13F-HR filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR for the quarter ended 2014-03-31, filed 2014-05-15, with 3,550 holding rows worth $362,466,766,000 by the sum of the rows.
- Accession
- 0000019617-14-000357
- Filer
- CIK 19617
- Filed
- 2014-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2014
A holdings report, 24,079 entries on the cover page, a total value of $362,466,811,351,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $362,466,766,000 with VALUE read as thousands by filing date, 13F file number 028-00694. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $362,466,811,351,000, about 1,000 times the sum of the rows, $362,466,766,000. The filer likely wrote its cover total in dollars and its rows in thousands. This page uses the sum of the rows.
Other managers
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJPMP CAPITAL CORP.028-11933
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJ.P. Morgan Whitefriars Inc.028-12007
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerBear Stearns Companies LLC028-13153
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INTERPARFUMS INC COM | 458334109 | Stock | 19,629 | $712,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 36,814 | $711,000 | thousands by filing date | |
| WCI CMNTYS INC | 92923C807 | COM PAR $0.01 | 35,943 | $710,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786U101 | COM | 14,500 | $710,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 12,793 | $708,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 14,250 | $708,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 19,256 | $705,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 92,738 | $704,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 35,520 | $703,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 13,357 | $702,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X707 | LATIN AMER ETF | 11,500 | $702,000 | thousands by filing date | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 19,342 | $701,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 26,716 | $698,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 14,975 | $687,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 46,066 | $687,000 | thousands by filing date | |
| MEASUREMENT SPECIALTIES INC | 583421102 | COM | 10,087 | $685,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 9,652 | $683,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 95,963 | $682,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W858 | GUG S&P500EQWTFI | 16,799 | $682,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 14,096 | $680,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 10,275 | $680,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT IN | 042315101 | COM | 164,841 | $679,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 10,873 | $678,000 | thousands by filing date | |
| INTERACTIVE INTELLIGENCE GROUP | 45841V109 | COMMON STOCK | 9,346 | $677,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 21,116 | $676,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 11,003 | $672,000 | thousands by filing date | |
| MODUSLINK GLOBAL SOLUTIONS I | 60786L107 | COM | 158,505 | $670,000 | thousands by filing date | |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 35,697 | $667,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 15,624 | $663,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 8,389 | $661,000 | thousands by filing date | |
| CHESAPEAKE ENERGY | 165167958 | OPTION | 25,700 | $658,000 | thousands by filing date | put |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 9,415 | $656,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS | 67020YAF7 | CORPORATE OBLIG | 651,000 | $652,000 | thousands by filing date | principal |
| ENNIS INC COM | 293389102 | Stock | 39,232 | $651,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 22,554 | $651,000 | thousands by filing date | |
| APPLE INC | 037833902 | OPTION | 1,212 | $651,000 | thousands by filing date | call |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 15,378 | $650,000 | thousands by filing date | |
| PROSHARES TR II | 74347W361 | VIX STRMFUT ETF | 23,102 | $649,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 5,581 | $644,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 21,511 | $644,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 10,245 | $643,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 12,107 | $642,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 15,487 | $641,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 14,272 | $640,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 16,560 | $639,000 | thousands by filing date | |
| HERTZ GLOBAL HOLDINGS INC | 42805T956 | OPTION | 24,000 | $639,000 | thousands by filing date | put |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 6,456 | $638,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 43,594 | $635,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP LOW | 73937B639 | EXCHANGE TRADED | 19,922 | $633,000 | thousands by filing date | |
| HOSPIRA INC | 441060951 | OPTION | 14,600 | $631,000 | thousands by filing date | put |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 170,303 | $630,000 | thousands by filing date | |
| Rentech Nitrogen Partners, LP | 760113100 | LTD | 33,800 | $629,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 22,428 | $625,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 207,133 | $625,000 | thousands by filing date | |
| PROSHARES TR | 74347R701 | PSHS SHORT DOW30 | 24,040 | $625,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 29,837 | $623,000 | thousands by filing date | |
