13F-HR/A filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR/A for the quarter ended 2014-09-30, filed 2014-12-08, with 4,179 holding rows worth $421,896,357,000 by the sum of the rows.
- Accession
- 0000019617-14-000501
- Filer
- CIK 19617
- Filed
- 2014-12-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, amendment of type restatement, 42,982 entries on the cover page, a total value of $421,552,330,881,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $421,896,357,000 with VALUE read as thousands by filing date, 13F file number 028-00694. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $421,552,330,881,000, about 1,000 times the sum of the rows, $421,896,357,000. The filer likely wrote its cover total in dollars and its rows in thousands. This page uses the sum of the rows.
Other managers
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJPMP CAPITAL CORP.028-11933
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJ.P. Morgan Whitefriars Inc.028-12007
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerBear Stearns Companies LLC028-13153
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MULTI-COLOR | 625383104 | COM | 4,496 | $205,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 1,417 | $205,000 | thousands by filing date | |
| ENERGY TRANSFER PARTNERS LP | 29273R950 | OPTION | 3,200 | $205,000 | thousands by filing date | put |
| BED BATH & BEYOND INC | 690370101 | COM | 12,105 | $204,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 7,505 | $203,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467950 | OPTION | 5,800 | $203,000 | thousands by filing date | put |
| GENTHERM INC | 37253A103 | COM | 4,779 | $202,000 | thousands by filing date | |
| ISHARES | 46434V548 | EXCHANGE TRADED | 10,423 | $202,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 15,099 | $198,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 16,791 | $197,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES INC | 345550AM9 | NOTE | 123,000 | $194,000 | thousands by filing date | principal |
| GNC HLDGS INC | 36191G958 | OPTION | 5,000 | $194,000 | thousands by filing date | put |
| SEAWORLD ENTMT INC | 81282V902 | OPTION | 10,000 | $192,000 | thousands by filing date | call |
| APOLLO GROUP INC | 037604956 | OPTION | 7,600 | $191,000 | thousands by filing date | put |
| MIG 5 3/15/20 | 58319PAC2 | Bond 30/360P2 U | 200,000 | $190,000 | thousands by filing date | principal |
| COTY INC | 222070203 | COM CL A | 11,367 | $188,000 | thousands by filing date | |
| MATTSON TECHNOLOGY INC | 577223100 | COM | 76,023 | $188,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 54,735 | $186,000 | thousands by filing date | |
| CIMATRON LTD | M23798107 | ORD | 30,541 | $184,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 16,257 | $182,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 14,177 | $181,000 | thousands by filing date | |
| DISH NETWORK CORP | 25470M901 | OPTION | 2,800 | $181,000 | thousands by filing date | call |
| EASTMAN KODAK CO WT EXP 090318 | 277461133 | Stock | 24,443 | $180,000 | thousands by filing date | |
| MARVELL TECH GROUP | G5876H956 | OPTION | 13,300 | $179,000 | thousands by filing date | put |
| ENERGY TRANSFER PRTNRS L P | 29273R901 | OPTION | 2,800 | $179,000 | thousands by filing date | call |
| SAPIENT CORPORATION | 803062108 | COMMON STOCK | 12,679 | $178,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 65,767 | $178,000 | thousands by filing date | |
| KEYCORP | 493267959 | OPTION | 13,300 | $177,000 | thousands by filing date | put |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 14,850 | $174,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 49,036 | $174,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P901 | OPTION | 4,600 | $174,000 | thousands by filing date | call |
| QUICKSILVER RESOURCES INC | 74838C908 | OPTION | 100,000 | $172,000 | thousands by filing date | call |
| EBIX INC | 278715206 | COM NEW | 11,887 | $169,000 | thousands by filing date | |
| PHH CORP | 693320AQ6 | CNV | 89,000 | $169,000 | thousands by filing date | principal |
| II VI INC | 902104108 | COM | 14,159 | $167,000 | thousands by filing date | |
| RAYONIER TRS HLDGS INC | 75508AAC0 | NOTE 4.500% 8/1 | 124,000 | $166,000 | thousands by filing date | principal |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 13,884 | $166,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902958 | EQUITY | 50,000 | $165,000 | thousands by filing date | put |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 13,790 | $164,000 | thousands by filing date | |
