13F-HR/A filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR/A for the quarter ended 2014-09-30, filed 2014-12-08, with 4,179 holding rows worth $421,896,357,000 by the sum of the rows.
- Accession
- 0000019617-14-000501
- Filer
- CIK 19617
- Filed
- 2014-12-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, amendment of type restatement, 42,982 entries on the cover page, a total value of $421,552,330,881,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $421,896,357,000 with VALUE read as thousands by filing date, 13F file number 028-00694. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $421,552,330,881,000, about 1,000 times the sum of the rows, $421,896,357,000. The filer likely wrote its cover total in dollars and its rows in thousands. This page uses the sum of the rows.
Other managers
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJPMP CAPITAL CORP.028-11933
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJ.P. Morgan Whitefriars Inc.028-12007
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerBear Stearns Companies LLC028-13153
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CTRIP COM INTL LTD | 22943FAB6 | AMERICAN DEP SHS | 3,019,000 | $8,861,000 | thousands by filing date | principal |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 237,815 | $8,834,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 356,000 | $8,832,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 364,106 | $8,826,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 1,078,568 | $8,812,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932958 | OPTION | 262,200 | $8,802,000 | thousands by filing date | put |
| FRANCO NEVADA CORP | 351858956 | EQUITY | 180,000 | $8,798,000 | thousands by filing date | put |
| QUALITY DISTR INC FLA | 74756M102 | COM | 687,353 | $8,784,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 174,581 | $8,783,000 | thousands by filing date | |
| ARUBA NETWORKS INC | 043176957 | OPTION | 407,000 | $8,783,000 | thousands by filing date | put |
| JOURNAL COMMUNICATIONS INC-A | 481130102 | COMMON STOCK | 1,041,809 | $8,782,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 142,970 | $8,771,000 | thousands by filing date | |
| PETSMART INC | 716768908 | OPTION | 125,000 | $8,761,000 | thousands by filing date | call |
| STRATASYS LTD | M85548101 | SHS | 72,506 | $8,757,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 267,569 | $8,757,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 115,072 | $8,754,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 126,589 | $8,741,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 749,325 | $8,730,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 190,895 | $8,728,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 158,962 | $8,726,000 | thousands by filing date | |
| DERMA SCIENCES INC | 249827502 | COM PAR $.01 | 1,045,587 | $8,710,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909900 | OPTION | 222,200 | $8,704,000 | thousands by filing date | call |
| MEDASSETS INC | 584045108 | COM | 419,396 | $8,690,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 490,947 | $8,661,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 282,580 | $8,653,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 240,579 | $8,649,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 479,095 | $8,641,000 | thousands by filing date | |
| HOME DEPOT INC | 437076953 | OPTION | 94,000 | $8,624,000 | thousands by filing date | put |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 190,579 | $8,606,000 | thousands by filing date | |
| CURRENCYSHARES EURO TRUST | 23130C900 | OPTION | 69,100 | $8,602,000 | thousands by filing date | call |
| WYNN RESORTS LTD | 983134958 | OPTION | 45,900 | $8,587,000 | thousands by filing date | put |
| HOLOGIC INC | 436440AG6 | FRNT 2.000%12/1 | 7,908,000 | $8,561,000 | thousands by filing date | principal |
| HORNBECK OFFSHORE SVCS INC N | 440543AN6 | NOTE 1.500 9/0 | 8,712,000 | $8,527,000 | thousands by filing date | principal |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 252,903 | $8,495,000 | thousands by filing date | |
| DEERE & CO | 244199956 | OPTION | 103,500 | $8,486,000 | thousands by filing date | put |
| TELEFLEX INC | 879369AA4 | NOTE 3.875% 8/0 | 4,920,000 | $8,478,000 | thousands by filing date | principal |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 1,023,096 | $8,471,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 565,320 | $8,446,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 105,406 | $8,446,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287959 | OPTION | 130,000 | $8,442,000 | thousands by filing date | put |
| NTELOS HLDGS CORP | 67020Q305 | COM NEW | 792,709 | $8,434,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 348,538 | $8,424,000 | thousands by filing date | |
| ILLUMINA INC | 452327AD1 | NOTE 0.250% 3/1 | 4,226,000 | $8,397,000 | thousands by filing date | principal |
| ROYAL GOLD INC | 780287AA6 | NOTE | 8,084,000 | $8,388,000 | thousands by filing date | principal |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 330,955 | $8,378,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 256,779 | $8,345,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746903 | OPTION | 160,800 | $8,341,000 | thousands by filing date | call |
| TUTOR PERINI CORP | 901109108 | COM | 315,710 | $8,335,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 215,901 | $8,317,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 1,220,755 | $8,313,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 298,908 | $8,313,000 | thousands by filing date | |
| US BANCORP DEL | 902973908 | OPTION | 197,900 | $8,278,000 | thousands by filing date | call |
