13F-HR filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR for the quarter ended 2014-03-31, filed 2014-05-15, with 3,550 holding rows worth $362,466,766,000 by the sum of the rows.
- Accession
- 0000019617-14-000357
- Filer
- CIK 19617
- Filed
- 2014-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2014
A holdings report, 24,079 entries on the cover page, a total value of $362,466,811,351,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $362,466,766,000 with VALUE read as thousands by filing date, 13F file number 028-00694. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $362,466,811,351,000, about 1,000 times the sum of the rows, $362,466,766,000. The filer likely wrote its cover total in dollars and its rows in thousands. This page uses the sum of the rows.
Other managers
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJPMP CAPITAL CORP.028-11933
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJ.P. Morgan Whitefriars Inc.028-12007
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerBear Stearns Companies LLC028-13153
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FEDERATED HERMES INC CL B | 314211103 | Stock | 189,210 | $5,778,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 80,991 | $5,778,000 | thousands by filing date | |
| HEIDELBERG MATLS AG FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 427093109 | ADR | 1,253,247 | $5,752,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 194,827 | $5,751,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163UAA4 | NOTE 2.500 2/1 | 5,677,000 | $5,730,000 | thousands by filing date | principal |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 235,048 | $5,721,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 190,641 | $5,718,000 | thousands by filing date | |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 336,900 | $5,711,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 161,049 | $5,696,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 175,333 | $5,689,000 | thousands by filing date | |
| RAMBUS INC DEL | 750917AC0 | NOTE 5.000% 6/1 | 5,621,000 | $5,670,000 | thousands by filing date | principal |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 137,846 | $5,669,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 746,634 | $5,645,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 447,181 | $5,639,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 123,294 | $5,635,000 | thousands by filing date | |
| ING | 44977W106 | EXCHANGE TRADED | 969,473 | $5,623,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 285,442 | $5,619,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 450,156 | $5,618,000 | thousands by filing date | |
| AEROFLEX HOLDING CORP | 007767106 | COMMON STOCK | 675,707 | $5,615,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 193,516 | $5,582,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 674,807 | $5,581,000 | thousands by filing date | |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 133,784 | $5,570,000 | thousands by filing date | |
| TW TELECOM INC | 87311L104 | COM | 178,070 | $5,568,000 | thousands by filing date | |
| THERAVANCE INC | 88338TAB0 | CORPORATE OBLIG | 4,320,000 | $5,567,000 | thousands by filing date | principal |
| CYTEC INDS INC | 232820100 | COM | 56,927 | $5,556,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 62,395 | $5,531,000 | thousands by filing date | |
| NIDEC CORP | 654090109 | COMMON STOCK-FO | 179,429 | $5,519,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 338,728 | $5,514,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 599,153 | $5,505,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 86,025 | $5,465,000 | thousands by filing date | |
| HEALTHWAYS INC | 422245100 | COM | 318,642 | $5,462,000 | thousands by filing date | |
| CHEMED CORP NEW 1.875 | 16359RAC7 | NOTE | 4,869,000 | $5,447,000 | thousands by filing date | principal |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 260,849 | $5,428,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 4,900,000 | $5,427,000 | thousands by filing date | principal |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 54,405 | $5,419,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642AN6 | NOTE | 4,430,000 | $5,416,000 | thousands by filing date | principal |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 336,537 | $5,401,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 328,075 | $5,397,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 153,764 | $5,382,000 | thousands by filing date | |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 355,481 | $5,375,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 926,502 | $5,374,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055AE7 | NOTE | 3,939,000 | $5,355,000 | thousands by filing date | principal |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 232,529 | $5,353,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 95,303 | $5,351,000 | thousands by filing date | |
| DEVRY INC DEL | 251893103 | COM | 125,904 | $5,337,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 142,106 | $5,332,000 | thousands by filing date | |
| IMRIS INC | 45322N105 | COM | 3,393,139 | $5,326,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 120,774 | $5,316,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 69,182 | $5,306,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 175,044 | $5,306,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 1,816,671 | $5,269,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 153,771 | $5,258,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC | 83088M953 | OPTION | 140,000 | $5,253,000 | thousands by filing date | put |
