13F-HR/A filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR/A for the quarter ended 2014-09-30, filed 2014-12-08, with 4,179 holding rows worth $421,896,357,000 by the sum of the rows.
- Accession
- 0000019617-14-000501
- Filer
- CIK 19617
- Filed
- 2014-12-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, amendment of type restatement, 42,982 entries on the cover page, a total value of $421,552,330,881,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $421,896,357,000 with VALUE read as thousands by filing date, 13F file number 028-00694. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $421,552,330,881,000, about 1,000 times the sum of the rows, $421,896,357,000. The filer likely wrote its cover total in dollars and its rows in thousands. This page uses the sum of the rows.
Other managers
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJPMP CAPITAL CORP.028-11933
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJ.P. Morgan Whitefriars Inc.028-12007
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerBear Stearns Companies LLC028-13153
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| XILINX INC 2.625 | 983919AF8 | NOTE 2.625% 6/1 | 12,342,000 | $18,274,000 | thousands by filing date | principal |
| FLAMEL TECHNOLOGIES-SP ADR | 338488109 | SPON | 1,275,916 | $18,258,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 1,391,503 | $18,228,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 1,293,519 | $18,200,000 | thousands by filing date | |
| HOME PROPERTIES INC | 437306103 | COM | 311,375 | $18,134,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 570,506 | $18,124,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 664,702 | $18,047,000 | thousands by filing date | |
| LUXOFT HLDG INC | G57279104 | ORD SHS CL A | 485,038 | $18,043,000 | thousands by filing date | |
| MALLINCKRODT PLC | G5785G909 | OPTION | 200,000 | $18,030,000 | thousands by filing date | call |
| CHIMERA INVESTMENT CORP | 16934Q109 | COMMON STOCK | 5,928,428 | $18,022,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 246,375 | $18,020,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 237,656 | $18,012,000 | thousands by filing date | |
| HOLOGIC INC | 436440AC5 | CORPORATE OBLIG | 17,103,000 | $18,012,000 | thousands by filing date | principal |
| INTELSAT S A | L5140P119 | MAN CONV JR PFD | 379,350 | $17,924,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 305,646 | $17,923,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 1,498,631 | $17,909,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 1,151,161 | $17,877,000 | thousands by filing date | |
| Ashland | 044209104 | Common | 171,644 | $17,869,000 | thousands by filing date | |
| ISHARES TR | 464288950 | US AER DEF ETF | 180,000 | $17,867,000 | thousands by filing date | put |
| SEMGROUP CORP | 81663A105 | CL A | 213,638 | $17,789,000 | thousands by filing date | |
| CF INDS HLDGS INC | 125269902 | OPTION | 63,600 | $17,758,000 | thousands by filing date | call |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 1,318,498 | $17,734,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 806,672 | $17,723,000 | thousands by filing date | |
| BIOMED REALTY TRUST COM | 09063h107 | COM | 876,858 | $17,713,000 | thousands by filing date | |
| C+J ENERGY SERVICES INC | 12467B304 | COM | 579,715 | $17,711,000 | thousands by filing date | |
| ALTERA CORP | 021441100 | COM | 494,726 | $17,703,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 255,309 | $17,652,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 1,112,074 | $17,648,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 264,069 | $17,610,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 320,172 | $17,609,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 808,161 | $17,593,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 367,726 | $17,571,000 | thousands by filing date | |
| PLUM CREEK TIMBER CO INC | 729251108 | COM | 449,390 | $17,531,000 | thousands by filing date | |
| GOLDMAN SACHS GP | 38141G955 | OPTION | 95,500 | $17,531,000 | thousands by filing date | put |
| ASSURANT INC COM | 04621X108 | Stock | 272,234 | $17,505,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 1,917,792 | $17,452,000 | thousands by filing date | |
| TYSON FOODS | 902494301 | COM | 346,554 | $17,452,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 2,338,802 | $17,378,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 1,625,529 | $17,344,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 439,065 | $17,339,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 814,279 | $17,279,000 | thousands by filing date | |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 389,220 | $17,277,000 | thousands by filing date | |
| VERIZON COMMUNICATIONS INC | 92343V906 | OPTION | 345,500 | $17,271,000 | thousands by filing date | call |
| ANSYS INC COM | 03662Q105 | COM | 228,111 | $17,260,000 | thousands by filing date | |
| CTC MEDIA INC | 12642X106 | COM | 2,594,224 | $17,252,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 717,005 | $17,251,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 755,007 | $17,184,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 882,009 | $17,155,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 952,817 | $17,131,000 | thousands by filing date | |
| RF MICRODEVICES INC | 749941100 | COM | 1,482,423 | $17,108,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 405,609 | $17,090,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 096627955 | OPTION | 910,000 | $17,017,000 | thousands by filing date | put |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 651,614 | $17,000,000 | thousands by filing date | |
