13F-HR filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR for the quarter ended 2015-06-30, filed 2015-08-14, with 4,026 holding rows worth $424,226,098,000.
- Accession
- 0000019617-15-000373
- Filer
- CIK 19617
- Filed
- 2015-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2015
A holdings report, 23,690 entries on the cover page, a total value of $424,226,098,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $424,226,138,000 with VALUE read as thousands by filing date, 13F file number 028-00694. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJPMP CAPITAL CORP.028-11933
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJ.P. Morgan Whitefriars Inc.028-12007
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerBear Stearns Companies LLC028-13153
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
- included managerJ.P. Morgan Private Investments Inc.028-16931
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TESCO CORP | 88157K101 | COMMON STOCK-FO | 58,075 | $633,000 | thousands by filing date | |
| ROFIN-SINAR TECHNOLOGIES INC | 775043102 | COMMON STOCK | 22,910 | $632,000 | thousands by filing date | |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 39,400 | $630,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V909 | OPTION | 55,000 | $629,000 | thousands by filing date | call |
| TUMI HLDGS INC | 89969Q104 | COM | 30,610 | $628,000 | thousands by filing date | |
| APC 7.5 PFD | 032511404 | Preferred Stock | 12,427 | $628,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R762 | PFD CL A 6.875 | 23,150 | $626,000 | thousands by filing date | |
| ULTRA CLEAN HOLDINGS INC | 903914901 | OPTION | 50,000 | $626,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 5,002 | $623,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 34,467 | $621,000 | thousands by filing date | |
| PROSPECT CAPITAL CORP | 74348TAD4 | NOTE | 607,000 | $621,000 | thousands by filing date | principal |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 73,285 | $618,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 18,531 | $617,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 9,255 | $614,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 12,853 | $611,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 2,628 | $609,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 24,351 | $608,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 12,409 | $608,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 33,099 | $601,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 15,750 | $596,000 | thousands by filing date | |
| INLAND REAL ESTATE CORP | 457461200 | COM | 63,276 | $595,000 | thousands by filing date | |
| UTILITIES SELECT SECTOR SPDR | 81369Y9B8 | OPTION | 12,300 | $595,000 | thousands by filing date | call |
| LORAL SPACE & COM INC | 543881106 | COM | 9,385 | $592,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 21,819 | $591,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 14,533 | $591,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 25,677 | $590,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 11,243 | $589,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G903 | OPTION | 4,300 | $588,000 | thousands by filing date | call |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 16,282 | $582,000 | thousands by filing date | |
| PARNELL PHARMACEUT HLDGS LIMITED SHS | Q73622104 | Foreign Ordinary Shares | 117,170 | $580,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 19,654 | $579,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 28,798 | $575,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 6,020 | $572,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 227,121 | $572,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 13,206 | $569,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 37,080 | $569,000 | thousands by filing date | |
| CABOT OIL & GAS CORP | 127097954 | OPTION | 18,000 | $568,000 | thousands by filing date | put |
| DAVIDSTEA INC | 238661102 | COM | 26,326 | $566,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 41,925 | $565,000 | thousands by filing date | |
| PARK STERLING CORP | 70086Y105 | COM | 78,274 | $564,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 58,700 | $561,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 57,100 | $560,000 | thousands by filing date | |
| Invesco Intl Developed Low Vol | 73937B688 | INTL DEV LOWVL | 18,192 | $560,000 | thousands by filing date | |
| POWERSHARES | 73936Q793 | EXCHANGE TRADED | 23,129 | $559,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643705 | SPN ADR REP 1 SH | 532,768 | $559,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 8,395 | $558,000 | thousands by filing date | |
| GOOGLE INC | 38259P904 | OPTION | 1,033 | $558,000 | thousands by filing date | call |
| HERCULES CAPITAL INC | 427096508 | COM | 48,296 | $557,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 22,696 | $557,000 | thousands by filing date | |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 25,747 | $557,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 17,191 | $556,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 18,758 | $555,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 5,209 | $549,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 24,392 | $545,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 33,731 | $543,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 5,274 | $542,000 | thousands by filing date | |