| EG DJ EMRG MKT CNSUMR TITA | 268461779 | EGS EMKTCONS ETF | 23,456 | $622,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 17,643 | $619,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 15,158 | $618,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 18,942 | $618,000 | thousands by filing date | |
| RESOURCE CAP CORP REIT | 76120W302 | COM | 110,766 | $617,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 6,929 | $616,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 15,015 | $615,000 | thousands by filing date | |
| INTERSECTIONS INC | 460981301 | COM | 103,911 | $614,000 | thousands by filing date | |
| COMMUNITYONE BANCORP | 20416Q108 | COM | 54,524 | $612,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X681 | INTL HLTH ETF | 13,052 | $611,000 | thousands by filing date | |
| LIFELOCK INC COM | 53224V100 | COM | 35,468 | $607,000 | thousands by filing date | |
| ESB FINANCIAL CORP | 26884F102 | COM | 46,399 | $607,000 | thousands by filing date | |
| PROSHARES TR SHORT QQQ (PSQ) | 74347R602 | ETF | 33,469 | $605,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R742 | AUSTRALIA BD | 6,480 | $604,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 22,601 | $603,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 4,739 | $600,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 7,780 | $600,000 | thousands by filing date | |
| TORTOISE ENERGY CAP CORP | 89147U100 | COM | 18,000 | $597,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 19,895 | $591,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 12,857 | $590,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 20,526 | $589,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 13,459 | $588,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 7,184 | $586,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC | 04269XAA3 | NOTE 3.000% 6/0 | 569,000 | $586,000 | thousands by filing date | principal |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 22,771 | $585,000 | thousands by filing date | |
| INLAND REAL ESTATE CORP | 457461200 | COM | 55,353 | $584,000 | thousands by filing date | |
| MICREL INC | 594793101 | COM | 52,418 | $581,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 5,445 | $578,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 59,539 | $577,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 13,356 | $575,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 96,373 | $573,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 59,716 | $570,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 22,662 | $569,000 | thousands by filing date | |
| CEPHEID | 15670R107 | COM | 11,008 | $568,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 16,424 | $566,000 | thousands by filing date | |
| ROFIN-SINAR TECHNOLOGIES INC | 775043102 | COMMON STOCK | 23,631 | $566,000 | thousands by filing date | |
| GT Advanced Technologies Inc. | 36191UAB2 | CONV | 350,000 | $566,000 | thousands by filing date | principal |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 11,790 | $563,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 18,956 | $562,000 | thousands by filing date | |
| CORINTHIAN COLLEGES INC | 218868107 | COMMON STOCK | 406,620 | $561,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 14,840 | $559,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X305 | MID EAST DIVD | 24,528 | $553,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 9,233 | $552,000 | thousands by filing date | |
| STATE STREET | 78464A425 | EXCHANGE TRADED | 22,728 | $551,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y102 | COMMON STOCK | 346,734 | $551,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 10,153 | $550,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 7,754 | $549,000 | thousands by filing date | |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 18,421 | $549,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 20,515 | $548,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 15,911 | $546,000 | thousands by filing date | |
| SALIENT MLP & ENERGY INFRSTR | 79471T100 | COM SH BEN INT | 18,243 | $543,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 18,399 | $539,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 7,628 | $538,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 20,500 | $538,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 16,054 | $537,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 36,299 | $537,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 7,930 | $536,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 11,243 | $535,000 | thousands by filing date | |
| PROSHRE U/S DJ-UBS CRUDE OIL | 74347W668 | CMN | 18,657 | $532,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 8,301 | $531,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 258,480 | $530,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 94,236 | $525,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 38,012 | $525,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 25,540 | $525,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 35,027 | $524,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 12,631 | $520,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 24,183 | $518,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 15,315 | $516,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 25,255 | $516,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 9,016 | $513,000 | thousands by filing date | |
| ULTRATECH INC | 904034105 | COM | 17,580 | $513,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 72,505 | $510,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 10,888 | $509,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 22,000 | $507,000 | thousands by filing date | |
| REED ELSEVIER N V | 758204200 | SPONS ADR NEW | 11,669 | $506,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 8,017 | $503,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 14,680 | $500,000 | thousands by filing date | |