| Lowes Companies Inc | 42222G108 | LOW | 154,131 | $5,242,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 173,376 | $5,241,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 217,205 | $5,230,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 51,735 | $5,221,000 | thousands by filing date | |
| PIEDMONT NATURAL GAS CO | 720186105 | COM | 147,387 | $5,216,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 8,744 | $5,213,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 202,030 | $5,213,000 | thousands by filing date | |
| POLYCOM | 73172K104 | COMMON STOCK | 378,917 | $5,199,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 117,200 | $5,195,000 | thousands by filing date | |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 139,666 | $5,180,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 189,542 | $5,165,000 | thousands by filing date | |
| TALMER BANCORP INC | 87482X101 | COM | 352,600 | $5,163,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 366,145 | $5,159,000 | thousands by filing date | |
| FUSION-IO INC | 36112J107 | COMMON STOCK | 489,481 | $5,150,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 100,753 | $5,136,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 160,078 | $5,126,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 124,315 | $5,125,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770VAH5 | NOTE 2.250% 3/3 | 5,075,000 | $5,123,000 | thousands by filing date | principal |
| SESEN BIO, INC. | 286221106 | COM | 314,875 | $5,111,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 188,695 | $5,094,000 | thousands by filing date | |
| HWAY 1.5 7/18 | 422245AB6 | Bond 30/360P2 U | 4,735,000 | $5,087,000 | thousands by filing date | principal |
| ALBANY INTL CORP | 012348108 | CL A | 142,876 | $5,078,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 100,819 | $5,073,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 206,925 | $5,061,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328AA8 | NOTE 4.500% 7/1 | 5,000,000 | $5,056,000 | thousands by filing date | principal |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 93,261 | $5,055,000 | thousands by filing date | |
| BANRO CORP | 066800103 | COM | 9,899,380 | $5,049,000 | thousands by filing date | |
| BAZAARVOICE INC | 073271108 | COM | 691,456 | $5,047,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 257,916 | $5,042,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 136,397 | $5,030,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 117,381 | $5,029,000 | thousands by filing date | |
| QLIK TECHNOLOGIES INC | 74733T105 | COM | 189,123 | $5,028,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 66,386 | $5,013,000 | thousands by filing date | |
| PEPSICO INC | 713448900 | OPTION | 60,000 | $5,010,000 | thousands by filing date | call |
| AMERICAN INTL GROUP INC | 026874958 | OPTION | 100,000 | $5,001,000 | thousands by filing date | put |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 190,633 | $4,996,000 | thousands by filing date | |
| SALIX PHARMACEUTICALS INC SR NT CONV DTD 6/3/2010 2.75% 5/15/2015 | 795435AC0 | CONVERTIBLE | 2,228,000 | $4,995,000 | thousands by filing date | principal |
| GENESEE & WYOMING INC | 371559105 | CL A | 51,307 | $4,993,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 1,165,815 | $4,978,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 629,575 | $4,949,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 121,078 | $4,922,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST | 49803T102 | COMMON STOCK | 820,267 | $4,921,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 390,774 | $4,916,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 63,616 | $4,897,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 217,000 | $4,887,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 423,938 | $4,884,000 | thousands by filing date | |
| OMNICARE CAP TR II | 68214Q200 | PFD B TR 4.00% | 66,500 | $4,881,000 | thousands by filing date | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 273,807 | $4,874,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 220,587 | $4,866,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 49,868 | $4,865,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909AH1 | NOTE 2.750% 4/0 | 3,754,000 | $4,863,000 | thousands by filing date | principal |
| HAWAIIAN HOLDINGS INC | 419879AD3 | NOTE 5.000% 3/1 | 2,640,000 | $4,856,000 | thousands by filing date | principal |
| HILLENBRAND INC | 431571108 | COM | 149,585 | $4,837,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 175,341 | $4,835,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 1,120,137 | $4,816,000 | thousands by filing date | |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 2,815,000 | $4,805,000 | thousands by filing date | principal |
| FORD MTR CO DEL | 345370CN8 | NOTE 4.250%11/1 | 2,637,000 | $4,774,000 | thousands by filing date | principal |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 136,946 | $4,771,000 | thousands by filing date | |
| CASTLE AM & CO | 148411101 | COMMON STOCK | 323,957 | $4,759,000 | thousands by filing date | |
| KYTHERA BIOPHARMACEUTICALS I | 501570105 | COM | 119,437 | $4,749,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 231,325 | $4,741,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 38,500 | $4,737,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | G73030AA9 | DEBT 2.500% 9/1 | 4,000,000 | $4,723,000 | thousands by filing date | principal |