| ARAY 3.5 02/18 | 004397AD7 | Bond 30/360P2 U | 5,504,000 | $8,270,000 | thousands by filing date | principal |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 478,061 | $8,247,000 | thousands by filing date | |
| QUALCOMM INC | 747525954 | OPTION | 110,200 | $8,240,000 | thousands by filing date | put |
| CBS CORP NEW | 124857954 | OPTION | 153,000 | $8,204,000 | thousands by filing date | put |
| HERTZ GLOBAL HOLDINGS INC | 42805T956 | OPTION | 322,000 | $8,176,000 | thousands by filing date | put |
| WAGEWORKS INC | 930427109 | COM | 179,542 | $8,174,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 134,050 | $8,163,000 | thousands by filing date | |
| INTEGRYS ENERGY GROUP INC | 45822P105 | COM | 125,847 | $8,157,000 | thousands by filing date | |
| TEREX CORP NEW | 880779AV5 | NOTE 4.000% 6/0 | 4,125,000 | $8,152,000 | thousands by filing date | principal |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 139,730 | $8,139,000 | thousands by filing date | |
| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 374,321 | $8,119,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 1,278,362 | $8,106,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 591,774 | $8,101,000 | thousands by filing date | |
| OUTERWALL INC | 690070107 | COM | 144,240 | $8,092,000 | thousands by filing date | |
| AUSPEX PHARMACE | 05211J102 | Common Stock | 314,607 | $8,076,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 1,494,215 | $8,070,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 71,459 | $8,043,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 136,996 | $8,036,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 310,253 | $8,035,000 | thousands by filing date | |
| CUBIST PHARMACEUTICALS INC | 229678AD9 | NOTE | 3,443,000 | $8,020,000 | thousands by filing date | principal |
| SYNAGEVA BIOPHARMA CORP | 87159A103 | COM | 116,431 | $8,008,000 | thousands by filing date | |
| AUXILIUM PHARMACEUTICALS INC | 05334DAA5 | NOTE 1.500% 7/1 | 6,069,000 | $8,003,000 | thousands by filing date | principal |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 96,990 | $7,946,000 | thousands by filing date | |
| KEURIG GREEN MOUNTAIN INC | 49271M902 | OPTION | 61,000 | $7,938,000 | thousands by filing date | call |
| ENCANA CORP | 292505104 | COM | 374,162 | $7,936,000 | thousands by filing date | |
| ITC HLDGS CORP | 465685105 | COM | 222,689 | $7,934,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 344,265 | $7,930,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 213,687 | $7,927,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 186,788 | $7,911,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 258,386 | $7,904,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 140,799 | $7,856,000 | thousands by filing date | |
| APOLLO RESIDENTIAL MORTGAGE | 03763V102 | COM | 509,089 | $7,855,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 1,539,718 | $7,821,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481903 | OPTION | 240,000 | $7,807,000 | thousands by filing date | call |
| HUNTSMAN CORP | 447011958 | OPTION | 300,000 | $7,797,000 | thousands by filing date | put |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 208,669 | $7,773,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 296,758 | $7,756,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 105,486 | $7,752,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 564,202 | $7,746,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 182,735 | $7,741,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 317,868 | $7,734,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 1,122,403 | $7,722,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 193,344 | $7,714,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 446,745 | $7,688,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 62,118 | $7,681,000 | thousands by filing date | |
| FIRST NIAGARA FINANCIAL GROUP | 33582V108 | COM | 918,892 | $7,654,000 | thousands by filing date | |
| SALIX PHARMACEUTICALS INC SR NT CONV DTD 6/3/2010 2.75% 5/15/2015 | 795435AC0 | CONVERTIBLE | 2,281,000 | $7,654,000 | thousands by filing date | principal |
| BOEING CO | 097023907 | OPTION | 60,000 | $7,643,000 | thousands by filing date | call |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 127,710 | $7,637,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 125,461 | $7,592,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 491,365 | $7,587,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 773,888 | $7,576,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 324,515 | $7,567,000 | thousands by filing date | |
| NEWMONT MINING CORP | 651639AJ5 | NOTE 1.625% 7/1 | 7,396,000 | $7,567,000 | thousands by filing date | principal |
| VMWARE INC | 928563956 | OPTION | 80,300 | $7,535,000 | thousands by filing date | put |
| STANDARD PAC CORP 1.250 | 85375CBC4 | NOTE 1.250% 8/0 | 6,685,000 | $7,529,000 | thousands by filing date | principal |
| TOTAL SYS SVCS INC | 891906109 | COM | 242,757 | $7,516,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 1,421,449 | $7,505,000 | thousands by filing date | |
| AVIVA PLC | 05382A104 | ADR | 441,530 | $7,480,000 | thousands by filing date | |
| COACH INC | 189754906 | OPTION | 209,900 | $7,474,000 | thousands by filing date | call |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 100,000 | $7,472,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290BC6 | NOTE 3.750% 3/1 | 5,058,000 | $7,444,000 | thousands by filing date | principal |
| CORE LABORATORIES N V | N22717107 | COM | 50,861 | $7,443,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989906 | OPTION | 134,000 | $7,409,000 | thousands by filing date | call |