| ROSS STORES INC | 778296905 | OPTION | 224,900 | $16,998,000 | thousands by filing date | call |
| FEDEX CORP | 31428X957 | OPTION | 105,000 | $16,953,000 | thousands by filing date | put |
| APPROACH RESOURCES INC | 03834A103 | COM | 1,168,529 | $16,943,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 289,157 | $16,923,000 | thousands by filing date | |
| PEPSICO INC | 713448959 | OPTION | 181,500 | $16,896,000 | thousands by filing date | put |
| SCHLUMBERGER LTD | 806857900 | OPTION | 166,000 | $16,881,000 | thousands by filing date | call |
| INTL GAME TECHNOLOGY | 459902953 | OPTION | 1,000,000 | $16,870,000 | thousands by filing date | put |
| PG&E CORP COM | 69331C108 | Stock | 373,828 | $16,838,000 | thousands by filing date | |
| BIOGEN INC | 09062X954 | OPTION | 50,900 | $16,838,000 | thousands by filing date | put |
| HALLIBURTON | 406216952 | OPTION | 260,600 | $16,811,000 | thousands by filing date | put |
| ISHARES TR | 464288752 | US HOME CONS ETF | 744,572 | $16,746,000 | thousands by filing date | |
| PITNEY BOWES INC | 724479902 | OPTION | 669,600 | $16,733,000 | thousands by filing date | call |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 534,936 | $16,728,000 | thousands by filing date | |
| QIAGEN NV | N72482107 | COMMON STOCK-FO | 733,876 | $16,709,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 2,248,616 | $16,707,000 | thousands by filing date | |
| Weyerhaeuser Co. | 962166872 | CONVERTIBLE PREFERRED STOCK | 308,973 | $16,694,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 1,005,084 | $16,665,000 | thousands by filing date | |
| BANCORPSOUTH INC | 059692103 | COM | 826,776 | $16,651,000 | thousands by filing date | |
| CISCO SYSTEMS | 17275R904 | OPTION | 659,200 | $16,593,000 | thousands by filing date | call |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 1,472,089 | $16,590,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 174,685 | $16,578,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 399,035 | $16,533,000 | thousands by filing date | |
| NEWMONT MINING CORP | 651639957 | OPTION | 715,200 | $16,486,000 | thousands by filing date | put |
| LEGGETT & PLATT INC | 524660107 | COM | 470,476 | $16,429,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 220,671 | $16,361,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 1,086,738 | $16,356,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 1,367,893 | $16,292,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 373,467 | $16,284,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 303,711 | $16,281,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 327,410 | $16,245,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS | 75886F958 | OPTION | 45,000 | $16,223,000 | thousands by filing date | put |
| HHGREGG INC | 42833L108 | COM | 2,564,784 | $16,184,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 534,884 | $16,175,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 807,619 | $16,169,000 | thousands by filing date | |
| ALLIANT TECHSYSTEMS INC | 018804104 | COM | 126,375 | $16,132,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901959 | OPTION | 1,098,200 | $16,100,000 | thousands by filing date | put |
| STEELCASE INC-CLASS A | 858155203 | CL A | 994,353 | $16,099,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 669,248 | $16,075,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U506 | RUSSIA ETF | 718,593 | $16,074,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 310,273 | $16,039,000 | thousands by filing date | |
| BLYTH INC | 096627906 | OPTION | 855,500 | $15,998,000 | thousands by filing date | call |
| CISCO SYSTEMS | 17275R953 | OPTION | 635,200 | $15,988,000 | thousands by filing date | put |
| GREATBATCH INC | 39153L106 | COM | 374,324 | $15,950,000 | thousands by filing date | |
| CARDTRONICS INC | 14161H108 | COMMON STOCK | 452,616 | $15,932,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 268,859 | $15,924,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 1,737,081 | $15,825,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 330,103 | $15,804,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 428,317 | $15,800,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 325,324 | $15,778,000 | thousands by filing date | |
| COCA-COLA CO | 191216902 | OPTION | 369,700 | $15,772,000 | thousands by filing date | call |
| CHESAPEAKE ENERGY CORP | 165167CB1 | NOTE 2.250%12/1 | 21,035,000 | $15,724,000 | thousands by filing date | principal |
| CUBIST PHARMACEUTICALS INC | 229678AF4 | NOTE 1.125% 9/0 | 14,565,000 | $15,712,000 | thousands by filing date | principal |
| HYSTER-YALE INC | 449172105 | CL A | 219,220 | $15,702,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROU | 45857P509 | SPON ADR NEW2014 | 405,086 | $15,660,000 | thousands by filing date | |
| XENOPORT INC | 98411C100 | COM | 2,904,415 | $15,626,000 | thousands by filing date | |
| ARROWHEAD RESEARCH CORP | 042797209 | COM | 1,056,817 | $15,609,000 | thousands by filing date | |
| FAIRCHILD SEMICONDUCTOR | 303726103 | COMMON STOCK | 1,004,702 | $15,604,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914950 | OPTION | 670,000 | $15,584,000 | thousands by filing date | put |
| MICROCHIP TECHNOLOGY INC | 595017AB0 | SDCV 2.125%12/1 | 8,393,000 | $15,574,000 | thousands by filing date | principal |
| SUSQUEHANNA BANCSHARES INC P | 869099101 | COM | 1,555,709 | $15,558,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 1,230,867 | $15,508,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 507,656 | $15,472,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 224,759 | $15,404,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 914,688 | $15,394,000 | thousands by filing date | |
