13F-HR filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR for the quarter ended 2014-03-31, filed 2014-05-15, with 3,550 holding rows worth $362,466,766,000 by the sum of the rows.
- Accession
- 0000019617-14-000357
- Filer
- CIK 19617
- Filed
- 2014-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2014
A holdings report, 24,079 entries on the cover page, a total value of $362,466,811,351,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $362,466,766,000 with VALUE read as thousands by filing date, 13F file number 028-00694. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $362,466,811,351,000, about 1,000 times the sum of the rows, $362,466,766,000. The filer likely wrote its cover total in dollars and its rows in thousands. This page uses the sum of the rows.
Other managers
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJPMP CAPITAL CORP.028-11933
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJ.P. Morgan Whitefriars Inc.028-12007
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerBear Stearns Companies LLC028-13153
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CARTERS INC | 146229109 | COM | 28,929 | $2,246,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 101,925 | $2,231,000 | thousands by filing date | |
| ISHARES INC | 464286368 | MSCI GL SL MET | 114,774 | $2,229,000 | thousands by filing date | |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 32,382 | $2,226,000 | thousands by filing date | |
| MECHEL PREF SPON ADR | 583840509 | COM | 6,741,216 | $2,224,000 | thousands by filing date | |
| NEWCASTLE INVT CORP | 65105M108 | COM | 471,971 | $2,218,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 85,652 | $2,216,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 340,901 | $2,216,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 117,211 | $2,211,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 71,450 | $2,207,000 | thousands by filing date | |
| PPL CORP | 69351T114 | UNIT 99/99/9999S | 40,350 | $2,207,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 78,652 | $2,206,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 56,118 | $2,203,000 | thousands by filing date | |
| ENPRO INDS INC | 29355XAB3 | DBCV 3.938%10/1 | 1,008,000 | $2,202,000 | thousands by filing date | principal |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 95,297 | $2,201,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 42,482 | $2,187,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 119,062 | $2,186,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 67,871 | $2,175,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329YAE4 | CNV | 1,400,000 | $2,158,000 | thousands by filing date | principal |
| US BANCORP DEL | 902973908 | OPTION | 50,000 | $2,143,000 | thousands by filing date | call |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 98,901 | $2,130,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 59,065 | $2,129,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 25,436 | $2,128,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 37,927 | $2,127,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 59,290 | $2,123,000 | thousands by filing date | |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 79,886 | $2,121,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 68,762 | $2,117,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 177,848 | $2,115,000 | thousands by filing date | |
| ROCKVILLE FINANCIAL INC | 774188106 | COM | 155,016 | $2,107,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 98,796 | $2,106,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 56,353 | $2,103,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 127,694 | $2,096,000 | thousands by filing date | |
| PROCTER & GAMBLE | 742718901 | OPTION | 25,900 | $2,088,000 | thousands by filing date | call |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 30,025 | $2,083,000 | thousands by filing date | |
| Vistaprint NV Cimpress | N93540107 | CMPR | 42,325 | $2,083,000 | thousands by filing date | |
| ARVINMERITOR INC 4.625 | 043353AF8 | NOTE | 2,000,000 | $2,083,000 | thousands by filing date | principal |
| BLACKROCK CAPITAL INVESTMENT | 092533AB4 | NOTE 5.500prct 2/1 | 2,000,000 | $2,080,000 | thousands by filing date | principal |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 46,980 | $2,064,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 42,368 | $2,064,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 163,181 | $2,052,000 | thousands by filing date | |
| WABASH NATL CORP | 929566AH0 | CNV | 1,476,000 | $2,050,000 | thousands by filing date | principal |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 132,296 | $2,045,000 | thousands by filing date | |
| MEDICAL ACTION INDS INC | 58449L100 | COMMON STOCK | 292,500 | $2,039,000 | thousands by filing date | |
| NRG YIELD INC | 62942X108 | CL C | 51,545 | $2,037,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 32,457 | $2,034,000 | thousands by filing date | |
| CORPORATE EXECUTIVE BRD CO | 21988R102 | COM | 27,369 | $2,031,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 130,888 | $2,018,000 | thousands by filing date | |
| INCYTE CORP | 45337CAJ1 | NOTE 4.750%10/0 | 332,000 | $2,018,000 | thousands by filing date | principal |