| MYLAN INC | 628530AJ6 | CORPORATE OBLIG | 1,282,000 | $4,712,000 | thousands by filing date | principal |
| WALTER INVESTMENT MANAGEMENT | 93317WAA0 | CNV | 4,986,000 | $4,706,000 | thousands by filing date | principal |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 67,722 | $4,701,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 46,716 | $4,700,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 248,667 | $4,698,000 | thousands by filing date | |
| CHEVRON CORP NEW | 166764902 | OPTION | 39,450 | $4,691,000 | thousands by filing date | call |
| HALCON RES CORP | 40537Q209 | COM NEW | 1,078,682 | $4,670,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761UAE6 | NOTE 5.750% 1/1 | 4,384,000 | $4,653,000 | thousands by filing date | principal |
| SHIP FINANCE INTERNATIONAL L | G81075AE6 | NOTE 3.250% 2/0 | 4,217,000 | $4,647,000 | thousands by filing date | principal |
| MENTOR GRAPHICS CORP | 587200106 | COM | 210,822 | $4,642,000 | thousands by filing date | |
| CORECIVIC INC | 22025Y407 | COM | 148,135 | $4,640,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 215,968 | $4,632,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 55,287 | $4,604,000 | thousands by filing date | |
| KALOBIOS PHARMACEUTICALS INC | 48344T100 | COM | 1,692,255 | $4,586,000 | thousands by filing date | |
| KELLY SVCS INC | 488152307 | CL B | 193,700 | $4,574,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 101,446 | $4,573,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 18,990 | $4,572,000 | thousands by filing date | |
| EVOGENE LTD | M4119S104 | SHS | 239,608 | $4,565,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 165,075 | $4,555,000 | thousands by filing date | |
| MEDASSETS INC | 584045108 | COM | 184,235 | $4,552,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 450,425 | $4,540,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 90,657 | $4,538,000 | thousands by filing date | |
| ROSETTA RESOURCES INC | 777779307 | COM | 97,307 | $4,533,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 72,352 | $4,531,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 194,056 | $4,526,000 | thousands by filing date | |
| DFC GLOBAL CORP | 256664AC7 | NOTE | 4,910,000 | $4,511,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DEL | 530715AL5 | DEB 3.750% 2/1 | 7,496,580 | $4,498,000 | thousands by filing date | principal |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 50,182 | $4,492,000 | thousands by filing date | |
| DFC GLOBAL CORP | 23324T107 | COM | 508,163 | $4,488,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 484,374 | $4,475,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 93,344 | $4,457,000 | thousands by filing date | |
| PHILIPPINE LONG DISTANCE TEL | 718252604 | SPONSORED ADR | 72,889 | $4,447,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 812,666 | $4,445,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 189,563 | $4,441,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 101,339 | $4,435,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 103,711 | $4,431,000 | thousands by filing date | |
| FAIRPOINT COMMUNICATIONS INC | 305560302 | COM NEW | 325,840 | $4,431,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 1,250,387 | $4,426,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 535,007 | $4,425,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 90,249 | $4,418,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 244,668 | $4,412,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 85,593 | $4,400,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 53,711 | $4,391,000 | thousands by filing date | |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 236,077 | $4,389,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 45,857 | $4,367,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 36,235 | $4,358,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 103,041 | $4,354,000 | thousands by filing date | |
| SYMMETRY MEDICAL INC | 871546206 | COM | 432,815 | $4,354,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383105 | COM | 748,266 | $4,341,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 151,758 | $4,329,000 | thousands by filing date | |
| SKULLCANDY INC | 83083J104 | COM | 469,659 | $4,312,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 274,494 | $4,310,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 365,546 | $4,309,000 | thousands by filing date | |
| PROSPECT CAPITAL CORP | 74348TAD4 | NOTE | 4,056,000 | $4,267,000 | thousands by filing date | principal |
| NEENAH PAPER INC | 640079109 | COM | 82,487 | $4,266,000 | thousands by filing date | |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 270,273 | $4,262,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 110,259 | $4,260,000 | thousands by filing date | |
| HOVNANIAN ENTERPRISES INC | 442487955 | OPTION | 900,000 | $4,257,000 | thousands by filing date | put |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 781,721 | $4,252,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 54,721 | $4,249,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 41,914 | $4,248,000 | thousands by filing date | |
| STATE STREET IG PUBLIC &PRIVATE CREDIT ETF | 78464A458 | ETF | 182,372 | $4,240,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 278,976 | $4,238,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 47,923 | $4,227,000 | thousands by filing date | |