| NEWPORT CORP | 651824104 | COM | 417,839 | $7,404,000 | thousands by filing date | |
| AK STL CORP | 001546AP5 | NOTE 5.000%11/1 | 4,370,000 | $7,399,000 | thousands by filing date | principal |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 5,761,000 | $7,396,000 | thousands by filing date | principal |
| BMC Stock Holdings Inc | 86101X104 | COM | 470,813 | $7,396,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 125,818 | $7,391,000 | thousands by filing date | |
| VEOLIA ENVIRONNEMENT F | 92334N103 | Equity | 419,520 | $7,362,000 | thousands by filing date | |
| TESORO CORP | 881609903 | OPTION | 120,600 | $7,354,000 | thousands by filing date | call |
| QLIK TECHNOLOGIES INC | 74733T105 | COM | 271,924 | $7,353,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 383,282 | $7,326,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534950 | OPTION | 102,000 | $7,320,000 | thousands by filing date | put |
| MB FINANCIAL INC | 55264U108 | COMMON STOCK | 264,347 | $7,317,000 | thousands by filing date | |
| APACHE CORP | 037411907 | OPTION | 77,900 | $7,313,000 | thousands by filing date | call |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 1,617,467 | $7,311,000 | thousands by filing date | |
| AMERICAN TOWER CORP NEW | 03027X308 | PFD CONV SER A | 67,371 | $7,309,000 | thousands by filing date | |
| MEADOWBROOK INS GROUP INC | 58319P108 | COM | 1,245,378 | $7,285,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 212,194 | $7,284,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 189,142 | $7,277,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 455,092 | $7,263,000 | thousands by filing date | |
| CSX CORP | 126408905 | OPTION | 226,100 | $7,249,000 | thousands by filing date | call |
| WGL HLDGS INC | 92924F106 | COM | 171,942 | $7,243,000 | thousands by filing date | |
| TARGET CORP | 87612E957 | OPTION | 115,500 | $7,239,000 | thousands by filing date | put |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 532,903 | $7,221,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 3,034,298 | $7,221,000 | thousands by filing date | |
| RED HAT | 756577904 | OPTION | 128,600 | $7,221,000 | thousands by filing date | call |
| CLIFFS NAT RES INC | 18683K952 | OPTION | 695,400 | $7,218,000 | thousands by filing date | put |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 361,007 | $7,213,000 | thousands by filing date | |
| MEDIVATION INC | 58501N101 | COM | 72,955 | $7,213,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 298,702 | $7,205,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 52,846 | $7,131,000 | thousands by filing date | |
| Washington Prime Group | 939647103 | COM | 407,510 | $7,122,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 67,401 | $7,095,000 | thousands by filing date | |
| DOMINION RES INC VA NEW | 25746U703 | UNIT 04/01/2013 | 126,099 | $7,070,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 533,300 | $7,060,000 | thousands by filing date | |
| US BANCORP DEL | 902973957 | OPTION | 168,700 | $7,057,000 | thousands by filing date | put |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 123,367 | $7,054,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 149,972 | $7,051,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 300,330 | $7,051,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 903,291 | $7,028,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 70,187 | $7,018,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 149,229 | $7,014,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 3,577,151 | $7,011,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 165,246 | $7,010,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 95,517 | $7,009,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 488,542 | $6,982,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 130,380 | $6,979,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 109,875 | $6,974,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 133,560 | $6,960,000 | thousands by filing date | |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 325,992 | $6,960,000 | thousands by filing date | |
| FIRST NBC BK HLDG CO COM | 32115D106 | COM | 212,392 | $6,956,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515903 | OPTION | 505,000 | $6,944,000 | thousands by filing date | call |
| EXPEDIA INC DEL | 30212P907 | OPTION | 78,600 | $6,887,000 | thousands by filing date | call |
| RED HAT | 756577953 | OPTION | 122,300 | $6,867,000 | thousands by filing date | put |
| SKULLCANDY INC | 83083J104 | COM | 879,261 | $6,850,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 305,045 | $6,827,000 | thousands by filing date | |
| YELP INC | 985817956 | OPTION | 100,000 | $6,825,000 | thousands by filing date | put |
| COMMSCOPE HOLDING CO INC | 20337X950 | OPTION | 284,500 | $6,802,000 | thousands by filing date | put |
| MERITOR INC | 59001K100 | COMMON STOCK | 625,098 | $6,782,000 | thousands by filing date | |
| CONOCOPHILLIPS | 20825C906 | OPTION | 88,500 | $6,772,000 | thousands by filing date | call |
| NORTHSTAR ASSET | 66705Y104 | Common Stock | 367,195 | $6,764,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 483,566 | $6,751,000 | thousands by filing date | |
| WUXI PHARMATECH CAYMAN INC | 929352102 | SPONS ADR SHS | 192,602 | $6,744,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 92,938 | $6,709,000 | thousands by filing date | |
| MONDELEZ INTL INC | 609207956 | OPTION | 195,700 | $6,706,000 | thousands by filing date | put |
| SERVICE CORP INTL COM | 817565104 | Stock | 316,929 | $6,700,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 149,835 | $6,690,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 501,322 | $6,677,000 | thousands by filing date | |