| HARDINGE INC | 412324303 | COM | 140,000 | $2,016,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 51,306 | $2,003,000 | thousands by filing date | |
| GRUPO FINANCIERO SANTANDER | 40053C105 | COMMON STOCK-FO | 162,303 | $1,995,000 | thousands by filing date | |
| PMC-SIERRA INC | 69344F106 | COM | 261,976 | $1,994,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 29,346 | $1,984,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 149,922 | $1,977,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 90,578 | $1,974,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 40,377 | $1,967,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 19,805 | $1,966,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 196,813 | $1,962,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729NBP4 | NOTE 7.000% 3/1 | 1,270,000 | $1,953,000 | thousands by filing date | principal |
| BANK OF THE OZARKS | 063904106 | COM | 28,578 | $1,944,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 40,875 | $1,936,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 160,767 | $1,930,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 362,356 | $1,928,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 53,566 | $1,927,000 | thousands by filing date | |
| ZEP INC | 98944B108 | COMMON STOCK | 108,782 | $1,926,000 | thousands by filing date | |
| OMNIAMERICAN BANCORP INC | 68216R107 | COM | 84,419 | $1,924,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 56,620 | $1,921,000 | thousands by filing date | |
| VOLCANO CORPORATION | 928645AA8 | NOTE 2.875% 9/0 | 1,900,000 | $1,919,000 | thousands by filing date | principal |
| HEALTHCARE TRUST OF AMERICA | 42225P105 | COMMON STOCK | 168,269 | $1,916,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 17,176 | $1,894,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 61,827 | $1,893,000 | thousands by filing date | |
| FIRST FINANCIAL HOLDINGS INC | 32023E105 | COM | 30,224 | $1,893,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 375,080 | $1,891,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 99,404 | $1,890,000 | thousands by filing date | |
| JPMORGAN CHASE + CO-CW18 | 46634E114 | *W E | 93,500 | $1,889,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 51,497 | $1,887,000 | thousands by filing date | |
| KELLOGG CO | 487836900 | OPTION | 30,000 | $1,881,000 | thousands by filing date | call |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 71,142 | $1,877,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 50,388 | $1,869,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 291,330 | $1,867,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 48,594 | $1,865,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 95,300 | $1,865,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W540 | FUND | 34,437 | $1,855,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 19,909 | $1,853,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 74,707 | $1,848,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 105,281 | $1,844,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 40,393 | $1,840,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 48,563 | $1,840,000 | thousands by filing date | |
| ALMOST FAMILY INC | 020409108 | COM | 79,625 | $1,839,000 | thousands by filing date | |
| CENVEO CORP | 15671BAJ0 | NOTE 7.000% 5/1 | 1,800,000 | $1,835,000 | thousands by filing date | principal |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 34,686 | $1,821,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 73,558 | $1,815,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 3,026 | $1,815,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 55,320 | $1,814,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 224,065 | $1,806,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 379,226 | $1,805,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 31,313 | $1,789,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 36,651 | $1,784,000 | thousands by filing date | |
| COVER-ALL TECHNOLOGIES INC | 222892101 | COM | 1,238,273 | $1,774,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 29,920 | $1,773,000 | thousands by filing date | |
| CBEYOND INC | 149847105 | COM | 242,469 | $1,758,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 95,878 | $1,756,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 55,813 | $1,755,000 | thousands by filing date | |
| ASHFORD HOSPITALITY TR INC | 044103505 | 9% CUM PFD SER E | 65,000 | $1,755,000 | thousands by filing date | |
| SCHLUMBERGER LTD | 806857900 | OPTION | 18,000 | $1,755,000 | thousands by filing date | call |
| METRO BANCORP INC | 59161R101 | COM | 82,900 | $1,753,000 | thousands by filing date | |
| SUSSER HOLDINGS CORP | 869233106 | COMMON STOCK | 28,042 | $1,751,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 80,917 | $1,750,000 | thousands by filing date | |
| PACIFIC CONTINENTAL CORP | 69412V108 | COMMON STOCK | 126,587 | $1,742,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 27,926 | $1,739,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 22,132 | $1,736,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 62,823 | $1,736,000 | thousands by filing date | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 125,660 | $1,736,000 | thousands by filing date | |