| NEWSTAR FINANCIAL INC | 65251F105 | COM | 35,949 | $499,000 | thousands by filing date | |
| THERAVANCE INC | 88338T104 | COMMON STOCK | 16,110 | $498,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 45,099 | $496,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W882 | CONSUMR DISCRT | 6,275 | $494,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W833 | GUG S&P500 EQ WT | 5,952 | $493,000 | thousands by filing date | |
| IXIA | 45071R109 | COM | 39,178 | $490,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 17,710 | $490,000 | thousands by filing date | |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 4,158 | $488,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 17,088 | $482,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 26,374 | $481,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 6,151 | $480,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 33,505 | $480,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 10,964 | $478,000 | thousands by filing date | |
| Niska Gas Storage Partners L | 654678101 | Unit Ltd Liabi | 32,653 | $474,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 18,654 | $472,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 11,040 | $472,000 | thousands by filing date | |
| RESOURCE AMERICA INC-CL A | 761195205 | CL A | 54,918 | $471,000 | thousands by filing date | |
| BANK OF KENTUCKY FINL CORP | 062896105 | COM | 12,500 | $469,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 19,089 | $468,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 29,155 | $468,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 39,093 | $467,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 21,574 | $465,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B662 | EM MRK LOW VOL | 17,394 | $464,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 17,634 | $462,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 15,721 | $462,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 13,125 | $460,000 | thousands by filing date | |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 868,000 | $460,000 | thousands by filing date | principal |
| FRED S INC CLASS A | 356108100 | COM | 25,467 | $459,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 29,454 | $458,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 45,399 | $458,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 21,206 | $457,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 11,046 | $456,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 31,298 | $455,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 11,581 | $455,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 6,881 | $453,000 | thousands by filing date | |
| INTEGRATED ELECTRICAL SERVIC | 45811E301 | COM | 72,752 | $452,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 18,840 | $451,000 | thousands by filing date | |
| MERCHANTS BANCSHARES INC | 588448100 | COM | 13,775 | $450,000 | thousands by filing date | |
| OILTANKING PARTNERS L P | 678049107 | UNIT LTD | 5,821 | $449,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 22,029 | $448,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 13,054 | $446,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 37,089 | $445,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 3,686 | $445,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 5,198 | $442,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 27,984 | $441,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 25,828 | $439,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 33,217 | $438,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 4,240 | $437,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 13,109 | $437,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 8,775 | $436,000 | thousands by filing date | |
| GLOBAL X ARTIFICIAL INTELLIGENCE & TECHNOLOGY ETF | 018606301 | COM | 12,998 | $436,000 | thousands by filing date | |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 160,430 | $436,000 | thousands by filing date | |
| MARKET VECTORS VIETNAM ETF | 57060U761 | CMN | 20,115 | $436,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 28,806 | $433,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 31,523 | $432,000 | thousands by filing date | |
| AMERICAN SCIENCE + ENGINEERI | 029429107 | COM | 6,275 | $421,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PLC | 780097747 | ADR PREF SHS R | 18,997 | $419,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 30,116 | $415,000 | thousands by filing date | |
| ADVISORY BOARD CO/THE | 00762W107 | Domestic Common | 6,448 | $414,000 | thousands by filing date | |
| ARCTIC CAT INC | 039670104 | COMMON STOCK | 8,618 | $412,000 | thousands by filing date | |
| CIBER INC | 17163B102 | COM | 89,131 | $407,000 | thousands by filing date | |
| TRANS WORLD ENTERTAINMENT CP | 89336Q100 | COM | 111,725 | $406,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 15,200 | $406,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 15,224 | $405,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 85,457 | $405,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 13,693 | $404,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 11,777 | $403,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 16,961 | $403,000 | thousands by filing date | |
| ISHARES TR | 46429B564 | IBONDS SEP19 ETF | 16,100 | $403,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 30,839 | $400,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 11,529 | $399,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 33,107 | $399,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 10,831 | $399,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 19,526 | $397,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 13,002 | $395,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 18,106 | $395,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 4,447 | $395,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 6,132 | $395,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 31,271 | $394,000 | thousands by filing date | |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 180,549 | $394,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 126,739 | $393,000 | thousands by filing date | |
