 | $4,404,000 | thousands by filing date | principal |
| CTRIP.COM INTERNATIONAL-ADR | 22943F902 | OPTION | 60,500 | $4,394,000 | thousands by filing date | call |
| C&J ENERGY SVCS LTD SHS | G3164Q101 | Stock | 332,403 | $4,387,000 | thousands by filing date | |
| TYCO INTERNATIONAL PLC | G91442957 | OPTION | 113,800 | $4,379,000 | thousands by filing date | put |
| NORFOLK STHN CORP | 655844959 | OPTION | 50,000 | $4,368,000 | thousands by filing date | put |
| HWAY 1.5 7/18 | 422245AB6 | Bond 30/360P2 U | 4,685,000 | $4,366,000 | thousands by filing date | principal |
| CALPINE CORP | 131347908 | OPTION | 242,500 | $4,363,000 | thousands by filing date | call |
| MONSANTO | 61166W952 | OPTION | 40,800 | $4,349,000 | thousands by filing date | put |
| ENDOLOGIX INC | 29266S106 | COM | 283,477 | $4,348,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 25,549 | $4,346,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 79,077 | $4,342,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 122,730 | $4,339,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 228,008 | $4,333,000 | thousands by filing date | |
| HEARTWARE INTL INC | 422368100 | COM | 59,574 | $4,330,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAG8 | NOTE 4.875% 3/1 | 4,185,000 | $4,313,000 | thousands by filing date | principal |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 118,418 | $4,296,000 | thousands by filing date | |
| BIO REFERENCE LABS INC | 09057G602 | COM | 104,145 | $4,295,000 | thousands by filing date | |
| DBX ETF TR | 233051903 | CALL | 150,000 | $4,293,000 | thousands by filing date | call |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 264,759 | $4,292,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-15-000373 | this filing | 2015-08-14 | acceptance time not in the bulk data set |