| BARCLAYS BK PLC IPATH S&P MT E | 06740C519 | COM | 114,334 | $1,732,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 59,892 | $1,718,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 39,437 | $1,710,000 | thousands by filing date | |
| PACTERA TECHNOLOGY INTERNATIONAL | 695255109 | COMMON STOCK-FO | 236,142 | $1,710,000 | thousands by filing date | |
| WESTFIELD FINANCIAL INC | 96008P104 | COM | 229,464 | $1,709,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 154,906 | $1,704,000 | thousands by filing date | |
| EQUAL ENERGY LTD | 29390Q109 | COM | 370,525 | $1,697,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 46,597 | $1,689,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 205,190 | $1,687,000 | thousands by filing date | |
| DDR CORP | 251591AX1 | NOTE | 1,457,000 | $1,683,000 | thousands by filing date | principal |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 116,752 | $1,679,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 39,562 | $1,676,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 41,138 | $1,675,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 24,029 | $1,672,000 | thousands by filing date | |
| HATTERAS FINL CORP | 41902R103 | COM | 88,676 | $1,672,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 34,390 | $1,671,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 75,247 | $1,670,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 160,700 | $1,666,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH ETN L | 22542D852 | COM | 51,874 | $1,656,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 88,446 | $1,656,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 37,918 | $1,654,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J224 | UNIT KING ALPH | 38,190 | $1,651,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 100,351 | $1,646,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 24,322 | $1,643,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 124,339 | $1,642,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 34,284 | $1,630,000 | thousands by filing date | |
| MILLENNIAL MEDIA INC | 60040N105 | COM | 235,559 | $1,630,000 | thousands by filing date | |
| CSX CORP | 126408905 | OPTION | 56,200 | $1,628,000 | thousands by filing date | call |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 35,379 | $1,625,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 155,823 | $1,617,000 | thousands by filing date | |
| IXIA | 45071RAB5 | NOTE 3.000%12/1 | 1,533,000 | $1,617,000 | thousands by filing date | principal |
| ISHARES TR | 46429B408 | CMN | 47,255 | $1,611,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 93,157 | $1,609,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 54,748 | $1,608,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 45,500 | $1,605,000 | thousands by filing date | |
| FIRST TRUST | 33737J208 | CANADA ALPHA | 44,151 | $1,604,000 | thousands by filing date | |
| GLOBE SPECIALTY METALS INC | 37954N206 | COM | 77,025 | $1,603,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 28,274 | $1,598,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 26,895 | $1,597,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 84,650 | $1,597,000 | thousands by filing date | |
| ENDURANCE SPECIALTY HLDGS LT | G30397106 | SHS | 29,694 | $1,597,000 | thousands by filing date | |
| UIL HOLDINGS CORPORATION | 902748102 | COMMON STOCK | 43,362 | $1,596,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 30,378 | $1,594,000 | thousands by filing date | |
| TELECOMMUNICATION SYS INC | 87929J103 | COM | 693,001 | $1,594,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 29,312 | $1,592,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 52,602 | $1,591,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 54,916 | $1,587,000 | thousands by filing date | |
| HUDSON VALLEY HOLDING CORP | 444172100 | COM | 83,192 | $1,585,000 | thousands by filing date | |
| SOVRAN SELF STORAGE INC | 84610H108 | COM | 21,566 | $1,584,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 121,615 | $1,575,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 35,412 | $1,575,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 55,513 | $1,570,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 45,894 | $1,567,000 | thousands by filing date | |
| PNC FINANCIAL SERVICES GROUP | 693475121 | CMN | 66,410 | $1,567,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 130,000 | $1,561,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 26,083 | $1,557,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 58,092 | $1,555,000 | thousands by filing date | |
| MENS WEARHOUSE INC | 587118100 | COM | 31,750 | $1,555,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 81,104 | $1,545,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 42,866 | $1,538,000 | thousands by filing date | |
| NORTEK INC | 656559309 | COM NEW | 18,691 | $1,537,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520102 | COM | 102,925 | $1,537,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 27,757 | $1,533,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 93,575 | $1,528,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 142,310 | $1,518,000 | thousands by filing date | |