| EASTMAN KODAK CO WT EXP 090318 | 277461133 | Stock | 21,575 | $393,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 9,274 | $392,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 31,380 | $390,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 21,280 | $385,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 4,039 | $384,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 18,577 | $382,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 17,677 | $382,000 | thousands by filing date | |
| EXELIXIS INC | 30161QAC8 | NOTE 4.250% 8/1 | 425,000 | $382,000 | thousands by filing date | principal |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 10,759 | $381,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 19,828 | $379,000 | thousands by filing date | |
| EPR PPTYS | 26884U307 | CONV PFD 9% SR E | 12,402 | $378,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 5,950 | $377,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 4,074 | $377,000 | thousands by filing date | |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 30,695 | $377,000 | thousands by filing date | |
| VIASYSTEMS GROUP INC | 92553H803 | COM PAR$.01 | 30,001 | $376,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044108 | COM | 89,182 | $376,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 59,309 | $375,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X731 | S&P INTL CONS | 9,471 | $371,000 | thousands by filing date | |
| AVATAR HOLDINGS INC | 053494AF7 | CONVERTIBLE BONDS | 375,000 | $371,000 | thousands by filing date | principal |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 100,238 | $370,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X673 | INTL INDS ETF | 11,595 | $369,000 | thousands by filing date | |
| ANALOGIC CORP | 032657207 | COM | 4,487 | $368,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q853 | GUGG CHN SML CAP | 14,460 | $368,000 | thousands by filing date | |
| EASTMAN KODAK CO WT EXP 090318 | 277461141 | Stock | 21,575 | $368,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 26,610 | $365,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 10,000 | $365,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 13,263 | $363,000 | thousands by filing date | |
| BABSON CAPITAL CORPORATE INV | 05617K109 | COM | 23,960 | $363,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 10,582 | $362,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 16,000 | $361,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A305 | ALPCLONE ALTER | 9,473 | $360,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M654 | GUGG ENH SHT DUR | 7,145 | $359,000 | thousands by filing date | |
| KEARNY FINANCIAL CORP | 487169104 | Domestic Common | 23,723 | $351,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 18,512 | $347,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 40,497 | $346,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 4,936 | $346,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 13,290 | $346,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 42,572 | $344,000 | thousands by filing date | |
| AFFYMETRIX INC | 00826T108 | COM | 47,573 | $340,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 16,387 | $339,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 11,174 | $335,000 | thousands by filing date | |
| MADISON SQUARE GARDEN CO | 55826P100 | CL A | 5,893 | $335,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 65,618 | $333,000 | thousands by filing date | |
| ISHARES TR | 46429B705 | MSCI RUSS INDX | 18,040 | $333,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 44,774 | $332,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 26,105 | $331,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 19,766 | $330,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 25,835 | $327,000 | thousands by filing date | |
| ISHARES INC MSCI UTD KINGD | 464286699 | COM | 15,886 | $326,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 12,355 | $324,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 18,222 | $324,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 65,856 | $323,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 7,681 | $322,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 29,400 | $320,000 | thousands by filing date | |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 10,609 | $320,000 | thousands by filing date | |
| VELOCITYSHARES INV VIX SH-TM | 22542D795 | INVR | 10,023 | $317,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664707 | PFD SER K | 13,900 | $316,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 33,229 | $315,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 28,732 | $313,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916107 | COM | 92,874 | $313,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 44,871 | $311,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 6,816 | $310,000 | thousands by filing date | |
| VOCUS INC | 92858J108 | COM | 23,268 | $310,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 8,456 | $309,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 8,559 | $307,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 8,650 | $307,000 | thousands by filing date | |
| ASSOCIATED ESTATES RLTY CORP | 045604105 | COM | 18,043 | $307,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M571 | GUGG CRP BD 2014 | 14,479 | $307,000 | thousands by filing date | |