| MCCLATCHY CO | 579489105 | CL A | 658,415 | $4,227,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 109,206 | $4,220,000 | thousands by filing date | |
| ANN INC | 035623107 | COM | 101,717 | $4,219,000 | thousands by filing date | |
| NEWMONT MINING CORP | 651639908 | OPTION | 179,534 | $4,208,000 | thousands by filing date | call |
| CLARCOR INC | 179895107 | COM | 73,291 | $4,203,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 343,150 | $4,197,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 148,000 | $4,185,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 66,163 | $4,179,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 89,872 | $4,173,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 255,942 | $4,172,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 183,575 | $4,166,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 50,029 | $4,164,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 122,198 | $4,158,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 64,097 | $4,154,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 861,672 | $4,153,000 | thousands by filing date | |
| MONTAGE TECHNOLOGY GROUP LTD | G6209T105 | SHS | 207,366 | $4,151,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 122,705 | $4,141,000 | thousands by filing date | |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 63,521 | $4,135,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 125,639 | $4,126,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 691,249 | $4,120,000 | thousands by filing date | |
| CONTINENTAL AIRLS INC | 210795PU8 | NOTE 4.500% 1/1 | 1,732,000 | $4,116,000 | thousands by filing date | principal |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 169,014 | $4,099,000 | thousands by filing date | |
| DEERE & CO | 244199907 | OPTION | 45,000 | $4,086,000 | thousands by filing date | call |
| M/I HOMES INC | 55292PAA3 | NOTE 3.250% 9/1 | 3,370,000 | $4,080,000 | thousands by filing date | principal |
| TEAM INC | 878155100 | COM | 94,987 | $4,072,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 244,312 | $4,070,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 173,262 | $4,059,000 | thousands by filing date | |
| COMPUWARE CORP | 205638109 | COM | 386,192 | $4,056,000 | thousands by filing date | |
| MORGAN STANLEY | 617446950 | OPTION | 130,000 | $4,052,000 | thousands by filing date | put |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 201,718 | $4,049,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 55,661 | $4,041,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 434,825 | $4,039,000 | thousands by filing date | |
| BON-TON STORES INC | 09776J101 | COM | 367,485 | $4,035,000 | thousands by filing date | |
| FIRST NBC BK HLDG CO COM | 32115D106 | COM | 115,257 | $4,018,000 | thousands by filing date | |
| BURGER KING WORLDWIDE INC | 121220107 | COM | 151,323 | $4,017,000 | thousands by filing date | |
| CF INDS HLDGS INC | 125269902 | OPTION | 15,400 | $4,014,000 | thousands by filing date | call |
| DONALDSON INC COM | 257651109 | Stock | 94,649 | $4,013,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 32,188 | $3,998,000 | thousands by filing date | |
| VEOLIA ENVIRONNEMENT F | 92334N103 | Equity | 200,937 | $3,994,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 110,972 | $3,989,000 | thousands by filing date | |
| DANAHER CORP | 235851904 | OPTION | 52,900 | $3,968,000 | thousands by filing date | call |
| INFORMATICA CORP | 45666Q102 | COM | 104,861 | $3,963,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 106,321 | $3,961,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 50,919 | $3,950,000 | thousands by filing date | |
| ETFS WHITE METALS BASKET TR | 26923B104 | PHY WM BSK SHS | 100,000 | $3,938,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 243,967 | $3,937,000 | thousands by filing date | |
| Revenueshares Etf Trust | 761396100 | LARGECAP FD | 106,290 | $3,933,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 63,589 | $3,929,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 57,787 | $3,922,000 | thousands by filing date | |
| MONTPELIER RE HLDGS LTD SH | G62185106 | COM | 131,541 | $3,915,000 | thousands by filing date | |
| CHARTER FINANCIAL CORP | 16122W108 | COM | 361,000 | $3,903,000 | thousands by filing date | |
| ACTUATE CORP | 00508B102 | COM | 647,141 | $3,895,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640Q105 | COM | 67,257 | $3,891,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 31,919 | $3,883,000 | thousands by filing date | |
| AV HOMES INC | 00234PAB8 | BOND | 3,360,000 | $3,881,000 | thousands by filing date | principal |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 152,460 | $3,880,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 445,675 | $3,873,000 | thousands by filing date | |
| COINSTAR INC | 19259PAF9 | NOTE 4.000% | 2,150,000 | $3,869,000 | thousands by filing date | principal |
| PHOTRONICS INC | 719405AF9 | NOTE 5.500%10/0 | 2,200,000 | $3,856,000 | thousands by filing date | principal |
| APOLLO COML REAL EST FIN INC | 03762UAA3 | NOTE 5.500% 3/1 | 3,777,000 | $3,853,000 | thousands by filing date | principal |
| BARNES GROUP INC | 067806109 | COM | 99,746 | $3,838,000 | thousands by filing date | |
| KOFAX LTD | G5307C105 | COM USD | 441,967 | $3,832,000 | thousands by filing date | |
| BROOKFIELD MTG OPP INC FD IN | 112792106 | COM | 226,771 | $3,814,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 188,400 | $3,810,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 121,477 | $3,808,000 | thousands by filing date | |