| PUBLIC SERVICE ENTERPRISE GP | 744573908 | OPTION | 4,400 | $164,000 | thousands by filing date | call |
| PPL CORP | 69351T957 | OPTION | 5,000 | $164,000 | thousands by filing date | put |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 24,340 | $163,000 | thousands by filing date | |
| EASTMAN CHEMICAL CO | 277432902 | OPTION | 2,000 | $162,000 | thousands by filing date | call |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 12,981 | $161,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 11,732 | $160,000 | thousands by filing date | |
| SYMANTEC CORP | 871503900 | OPTION | 6,800 | $160,000 | thousands by filing date | call |
| TJX COS INC | 872540901 | OPTION | 2,700 | $160,000 | thousands by filing date | call |
| HEALTHCARE TRUST OF AMERICA | 42225P105 | COMMON STOCK | 13,641 | $159,000 | thousands by filing date | |
| KOHLS CORPORATION | 500255955 | OPTION | 2,600 | $159,000 | thousands by filing date | put |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 22,705 | $155,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X953 | OPTION | 62,400 | $155,000 | thousands by filing date | put |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 13,953 | $151,000 | thousands by filing date | |
| ENDEAVOUR INTERNATIONAL CORP | 29259G903 | OPTION | 500,000 | $150,000 | thousands by filing date | call |
| MAGELLAN PETROLEUM CORP | 559091301 | com | 69,872 | $149,000 | thousands by filing date | |
| EXELIXIS INC | 30161QAC8 | NOTE 4.250% 8/1 | 258,000 | $148,000 | thousands by filing date | principal |
| MONSTER WORLDWIDE INC | 611742107 | COM | 27,054 | $148,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 42,723 | $145,000 | thousands by filing date | |
| CIVEO CORP | 178787909 | OPTION | 12,500 | $145,000 | thousands by filing date | call |
| BARCLAYS BANK PLC ETN IPTH NTR | 06739H644 | COM | 54,459 | $142,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 12,561 | $141,000 | thousands by filing date | |
| COURIER CORP | 222660102 | COMMON STOCK | 11,404 | $141,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 33,056 | $141,000 | thousands by filing date | |
| ARENA PHARMACEUTIC | 040047904 | OPTION | 33,600 | $141,000 | thousands by filing date | call |
| HAMPTON ROADS BANKSHARES INC | 409321502 | COM | 91,222 | $140,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 13,324 | $137,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 13,851 | $136,000 | thousands by filing date | |
| INTERVEST BANCSHARES CORP-A | 460927106 | COM | 14,059 | $134,000 | thousands by filing date | |
| WESTELL TECHNOLOGIES INC | 957541105 | CL A | 71,574 | $132,000 | thousands by filing date | |
| DOMINION RESOURCES INC | 25746U950 | OPTION | 1,900 | $131,000 | thousands by filing date | put |
| CAL DIVE INTL INC DEL | 12802T101 | COM | 133,809 | $130,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 30,860 | $129,000 | thousands by filing date | |
| DISCOVER FINANCIAL SERVICES | 254709900 | OPTION | 2,000 | $129,000 | thousands by filing date | call |
| SONUS NETWORKS INC | 835916107 | COM | 36,937 | $126,000 | thousands by filing date | |
| NVIDIA CORP | 67066G906 | OPTION | 6,700 | $124,000 | thousands by filing date | call |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 13,741 | $124,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 11,755 | $123,000 | thousands by filing date | |
| CIENA CORP | 171779903 | OPTION | 7,200 | $120,000 | thousands by filing date | call |
| JUNIPER NETWORKS | 48203R955 | OPTION | 5,400 | $120,000 | thousands by filing date | put |
| BRISTOL-MYERS SQUIBB CO | 110122AN8 | DBCV | 93,000 | $119,000 | thousands by filing date | principal |
| EDISON INTERNATIONAL | 281020958 | OPTION | 2,100 | $117,000 | thousands by filing date | put |
| ENTEGRIS INC COM | 29362U104 | Stock | 10,013 | $115,000 | thousands by filing date | |
| EASTMAN KODAK CO WT EXP 090318 | 277461141 | Stock | 20,830 | $114,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F952 | OPTION | 1,200 | $113,000 | thousands by filing date | put |
| MANDALAY DIGITAL GROUP INC | 562562207 | CMN | 24,506 | $112,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 10,650 | $108,000 | thousands by filing date | |
| SEARS HLDGS CORP | 812350908 | OPTION | 4,300 | $108,000 | thousands by filing date | call |