| MYLAN INC | 628530AJ6 | CORPORATE OBLIG | 4,496,000 | $15,359,000 | thousands by filing date | principal |
| AVALANCHE BIOT | 05337G107 | Common Stock | 447,748 | $15,309,000 | thousands by filing date | |
| K2M GROUP HLDGS INC | 48273J107 | COM | 1,059,561 | $15,289,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 790,817 | $15,287,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 793,677 | $15,279,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 615,115 | $15,274,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 173,235 | $15,273,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 420,983 | $15,197,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 419,974 | $15,186,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 845,842 | $15,165,000 | thousands by filing date | |
| PRIVATEBANCORP INC | 742962103 | COM | 504,232 | $15,082,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 167,280 | $15,080,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 138,852 | $15,077,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 439,675 | $15,073,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 468,532 | $15,062,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 248,641 | $15,045,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 57,441 | $15,043,000 | thousands by filing date | |
| ROSS STORES INC | 778296954 | OPTION | 199,000 | $15,040,000 | thousands by filing date | put |
| FIREEYE INC | 31816Q101 | COM | 492,057 | $15,037,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 3,161,631 | $15,018,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 1,092,204 | $15,018,000 | thousands by filing date | |
| HESS CORP | 42809H958 | OPTION | 158,500 | $14,950,000 | thousands by filing date | put |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 1,469,005 | $14,881,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 136,869 | $14,870,000 | thousands by filing date | |
| MYLAN INC | 628530958 | OPTION | 326,000 | $14,830,000 | thousands by filing date | put |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 518,606 | $14,791,000 | thousands by filing date | |
| ATMEL CORP | 049513104 | COM | 1,829,477 | $14,782,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 260,013 | $14,748,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 648,780 | $14,682,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 1,207,091 | $14,677,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017117 | UNIT 99/99/9999 | 248,923 | $14,659,000 | thousands by filing date | |
| DEALERTRACK TECHNOLOGIES INC | 242309AB8 | NOTE 1.500% 3/1 | 11,312,000 | $14,649,000 | thousands by filing date | principal |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 624,405 | $14,611,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 215,256 | $14,596,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 933,833 | $14,577,000 | thousands by filing date | |
| AMERICAN AIRLS GROUP INC | 02376R953 | PUT | 410,100 | $14,550,000 | thousands by filing date | put |
| LAM RESEARCH CORP | 512807900 | OPTION | 194,700 | $14,544,000 | thousands by filing date | call |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 1,142,959 | $14,527,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 1,352,483 | $14,485,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 235,810 | $14,472,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 386,527 | $14,463,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 660,020 | $14,461,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 387,797 | $14,454,000 | thousands by filing date | |
| CORNING INC | 219350907 | OPTION | 746,986 | $14,446,000 | thousands by filing date | call |
| FORD MTR CO DEL | 345370CN8 | NOTE 4.250%11/1 | 8,420,000 | $14,430,000 | thousands by filing date | principal |
| PRICELINE.COM INC 1.000 | 741503AQ9 | DEBT 1.000% 3/1 | 10,697,000 | $14,393,000 | thousands by filing date | principal |
| TIME WARNER CABLE INC | 88732J959 | OPTION | 100,200 | $14,378,000 | thousands by filing date | put |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 1,256,701 | $14,376,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 537,153 | $14,374,000 | thousands by filing date | |
| CATAMARAN CORP | 148887102 | COM | 340,690 | $14,359,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 1,108,778 | $14,348,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 486,818 | $14,328,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 873,389 | $14,281,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 7,029,804 | $14,271,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 605,681 | $14,251,000 | thousands by filing date | |
| BRISTOL-MYRS SQUIB | 110122959 | OPTION | 278,425 | $14,250,000 | thousands by filing date | put |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 244,455 | $14,237,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 633,634 | $14,225,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 212,451 | $14,212,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 413,011 | $14,152,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 408,687 | $14,136,000 | thousands by filing date | |
| Coupons Com Inc | 22265J102 | Common Stock | 1,180,451 | $14,118,000 | thousands by filing date | |
| MONDELEZ INTL INC | 609207907 | OPTION | 409,900 | $14,045,000 | thousands by filing date | call |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 301,701 | $14,035,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 419,951 | $14,034,000 | thousands by filing date | |