| CONSTELLIUM NV- CLASS A | N22035906 | OPTION | 45,700 | $541,000 | thousands by filing date | call |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 44,423 | $540,000 | thousands by filing date | |
| CNOVA ORD | N20947102 | COM | 96,987 | $536,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 5,958 | $535,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 4,953 | $534,000 | thousands by filing date | |
| ATMEL CORP | 049513906 | OPTION | 53,500 | $527,000 | thousands by filing date | call |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 13,352 | $522,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 9,365 | $521,000 | thousands by filing date | |
| ISRAMCO INC | 465141406 | COM | 3,770 | $520,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 29,523 | $519,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 33,505 | $518,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP SHS NEW | Y8162K121 | Stock | 175,300 | $515,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 21,301 | $512,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 37,969 | $510,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 21,000 | $509,000 | thousands by filing date | |
| KING DIGITAL ENTMT PLC | G5258J109 | ORD SHS | 35,674 | $509,000 | thousands by filing date | |
| LINKEDIN CORP - A | 53578A900 | OPTION | 2,463 | $509,000 | thousands by filing date | call |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 9,624 | $508,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 13,356 | $508,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 59,397 | $504,000 | thousands by filing date | |
| SUNEDISON SEMI | Y8213L102 | Common Stock | 29,025 | $501,000 | thousands by filing date | |
| VIACOM INC-CLASS B | 92553P904 | OPTION | 7,715 | $501,000 | thousands by filing date | call |
| NUTRI SYS INC NEW | 67069D108 | COM | 20,109 | $500,000 | thousands by filing date | |
| Ocugen | 43358V109 | Common | 77,406 | $500,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 32,040 | $499,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 29,050 | $498,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 5,864 | $497,000 | thousands by filing date | |
| BCOR 4.25 4/19 | 095229AB6 | Bond 30/360P2 U | 500,000 | $496,000 | thousands by filing date | principal |
| AMERICAN PUB ED INC | 02913V103 | COM | 19,042 | $490,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 18,031 | $490,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 91,584 | $490,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 18,620 | $484,000 | thousands by filing date | |
| EMERSON ELECTRIC CO | 291011955 | OPTION | 8,700 | $482,000 | thousands by filing date | put |
| AGILENT TECHNOLOGIES INC | 00846U903 | OPTION | 12,500 | $482,000 | thousands by filing date | call |
| ISHARES TR | 46429B408 | CMN | 12,500 | $481,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 49,171 | $478,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 25,630 | $478,000 | thousands by filing date | |
| ATLAS ENERGY GROUP LL LP | 04929Q102 | MLP | 95,620 | $478,000 | thousands by filing date | |
| OLD REP INTL CORP | 680223AH7 | NOTE 3.750% 3/1 | 404,000 | $477,000 | thousands by filing date | principal |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 6,047 | $474,000 | thousands by filing date | |
| H&R BLOCK INC | 093671907 | OPTION | 16,000 | $474,000 | thousands by filing date | call |
| Revenueshares Etf Trust | 761396100 | LARGECAP FD | 11,515 | $472,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 15,358 | $471,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC | G50871956 | OPTION | 2,675 | $471,000 | thousands by filing date | put |
| WAFD INC | 938824109 | COM | 20,147 | $470,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 20,005 | $470,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP -A | 829226950 | OPTION | 16,824 | $470,000 | thousands by filing date | put |
| ACTUANT CORP | 00508X203 | CL A NEW | 20,313 | $469,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 16,239 | $467,000 | thousands by filing date | |
| 3M COMPANY | 88579Y903 | OPTION | 3,000 | $463,000 | thousands by filing date | call |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 90,192 | $462,000 | thousands by filing date | |
| STARBUCKS CORP | 855244901 | OPTION | 8,600 | $461,000 | thousands by filing date | call |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 17,300 | $460,000 | thousands by filing date | |
| MONSANTO | 61166W903 | OPTION | 4,300 | $458,000 | thousands by filing date | call |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 8,534 | $457,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 24,000 | $453,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 61,199 | $451,000 | thousands by filing date | |
| REVENUESHARES | 761396308 | EXCHANGE TRADED | 7,751 | $451,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 171,088 | $450,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 14,170 | $449,000 | thousands by filing date | |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 868,000 | $448,000 | thousands by filing date | principal |
| ISHARES TR | 464287846 | DOW JONES US ETF | 4,280 | $446,000 | thousands by filing date | |
| IGNITE RESTAURANT GROUP INC | 451730105 | COM | 90,152 | $444,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 17,600 | $444,000 | thousands by filing date | |
| ALTRIA GROUP INC | 023111958 | OPTION | 180,000 | $443,000 | thousands by filing date | put |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 10,721 | $442,000 | thousands by filing date | |