| TESORO CORP | 881609952 | OPTION | 30,000 | $1,518,000 | thousands by filing date | put |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 58,048 | $1,513,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 39,010 | $1,508,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 10,546 | $1,505,000 | thousands by filing date | |
| PROSPECT CAPITAL CORP | 74348TAC6 | NOTE 6.250% | 1,400,000 | $1,505,000 | thousands by filing date | principal |
| LYDALL INC | 550819106 | COMMON STOCK | 65,682 | $1,501,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 118,908 | $1,498,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 15,844 | $1,495,000 | thousands by filing date | |
| WILLIAMS CLAYTON ENERGY INC | 969490101 | COM | 13,226 | $1,495,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 35,082 | $1,492,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 87,962 | $1,484,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 150,650 | $1,484,000 | thousands by filing date | |
| AMBOW ED HLDG LTD | 02322P101 | ADR REPSTG CL A | 2,534,142 | $1,482,000 | thousands by filing date | |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 111,822 | $1,477,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 174,850 | $1,476,000 | thousands by filing date | |
| CAS 7 12/15/17 | 148411AF8 | Bond 30/360P2 U | 925,000 | $1,476,000 | thousands by filing date | principal |
| INTERVAL LEISURE GROUP INC | 46113M108 | COM | 56,368 | $1,475,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 65,268 | $1,474,000 | thousands by filing date | |
| SOLARCITY CORP | 83416TAA8 | NOTE 2.750%11/0 | 1,140,000 | $1,469,000 | thousands by filing date | principal |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 56,367 | $1,463,000 | thousands by filing date | |
| COMMONWEALTH REIT | 203233606 | CV PFD-E 7.25% | 58,150 | $1,463,000 | thousands by filing date | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 387,570 | $1,461,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 451,135 | $1,457,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC | 00846U903 | OPTION | 25,800 | $1,443,000 | thousands by filing date | call |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 17,390 | $1,441,000 | thousands by filing date | |
| CDI CORP | 125071100 | COM | 84,076 | $1,441,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 111,987 | $1,433,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 233,686 | $1,427,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 61,233 | $1,426,000 | thousands by filing date | |
| TECHNE CORP | 878377100 | COM | 16,708 | $1,425,000 | thousands by filing date | |
| GSI GROUP INC | 36191C205 | COM | 109,100 | $1,424,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 74,924 | $1,423,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 9,560 | $1,421,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 57,574 | $1,411,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 39,153 | $1,403,000 | thousands by filing date | |
| CYBERONICS | 23251P102 | COMMON STOCK | 21,491 | $1,402,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 68,551 | $1,401,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 60,376 | $1,394,000 | thousands by filing date | |
| PHARMERICA CORP | 71714F104 | COM | 49,397 | $1,383,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 83,055 | $1,378,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 150,372 | $1,377,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y776 | ADVISR GLBECHO | 22,465 | $1,372,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 28,396 | $1,366,000 | thousands by filing date | |
| INTERNATIONAL RECTIFIER CORP | 460254105 | COMMON STOCK | 49,721 | $1,363,000 | thousands by filing date | |
| MDCO 1.375 6/17 | 584688AC9 | Bond 30/360P2 U | 1,117,000 | $1,359,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 39,439 | $1,346,000 | thousands by filing date | |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 1,300,000 | $1,344,000 | thousands by filing date | principal |
| WINTHROP REALTY TRUST | 976391300 | SH B | 115,782 | $1,342,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097770 | ADR PREF SER N | 59,052 | $1,336,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 25,508 | $1,333,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAA2 | NOTE 3.000% 8/0 | 1,250,000 | $1,331,000 | thousands by filing date | principal |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 12,077 | $1,328,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 15,667 | $1,323,000 | thousands by filing date | |
| FREEPORT-MCMORAN COPPER & GOLD | 35671D956 | OPTION | 40,000 | $1,323,000 | thousands by filing date | put |
| AZENTA INC | 114340102 | COM | 120,971 | $1,322,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 29,369 | $1,312,000 | thousands by filing date | |
| ENEL GENERACION CHILE S A | 29244T101 | SPONSORED ADR | 30,305 | $1,308,000 | thousands by filing date | |
| S.Y. BANCORP INC | 785060104 | COM | 41,311 | $1,308,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 29,560 | $1,307,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 65,887 | $1,303,000 | thousands by filing date | |