| WELLS FARGO & CO NEW | 949746119 | *W EXP 10/28/201 | 16,470 | $307,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385PAA6 | NOTE 2.750% 2/0 | 269,000 | $307,000 | thousands by filing date | principal |
| ONEBEACON INSURANCE GROUP LT | G67742109 | COMMON STOCK | 19,737 | $306,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 20,779 | $304,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 28,423 | $303,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 6,363 | $302,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 17,000 | $300,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 7,093 | $297,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 3,991 | $297,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 39,238 | $297,000 | thousands by filing date | |
| ENTROPIC COMMUNICATIONS INC | 29384R105 | COM | 72,276 | $295,000 | thousands by filing date | |
| APEX SILVER MINES LTD ORD | 37950E853 | COM | 22,992 | $294,000 | thousands by filing date | |
| FRESH MKT INC | 35804H106 | COM | 8,748 | $294,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 24,000 | $293,000 | thousands by filing date | |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 10,263 | $293,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 30,200 | $291,000 | thousands by filing date | |
| NORDION INC | 65563c105 | COM | 25,243 | $291,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 2,709 | $290,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 8,639 | $290,000 | thousands by filing date | |
| FEDERAL MOGUL CORP | 313549404 | COM | 15,536 | $290,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 5,739 | $289,000 | thousands by filing date | |
| RADIOSHACK CORP | 750438103 | COMMON STOCK | 135,946 | $288,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 59,121 | $288,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 19,600 | $287,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 10,778 | $286,000 | thousands by filing date | |
| CKX LDS INC | 12562N104 | COM | 19,050 | $286,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 19,775 | $285,000 | thousands by filing date | |
| PROGRESSIVE WASTE SOLUTIONS | 74339G101 | COM | 11,267 | $285,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 4,477 | $284,000 | thousands by filing date | |
| NII HOLDINGS INC | 62913F201 | COMMON STOCK | 238,750 | $284,000 | thousands by filing date | |
| NW Biotherapeutics | 66737P600 | USD | 39,199 | $284,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 2,584 | $282,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 10,665 | $282,000 | thousands by filing date | |
| STATE BANK FINL CORP COM | 856190103 | COM | 15,900 | $282,000 | thousands by filing date | |
| NORTHERN LTS ETF TR | 66537H105 | ARROW DJ GLOBL | 10,440 | $282,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 3,590 | $281,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 19,678 | $280,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 132,730 | $277,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 12,000 | $276,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 10,589 | $276,000 | thousands by filing date | |
| 1ST UNITED BANCORP INC/NORTH | 33740N105 | COM | 35,800 | $275,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 35,196 | $274,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 62,986 | $274,000 | thousands by filing date | |
| AIR METHODS CORP | 009128307 | COM PAR $.06 | 5,101 | $272,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 9,301 | $271,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X104 | DYNAMIC MKT PT | 3,800 | $271,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 12,301 | $270,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 3,078 | $268,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 16,492 | $266,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 9,847 | $266,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 14,000 | $264,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 8,261 | $262,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 10,591 | $262,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 64,246 | $262,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 21,288 | $261,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 11,171 | $261,000 | thousands by filing date | |
| Amedica Corporation | 023435100 | COM | 34,204 | $257,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 11,351 | $256,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 8,029 | $255,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 48,026 | $255,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 9,588 | $254,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 10,332 | $253,000 | thousands by filing date | |
| ING U S INC | 45685E106 | COM | 6,960 | $253,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 75,104 | $253,000 | thousands by filing date | |
| RYDEX ETF TRUST TOP 50 ETF | 78355W205 | COM | 1,950 | $253,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 29,787 | $250,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 31,158 | $250,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 68,375 | $250,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753109 | COM | 53,116 | $249,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 26,730 | $248,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 12,725 | $247,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 61,961 | $246,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 9,799 | $243,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 16,081 | $242,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 8,154 | $242,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 10,300 | $242,000 | thousands by filing date | |