| WILLIAMS-SONOMA INC | 969904952 | OPTION | 100,000 | $6,657,000 | thousands by filing date | put |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 10,297,000 | $6,655,000 | thousands by filing date | principal |
| WAL-MART STORES INC | 931142905 | OPTION | 87,000 | $6,653,000 | thousands by filing date | call |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 59,735 | $6,647,000 | thousands by filing date | |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 227,550 | $6,634,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 247,247 | $6,618,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 77,649 | $6,614,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 218,241 | $6,604,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 1,282,612 | $6,593,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 168,430 | $6,581,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 63,340 | $6,563,000 | thousands by filing date | |
| INTL PAPER CO | 460146905 | OPTION | 137,100 | $6,546,000 | thousands by filing date | call |
| SEVENTY SEVEN ENERGY INC | 818097107 | COM | 275,493 | $6,542,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042908 | FTSE EMR MKT ETF | 120,100 | $6,539,000 | thousands by filing date | call |
| MGM MIRAGE INC | 552953952 | OPTION | 284,300 | $6,476,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 70,461 | $6,467,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 5,668,127 | $6,462,000 | thousands by filing date | |
| UNDER ARMOUR INC-CLASS A | 904311958 | OPTION | 93,500 | $6,461,000 | thousands by filing date | put |
| ALLEGION PLC | G0176J109 | ORD SHS | 135,565 | $6,460,000 | thousands by filing date | |
| UIL HOLDINGS CORPORATION | 902748102 | COMMON STOCK | 182,085 | $6,445,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 75,945 | $6,401,000 | thousands by filing date | |
| POLYPORE INTL INC | 73179V103 | COM | 164,192 | $6,388,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668900 | OPTION | 116,400 | $6,378,000 | thousands by filing date | call |
| ORACLE CORP | 68389X956 | OPTION | 166,400 | $6,370,000 | thousands by filing date | put |
| INTEGRATED SILICON SOLUTION | 45812P107 | COM | 463,534 | $6,369,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 163,585 | $6,364,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 490,771 | $6,362,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 286,762 | $6,355,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 572,623 | $6,344,000 | thousands by filing date | |
| GT ADVANCED TECHNOLOGIES INC | 36191U106 | COM | 585,369 | $6,340,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 144,439 | $6,332,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAK8 | MTNF 5.375%10/1 | 6,155,000 | $6,328,000 | thousands by filing date | principal |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 137,081 | $6,298,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 100,000 | $6,296,000 | thousands by filing date | |
| BLACKBERRY LTD | 09228F905 | OPTION | 630,500 | $6,267,000 | thousands by filing date | call |
| ICONIX BRAND GROUP INC | 451055AE7 | NOTE | 4,963,000 | $6,259,000 | thousands by filing date | principal |
| HILLTOP HLDGS INC | 432748101 | COM | 311,387 | $6,243,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 192,335 | $6,234,000 | thousands by filing date | |
| FIRST SOLAR INC | 336433909 | OPTION | 94,700 | $6,233,000 | thousands by filing date | call |
| BRISTOL-MYRS SQUIB | 110122900 | OPTION | 121,600 | $6,223,000 | thousands by filing date | call |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 192,048 | $6,216,000 | thousands by filing date | |
| SOLERA HOLDINGS INC | 83421A104 | COM | 110,287 | $6,216,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236905 | OPTION | 175,170 | $6,214,000 | thousands by filing date | call |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 228,639 | $6,196,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 93,239 | $6,188,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909AH1 | NOTE 2.750% 4/0 | 3,770,000 | $6,182,000 | thousands by filing date | principal |
| DEX MEDIA INC | 25213A107 | COM | 645,667 | $6,172,000 | thousands by filing date | |
| ILLUMINA INC | 452327901 | OPTION | 37,600 | $6,163,000 | thousands by filing date | call |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 274,483 | $6,160,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 57,606 | $6,156,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 39,434 | $6,143,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 407,310 | $6,142,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 94,256 | $6,121,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 156,486 | $6,121,000 | thousands by filing date | |
| SFLY 0.25 5/18 | 82568PAB2 | Bond 30/360P2 U | 5,929,000 | $6,111,000 | thousands by filing date | principal |
| BOEING CO | 097023956 | OPTION | 47,700 | $6,076,000 | thousands by filing date | put |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 82,257 | $6,059,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y950 | OPTION | 320,600 | $6,053,000 | thousands by filing date | put |
| PHOTRONICS INC | 719405102 | COM | 750,435 | $6,040,000 | thousands by filing date | |
| CARMAX INC | 143130953 | OPTION | 130,000 | $6,039,000 | thousands by filing date | put |
| BIO RAD LABS INC | 090572207 | CL A | 53,239 | $6,037,000 | thousands by filing date | |
| DIRECTV | 25490A903 | OPTION | 69,600 | $6,022,000 | thousands by filing date | call |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 1,094,320 | $6,019,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 78,192 | $6,011,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 370,716 | $6,010,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 281,425 | $5,989,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 115,819 | $5,965,000 | thousands by filing date | |