| MEDIA GENERAL INC | 584404107 | COMMON STOCK | 70,591 | $1,296,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 10,000 | $1,295,000 | thousands by filing date | |
| NEW RESIDENTIAL INVT CORP | 64828T102 | COM | 199,927 | $1,293,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLD | 457985AK5 | NOTE | 1,216,000 | $1,293,000 | thousands by filing date | principal |
| MVC CAPITAL INC | 553829102 | COM | 95,061 | $1,288,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 24,791 | $1,287,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 47,400 | $1,285,000 | thousands by filing date | |
| Q | 74876Y101 | Stock | 25,308 | $1,285,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 21,537 | $1,285,000 | thousands by filing date | |
| ISOFTSTONE HLDGS LTD | 46489B108 | SPONSORED ADS | 253,551 | $1,283,000 | thousands by filing date | |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 254,815 | $1,279,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 52,556 | $1,276,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 76,900 | $1,273,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 38,860 | $1,265,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 16,918 | $1,262,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 36,709 | $1,262,000 | thousands by filing date | |
| AV HOMES INC | 00234P102 | COM | 69,160 | $1,251,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 11,779 | $1,250,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 20,888 | $1,248,000 | thousands by filing date | |
| PHOTRONICS INC | 719405AH5 | NOTE 3.250% 4/0 | 1,135,000 | $1,246,000 | thousands by filing date | principal |
| COCA COLA CONS INC | 191098102 | COM | 14,624 | $1,243,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 64,580 | $1,240,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 85,552 | $1,236,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 96,391 | $1,233,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 52,722 | $1,225,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 17,881 | $1,222,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 31,449 | $1,222,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 32,623 | $1,220,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 22,462 | $1,220,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 26,697 | $1,208,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q207 | DWA EMRG MKTS | 68,223 | $1,207,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 90,999 | $1,202,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 58,858 | $1,202,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 195,823 | $1,202,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 56,525 | $1,200,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 21,150 | $1,196,000 | thousands by filing date | |
| BARRY (R.G.) | 068798107 | COM | 63,200 | $1,193,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 272,663 | $1,189,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 8,548 | $1,180,000 | thousands by filing date | |
| MARKET VECTORS OIL SERVICE E | 57060U951 | COM | 50,000 | $1,180,000 | thousands by filing date | put |
| MSA SAFETY INC COM | 553498106 | Stock | 20,664 | $1,178,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H139 | W EXP 11/14/2018 | 33,125 | $1,171,000 | thousands by filing date | |
| FBR & CO | 30247C400 | COM NEW | 45,291 | $1,170,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 138,034 | $1,164,000 | thousands by filing date | |
| US AIRWAYS GROUP INC | 911905AC1 | CNV | 145,000 | $1,161,000 | thousands by filing date | principal |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 10,818 | $1,156,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 116,060 | $1,156,000 | thousands by filing date | |
| ACHAOGEN INC | 004449104 | COM | 74,725 | $1,155,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 25,905 | $1,152,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061409 | GLOBAL VALUE ETF | 44,406 | $1,150,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 23,755 | $1,149,000 | thousands by filing date | |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 61,195 | $1,148,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 162,033 | $1,147,000 | thousands by filing date | |
| COMPUCREDIT HLDGS CORP | 20478NAD2 | NOTE 5.875%11/3 | 3,000,000 | $1,142,000 | thousands by filing date | principal |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 17,480 | $1,137,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 50,880 | $1,134,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 84,220 | $1,133,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q744 | DWA SC TECHLDR | 28,886 | $1,133,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 44,400 | $1,128,000 | thousands by filing date | |
| SESA STERLITE LTD | 78413F103 | SPONSORED ADR | 90,700 | $1,126,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 17,638 | $1,125,000 | thousands by filing date | |
| INTERSIL CORP | 46069S109 | CL A | 87,114 | $1,125,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 132,875 | $1,120,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 86,558 | $1,099,000 | thousands by filing date | |
| Invesco Intl Developed Low Vol | 73937B688 | INTL DEV LOWVL | 34,182 | $1,097,000 | thousands by filing date | |