| PANTRY INC | 698657103 | COM | 692,188 | $14,003,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 361,013 | $14,000,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 154,567 | $13,982,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 2,360,786 | $13,952,000 | thousands by filing date | |
| PENNEY(JC)CO INC | 708160957 | OPTION | 1,388,900 | $13,945,000 | thousands by filing date | put |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 294,655 | $13,923,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A101 | COM | 1,290,994 | $13,917,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 549,940 | $13,886,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC | 464330109 | COM | 357,575 | $13,885,000 | thousands by filing date | |
| ISTAR FINL INC | 45031UBR1 | NOTE 3.000%11/1 | 110,000 | $13,874,000 | thousands by filing date | |
| INGRAM MICRO INC | 457153104 | CL A | 535,790 | $13,830,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 264,494 | $13,817,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 271,899 | $13,780,000 | thousands by filing date | |
| AMAZON COM INC | 023135908 | OPTION | 42,731 | $13,778,000 | thousands by filing date | call |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 12,411,000 | $13,761,000 | thousands by filing date | principal |
| PEGASYSTEMS INC COM | 705573103 | Stock | 717,092 | $13,704,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 481,473 | $13,702,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 322,514 | $13,684,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 431,243 | $13,675,000 | thousands by filing date | |
| WORKDAY INC | 98138HAC5 | NOTE 0.750% 7/1 | 11,449,000 | $13,675,000 | thousands by filing date | principal |
| CARMAX INC COM | 143130102 | Stock | 294,397 | $13,674,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 460,684 | $13,659,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 260,949 | $13,650,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 402,830 | $13,649,000 | thousands by filing date | |
| COVIDIEN PLC | G2554F956 | OPTION | 157,000 | $13,582,000 | thousands by filing date | put |
| EPIZYME INC | 29428V104 | COM | 500,852 | $13,578,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC | 02376R904 | OPTION | 381,900 | $13,550,000 | thousands by filing date | call |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 935,216 | $13,534,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 73,393 | $13,529,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 988,058 | $13,527,000 | thousands by filing date | |
| CELGENE CORP | 151020906 | OPTION | 142,700 | $13,525,000 | thousands by filing date | call |
| iShares U.S. Technology ETF | 464287721 | SHS | 134,109 | $13,513,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 179,465 | $13,503,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 1,442,224 | $13,499,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 337,743 | $13,483,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 621,025 | $13,477,000 | thousands by filing date | |
| JARDEN CORP | 471109AH1 | NOTE 1.87 | 9,858,000 | $13,469,000 | thousands by filing date | principal |
| ECLIPSE RES CORP | 27890G100 | COM | 809,263 | $13,450,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 2,186,292 | $13,446,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 448,769 | $13,432,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 300,616 | $13,422,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 340,832 | $13,392,000 | thousands by filing date | |
| CUBIST PHARMACEUTICALS INC | 229678AH0 | NOTE 1.875% 9/0 | 12,036,000 | $13,390,000 | thousands by filing date | principal |
| DISNEY WALT CO | 254687908 | OPTION | 150,300 | $13,381,000 | thousands by filing date | call |
| TESORO CORP | 881609952 | OPTION | 219,300 | $13,373,000 | thousands by filing date | put |
| GOPRO INC-CLASS A | 38268T954 | OPTION | 142,500 | $13,352,000 | thousands by filing date | put |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 322,554 | $13,324,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 690,076 | $13,283,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 497,898 | $13,231,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 745,077 | $13,196,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 150,110 | $13,162,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 517,798 | $13,157,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 319,807 | $13,156,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 657,896 | $13,112,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 400,403 | $13,108,000 | thousands by filing date | |
| DENTSPLY INTL INC | 249030107 | COM | 287,294 | $13,100,000 | thousands by filing date | |
| BBCN BANCORP INC | 073295107 | COM | 895,378 | $13,065,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534901 | OPTION | 182,000 | $13,060,000 | thousands by filing date | call |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 235,635 | $13,057,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO-ADR | 74734M901 | OPTION | 193,395 | $13,048,000 | thousands by filing date | call |
| UNITED STATES NATL GAS FUND LP | 912318953 | OPTION | 589,900 | $13,043,000 | thousands by filing date | put |
| AIR PRODS & CHEMS INC | 009158908 | OPTION | 100,000 | $13,018,000 | thousands by filing date | call |
| HUNTSMAN CORP | 447011909 | OPTION | 500,100 | $12,998,000 | thousands by filing date | call |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 1,175,442 | $12,977,000 | thousands by filing date | |
| TWENTY-FIRST CENTURY FOX - B | 90130A952 | OPTION | 377,000 | $12,927,000 | thousands by filing date | put |