| IMATION CORP | 45245A107 | COM | 36,336 | $107,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 31,409 | $106,000 | thousands by filing date | |
| DICE HOLDINGS INC | 253017107 | COM | 12,707 | $106,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 27,431 | $106,000 | thousands by filing date | |
| HANSEN MEDICAL INC | 411307101 | COM | 88,750 | $105,000 | thousands by filing date | |
| BROADSOFT INC | 11133BAB8 | NOTE 1.500% 7/0 | 106,000 | $104,000 | thousands by filing date | principal |
| ZHONE TECHNOLOGIES INC NEW | 98950P884 | COM | 37,477 | $101,000 | thousands by filing date | |
| CHICO'S FAS INC | 168615953 | OPTION | 6,600 | $97,000 | thousands by filing date | put |
| BLYTH INC | 09643P207 | COM NEW | 11,820 | $96,000 | thousands by filing date | |
| BROOKDALE SENIOR LIVING | 112463AA2 | NOTE | 74,000 | $95,000 | thousands by filing date | principal |
| DIANA SHIPPING INC | Y2066G104 | COM | 10,457 | $94,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 14,750 | $93,000 | thousands by filing date | |
| PAIN THERAPEUTICS INC | 69562K100 | COM | 23,825 | $93,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220908 | OPTION | 18,000 | $93,000 | thousands by filing date | call |
| HEIDELBERG MATLS AG FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 427093109 | ADR | 39,508 | $87,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING | 25271C904 | OPTION | 2,500 | $86,000 | thousands by filing date | call |
| SFX ENTMT INC | 784178303 | COM | 16,500 | $83,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774950 | OPTION | 4,200 | $83,000 | thousands by filing date | put |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 11,375 | $81,000 | thousands by filing date | |
| HUTCHINSON TECHNOLOGY INC | 448407106 | COM | 21,876 | $80,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 31,065 | $77,000 | thousands by filing date | |
| MOODY'S CORP | 615369956 | OPTION | 800 | $76,000 | thousands by filing date | put |
| CHICO'S FAS INC | 168615904 | OPTION | 5,100 | $75,000 | thousands by filing date | call |
| C H ROBINSON WORLDWIDE INC | 12541W951 | OPTION | 1,100 | $73,000 | thousands by filing date | put |
| Amedica Corporation | 023435100 | COM | 43,115 | $70,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111108 | COM | 45,745 | $64,000 | thousands by filing date | |
| CLEAN HARBORS INC | 184499903 | OPTION | 8,000 | $62,000 | thousands by filing date | call |
| MOLSON COORS BREWING CO -B | 608753950 | OPTION | 52,000 | $62,000 | thousands by filing date | put |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 13,825 | $58,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 10,244 | $54,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 10,153 | $54,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES | 007903AL1 | CORPORATE OBLIG | 50,000 | $53,000 | thousands by filing date | principal |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 14,445 | $53,000 | thousands by filing date | |
| PENN WEST PETROLEUM LTD | 707887907 | OPTION | 7,400 | $50,000 | thousands by filing date | call |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 14,695 | $46,000 | thousands by filing date | |
| NEWTEK BUSINESS SERVICES INC | 652526104 | COMMON STOCK | 16,000 | $44,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 18,769 | $44,000 | thousands by filing date | |
| MERGE HEALTHCARE INC | 589499102 | COM | 20,338 | $44,000 | thousands by filing date | |
| INTERSECTIONS INC | 460981301 | COM | 11,363 | $44,000 | thousands by filing date | |
| CTI BIOPHARMA CORP COM NEW | 12648L106 | Stock | 17,913 | $44,000 | thousands by filing date | |
| CAMAC ENERGY INC | 131745101 | COM | 69,028 | $43,000 | thousands by filing date | |
| VERSO PAPER CORP | 92531L108 | COM | 13,542 | $43,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975303 | COM NEW | 32,300 | $43,000 | thousands by filing date | |
| REDIFFCOM INDIA LTD | 757479100 | ADR | 18,254 | $42,000 | thousands by filing date | |
| TRANS WORLD ENTERTAINMENT CP | 89336Q100 | COM | 11,292 | $41,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 14,614 | $40,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235TAA5 | NOTE 2.625%12/0 | 40,000 | $40,000 | thousands by filing date | principal |
| ALPHATEC HOLDINGS INC | 02081G102 | COM | 23,560 | $40,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250901 | OPTION | 700 | $40,000 | thousands by filing date | call |