| DIAMOND FOODS INC | 252603105 | COM | 31,374 | $1,097,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 29,897 | $1,093,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 54,315 | $1,090,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 77,636 | $1,088,000 | thousands by filing date | |
| NGP CAPITAL RESOURCES CO | 62912R107 | COM | 160,589 | $1,085,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 60,371 | $1,084,000 | thousands by filing date | |
| ASGN INC | 682159108 | COM | 28,022 | $1,081,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 150,000 | $1,076,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 56,132 | $1,073,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 19,122 | $1,073,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 31,630 | $1,072,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 19,692 | $1,071,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 26,760 | $1,069,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 135,020 | $1,059,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 94,101 | $1,059,000 | thousands by filing date | |
| GOODRICH PETROLEUM CORP | 382410AC2 | NOTE | 1,025,000 | $1,055,000 | thousands by filing date | principal |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 27,351 | $1,054,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 68,007 | $1,053,000 | thousands by filing date | |
| ORBITAL SCIENCES CORP | 685564106 | COM | 37,532 | $1,048,000 | thousands by filing date | |
| INVESTORS BANCORP INC | 46146P102 | COM | 37,854 | $1,046,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 30,912 | $1,042,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X764 | S&PINTL MC ETF | 31,630 | $1,042,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 19,555 | $1,041,000 | thousands by filing date | |
| MONDELEZ INTL INC | 609207907 | OPTION | 30,100 | $1,040,000 | thousands by filing date | call |
| LSB INDS INC | 502160104 | COM | 27,608 | $1,033,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 37,603 | $1,030,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 60,192 | $1,030,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIO | 205826AF7 | NOTE | 1,000,000 | $1,024,000 | thousands by filing date | principal |
| CHEESECAKE FACTORY INC | 163072101 | COM | 21,323 | $1,016,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 20,919 | $1,015,000 | thousands by filing date | |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 77,578 | $1,013,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 16,721 | $1,011,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 11,063 | $1,010,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 28,684 | $1,008,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 29,208 | $1,005,000 | thousands by filing date | |
| CEMENTOS PACASMAYO SAA - ADR | 15126Q109 | SPON | 114,700 | $1,005,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 93,086 | $1,004,000 | thousands by filing date | |
| AES TR III | 00808N202 | PFD CV 6.75% | 19,628 | $1,003,000 | thousands by filing date | |
| CENTER BANCORP INC | 151408101 | COM | 52,806 | $1,003,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 92,393 | $994,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 145,010 | $991,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 97,609 | $990,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 21,483 | $988,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 45,154 | $986,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 16,402 | $985,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 136,343 | $984,000 | thousands by filing date | |
| ALTISOURCE ASSET MGMT CORP | 02153X108 | COM | 914 | $982,000 | thousands by filing date | |
| DEX MEDIA INC | 25213A107 | COM | 106,667 | $982,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 37,921 | $981,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 51,370 | $980,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 113,413 | $978,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 15,989 | $976,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 38,071 | $975,000 | thousands by filing date | |
| HOME INNS & HOTELS MGMT INC | 43713W107 | SPON ADR | 30,094 | $972,000 | thousands by filing date | |
| OPLINK COMMUNICATIONS INC | 68375Q403 | COM | 54,111 | $972,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 32,923 | $971,000 | thousands by filing date | |
| GUARANTY BANCORP | 40075T607 | COM | 68,075 | $970,000 | thousands by filing date | |
| SOUFUN HLDGS LTD | G8273WAA3 | DEBT 2.000%12/1 | 1,000,000 | $970,000 | thousands by filing date | principal |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 17,145 | $969,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 116,527 | $968,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 38,553 | $967,000 | thousands by filing date | |
| BNC Bancorp | 05566T101 | Com | 55,800 | $967,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 11,360 | $966,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 34,112 | $966,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 55,012 | $959,000 | thousands by filing date | |
| LIONBRIDGE TECHNOLOGIES INC | 536252109 | COM | 142,791 | $958,000 | thousands by filing date | |