| MARKET VECTORS BIOTECH ETF | 57060U183 | BIOT | 3,281 | $442,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 18,758 | $441,000 | thousands by filing date | |
| SPDR DOW JONES INDL AVRG ETF | 78467X901 | OPTION | 2,500 | $440,000 | thousands by filing date | call |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 21,102 | $436,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 45,908 | $434,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 3,987 | $433,000 | thousands by filing date | |
| CONCORDIA HEALTHCARE CORP | 206519100 | COM | 6,000 | $433,000 | thousands by filing date | |
| BIOGEN INC | 09062X905 | OPTION | 1,071 | $433,000 | thousands by filing date | call |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 27,500 | $432,000 | thousands by filing date | |
| HEARTWARE INTERNATIONAL | 422368AA8 | NOTE | 409,000 | $429,000 | thousands by filing date | principal |
| LENNAR CORP CL B | 526057302 | Stock | 9,940 | $428,000 | thousands by filing date | |
| MEADOWBROOK INS GROUP INC | 58319P108 | COM | 49,767 | $428,000 | thousands by filing date | |
| BLOUNT INTL INC NEW | 095180105 | COM | 39,000 | $426,000 | thousands by filing date | |
| PERION NETWORK LTD | M85548952 | OPTION | 12,200 | $426,000 | thousands by filing date | put |
| ENDO INTERNATIONAL PLC | G30401957 | OPTION | 5,322 | $424,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25459Y447 | DLYFINBEAR3X NEW | 36,450 | $423,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 45,572 | $421,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 13,450 | $421,000 | thousands by filing date | |
| ISHARES TR | 464288471 | EPRA/NAR DEV EUR | 11,427 | $418,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 19,500 | $417,000 | thousands by filing date | |
| CIENA CORP | 171779AK7 | DEBT 4.000%12/1 | 296,000 | $416,000 | thousands by filing date | principal |
| NVE CORP COM NEW | 629445206 | Stock | 5,298 | $415,000 | thousands by filing date | |
| RAMBUS INC | 750917AE6 | CNV | 312,000 | $414,000 | thousands by filing date | principal |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 11,891 | $413,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 17,807 | $412,000 | thousands by filing date | |
| FACTORSHARES TR | 30304R407 | ISE CYBER SEC | 13,073 | $412,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 36,623 | $408,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 5,870 | $408,000 | thousands by filing date | |
| TARGET CORP | 87612E908 | OPTION | 5,000 | $408,000 | thousands by filing date | call |
| INVACARE CORP | 461203101 | COMMON STOCK | 18,800 | $406,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 112,455 | $406,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 21,206 | $405,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 23,828 | $405,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 51,678 | $401,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U225 | RETAIL ETF | 5,331 | $398,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 18,796 | $396,000 | thousands by filing date | |
| MARKET VECTORS VIETNAM ETF | 57060U761 | CMN | 21,249 | $396,000 | thousands by filing date | |
| NEWCASTLE INVT CORP NEW COM PAR $0.01 | 65105M603 | REIT | 89,626 | $396,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 18,269 | $395,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 12,844 | $393,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 13,930 | $392,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAA8 | NOTE 5.250pcnt12/0 | 375,000 | $391,000 | thousands by filing date | principal |
| ULTRATECH INC | 904034105 | COM | 20,973 | $389,000 | thousands by filing date | |
| WINTHROP REALTY TRUST | 976391300 | SH B | 25,648 | $389,000 | thousands by filing date | |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 18,385 | $387,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359AG6 | NOTE 2.750%12/1 | 400,000 | $385,000 | thousands by filing date | principal |
| BLACK HILLS CORP COM | 092113109 | Stock | 8,767 | $383,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 2,894 | $383,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC | 63633DAE4 | NOTE 3.250% 4/0 | 388,000 | $383,000 | thousands by filing date | principal |
| GUGGENHEIM RUSSELL MCAP | 78355W577 | ETF | 7,399 | $380,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 34,236 | $379,000 | thousands by filing date | |
| PROSHARES | 74347R503 | COMMON STOCK | 17,686 | $378,000 | thousands by filing date | |
| EPR PPTYS | 26884U307 | CONV PFD 9% SR E | 11,615 | $377,000 | thousands by filing date | |
| AUTOBYTEL INC | 05275N205 | COM | 23,491 | $376,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 53,230 | $375,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 6,714 | $373,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 15,582 | $372,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 13,814 | $371,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 9,666 | $370,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 4,350 | $370,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 11,634 | $370,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 5,900 | $367,000 | thousands by filing date | |
| MITEL NETWORKS CORP | 60671Q104 | COM | 41,594 | $367,000 | thousands by filing date | |
| PETROBRAS ARGENTINA SA-B | 71646J109 | CMN | 54,689 | $365,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 6,968 | $363,000 | thousands by filing date | |
| BARCLAYS BK PLC IPATH S&P MT E | 06740C519 | COM | 32,300 | $361,000 | thousands by filing date | |