| CYTEC INDS INC | 232820100 | COM | 125,511 | $5,935,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 204,946 | $5,932,000 | thousands by filing date | |
| SOUTHERN CO/THE | 842587909 | OPTION | 135,900 | $5,932,000 | thousands by filing date | call |
| MONSANTO | 61166W903 | OPTION | 52,700 | $5,929,000 | thousands by filing date | call |
| MFA FINL INC | 55272X102 | COM | 761,373 | $5,924,000 | thousands by filing date | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 1,730,870 | $5,920,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 118,253 | $5,917,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761UAE6 | NOTE 5.750% 1/1 | 5,659,000 | $5,889,000 | thousands by filing date | principal |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 586,543 | $5,889,000 | thousands by filing date | |
| ALON USA PARTNERS LP UNIT LTD PARTNERSHIP INT | 02052T109 | COM | 332,333 | $5,886,000 | thousands by filing date | |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 2,674,948 | $5,884,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 175,993 | $5,874,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 82,011 | $5,872,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 169,048 | $5,866,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 660,676 | $5,860,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 204,692 | $5,830,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 97,436 | $5,821,000 | thousands by filing date | |
| SYMMETRY MEDICAL INC | 871546206 | COM | 575,850 | $5,810,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 154,506 | $5,800,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 218,679 | $5,795,000 | thousands by filing date | |
| ORBITZ WORLDWIDE INC | 68557K109 | COM | 735,246 | $5,787,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 117,568 | $5,778,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 355,315 | $5,774,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 281,024 | $5,772,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 558,429 | $5,762,000 | thousands by filing date | |
| HOST MARRIOTT CORP-W/I | 44107P906 | OPTION | 270,000 | $5,759,000 | thousands by filing date | call |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 395,179 | $5,757,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 672,179 | $5,754,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 313,625 | $5,743,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 396,958 | $5,740,000 | thousands by filing date | |
| CHAMBERS STR PPTYS | 157842105 | COM | 760,377 | $5,725,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 423,501 | $5,716,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 763,860 | $5,706,000 | thousands by filing date | |
| CONOCOPHILLIPS | 20825C955 | OPTION | 74,400 | $5,693,000 | thousands by filing date | put |
| EP ENERGY CORP | 268785102 | CL A | 325,585 | $5,691,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W108 | COM | 187,873 | $5,684,000 | thousands by filing date | |
| GLOBAL CASH ACCESS HLDGS INC | 378967103 | COM | 840,444 | $5,674,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 153,911 | $5,670,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 150,557 | $5,670,000 | thousands by filing date | |
| G & K SVCS INC | 361268105 | CL A | 102,369 | $5,670,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 148,688 | $5,652,000 | thousands by filing date | |
| PERRIGO CO PLC | G97822905 | OPTION | 37,600 | $5,647,000 | thousands by filing date | call |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 106,410 | $5,645,000 | thousands by filing date | |
| BIOTA PHARMACEUTIALS INC | 090694100 | COM | 2,275,610 | $5,621,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 135,565 | $5,617,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 163,154 | $5,611,000 | thousands by filing date | |
| UNITED RENTALS INC | 911363950 | OPTION | 50,500 | $5,611,000 | thousands by filing date | put |
| DOLLAR TREE INC | 256746959 | OPTION | 100,000 | $5,607,000 | thousands by filing date | put |
| UNITED TECHNOLOGIES CORP | 913017901 | OPTION | 53,000 | $5,597,000 | thousands by filing date | call |
| WALTER INVESTMENT MANAGEMENT | 93317WAA0 | CNV | 6,614,000 | $5,572,000 | thousands by filing date | principal |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 595,628 | $5,569,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 877,919 | $5,565,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAB9 | CORPORATE OBLIG | 5,330,000 | $5,556,000 | thousands by filing date | principal |
| SOUTHERN CO. | 842587958 | OPTION | 127,200 | $5,552,000 | thousands by filing date | put |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 262,260 | $5,539,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 244,875 | $5,515,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 341,016 | $5,510,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 168,205 | $5,504,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 79,459 | $5,502,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 46,421 | $5,500,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 283,432 | $5,498,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 83,265 | $5,489,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLD | 457985AK5 | NOTE | 5,111,000 | $5,469,000 | thousands by filing date | principal |
| CTRIP.COM INTERNATIONAL-ADR | 22943F951 | OPTION | 96,300 | $5,466,000 | thousands by filing date | put |
| ALCOA INC | 013817952 | OPTION | 339,500 | $5,463,000 | thousands by filing date | put |