| GENERAL CABLE CORP | 369300AL2 | CORPORATE OBLIG | 18,551,000 | $12,892,000 | thousands by filing date | principal |
| VANTIV INC | 92210H105 | CL A | 415,341 | $12,834,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 254,083 | $12,833,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 524,468 | $12,833,000 | thousands by filing date | |
| MERCK & CO INC NEW | 58933Y956 | OPTION | 215,200 | $12,757,000 | thousands by filing date | put |
| OIL STS INTL INC | 678026105 | COM | 206,039 | $12,754,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 335,871 | $12,748,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 285,968 | $12,737,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 1,099,640 | $12,733,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 214,360 | $12,732,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 458,971 | $12,732,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 350,329 | $12,728,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 507,546 | $12,679,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 218,960 | $12,675,000 | thousands by filing date | |
| WEB COM GROUP INC | 94733AAA2 | NOTE 1.000% 8/1 | 13,856,000 | $12,661,000 | thousands by filing date | principal |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 589,937 | $12,643,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 443,061 | $12,633,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 1,765,844 | $12,591,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 431,409 | $12,571,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 1,323,004 | $12,569,000 | thousands by filing date | |
| NIKE INC | 654106954 | OPTION | 140,700 | $12,550,000 | thousands by filing date | put |
| BLACKBERRY LTD | 09228F954 | EQUITY | 1,261,600 | $12,540,000 | thousands by filing date | put |
| TOWER INTL INC | 891826109 | COM | 497,765 | $12,539,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 290,547 | $12,520,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 1,135,729 | $12,494,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 11,396,000 | $12,479,000 | thousands by filing date | principal |
| IHS INC | 451734107 | CL A | 99,480 | $12,454,000 | thousands by filing date | |
| PHARMERICA CORP | 71714F104 | COM | 509,508 | $12,446,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 244,952 | $12,437,000 | thousands by filing date | |
| RACKSPACE HOSTING INC | 750086100 | COM | 381,486 | $12,417,000 | thousands by filing date | |
| RYLAND GROUP INC | 783764103 | COM | 372,973 | $12,398,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 105,479 | $12,390,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 177,658 | $12,351,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 249,844 | $12,335,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 269,124 | $12,320,000 | thousands by filing date | |
| AVG TECHNOLOGIES | N07831105 | SHS | 741,883 | $12,300,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 1,510,946 | $12,238,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 541,041 | $12,233,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 195,125 | $12,221,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 106,077 | $12,219,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 203,936 | $12,212,000 | thousands by filing date | |
| SOUTHWEST BANCORP INC/OKLA | 844767103 | COM | 743,277 | $12,190,000 | thousands by filing date | |
| AIR LEASE CORP | 00912XAK0 | NOTE 3.875%12/0 | 8,981,000 | $12,186,000 | thousands by filing date | principal |
| Vanguard Small-Cap ETF | 922908751 | SHS | 110,012 | $12,171,000 | thousands by filing date | |
| THERMO FISHER SCIENTIFIC INC | 883556904 | OPTION | 100,000 | $12,170,000 | thousands by filing date | call |
| PRIMERICA INC | 74164M108 | COM | 252,209 | $12,162,000 | thousands by filing date | |
| INTRALINKS HLDGS INC | 46118H104 | COM | 1,501,300 | $12,160,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 609,676 | $12,157,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 19,080 | $12,137,000 | thousands by filing date | |
| STANCORP FINL GROUP INC | 852891100 | COM | 190,757 | $12,052,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 245,395 | $12,030,000 | thousands by filing date | |
| UBS AG-REG | H89231908 | COM | 692,000 | $12,020,000 | thousands by filing date | put |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 1,183,275 | $12,010,000 | thousands by filing date | |
| ANNIES INC | 03600T104 | COM | 259,186 | $11,897,000 | thousands by filing date | |
| NORFOLK STHN CORP | 655844900 | OPTION | 106,600 | $11,896,000 | thousands by filing date | call |
| CATO CORP NEW | 149205106 | CL A | 343,679 | $11,843,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 523,045 | $11,817,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAE1 | NOTE 0.750%10/1 | 11,117,000 | $11,771,000 | thousands by filing date | principal |
| STATE STREET CORP | 857477954 | OPTION | 159,200 | $11,719,000 | thousands by filing date | put |
| IRON MTN INC NEW REIT | 462846106 | COM | 358,734 | $11,713,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 459,151 | $11,653,000 | thousands by filing date | |
| CENVEO INC | 15670S105 | COM | 4,717,992 | $11,653,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 707,805 | $11,608,000 | thousands by filing date | |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 485,455 | $11,591,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 113,015 | $11,568,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 340,441 | $11,541,000 | thousands by filing date | |
| WILLIAMS COS INC | 969457902 | OPTION | 208,011 | $11,514,000 | thousands by filing date | call |