| REED ELSEVIER N V | 758204200 | SPONS ADR NEW | 7,704 | $361,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A305 | ALPCLONE ALTER | 7,995 | $360,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 8,533 | $357,000 | thousands by filing date | |
| ARCTIC CAT INC | 039670104 | COMMON STOCK | 10,726 | $356,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 6,331 | $356,000 | thousands by filing date | |
| INTEGRATED ELECTRICAL SERVIC | 45811E301 | COM | 49,872 | $354,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 39,900 | $354,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 7,827 | $353,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U959 | OPTION | 3,335 | $353,000 | thousands by filing date | put |
| RPC INC | 749660106 | COMMON STOCK | 25,357 | $351,000 | thousands by filing date | |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 6,703 | $349,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 6,227 | $347,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 23,908 | $347,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 6,738 | $345,000 | thousands by filing date | |
| ISHARES TR | 46429B564 | IBONDS SEP19 ETF | 13,570 | $344,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 5,555 | $343,000 | thousands by filing date | |
| KEYCORP NEW | 493267405 | PFD 7.75% SR A | 2,614 | $342,000 | thousands by filing date | |
| BONA FILM GROUP LTD | 09777B107 | SPONSORED ADS | 27,961 | $341,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 14,672 | $338,000 | thousands by filing date | |
| DTS INC | 23335C101 | COM | 11,080 | $338,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 23,467 | $335,000 | thousands by filing date | |
| DBX ETF TR | 233051796 | XTRACK MSCI MEX | 14,601 | $335,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 979,377 | $333,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E958 | EQUITY | 97,000 | $332,000 | thousands by filing date | put |
| EZCORP INC | 302301106 | CL A NON VTG | 44,552 | $331,000 | thousands by filing date | |
| TAL INTERNATIONAL GROUP | 874083108 | COMMON STOCK | 10,513 | $331,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 2,733 | $331,000 | thousands by filing date | |
| YODLEE INC | 98600P201 | COM | 22,939 | $331,000 | thousands by filing date | |
| BLUE NILE INC | 09578R103 | COM | 10,847 | $329,000 | thousands by filing date | |
| BLACK KNIGHT INC | 09214X100 | COM | 10,580 | $327,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 5,934 | $326,000 | thousands by filing date | |
| TORNIER NV | N87237108 | COMMON STOCK-FO | 13,042 | $326,000 | thousands by filing date | |
| MODUSLINK GLOBAL SOLUTIONS INC COM NEW | 60786L206 | Stock | 95,825 | $326,000 | thousands by filing date | |
| EVERYDAY HEALTH INC COM | 300415106 | Stock | 25,479 | $326,000 | thousands by filing date | |
| CONVERGYS CORP | 212485AE6 | SDCV | 141,000 | $322,000 | thousands by filing date | principal |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 18,512 | $318,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 13,399 | $318,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 11,330 | $314,000 | thousands by filing date | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 22,669 | $312,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 11,145 | $311,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 3,630 | $310,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 14,428 | $310,000 | thousands by filing date | |
| ISHARES TR | 46434V571 | ISHARES TR | 12,254 | $309,000 | thousands by filing date | |
| TUBEMOGUL INC COM | 898570106 | Stock | 21,646 | $309,000 | thousands by filing date | |
| MARKET VECTORS PHARM ETF T | 57060U217 | ETF | 4,348 | $308,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 6,189 | $307,000 | thousands by filing date | |
| PHILIP MORRIS INTL INC | 718172950 | OPTION | 3,800 | $305,000 | thousands by filing date | put |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 27,527 | $304,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 8,473 | $303,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 13,119 | $302,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 3,026 | $301,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 8,884 | $301,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 17,766 | $301,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328601 | COM NEW | 100,077 | $301,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 35,100 | $301,000 | thousands by filing date | |
| PENNTEX MIDSTREAM PARTNERS L | 709311104 | COM UNIT LTD | 15,475 | $300,000 | thousands by filing date | |
| UTILITIES SELECT SECTOR SPDR | 81369Y9L6 | OPTION | 6,200 | $300,000 | thousands by filing date | put |
| Vanguard Communication Services ETF | 92204A884 | SHS | 3,436 | $299,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 7,215 | $298,000 | thousands by filing date | |
| OI SA SPONSORED ADR CMN | 670851302 | COM | 150,015 | $296,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 77,445 | $292,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 10,000 | $290,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738110 | MAN COV SEC 16 | 229,500 | $290,000 | thousands by filing date | principal |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 35,364 | $289,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM | 73936B101 | DB ENERGY FUND | 16,752 | $289,000 | thousands by filing date | |
| PERFECT WORLD CO LTD | 71372U104 | SPON ADR REP B | 14,541 | $288,000 | thousands by filing date | |
| IPATH DJ UBS COFFEE SUBINDEX | 06739H297 | COMMON | 13,086 | $288,000 | thousands by filing date | |