| BLACKSTONE MTG TR INC | 09257WAA8 | NOTE 5.250pcnt12/0 | 52,000 | $5,447,000 | thousands by filing date | |
| Nextera Energy, Inc. | 65339F887 | PFD | 90,898 | $5,446,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 340,528 | $5,432,000 | thousands by filing date | |
| COVANCE INC | 222816100 | COM | 68,983 | $5,429,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 351,861 | $5,424,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 829,255 | $5,423,000 | thousands by filing date | |
| STATE STREET IG PUBLIC &PRIVATE CREDIT ETF | 78464A458 | ETF | 225,957 | $5,423,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 57,715 | $5,420,000 | thousands by filing date | |
| SANDISK CORP | 80004C952 | OPTION | 55,300 | $5,417,000 | thousands by filing date | put |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 306,879 | $5,414,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 289,253 | $5,409,000 | thousands by filing date | |
| FIRST SOLAR INC | 336433958 | OPTION | 82,100 | $5,404,000 | thousands by filing date | put |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 78,066 | $5,400,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 321,600 | $5,399,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 121,814 | $5,398,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235TAC1 | NOTE 2.000% 8/1 | 4,030,000 | $5,385,000 | thousands by filing date | principal |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 386,200 | $5,384,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 260,495 | $5,368,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 516,544 | $5,362,000 | thousands by filing date | |
| GENERAL MILLS INC | 370334955 | OPTION | 105,800 | $5,338,000 | thousands by filing date | put |
| BROADCOM CORP | 111320909 | OPTION | 131,800 | $5,327,000 | thousands by filing date | call |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 241,534 | $5,323,000 | thousands by filing date | |
| VMWARE INC | 928563907 | OPTION | 56,700 | $5,321,000 | thousands by filing date | call |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 240,746 | $5,313,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 142,548 | $5,295,000 | thousands by filing date | |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 347,166 | $5,287,000 | thousands by filing date | |
| PHILIPPINE LONG DISTANCE TEL | 718252604 | SPONSORED ADR | 76,388 | $5,269,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 775,176 | $5,263,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 114,325 | $5,258,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 437,213 | $5,247,000 | thousands by filing date | |
| CLECO CORP NEW | 12561W105 | COM | 108,745 | $5,236,000 | thousands by filing date | |
| CBS CORP NEW | 124857905 | OPTION | 97,600 | $5,233,000 | thousands by filing date | call |
| NUVASIVE INC | 670704AC9 | CORPORATE OBLIG | 4,713,000 | $5,231,000 | thousands by filing date | principal |
| MONTAGE TECHNOLOGY GROUP LTD | G6209T907 | OPTION | 250,000 | $5,223,000 | thousands by filing date | call |
| PDLI 4 2/1/18 | 69329YAF1 | Bond 30/360P2 U | 5,360,000 | $5,220,000 | thousands by filing date | principal |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 1,055,525 | $5,214,000 | thousands by filing date | |
| WAL-MART STORES INC | 931142954 | OPTION | 68,100 | $5,208,000 | thousands by filing date | put |
| PLEXUS CORP COM | 729132100 | Stock | 140,694 | $5,195,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 260,749 | $5,189,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 126,596 | $5,184,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 61,496 | $5,163,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 161,654 | $5,157,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 91,429 | $5,151,000 | thousands by filing date | |
| NIDEC CORP | 654090109 | COMMON STOCK-FO | 304,274 | $5,147,000 | thousands by filing date | |
| MOLSON COORS BREWING CO -B | 60871R902 | OPTION | 69,100 | $5,144,000 | thousands by filing date | call |
| ABBOTT LABS | 002824902 | OPTION | 123,400 | $5,132,000 | thousands by filing date | call |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 100,696 | $5,121,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 104,754 | $5,108,000 | thousands by filing date | |
| UNITEDHEALTH GROUP INC | 91324P953 | OPTION | 59,000 | $5,089,000 | thousands by filing date | put |
| PINNACLE WEST CAP CORP | 723484101 | COM | 93,106 | $5,086,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 226,229 | $5,086,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 245,733 | $5,084,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 120,051 | $5,073,000 | thousands by filing date | |
| SALESFORCE COM INC | 79466L955 | OPTION | 88,000 | $5,063,000 | thousands by filing date | put |
| CORECIVIC INC | 22025Y407 | COM | 147,316 | $5,062,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 480,830 | $5,054,000 | thousands by filing date | |
| QUALCOMM INC | 747525905 | OPTION | 67,500 | $5,047,000 | thousands by filing date | call |
| WEATHERFORD INTERNATIONAL PL | G48833902 | OPTION | 242,501 | $5,045,000 | thousands by filing date | call |
| AUXILIUM PHARMACEUTICALS INC | 05334D909 | OPTION | 169,000 | $5,045,000 | thousands by filing date | call |
| ISHARES TR | 464288687 | COM | 127,223 | $5,028,000 | thousands by filing date | |
| GLOBANT S A | L44385109 | COM | 357,325 | $5,027,000 | thousands by filing date | |
| CHARTER FINANCIAL CORP | 16122W108 | COM | 466,400 | $4,990,000 | thousands by filing date | |
| UNION PACIFIC CORP | 907818959 | OPTION | 46,000 | $4,987,000 | thousands by filing date | put |