| OMNICARE INC | 681904AN8 | NOTE 3.750%12/1 | 420,000 | $952,000 | thousands by filing date | principal |
| HUB GROUP INC | 443320106 | CL A | 23,689 | $947,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AE9 | DBCV 4.500% 3/1 | 625,000 | $947,000 | thousands by filing date | principal |
| FINISH LINE/THE CL A | 317923100 | COM | 34,897 | $945,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 39,577 | $938,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 56,872 | $929,000 | thousands by filing date | |
| QIAGEN NV | N72482107 | COMMON STOCK-FO | 43,561 | $919,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 138,297 | $918,000 | thousands by filing date | |
| ISHARES | 464286830 | EXCHANGE TRADED | 58,618 | $918,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 10,588 | $914,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 15,471 | $914,000 | thousands by filing date | |
| ROCKWOOD HLDGS INC | 774415103 | COM | 12,268 | $913,000 | thousands by filing date | |
| STARWOOD WAYPOINT RESIDENTL | 85571W109 | COM SHS | 31,695 | $912,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 20,667 | $911,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 149,747 | $910,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 64,067 | $910,000 | thousands by filing date | |
| GRIFFIN LAND + NURSERIES | 398231100 | CL A | 30,000 | $907,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 20,624 | $906,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 33,019 | $905,000 | thousands by filing date | |
| CIENA CORP | 171779AE1 | NOTE | 890,000 | $905,000 | thousands by filing date | principal |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 110,698 | $903,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 29,039 | $902,000 | thousands by filing date | |
| RYDEX ETF TRUST GUG | 78355W502 | S\&P.* PV | 17,560 | $902,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 28,181 | $897,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 40,500 | $894,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 13,821 | $893,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 19,800 | $892,000 | thousands by filing date | |
| CAESARS ACQUISITION CO | 12768T103 | CL A | 62,644 | $890,000 | thousands by filing date | |
| NAVISTAR INTL CORP | 63934EAL2 | NOTE | 875,000 | $889,000 | thousands by filing date | principal |
| WALKER&DUNLOPINC | 93148P102 | STOK | 54,293 | $888,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 26,827 | $885,000 | thousands by filing date | |
| ALLIANCE ONE INTL | 018772103 | COMMON STOCK | 301,140 | $880,000 | thousands by filing date | |
| STRAIGHT PATH COMMUNICATNS I | 862578101 | CL B | 119,591 | $880,000 | thousands by filing date | |
| GLOBAL INDEMNITY PLC | G39319101 | SHS | 33,125 | $873,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 13,310 | $872,000 | thousands by filing date | |
| HOME FEDERAL BANCORP INC/ID | 43710G105 | COM | 55,900 | $870,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 11,951 | $869,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 130,968 | $868,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 40,600 | $867,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 9,467 | $862,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 22,625 | $862,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 51,524 | $858,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 13,709 | $856,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 32,100 | $855,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 64,549 | $852,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 6,892 | $851,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 40,001 | $848,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 12,905 | $847,000 | thousands by filing date | |
| OMNICARE INC | 681904AP3 | NOTE 3.750% 4/0 | 561,000 | $843,000 | thousands by filing date | principal |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 16,604 | $842,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 60,547 | $841,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W700 | GUG S&P SC600 PV | 13,350 | $841,000 | thousands by filing date | |
| ACCURAY INC | 004397AB1 | CNV | 700,000 | $837,000 | thousands by filing date | principal |
| MTS SYSTEMS CORP | 553777103 | COM | 12,214 | $836,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 15,522 | $835,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 11,348 | $832,000 | thousands by filing date | |
| INDEXIQ ETF TR HDG MACTRK | 45409B206 | ETF | 31,135 | $826,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892507 | CV 8% CUM PFD-D | 32,108 | $825,000 | thousands by filing date | |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 22,621 | $824,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 23,159 | $822,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 65,996 | $822,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 26,405 | $820,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 55,683 | $820,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 8,643 | $820,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 45,868 | $820,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 61,234 | $820,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 26,485 | $819,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 47,300 | $818,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 10,472 | $818,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L477 | US TRES STEEP | 20,614 | $813,000 | thousands by filing date | |