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 11,890 | $287,000 | thousands by filing date | |
| AES TR III | 00808N202 | PFD CV 6.75% | 5,600 | $285,000 | thousands by filing date | |
| RYDEX ETF TRUST TOP 50 ETF | 78355W205 | COM | 2,000 | $283,000 | thousands by filing date | |
| INVN 1.75 11/18 | 46123DAB2 | Bond 30/360P2 U | 293,000 | $283,000 | thousands by filing date | principal |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 12,600 | $281,000 | thousands by filing date | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 8,245 | $281,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X104 | DYNAMIC MKT PT | 3,700 | $281,000 | thousands by filing date | |
| ITAU UNIBANCO H-SPON PRF ADR | 465562957 | OPTION | 25,700 | $281,000 | thousands by filing date | put |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 24,677 | $280,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 9,588 | $280,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 8,499 | $280,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 6,733 | $279,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 36,115 | $277,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 12,481 | $275,000 | thousands by filing date | |
| OCERA THERAPEUTICS INC COM | 67552A108 | COM | 72,467 | $275,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 7,365 | $274,000 | thousands by filing date | |
| SWIFT TRANSPORTATION CO | 87074U903 | OPTION | 12,000 | $272,000 | thousands by filing date | call |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 23,875 | $269,000 | thousands by filing date | |
| COMMUNITYONE BANCORP | 20416Q108 | COM | 24,902 | $268,000 | thousands by filing date | |
| EMC CORP(MASSACHUS | 268648953 | OPTION | 10,000 | $264,000 | thousands by filing date | put |
| CLAYMORE GUGGENHEIM | 18383Q853 | GUGG CHN SML CAP | 8,345 | $263,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 28,288 | $261,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X305 | MID EAST DIVD | 13,220 | $261,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y9K8 | OPTION | 5,400 | $261,000 | thousands by filing date | put |
| US BANCORP DEL | 902973908 | OPTION | 6,000 | $260,000 | thousands by filing date | call |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 18,500 | $257,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 12,187 | $257,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 9,564 | $257,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 12,049 | $255,000 | thousands by filing date | |
| TEKMIRA PHARMACEUTICALS COR | 87911B209 | COM NEW | 21,347 | $253,000 | thousands by filing date | |
| RALLY SOFTWARE DEV CORP COM | 751198102 | COM | 12,954 | $252,000 | thousands by filing date | |
| CENTURYLINK INC | 156700957 | OPTION | 8,500 | $250,000 | thousands by filing date | put |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 13,000 | $249,000 | thousands by filing date | |
| CUMMINS INC | 231021957 | OPTION | 1,900 | $249,000 | thousands by filing date | put |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 11,816 | $248,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 10,048 | $247,000 | thousands by filing date | |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 3,345 | $245,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 9,410 | $245,000 | thousands by filing date | |
| SYMMETRY SURGICAL INC | 87159G100 | COM | 28,033 | $244,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 9,020 | $243,000 | thousands by filing date | |
| MINDBODY INC | 60255W105 | COM CL A | 17,466 | $242,000 | thousands by filing date | |
| RESOURCE CAP CORP REIT | 76120W302 | COM | 62,500 | $242,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550903 | OPTION | 8,012 | $242,000 | thousands by filing date | call |
| RYLAND GROUP 0.250 | 783764AS2 | NOTE 0.250% 6/0 | 250,000 | $241,000 | thousands by filing date | principal |
| TELETECH HOLDINGS INC | 879939106 | COM | 8,863 | $240,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 3,000 | $238,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 6,312 | $238,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 7,271 | $233,000 | thousands by filing date | |
| SPDR S&P INTL TELECOM SECTOR | 78463X640 | CMN | 8,725 | $232,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 10,921 | $231,000 | thousands by filing date | |
| PROSHARES TR II ULT VIX SHRT | 74347W312 | CEF | 5,250 | $231,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W858 | GUG S&P500EQWTFI | 5,238 | $230,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541TAD3 | CORPORATE OBLIG | 217,000 | $227,000 | thousands by filing date | principal |
| ACHAOGEN INC | 004449104 | COM | 37,686 | $227,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 7,640 | $224,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 18,501 | $223,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 11,727 | $223,000 | thousands by filing date | |
| PROSHARES TR | 74347B904 | CALL | 4,434 | $221,000 | thousands by filing date | call |
| CARETRUST REIT INC COM | 14174T107 | REIT | 17,367 | $220,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 9,580 | $219,000 | thousands by filing date | |
| STONEGATE MTG CORP | 86181Q300 | COM | 21,769 | $219,000 | thousands by filing date | |
| TALEN ENERGY CORP | 87422J105 | COM | 12,636 | $216,000 | thousands by filing date | |
| HAMPTON ROADS BANKSHARES INC | 409321502 | COM | 103,463 | $214,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 25,300 | $213,000 | thousands by filing date | |