| TARGACEPT INC | 87611R306 | COM | 15,525 | $39,000 | thousands by filing date | |
| WET SEAL INC/THE-CLASS A | 961840105 | CL A | 75,040 | $39,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y102 | COMMON STOCK | 21,195 | $38,000 | thousands by filing date | |
| JASON INDS INC | 471172114 | *W EXP 06/30/201 | 22,000 | $36,000 | thousands by filing date | |
| CLEAN HARBORS INC | 184499952 | OPTION | 4,300 | $34,000 | thousands by filing date | put |
| CAPSTONE TURBINE CORP COM | 14067D102 | COM | 29,557 | $32,000 | thousands by filing date | |
| TD AMERITRADE HOLDING CORP | 87236Y959 | OPTION | 900 | $30,000 | thousands by filing date | put |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 10,807 | $29,000 | thousands by filing date | |
| MDCO 1.375 6/17 | 584688AC9 | Bond 30/360P2 U | 26,000 | $28,000 | thousands by filing date | principal |
| NXT ID INC COM | 67091J107 | Stock | 10,053 | $26,000 | thousands by filing date | |
| FOREST OIL CORP | 346091705 | COM PAR $0.01 | 20,962 | $25,000 | thousands by filing date | |
| GOODRICH PETROLEUM CORP | 382410AC2 | NOTE | 25,000 | $25,000 | thousands by filing date | principal |
| MBIA INC | 55262C902 | OPTION | 2,500 | $23,000 | thousands by filing date | call |
| CENTERPOINT ENERGY INC | 15189T958 | OPTION | 900 | $22,000 | thousands by filing date | put |
| HERCULES TECHNOLOGY GROWTH | 427096AB8 | CNV | 17,000 | $21,000 | thousands by filing date | principal |
| ARENA PHARMACEUTIC | 040047953 | OPTION | 4,700 | $20,000 | thousands by filing date | put |
| RIVERBED TECHNOLOGY INC | 768573958 | OPTION | 1,100 | $20,000 | thousands by filing date | put |
| CITIGROUP INC | 172967234 | *W EXP 10/28/201 | 534,978 | $19,000 | thousands by filing date | |
| CORINTHIAN COLLEGES INC | 218868107 | COMMON STOCK | 166,225 | $18,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541TAD3 | CORPORATE OBLIG | 16,000 | $17,000 | thousands by filing date | principal |
| M/I HOMES INC | 55292PAB1 | NOTE 3.000% 3/0 | 17,000 | $17,000 | thousands by filing date | principal |
| ALTRA HOLDINGS INC | 02208RAE6 | NOTE 2.750% 3/0 | 14,000 | $17,000 | thousands by filing date | principal |
| ANADIGICS INC | 032515108 | COM | 23,867 | $16,000 | thousands by filing date | |
| BOTTOMLINE TECH DEL INC | 101388AA4 | NOTE 1.500%12/0 | 13,000 | $15,000 | thousands by filing date | principal |
| TIME WARNER INC | 887317956 | OPTION | 200 | $15,000 | thousands by filing date | put |
| OI S.A. | 670851203 | SPN ADR REP PFD | 20,557 | $14,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAC3 | NOTE 3.250% 5/1 | 13,000 | $13,000 | thousands by filing date | principal |
| HUTCHINSON TECHNOLOGY INC | 448407AG1 | CNV | 13,000 | $13,000 | thousands by filing date | principal |
| WORKDAY INC | 98138HAD3 | NOTE 1.500% 7/1 | 10,000 | $12,000 | thousands by filing date | principal |
| AES CORP | 00130H956 | OPTION | 800 | $11,000 | thousands by filing date | put |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 15,082 | $10,000 | thousands by filing date | |
| CLOROX CO DEL | 189054950 | OPTION | 100 | $10,000 | thousands by filing date | put |
| MOODYS CORP | 615369907 | OPTION | 100 | $9,000 | thousands by filing date | call |
| NORDSTROM INC | 655664902 | OPTION | 100 | $7,000 | thousands by filing date | call |
| PUBLIC SERVICE ENTERPRISE GP | 744573957 | OPTION | 200 | $7,000 | thousands by filing date | put |
| ENDEAVOUR INTERNATIONAL CORP | 29259G200 | COM | 19,531 | $6,000 | thousands by filing date | |
| ALLEGHENY TECHNOLO | 01741R953 | OPTION | 100 | $4,000 | thousands by filing date | put |
| RIVERBED TECHNOLOGY INC | 768573909 | OPTION | 200 | $4,000 | thousands by filing date | call |
| BANRO CORP | 066800103 | COM | 18,738 | $3,000 | thousands by filing date | |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 84,772 | $3,000 | thousands by filing date | |
| DEALERTRACK TECHNOLOGIES INC | 242370955 | OPTION | 200 | $3,000 | thousands by filing date | put |
| HURCO COMPANIES INC | 447462904 | OPTION | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| TEEKAY SHIPPING CORP | Y8565J903 | OPTION | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| TABLEAU SOFTWARE INC | 87336U907 | OPTION | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-14-000465 | superseded | 2014-11-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000019617-14-000501 | this filing | 2014-12-08 | acceptance time not in the bulk data set |