| STANDARD PAC CORP NEW | 85375C101 | COM | 1,529,478 | $11,456,000 | thousands by filing date | |
| IGATE CORP | 45169U105 | COM | 311,532 | $11,439,000 | thousands by filing date | |
| WESTN DIGITAL CORP | 958102907 | OPTION | 117,300 | $11,416,000 | thousands by filing date | call |
| AMAZON COM INC | 023135957 | OPTION | 35,400 | $11,415,000 | thousands by filing date | put |
| STANLEY BLACK & DECKER INC | 854502804 | UNIT 11/17/20166 | 101,412 | $11,396,000 | thousands by filing date | |
| SWIFT TRANSPORTATION CO | 87074U101 | COM | 543,058 | $11,393,000 | thousands by filing date | |
| HESS CORP | 42809H909 | OPTION | 120,700 | $11,384,000 | thousands by filing date | call |
| FIRST LONG IS CORP | 320734106 | COM | 330,355 | $11,381,000 | thousands by filing date | |
| OMNIVISION TECHNOLOGIES INC | 682128103 | COM | 427,726 | $11,317,000 | thousands by filing date | |
| DOMINION RES INC VA NEW | 25746U885 | UNIT 07/01/2016 | 200,900 | $11,301,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 365,689 | $11,299,000 | thousands by filing date | |
| TWITTER INC | 90184L953 | OPTION | 218,600 | $11,276,000 | thousands by filing date | put |
| HORMEL FOODS CORP COM | 440452100 | Stock | 219,067 | $11,258,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236954 | OPTION | 317,400 | $11,258,000 | thousands by filing date | put |
| GRANA Y MONTERO S A A | 38500P208 | SPONSORED ADR | 749,202 | $11,253,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 197,620 | $11,247,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 179,723 | $11,244,000 | thousands by filing date | |
| HUMANA INC | 444859953 | OPTION | 86,300 | $11,244,000 | thousands by filing date | put |
| ARES CAP CORP | 04010LAG8 | NOTE 4.875% 3/1 | 10,771,000 | $11,228,000 | thousands by filing date | principal |
| LEUCADIA NATL CORP | 527288104 | COM | 469,731 | $11,198,000 | thousands by filing date | |
| FORD MOTOR CO | 345370902 | OPTION | 756,500 | $11,189,000 | thousands by filing date | call |
| SOLARCITY CORP | 83416T100 | COM | 187,369 | $11,166,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 5,363,057 | $11,155,000 | thousands by filing date | |
| SOLARWINDS INC | 83416B109 | COM | 264,956 | $11,141,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR REIT | 427825104 | SH BEN INT A | 1,748,157 | $11,136,000 | thousands by filing date | |
| NPS PHARMACEUTICALS INC | 62936P103 | COM | 427,608 | $11,118,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 241,659 | $11,107,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 180,560 | $11,091,000 | thousands by filing date | |
| DOW CHEM CO | 260543905 | OPTION | 211,400 | $11,086,000 | thousands by filing date | call |
| MEAD JOHNSON NUTRITION CO | 582839908 | OPTION | 115,200 | $11,085,000 | thousands by filing date | call |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 232,581 | $11,076,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 195,500 | $11,065,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 502,456 | $11,033,000 | thousands by filing date | |
| LINDE PLC F | 532771102 | COM | 495,762 | $11,006,000 | thousands by filing date | |
| SCHULMAN (A.) INC | 808194104 | COM | 303,156 | $10,962,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 304,012 | $10,941,000 | thousands by filing date | |
| POST PPTYS INC | 737464107 | COM | 213,015 | $10,936,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AF9 | NOTE 3.000% 7/0 | 9,610,000 | $10,932,000 | thousands by filing date | principal |
| EXELON CORP | 30161N127 | UNIT 99/99/9999 | 215,044 | $10,924,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 129,526 | $10,905,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 404,665 | $10,905,000 | thousands by filing date | |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 689,655 | $10,897,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W901 | JAPN HEDGE EQT | 152,600 | $10,894,000 | thousands by filing date | call |
| TIBCO SOFTWARE INC | 88632QAB9 | NOTE | 10,865,000 | $10,872,000 | thousands by filing date | principal |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 619,215 | $10,843,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 71,496 | $10,828,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 357,374 | $10,806,000 | thousands by filing date | |
| REWALK ROBOTICS LTD | M8216Q101 | SHS | 316,042 | $10,793,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 281,522 | $10,791,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 89,661 | $10,787,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 1,204,900 | $10,760,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 970,856 | $10,757,000 | thousands by filing date | |
| COCA-COLA CO | 191216951 | OPTION | 251,800 | $10,742,000 | thousands by filing date | put |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 235,078 | $10,738,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 413,363 | $10,735,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 108,144 | $10,720,000 | thousands by filing date | |
| TWITTER INC | 90184L904 | OPTION | 206,959 | $10,675,000 | thousands by filing date | call |
| BIOGEN INC | 09062X905 | OPTION | 32,262 | $10,672,000 | thousands by filing date | call |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 2,735,298 | $10,668,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 99,364 | $10,661,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 887,992 | $10,647,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 284,931 | $10,640,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 404,642 | $10,636,000 | thousands by filing date | |