| INSULET CORP | 45784PAD3 | NOTE 2.000% 6/1 | 220,000 | $213,000 | thousands by filing date | principal |
| EAGLE BANCORPORATION INC | 268948106 | COM | 4,792 | $211,000 | thousands by filing date | |
| VASCULAR SOLUTIONS INC | 92231M109 | COMMON STOCK | 6,067 | $211,000 | thousands by filing date | |
| BABSON CAPITAL CORPORATE INV | 05617K109 | COM | 13,160 | $211,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES INC | 345550AM9 | NOTE | 123,000 | $211,000 | thousands by filing date | principal |
| CEMEX SAB DE CV | 151290905 | OPTION | 23,084 | $211,000 | thousands by filing date | call |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 684,488 | $207,000 | thousands by filing date | |
| EXELON CORP | 30161N903 | OPTION | 6,600 | $207,000 | thousands by filing date | call |
| APOLLO GROUP INC | 037604907 | OPTION | 16,100 | $207,000 | thousands by filing date | call |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 2,955 | $206,000 | thousands by filing date | |
| REED ELSEVIER PLC-SPONS ADR | 758205207 | SPON | 3,181 | $206,000 | thousands by filing date | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 4,605 | $205,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 8,717 | $204,000 | thousands by filing date | |
| FEDEX CORP | 31428X908 | OPTION | 1,200 | $204,000 | thousands by filing date | call |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 3,748 | $203,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 1,296 | $201,000 | thousands by filing date | |
| ISHARES | 46434V548 | EXCHANGE TRADED | 11,037 | $201,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 4,125 | $201,000 | thousands by filing date | |
| ARROW ELECTRONICS INC | 042735902 | OPTION | 3,600 | $201,000 | thousands by filing date | call |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 13,005 | $200,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 2,593 | $200,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A904 | ST STR SP RETAIL | 3,500 | $194,000 | thousands by filing date | call |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 19,073 | $193,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 23,000 | $190,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 11,245 | $188,000 | thousands by filing date | |
| MARTHA STEWART LIVING OMNIME | 573083102 | CL A | 30,200 | $188,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 16,168 | $186,000 | thousands by filing date | |
| VERSO PAPER CORP | 92531L108 | COM | 282,242 | $186,000 | thousands by filing date | |
| UNDER ARMOUR INC-CLASS A | 904311958 | OPTION | 2,200 | $184,000 | thousands by filing date | put |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 50,924 | $183,000 | thousands by filing date | |
| CREE INC | 225447903 | OPTION | 6,952 | $181,000 | thousands by filing date | call |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 21,873 | $180,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612J507 | COM PAR $0.001 | 15,573 | $180,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 19,489 | $177,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 11,594 | $177,000 | thousands by filing date | |
| MITCHAM INDS INC COM | 606501104 | COM | 41,271 | $173,000 | thousands by filing date | |
| ALCOA INC | 013817952 | OPTION | 15,300 | $171,000 | thousands by filing date | put |
| AMERICAN VANGUARD CORP | 030371108 | COM | 12,226 | $169,000 | thousands by filing date | |
| PROSHARES TR | 74347B953 | PUT | 3,370 | $168,000 | thousands by filing date | put |
| VITAMIN SHOPPE INC | 92849E903 | OPTION | 4,500 | $168,000 | thousands by filing date | call |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 13,326 | $166,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 34,860 | $166,000 | thousands by filing date | |
| MALLINCKRODT PLC | G5785G909 | OPTION | 1,400 | $165,000 | thousands by filing date | call |
| ADVANCED MICRO DEV | 007903958 | OPTION | 68,500 | $164,000 | thousands by filing date | put |
| MCCLATCHY CO | 579489105 | CL A | 150,263 | $162,000 | thousands by filing date | |
| PERNIX THERAPEUTICS HOLDINGS | 71426V108 | COM | 26,738 | $158,000 | thousands by filing date | |
| MIDSTATES PETROLEUM CO INC | 59804T100 | COM | 167,163 | $156,000 | thousands by filing date | |
| POTASH CORP SASK | 73755L909 | OPTION | 5,000 | $155,000 | thousands by filing date | call |
| HEALTH NET INC | 42222G900 | OPTION | 2,400 | $154,000 | thousands by filing date | call |
| HONEYWELL INTERNATIONAL INC | 438516908 | OPTION | 1,500 | $153,000 | thousands by filing date | call |
| NOVAVAX INC | 670002104 | COMMON STOCK | 13,450 | $150,000 | thousands by filing date | |
| Jason Industries Inc | 471172106 | COMMON STOCK | 22,000 | $150,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 12,410 | $148,000 | thousands by filing date | |
| HERTZ GLOBAL HOLDINGS INC | 42805T907 | OPTION | 8,000 | $145,000 | thousands by filing date | call |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 27,217 | $144,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 25,720 | $143,000 | thousands by filing date | |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 51,182 | $143,000 | thousands by filing date | |
| ALLSCRIPTS HEALTHCARE SOLUTN | 01988PAD0 | NOTE 1.250% 7/0 | 140,000 | $143,000 | thousands by filing date | principal |
| FRONTIER COMMUNICATIONS CORP | 35906A959 | OPTION | 28,600 | $142,000 | thousands by filing date | put |