| DAWSON GEOPHYSICAL CO | 239359102 | COM | 274,055 | $4,982,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 625,630 | $4,962,000 | thousands by filing date | |
| PERICOM SEMICONDUCTOR CORP | 713831105 | COM | 508,974 | $4,958,000 | thousands by filing date | |
| M/I HOMES INC | 55292PAA3 | NOTE 3.250% 9/1 | 4,370,000 | $4,944,000 | thousands by filing date | principal |
| MONTAGE TECHNOLOGY GROUP LTD | G6209T105 | SHS | 236,374 | $4,938,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 100,480 | $4,929,000 | thousands by filing date | |
| D R HORTON INC | 23331A950 | OPTION | 240,000 | $4,925,000 | thousands by filing date | put |
| Plains Group Hldgs LP | 72651A108 | UT LTD PTNR | 160,272 | $4,913,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 61,488 | $4,911,000 | thousands by filing date | |
| SALESFORCE COM INC | 79466L906 | OPTION | 85,200 | $4,901,000 | thousands by filing date | call |
| CATERPILLAR INC | 149123903 | OPTION | 49,424 | $4,895,000 | thousands by filing date | call |
| YAMANA GOLD INC | 98462Y100 | COM | 813,116 | $4,879,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 183,498 | $4,872,000 | thousands by filing date | |
| TECO ENERGY INC | 872375100 | COM | 279,915 | $4,864,000 | thousands by filing date | |
| CTRIP.COM INTERNATIONAL-ADR | 22943F902 | OPTION | 85,600 | $4,859,000 | thousands by filing date | call |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 184,724 | $4,846,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157BAA1 | NOTE 0.750 8/1 | 4,399,000 | $4,842,000 | thousands by filing date | principal |
| CSS INDS INC | 125906107 | COMMON STOCK | 199,218 | $4,830,000 | thousands by filing date | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 271,947 | $4,819,000 | thousands by filing date | |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 271,818 | $4,801,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 155,201 | $4,793,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044108 | COM | 1,714,902 | $4,784,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 379,574 | $4,776,000 | thousands by filing date | |
| GT Advanced Technologies Inc. | 36191UAB2 | CONV | 4,210,000 | $4,770,000 | thousands by filing date | principal |
| PIEDMONT NATURAL GAS CO | 720186105 | COM | 140,804 | $4,722,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 209,494 | $4,718,000 | thousands by filing date | |
| TEEKAY SHIPPING CORP | Y8564W905 | OPTION | 71,000 | $4,712,000 | thousands by filing date | call |
| COHEN & STEERS INC COM | 19247A100 | Stock | 122,566 | $4,711,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 70,603 | $4,710,000 | thousands by filing date | |
| NRG YIELD INC-CLASS A | 62942X959 | OPTION | 100,000 | $4,705,000 | thousands by filing date | put |
| INSULET CORP | 45784PAD3 | NOTE 2.000% 6/1 | 4,405,000 | $4,697,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DEL | 530715AL5 | DEB 3.750% 2/1 | 7,491,359 | $4,696,000 | thousands by filing date | principal |
| iShares MSCI Mexico ETF | 464286822 | SHS | 68,261 | $4,692,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 34,901 | $4,689,000 | thousands by filing date | |
| AMTRUST FINANCIAL SERVICES I | 032359AC5 | NOTE 5.500%12/1 | 2,960,000 | $4,677,000 | thousands by filing date | principal |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 98,377 | $4,646,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G909 | OPTION | 119,800 | $4,641,000 | thousands by filing date | call |
| INTL BUSINESS MCHN | 459200952 | OPTION | 24,400 | $4,632,000 | thousands by filing date | call |
| UNITEDHEALTH GROUP INC | 91324P904 | OPTION | 53,670 | $4,629,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 58,842 | $4,606,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 131,495 | $4,598,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATIO-SP ADR | 647581958 | OPTION | 198,110 | $4,596,000 | thousands by filing date | put |
| VALEANT PHARMACEUTICALS INTL I | 91911K953 | OPTION | 35,000 | $4,592,000 | thousands by filing date | put |
| MGM MIRAGE INC | 552953903 | OPTION | 201,300 | $4,586,000 | thousands by filing date | call |
| ALCOA INC | 013817309 | DEP SHS 1/10TH | 91,657 | $4,583,000 | thousands by filing date | |
| ZULILY INC | 989774104 | CL A | 120,864 | $4,580,000 | thousands by filing date | |
| HEARTLAND PMT SYS INC | 42235N108 | COM | 95,783 | $4,571,000 | thousands by filing date | |
| MINDRAY MEDICAL INTL LTD | 602675100 | SPON ADR | 151,476 | $4,569,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 169,658 | $4,562,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 271,395 | $4,554,000 | thousands by filing date | |
| CONTINENTAL AIRLS INC | 210795PU8 | NOTE 4.500% 1/1 | 1,838,000 | $4,550,000 | thousands by filing date | principal |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 4,195,000 | $4,548,000 | thousands by filing date | principal |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 142,367 | $4,543,000 | thousands by filing date | |
| YUM BRANDS INC | 988498952 | OPTION | 63,100 | $4,542,000 | thousands by filing date | put |
| USA TRUCK INC | 902925106 | COM | 258,996 | $4,541,000 | thousands by filing date | |
| PAREXEL INTL CORP | 699462107 | COM | 71,856 | $4,533,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383105 | COM | 813,516 | $4,531,000 | thousands by filing date | |
| MONTAGE TECHNOLOGY GROUP LTD | G6209T956 | OPTION | 216,800 | $4,529,000 | thousands by filing date | put |
| MINDRAY MEDICAL INTL LTD-ADR | 602675951 | OPTION | 150,100 | $4,527,000 | thousands by filing date | put |
| MARKET VECTORS OIL SERVICE E | 57060U951 | COM | 211,500 | $4,517,000 | thousands by filing date | put |