| BAIDU INC | 056752959 | OPTION | 48,700 | $10,628,000 | thousands by filing date | put |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 846,992 | $10,621,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 1,186,401 | $10,606,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 736,946 | $10,575,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 618,762 | $10,562,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 191,682 | $10,562,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 143,689 | $10,544,000 | thousands by filing date | |
| TARGET CORP | 87612E908 | OPTION | 168,000 | $10,530,000 | thousands by filing date | call |
| Liberty Media Corp | 531229300 | COMMON STOCK | 223,461 | $10,500,000 | thousands by filing date | |
| VERSARTIS INC | 92529L102 | COM | 552,305 | $10,489,000 | thousands by filing date | |
| TORCHMARK CORP | 891027104 | COM | 199,882 | $10,469,000 | thousands by filing date | |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 887,460 | $10,454,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 178,767 | $10,444,000 | thousands by filing date | |
| DOW CHEM CO | 260543954 | OPTION | 199,000 | $10,436,000 | thousands by filing date | put |
| ASHLAND INC | 044209906 | OPTION | 100,000 | $10,410,000 | thousands by filing date | call |
| ASHLAND INC | 044209955 | OPTION | 100,000 | $10,410,000 | thousands by filing date | put |
| G III APPAREL GROUP LTD | 36237H101 | COM | 125,070 | $10,364,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 1,505,337 | $10,357,000 | thousands by filing date | |
| XPO LOGISTICS INC | 983793AA8 | NOTE | 4,382,000 | $10,347,000 | thousands by filing date | principal |
| Surmodics Inc | 868873100 | Common Stock | 568,852 | $10,331,000 | thousands by filing date | |
| ATLAS ENERGY LP | 04930A104 | COM UNITS LP | 234,648 | $10,324,000 | thousands by filing date | |
| EMULEX CORP | 292475209 | COM NEW | 2,089,661 | $10,324,000 | thousands by filing date | |
| VALERO ENERGY(NEW) | 91913Y951 | OPTION | 223,100 | $10,323,000 | thousands by filing date | put |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 366,687 | $10,303,000 | thousands by filing date | |
| ARVINMERITOR INC | 043353AH4 | CORPORATE OBLIG | 10,015,000 | $10,278,000 | thousands by filing date | principal |
| WHOLE FOODS MARKET | 966837908 | OPTION | 269,600 | $10,274,000 | thousands by filing date | call |
| SMART & FINAL STORES INC | 83190B101 | COM | 711,800 | $10,271,000 | thousands by filing date | |
| RIVERBED TECHNOLOGY INC | 768573107 | COM | 553,621 | $10,267,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 1,737,096 | $10,266,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021950 | OPTION | 244,300 | $10,263,000 | thousands by filing date | put |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 214,806 | $10,247,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A953 | ST STR SP DIV | 180,200 | $10,237,000 | thousands by filing date | put |
| IMPAX LABORATORIES INC | 45256B101 | COM | 431,603 | $10,233,000 | thousands by filing date | |
| GENTIVA HEALTH SERVICES | 37247A102 | COM | 609,265 | $10,225,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP | 517834909 | OPTION | 164,073 | $10,208,000 | thousands by filing date | call |
| TXNM ENERGY INC COM | 69349H107 | Stock | 409,113 | $10,191,000 | thousands by filing date | |
| CON-WAY INC | 205944101 | COM | 213,485 | $10,139,000 | thousands by filing date | |
| HALLIBURTON | 406216903 | OPTION | 157,165 | $10,139,000 | thousands by filing date | call |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 2,111,189 | $10,134,000 | thousands by filing date | |
| APACHE CORP | 037411956 | OPTION | 107,800 | $10,119,000 | thousands by filing date | put |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 97,430 | $10,100,000 | thousands by filing date | |
| VALARIS ORD | 920355104 | COM | 127,801 | $10,095,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 655,249 | $10,070,000 | thousands by filing date | |
| METLIFE INC | 59156R116 | PREFERRED STOCK | 327,000 | $10,068,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 450,234 | $10,068,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 145,850 | $10,064,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 391,686 | $10,055,000 | thousands by filing date | |
| ROYAL CARIBBEAN CRUISES LTD | V7780T905 | OPTION | 149,400 | $10,053,000 | thousands by filing date | call |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 345,730 | $10,050,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 203,129 | $10,008,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 269,689 | $10,008,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 196,722 | $10,000,000 | thousands by filing date | |
| COMSTOCK RESOURCES INC | 205768203 | COM | 534,573 | $9,955,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 443,388 | $9,950,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 161,735 | $9,949,000 | thousands by filing date | |
| TESCO CORP | 88157K101 | COMMON STOCK-FO | 500,745 | $9,939,000 | thousands by filing date | |
| AMSURG CORP | 03232P405 | COM | 198,346 | $9,927,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 531,003 | $9,867,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 689,626 | $9,814,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 627,113 | $9,807,000 | thousands by filing date | |
| EDUCATION RLTY TR INC | 28140H104 | COM | 951,706 | $9,784,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 355,836 | $9,781,000 | thousands by filing date | |