| RAYONIER TRS HLDGS INC | 75508AAC0 | NOTE 4.500% 8/1 | 124,000 | $140,000 | thousands by filing date | principal |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 13,950 | $136,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 25,690 | $135,000 | thousands by filing date | |
| ADVANTEST CORP. | 00762U200 | Common stock | 12,811 | $134,000 | thousands by filing date | |
| COMSTOCK RESOURCES INC | 205768203 | COM | 40,280 | $134,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 10,493 | $134,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 10,779 | $133,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901900 | OPTION | 12,400 | $132,000 | thousands by filing date | call |
| RESOURCE CAP CORP | 76120WAB0 | NOTE 8.000% 1/1 | 140,000 | $132,000 | thousands by filing date | principal |
| NU SKIN ENTERPRISES INC - A | 67018T907 | OPTION | 2,800 | $132,000 | thousands by filing date | call |
| LEJU HLDGS LTD | 50187J108 | SPONSORED ADS | 15,710 | $131,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 10,300 | $130,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 19,587 | $129,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 29,209 | $125,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 22,859 | $125,000 | thousands by filing date | |
| TRC COS INC | 872625108 | COM | 12,375 | $125,000 | thousands by filing date | |
| PETROQUEST ENERGY INC | 716748108 | COMMON STOCK | 60,755 | $121,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916503 | COM NEW | 17,354 | $120,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 10,950 | $117,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 48,284 | $116,000 | thousands by filing date | |
| M/I HOMES INC | 55292PAB1 | NOTE 3.000% 3/0 | 117,000 | $116,000 | thousands by filing date | principal |
| UNWIRED PLANET INC NEW | 91531F103 | COM | 188,213 | $116,000 | thousands by filing date | |
| ISHARES SILVER TRUST | 46428Q901 | OPTION | 7,700 | $116,000 | thousands by filing date | call |
| SWIFT ENERGY CO | 870738101 | COM | 56,535 | $115,000 | thousands by filing date | |
| BASIC ENERGY SERVICES INC | 06985P951 | OPTION | 15,000 | $113,000 | thousands by filing date | put |
| STONE ENERGY CORP | 861642AN6 | NOTE | 123,000 | $112,000 | thousands by filing date | principal |
| PULTE GROUP INC | 745867903 | OPTION | 5,000 | $101,000 | thousands by filing date | call |
| DEVON ENERGY CORP | 25179M954 | OPTION | 1,700 | $101,000 | thousands by filing date | put |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 10,706 | $98,000 | thousands by filing date | |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 14,450 | $97,000 | thousands by filing date | |
| AEROHIVE NETWORKS INC | 007865900 | OPTION | 60,000 | $97,000 | thousands by filing date | call |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 13,300 | $96,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 11,021 | $89,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 22,408 | $89,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 15,009 | $89,000 | thousands by filing date | |
| EASTMAN KODAK CO WT EXP 090318 | 277461133 | Stock | 21,916 | $89,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 10,895 | $84,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 48,791 | $84,000 | thousands by filing date | |
| EXELON CORP | 30161N952 | OPTION | 2,600 | $82,000 | thousands by filing date | put |
| LIONBRIDGE TECHNOLOGIES INC | 536252109 | COM | 12,860 | $79,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 11,068 | $79,000 | thousands by filing date | |
| PENNEY(JC)CO INC | 708160908 | OPTION | 9,200 | $78,000 | thousands by filing date | call |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 11,394 | $77,000 | thousands by filing date | |
| BARCLAYS BANK PLC ETN IPTH NTR | 06739H644 | COM | 59,858 | $76,000 | thousands by filing date | |
| DEX MEDIA INC | 25213A107 | COM | 102,822 | $75,000 | thousands by filing date | |
| GLAXOSMITHKLINE | 37733W907 | OPTION | 1,800 | $75,000 | thousands by filing date | call |
| ALTRIA GROUP INC | 02209S905 | OPTION | 1,500 | $73,000 | thousands by filing date | call |
| TOLL BROS FIN CORP | 88947EAM2 | NOTE 0.500% 9/1 | 67,000 | $70,000 | thousands by filing date | principal |
| MCG CAPITAL CORP | 58047P107 | COM | 15,148 | $68,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 25,000 | $67,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 12,077 | $64,000 | thousands by filing date | |
| EASTMAN KODAK CO WT EXP 090318 | 277461141 | Stock | 16,814 | $63,000 | thousands by filing date | |
| COVISINT CORP | 22357R103 | COM | 18,883 | $62,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 87,112 | $61,000 | thousands by filing date | |
| Alliqua BioMedical Inc | 019621200 | COM NEW | 11,340 | $60,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q952 | OPTION | 100,000 | $60,000 | thousands by filing date | put |
| BRISTOL-MYRS SQUIB | 110122900 | OPTION | 800 | $53,000 | thousands by filing date | call |
| QUIDEL CORP | 74838JAA9 | NOTE 3.250%12/1 | 53,000 | $53,000 | thousands by filing date | principal |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 13,000 | $52,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING | 25271C904 | OPTION | 2,000 | $52,000 | thousands by filing date | call |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 23,735 | $51,000 | thousands by filing date | |
| TESORO CORP | 881609903 | OPTION | 600 | $51,000 | thousands by filing date | call |
| FX ENERGY INC | 302695101 | COM | 56,141 | $49,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y951 | OPTION | 1,000 | $48,000 | thousands by filing date | put |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 78,534 | $47,000 | thousands by filing date | |