| STONEGATE MTG CORP | 86181Q300 | COM | 54,735 | $813,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 38,441 | $812,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 21,890 | $810,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 23,870 | $810,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 13,948 | $810,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 40,800 | $806,000 | thousands by filing date | |
| MERCK & CO INC NEW | 58933Y907 | OPTION | 14,200 | $806,000 | thousands by filing date | call |
| LIBBEY INC | 529898108 | COM | 30,895 | $804,000 | thousands by filing date | |
| GT ADVANCED TECHNOLOGIES INC | 36191UAA4 | NOTE 3.000%10/0 | 348,000 | $800,000 | thousands by filing date | principal |
| TELETECH HOLDINGS INC | 879939106 | COM | 32,623 | $800,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 41,723 | $793,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W809 | GUG S&P SC600 PG | 10,053 | $792,000 | thousands by filing date | |
| HEARTWARE INTERNATIONAL | 422368AA8 | NOTE | 658,000 | $786,000 | thousands by filing date | principal |
| ENERPLUS CORP | 292766102 | COM | 39,138 | $785,000 | thousands by filing date | |
| WASHINGTON BANKING CO | 937303105 | COMMON STOCK | 43,870 | $781,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 16,247 | $777,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 18,360 | $774,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 41,137 | $773,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 39,255 | $773,000 | thousands by filing date | |
| KEY ENERGY SVCS INC | 492914106 | COM | 83,630 | $772,000 | thousands by filing date | |
| INTL BUSINESS MCHN | 459200903 | OPTION | 4,000 | $770,000 | thousands by filing date | call |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 110,975 | $767,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 31,006 | $767,000 | thousands by filing date | |
| LONCOR RESOURCES INC | 54179W101 | COM | 5,111,081 | $767,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 34,000 | $765,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 34,091 | $764,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 18,653 | $761,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 33,749 | $760,000 | thousands by filing date | |
| COMSTOCK RESOURCES INC | 205768203 | COM | 33,284 | $760,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 56,942 | $759,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 33,812 | $759,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 66,481 | $758,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 6,701 | $758,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 73,896 | $757,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 27,045 | $754,000 | thousands by filing date | |
| EVERBANK FINANCIAL CORPORATION | 29977G102 | COMMON STOCK | 38,206 | $754,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 75,166 | $751,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 8,804 | $751,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 158,096 | $750,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 21,490 | $748,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 89,834 | $747,000 | thousands by filing date | |
| RITE AID CORP | 767754BU7 | CNV | 300,000 | $747,000 | thousands by filing date | principal |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 28,132 | $743,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 12,596 | $743,000 | thousands by filing date | |
| UTI WORLDWIDE INC | G87210103 | ORD | 70,178 | $743,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 64,100 | $742,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W101 | COM | 291,100 | $742,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 23,908 | $739,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 24,084 | $739,000 | thousands by filing date | |
| XOOM CORP | 98419Q101 | COM | 37,842 | $739,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 17,903 | $735,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 1,200,000 | $733,000 | thousands by filing date | principal |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 30,313 | $731,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 7,010 | $730,000 | thousands by filing date | |
| BRIDGE CAP HLDGS | 108030107 | COM | 30,763 | $730,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 8,584 | $729,000 | thousands by filing date | |
| FOX CHASE BANCORP INC | 35137T108 | COM | 42,900 | $723,000 | thousands by filing date | |
| CHINA LODGING GROUP LTD | 16949N109 | SPONSORED ADR | 29,349 | $721,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 20,205 | $720,000 | thousands by filing date | |
| HEARTWARE INTL INC | 422368100 | COM | 7,633 | $716,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 14,934 | $713,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-14-000357 | this filing | 2014-05-15 | acceptance time not in the bulk data set |