| Lifetime Brands Inc | 53222Q103 | COM | 294,600 | $4,510,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 202,387 | $4,481,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 170,752 | $4,473,000 | thousands by filing date | |
| FAIRPOINT COMMUNICATIONS INC | 305560302 | COM NEW | 294,585 | $4,469,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 350,950 | $4,468,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 32,765 | $4,461,000 | thousands by filing date | |
| RESMED INC | 761152958 | OPTION | 90,000 | $4,434,000 | thousands by filing date | put |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 92,253 | $4,416,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 77,614 | $4,416,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 50,501 | $4,412,000 | thousands by filing date | |
| PENNEY(JC)CO INC | 708160908 | OPTION | 438,400 | $4,402,000 | thousands by filing date | call |
| DENBURY RESOURCES INC | 247916901 | OPTION | 292,900 | $4,402,000 | thousands by filing date | call |
| FRANCO-NEVADA CORP | 351858907 | OPTION | 90,000 | $4,399,000 | thousands by filing date | call |
| Gulfport Energy | 402635304 | COM | 82,230 | $4,392,000 | thousands by filing date | |
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 130,440 | $4,385,000 | thousands by filing date | |
| SESEN BIO, INC. | 286221106 | COM | 393,690 | $4,385,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 4,563,000 | $4,363,000 | thousands by filing date | principal |
| WEBMD HEALTH CORP | 94770VAF9 | NOTE 2.500% 1/3 | 4,321,000 | $4,359,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 99,948 | $4,349,000 | thousands by filing date | |
| SPRINT CORP | 85207U956 | OPTION | 683,800 | $4,335,000 | thousands by filing date | put |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 253,191 | $4,327,000 | thousands by filing date | |
| TALISMAN ENERGY INC | 87425E905 | OPTION | 500,000 | $4,325,000 | thousands by filing date | call |
| BLACKSTONE GROUP LP/THE | 09253U959 | OPTION | 137,300 | $4,322,000 | thousands by filing date | put |
| PROTO LABS INC | 743713109 | COM | 62,546 | $4,316,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 195,098 | $4,312,000 | thousands by filing date | |
| KYTHERA BIOPHARMACEUTICALS I | 501570105 | COM | 131,261 | $4,300,000 | thousands by filing date | |
| NXP SEMICONDUCTORS NV | N6596X950 | OPTION | 62,800 | $4,297,000 | thousands by filing date | put |
| UNITED STATES OIL FUND LP | 91232N900 | OPTION | 124,800 | $4,294,000 | thousands by filing date | call |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 106,867 | $4,293,000 | thousands by filing date | |
| 3M COMPANY | 88579Y952 | OPTION | 30,300 | $4,293,000 | thousands by filing date | put |
| KBR INC COM | 48242W106 | Stock | 227,787 | $4,289,000 | thousands by filing date | |
| STILLWATER MINING COMPAN | 86074QAL6 | NOTE | 3,358,000 | $4,283,000 | thousands by filing date | principal |
| PEPSICO INC | 713448900 | OPTION | 45,900 | $4,273,000 | thousands by filing date | call |
| PULTE GROUP INC | 745867903 | OPTION | 241,900 | $4,272,000 | thousands by filing date | call |
| AMERICAN INTL GROUP INC | 026874958 | OPTION | 79,000 | $4,268,000 | thousands by filing date | put |
| GROUPON INC | 399473107 | COMMON STOCK | 638,302 | $4,264,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 78,257 | $4,261,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 299,850 | $4,261,000 | thousands by filing date | |
| KELLOGG CO | 487836959 | OPTION | 68,900 | $4,244,000 | thousands by filing date | put |
| BENEFITFOCUS INC | 08180D106 | COM | 157,500 | $4,243,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 1,569,699 | $4,239,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 230,135 | $4,236,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 201,600 | $4,234,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 183,110 | $4,227,000 | thousands by filing date | |
| CVS CORP | 126650951 | OPTION | 53,100 | $4,226,000 | thousands by filing date | put |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 326,026 | $4,219,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 4,224,000 | $4,211,000 | thousands by filing date | principal |
| Advanced Micro Devices,Inc. | 007903107 | COM | 1,234,092 | $4,207,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 139,986 | $4,205,000 | thousands by filing date | |
| DEERE & CO | 244199907 | OPTION | 51,200 | $4,198,000 | thousands by filing date | call |
| RAMBUS INC | 750917AE6 | CNV | 3,440,000 | $4,195,000 | thousands by filing date | principal |
| WILLIAMS COS INC | 969457951 | OPTION | 75,700 | $4,190,000 | thousands by filing date | put |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 91,439 | $4,187,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 83,025 | $4,176,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 877,930 | $4,170,000 | thousands by filing date | |
| MINDRAY MEDICAL INTL LTD-ADR | 602675902 | OPTION | 138,241 | $4,169,000 | thousands by filing date | call |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 115,292 | $4,162,000 | thousands by filing date | |
| NRG YIELD INC | 62942X108 | CL C | 88,305 | $4,154,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 19,173 | $4,153,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 125,215 | $4,152,000 | thousands by filing date | |
| AIR LEASE CORP | 009128950 | OPTION | 74,600 | $4,144,000 | thousands by filing date | put |
| MOSAIC CO NEW | 61945C905 | OPTION | 93,300 | $4,143,000 | thousands by filing date | call |
| STARBUCKS CORP | 855244950 | OPTION | 54,700 | $4,128,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-14-000465 | superseded | 2014-11-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000019617-14-000501 | this filing | 2014-12-08 | acceptance time not in the bulk data set |