| DISNEY WALT CO | 254687957 | OPTION | 109,600 | $9,758,000 | thousands by filing date | put |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 127,561 | $9,713,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 540,093 | $9,700,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 93,887 | $9,688,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904AM3 | NOTE 2.500%12/1 | 8,903,000 | $9,659,000 | thousands by filing date | principal |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 214,408 | $9,655,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 413,452 | $9,642,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 267,134 | $9,613,000 | thousands by filing date | |
| TRW AUTOMOTIVE HOLDINGS CORP | 87264S908 | OPTION | 94,800 | $9,599,000 | thousands by filing date | call |
| CARRIZO OIL & GAS INC | 144577103 | COM | 178,196 | $9,590,000 | thousands by filing date | |
| INTL GAME TECHNOLOGY | 459902904 | OPTION | 568,200 | $9,586,000 | thousands by filing date | call |
| IGNYTA INC | 451731103 | COM | 1,188,596 | $9,581,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B905 | OPTION | 2,742,800 | $9,572,000 | thousands by filing date | call |
| BRF SA | 10552T107 | SPONSORED ADR | 401,019 | $9,541,000 | thousands by filing date | |
| REPUBLIC AWYS HLDGS INC | 760276105 | COM | 858,771 | $9,541,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 261,942 | $9,537,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 700,495 | $9,527,000 | thousands by filing date | |
| JOHNSON & JOHNSON | 478160955 | OPTION | 88,900 | $9,476,000 | thousands by filing date | put |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 289,200 | $9,463,000 | thousands by filing date | |
| EXELIS INC | 30162A108 | COM | 571,801 | $9,457,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 468,430 | $9,449,000 | thousands by filing date | |
| VCA ANTECH INC | 918194101 | COM | 240,023 | $9,439,000 | thousands by filing date | |
| Alcobra Ltd | M2239P109 | SHS | 611,343 | $9,439,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 247,447 | $9,417,000 | thousands by filing date | |
| INFORMATICA CORP | 45666Q102 | COM | 274,820 | $9,409,000 | thousands by filing date | |
| J P MORGAN EXCHANGE-TRADED F | 46641Q100 | DIV RTN GLB EQ | 190,870 | $9,400,000 | thousands by filing date | |
| OMNICARE INC | 681904AL2 | DBCV 3.250%12/1 | 9,099,000 | $9,389,000 | thousands by filing date | principal |
| HCC INS HLDGS INC | 404132102 | COM | 194,143 | $9,374,000 | thousands by filing date | |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 8,078,000 | $9,355,000 | thousands by filing date | principal |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 102,772 | $9,346,000 | thousands by filing date | |
| DOMINION RES INC VA NEW | 25746U869 | UNIT 99/99/9999 | 187,150 | $9,338,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 196,481 | $9,310,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 1,348,095 | $9,302,000 | thousands by filing date | |
| ILLUMINA INC | 452327950 | OPTION | 56,500 | $9,262,000 | thousands by filing date | put |
| Apollo Global Management | 037612306 | COM | 388,389 | $9,259,000 | thousands by filing date | |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 2,464,362 | $9,241,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 164,355 | $9,231,000 | thousands by filing date | |
| CUBIST PHARMACEUTICALS INC | 229678107 | COM | 138,945 | $9,218,000 | thousands by filing date | |
| F5 NETWORKS INC | 315616904 | OPTION | 77,600 | $9,214,000 | thousands by filing date | call |
| COACH INC | 189754955 | OPTION | 258,600 | $9,209,000 | thousands by filing date | put |
| PHOTOMEDEX INC | 719358301 | COM | 1,484,379 | $9,204,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 273,565 | $9,200,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328AA8 | NOTE 4.500% 7/1 | 5,902,000 | $9,174,000 | thousands by filing date | principal |
| TERADATA CORP DEL | 88076W103 | COM | 218,739 | $9,169,000 | thousands by filing date | |
| TIM HORTONS INC | 88706M103 | COM | 116,089 | $9,149,000 | thousands by filing date | |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 2,532,037 | $9,140,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 1,071,635 | $9,130,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS | 67020YAF7 | CORPORATE OBLIG | 9,256,000 | $9,129,000 | thousands by filing date | principal |
| NN INC | 629337106 | COM | 338,477 | $9,044,000 | thousands by filing date | |
| MULTIMEDIA GAMES HOLDING CO | 625453105 | COM | 250,880 | $9,035,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 83,001 | $9,031,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 1,119,968 | $9,004,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 356,409 | $9,003,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075FAA4 | NOTE 2.625%12/0 | 10,852,000 | $8,986,000 | thousands by filing date | principal |
| LOGITECH INTERNATIONAL-REG | H50430950 | OPTION | 700,000 | $8,974,000 | thousands by filing date | put |
| PULTE GROUP INC | 745867952 | OPTION | 507,900 | $8,970,000 | thousands by filing date | put |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 101,000 | $8,968,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224909 | OPTION | 137,300 | $8,933,000 | thousands by filing date | call |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 759,860 | $8,928,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 97,014 | $8,917,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 162,027 | $8,866,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-14-000465 | superseded | 2014-11-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000019617-14-000501 | this filing | 2014-12-08 | acceptance time not in the bulk data set |