| MULTI FINELINE ELECTRONIX IN | 62541B101 | COM | 18,900 | $242,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 3,389 | $241,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 13,316 | $240,000 | thousands by filing date | |
| APCO OIL & GAS INTERNATIONAL | g0471f109 | SHS | 16,644 | $240,000 | thousands by filing date | |
| QUINPARIO ACQUISITION CORP | 74874R207 | UNIT | 22,000 | $240,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 5,846 | $239,000 | thousands by filing date | |
| PAIN THERAPEUTICS INC | 69562K100 | COM | 43,411 | $239,000 | thousands by filing date | |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 18,467 | $239,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 3,144 | $239,000 | thousands by filing date | |
| ORIENT EXPRESS HOTELS LTD -A | G67743107 | CL A | 16,565 | $239,000 | thousands by filing date | |
| GUGGENHEIM RUSSELL MCAP | 78355W577 | ETF | 4,915 | $239,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 24,000 | $238,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 9,154 | $237,000 | thousands by filing date | |
| EMERALD OIL INC | 29101U209 | COM NEW | 35,246 | $237,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 15,617 | $233,000 | thousands by filing date | |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 3,537 | $233,000 | thousands by filing date | |
| API TECHNOLOGIES CORP | 00187E203 | COM NEW | 79,500 | $233,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAD3 | CNV | 69,000 | $232,000 | thousands by filing date | principal |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 41,057 | $230,000 | thousands by filing date | |
| USA MOBILITY INC | 90341G103 | COM | 12,619 | $229,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 8,100 | $229,000 | thousands by filing date | |
| ISHARES FTSE | 464288554 | INDL OFF CAP IDX | 7,075 | $228,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 4,310 | $225,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 73,706 | $225,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 8,047 | $224,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 10,000 | $224,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 4,530 | $223,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 14,578 | $222,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 6,107 | $222,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 5,608 | $222,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 4,494 | $221,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 10,086 | $221,000 | thousands by filing date | |
| CIMATRON LTD | M23798107 | ORD | 30,541 | $221,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q709 | UNIT 99/99/9999 | 7,000 | $221,000 | thousands by filing date | |
| CASCADE BANCORP | 147154207 | COM | 39,219 | $220,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 41,725 | $218,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 9,099 | $217,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 23,000 | $217,000 | thousands by filing date | |
| PMFG INC | 69345P103 | COM | 36,142 | $216,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 3,934 | $215,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 26,046 | $214,000 | thousands by filing date | |
| RTI INTL METALS INC 3.000 | 74973WAA5 | NOTE 3.000%12/0 | 201,000 | $214,000 | thousands by filing date | principal |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 2,722 | $212,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 17,386 | $212,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 9,736 | $211,000 | thousands by filing date | |
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 2,235 | $211,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 1,523 | $208,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 42,224 | $208,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 13,988 | $208,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 15,719 | $207,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 5,897 | $207,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 5,249 | $206,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X632 | INTL UTILT ETF | 10,700 | $206,000 | thousands by filing date | |
| DOT HILL SYS CORP | 25848T109 | COM | 52,915 | $205,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 13,395 | $201,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 4,453 | $200,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 12,400 | $199,000 | thousands by filing date | |
| VITESSE SEMICONDUCTOR CORP | 928497304 | COM NEW | 46,530 | $195,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES INC | 345550AM9 | NOTE | 123,000 | $191,000 | thousands by filing date | principal |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 57,360 | $190,000 | thousands by filing date | |
| IDENIX PHARMACEUTICALS INC | 45166R204 | COM | 31,516 | $190,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 17,389 | $189,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 16,496 | $188,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 11,693 | $185,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 11,229 | $184,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 12,305 | $180,000 | thousands by filing date | |
| RAYONIER TRS HLDGS INC | 75508AAC0 | NOTE 4.500% 8/1 | 124,000 | $180,000 | thousands by filing date | principal |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 10,400 | $177,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082108 | CL A | 25,314 | $176,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 12,500 | $173,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 13,471 | $173,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 13,227 | $172,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 10,859 | $168,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 12,021 | $168,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 12,307 | $168,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 10,745 | $165,000 | thousands by filing date | |