| SPRINT CORP | 85207U956 | OPTION | 10,200 | $47,000 | thousands by filing date | put |
| CUMULUS MEDIA INC | 231082108 | CL A | 22,743 | $46,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P950 | OPTION | 50,000 | $44,000 | thousands by filing date | put |
| GENERAL DYNAMICS CORP | 369550900 | OPTION | 300 | $43,000 | thousands by filing date | call |
| UTS GULF COAST ULTRA DEEP | 40222T104 | COMMON STK | 58,736 | $41,000 | thousands by filing date | |
| LYONDELLBASELL INDU-CL A | N53745902 | OPTION | 400 | $41,000 | thousands by filing date | call |
| CLIFFS NAT RES INC | 18683K903 | OPTION | 9,200 | $40,000 | thousands by filing date | call |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 30,000 | $39,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021950 | OPTION | 600 | $39,000 | thousands by filing date | put |
| FIRSTENERGY CORP | 337932909 | OPTION | 1,200 | $39,000 | thousands by filing date | call |
| CANADIAN NATURAL RESOURCES | 136385903 | OPTION | 1,400 | $38,000 | thousands by filing date | call |
| WEBMD HEALTH CORP | 94770VAF9 | NOTE 2.500% 1/3 | 34,000 | $35,000 | thousands by filing date | principal |
| NABORS INDUSTRIES LTD | G6359F954 | OPTION | 2,400 | $35,000 | thousands by filing date | put |
| PENN WEST PETROLEUM LTD | 707887956 | OPTION | 19,800 | $34,000 | thousands by filing date | put |
| SOUTHERN CO/THE | 842587909 | OPTION | 800 | $34,000 | thousands by filing date | call |
| COLGATE-PALMOLIVE CO | 194162905 | OPTION | 500 | $33,000 | thousands by filing date | call |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 12,772 | $32,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG | 03938L906 | OPTION | 3,300 | $32,000 | thousands by filing date | call |
| DIRECTV | 25490A903 | OPTION | 300 | $28,000 | thousands by filing date | call |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 23,600 | $27,000 | thousands by filing date | |
| ENERGY TRANSFER PARTNERS LP | 29273R950 | OPTION | 500 | $26,000 | thousands by filing date | put |
| VIVUS INC | 928551100 | COM | 10,427 | $25,000 | thousands by filing date | |
| STILLWATER MINING COMPAN | 86074QAL6 | NOTE | 23,000 | $25,000 | thousands by filing date | principal |
| ARCELORMITTAL SA LUXEMBOURG | 03938L955 | OPTION | 2,500 | $24,000 | thousands by filing date | put |
| BLACKBERRY LTD | 09228F905 | OPTION | 2,900 | $24,000 | thousands by filing date | call |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 23,000 | $23,000 | thousands by filing date | principal |
| AGNICO EAGLE MINES LTD | 008474959 | EQUITY | 800 | $23,000 | thousands by filing date | put |
| ISHARES | 464286939 | OPTION | 1,100 | $23,000 | thousands by filing date | call |
| NIKE INC | 654106954 | OPTION | 200 | $22,000 | thousands by filing date | put |
| STARBUCKS CORP | 855244950 | OPTION | 400 | $21,000 | thousands by filing date | put |
| CVS CORP | 126650951 | OPTION | 200 | $21,000 | thousands by filing date | put |
| OREXIGEN THERAPEUTICS INC | 686164AB0 | NOTE 2.750%12/0 | 23,000 | $21,000 | thousands by filing date | principal |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 10,807 | $20,000 | thousands by filing date | |
| BLACKSTONE GROUP LP/THE | 09253U900 | OPTION | 500 | $20,000 | thousands by filing date | call |
| CAPSTONE TURBINE CORP COM | 14067D102 | COM | 46,124 | $19,000 | thousands by filing date | |
| MEETME INC | 585141104 | COM | 10,956 | $19,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901959 | OPTION | 1,800 | $19,000 | thousands by filing date | put |
| EXPRESS SCRIPTS HLDG CO | 30219G900 | OPTION | 200 | $18,000 | thousands by filing date | call |
| BIO PATH HOLDINGS INC | 09057N102 | COM | 15,497 | $18,000 | thousands by filing date | |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 12,117 | $17,000 | thousands by filing date | |
| FEDEX CORP | 31428X957 | OPTION | 100 | $17,000 | thousands by filing date | put |
| MARKET VECTORS OIL SERVICE E | 57060U951 | COM | 900 | $16,000 | thousands by filing date | put |
| ALTRA HOLDINGS INC | 02208RAE6 | NOTE 2.750% 3/0 | 14,000 | $16,000 | thousands by filing date | principal |
| AMER EXPRESS CO | 025816901 | OPTION | 200 | $16,000 | thousands by filing date | call |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 35,000 | $15,000 | thousands by filing date | |
| NORDSTROM INC | 655664951 | OPTION | 200 | $15,000 | thousands by filing date | put |
| POTASH CORP SASK | 73755L958 | OPTION | 500 | $15,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W919 | OPTION | 200 | $15,000 | thousands by filing date | call |
| JASON INDS INC | 471172114 | *W EXP 06/30/201 | 22,000 | $13,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932958 | OPTION | 400 | $13,000 | thousands by filing date | put |
| AVON PRODUCTS INC | 054303953 | OPTION | 2,000 | $13,000 | thousands by filing date | put |
| C.H. ROBINSON WORLDWIDE INC | 12541W902 | OPTION | 200 | $12,000 | thousands by filing date | call |
| PEABODY ENERGY CORP | 704549AG9 | CORPORATE OBLIG | 65,000 | $11,000 | thousands by filing date | principal |
| RENTECH INC COM | 760112102 | COM | 10,001 | $11,000 | thousands by filing date | |
| NIKE INC | 654106905 | OPTION | 100 | $11,000 | thousands by filing date | call |
| LIQTECH INTERNATIONAL | 53632a102 | COM | 13,700 | $11,000 | thousands by filing date | |
| HONEYWELL INTL INC | 438516957 | OPTION | 100 | $10,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-15-000373 | this filing | 2015-08-14 | acceptance time not in the bulk data set |