| ZHONE TECHNOLOGIES INC NEW | 98950P884 | COM | 39,145 | $165,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 12,204 | $164,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 16,660 | $164,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 24,903 | $164,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R302 | COM | 39,162 | $164,000 | thousands by filing date | |
| SYNERGY RES CORP | 87164P103 | COM | 15,020 | $161,000 | thousands by filing date | |
| BALTIC TRADING LTD | Y0553W103 | COM | 25,508 | $161,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 12,346 | $159,000 | thousands by filing date | |
| NUVEEN NY PERFORMANCE PLUS FD | 67062R104 | COMMON STOCK | 11,385 | $159,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 10,533 | $159,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAA8 | NOTE 5.250pcnt12/0 | 142,000 | $159,000 | thousands by filing date | principal |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 10,619 | $158,000 | thousands by filing date | |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 12,981 | $158,000 | thousands by filing date | |
| ISTAR FINL INC | 45031UBR1 | NOTE 3.000%11/1 | 110,000 | $155,000 | thousands by filing date | principal |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 10,104 | $154,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 40,935 | $154,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 13,076 | $152,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 11,632 | $151,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 16,248 | $149,000 | thousands by filing date | |
| HAMPTON ROADS BANKSHARES INC | 409321502 | COM | 93,452 | $149,000 | thousands by filing date | |
| NTELOS HLDGS CORP | 67020Q305 | COM NEW | 10,764 | $145,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 14,493 | $144,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 20,000 | $143,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 81,255 | $143,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 13,278 | $140,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 10,147 | $140,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 16,807 | $140,000 | thousands by filing date | |
| MATTSON TECHNOLOGY INC | 577223100 | COM | 59,680 | $138,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 39,412 | $137,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 10,212 | $134,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 13,084 | $133,000 | thousands by filing date | |
| CLIFFS NAT RES INC | 18683K952 | OPTION | 6,500 | $133,000 | thousands by filing date | put |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 13,756 | $130,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 23,670 | $130,000 | thousands by filing date | |
| BLOUNT INTL INC NEW | 095180105 | COM | 10,833 | $129,000 | thousands by filing date | |
| ISHARES MSCI | 464286335 | MSCI GLB GOLD | 12,332 | $125,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 16,360 | $123,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 11,697 | $123,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 12,091 | $119,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 12,070 | $115,000 | thousands by filing date | |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 10,183 | $112,000 | thousands by filing date | |
| QUANTUM FUEL SYS INC XXX | 74765E307 | COM | 11,554 | $112,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 34,544 | $112,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 19,388 | $109,000 | thousands by filing date | |
| EVERYWARE GLOBAL INC | 300439106 | COM | 24,000 | $109,000 | thousands by filing date | |
| BARCLAYS BANK PLC ETN IPTH NTR | 06739H644 | COM | 36,445 | $106,000 | thousands by filing date | |
| ONCOTHYREON INC | 682324108 | COM | 35,510 | $106,000 | thousands by filing date | |
| CAL DIVE INTL INC DEL | 12802T101 | COM | 60,869 | $103,000 | thousands by filing date | |
| IMATION CORP | 45245A107 | COM | 17,204 | $99,000 | thousands by filing date | |
| MAGELLAN PETROLEUM CORP | 559091301 | com | 69,872 | $99,000 | thousands by filing date | |
| HERITAGE OAKS BANCORP | 42724R107 | COM | 12,015 | $97,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 30,304 | $96,000 | thousands by filing date | |
| TRADE STR RESIDENTIAL INC | 89255N203 | COM NEW | 12,480 | $95,000 | thousands by filing date | |
| NEOSTEM INC | 640650404 | Common equity shares | 13,460 | $95,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 30,670 | $94,000 | thousands by filing date | |
| VALUEVISION MEDIA INC | 92047K107 | CL A | 18,879 | $92,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 13,316 | $89,000 | thousands by filing date | |
| REXAHN PHARMACEUTICALS INC | 761640101 | COM | 81,164 | $88,000 | thousands by filing date | |
| TOWER GROUP INTERNATIONAL LT | G8988C105 | COM | 31,915 | $87,000 | thousands by filing date | |
| DISCOVERY LABORATORIES INC N | 254668403 | COM NEW | 40,222 | $86,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 10,500 | $85,000 | thousands by filing date | |
| HANSEN MEDICAL INC | 411307101 | COM | 32,137 | $84,000 | thousands by filing date | |
| NEWMONT MINING CORP | 651639AJ5 | NOTE 1.625% 7/1 | 79,000 | $84,000 | thousands by filing date | principal |
| MICROSOFT CORP | 594918906 | OPTION | 1,953 | $80,000 | thousands by filing date | call |
| GRAMERCY PPTY TR INC | 38489R100 | COM | 14,347 | $74,000 | thousands by filing date | |
| POTASH CORP SASK | 73755L909 | OPTION | 2,042 | $74,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-14-000357 | this filing | 2014-05-15 | acceptance time not in the bulk data set |