| Coupons Com Inc | 22265J102 | Common Stock | 153,650 | $3,787,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 105,224 | $3,782,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 213,255 | $3,773,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 37,360 | $3,760,000 | thousands by filing date | |
| PERICOM SEMICONDUCTOR CORP | 713831105 | COM | 479,012 | $3,751,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 46,766 | $3,740,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 95,228 | $3,735,000 | thousands by filing date | |
| ALON USA PARTNERS LP UNIT LTD PARTNERSHIP INT | 02052T109 | COM | 224,000 | $3,732,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746903 | OPTION | 75,000 | $3,731,000 | thousands by filing date | call |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 275,619 | $3,730,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 363,119 | $3,729,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 40,967 | $3,684,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 84,316 | $3,670,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 104,357 | $3,669,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 61,480 | $3,641,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 136,182 | $3,633,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 105,893 | $3,632,000 | thousands by filing date | |
| OM GROUP INC | 670872100 | COM | 109,259 | $3,629,000 | thousands by filing date | |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 126,465 | $3,628,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 90,610 | $3,626,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 47,050 | $3,626,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 124,718 | $3,625,000 | thousands by filing date | |
| PRICELINE COM INC | 741503AN6 | BOND | 924,000 | $3,615,000 | thousands by filing date | principal |
| AFFYMETRIX INC | 00826TAH1 | NOTE 4.000% 7/0 | 2,525,000 | $3,586,000 | thousands by filing date | principal |
| ST JOE CO | 790148100 | COM | 185,787 | $3,575,000 | thousands by filing date | |
| PEPCO HOLDINGS INC | 713291102 | COM | 173,993 | $3,563,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 581,521 | $3,554,000 | thousands by filing date | |
| AUXILIUM PHARMACEUTICALS INC | 05334DAA5 | NOTE 1.500% 7/1 | 2,687,000 | $3,551,000 | thousands by filing date | principal |
| KEMPER CORP COM | 488401100 | Stock | 90,158 | $3,532,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 114,492 | $3,521,000 | thousands by filing date | |
| OMNICARE INC | 681904AL2 | DBCV 3.250%12/1 | 3,295,000 | $3,517,000 | thousands by filing date | principal |
| INTL GAME TECH 3.250 | 459902AQ5 | NOTE 3.250% 5/0 | 3,508,000 | $3,512,000 | thousands by filing date | principal |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 101,393 | $3,511,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 160,222 | $3,510,000 | thousands by filing date | |
| NATIONAL PENN BANCSHARES INC | 637138108 | COM | 335,817 | $3,509,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 438,410 | $3,495,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 137,449 | $3,494,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 136,420 | $3,494,000 | thousands by filing date | |
| GENERAL MILLS INC | 370334955 | OPTION | 67,200 | $3,482,000 | thousands by filing date | put |
| FURIEX PHARMACEUTICALS | 36106P101 | COM | 39,986 | $3,479,000 | thousands by filing date | |
| CATERPILLAR INC | 149123903 | OPTION | 35,000 | $3,478,000 | thousands by filing date | call |
| MINDRAY MEDICAL INTL LTD | 602675100 | SPON ADR | 107,458 | $3,477,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AR4 | NOTE 1.875% 8/0 | 1,384,000 | $3,475,000 | thousands by filing date | principal |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 24,396 | $3,469,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 34,909 | $3,462,000 | thousands by filing date | |
| SUPERTEX INC | 868532102 | COM | 104,786 | $3,457,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 441,472 | $3,453,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 438,863 | $3,442,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 76,394 | $3,433,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 166,990 | $3,417,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 63,804 | $3,416,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 59,504 | $3,403,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 89,283 | $3,401,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 121,452 | $3,400,000 | thousands by filing date | |
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 93,811 | $3,398,000 | thousands by filing date | |
| MORGANS HOTEL GROUP CO | 61748W108 | COM | 420,847 | $3,384,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AC3 | DBCV 4.750% 4/1 | 2,775,000 | $3,382,000 | thousands by filing date | principal |
| STANLEY BLACK & DECKER CON | 854502309 | UNIT 99/99/9999 | 26,475 | $3,375,000 | thousands by filing date | |
| Starwood Property Trust, Inc. | 85571BAB1 | CONV | 2,936,000 | $3,362,000 | thousands by filing date | principal |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 205,066 | $3,354,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 144,688 | $3,323,000 | thousands by filing date | |
| COLONY CAP INC | 19624R106 | CL A | 150,958 | $3,313,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 65,677 | $3,309,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 197,834 | $3,304,000 | thousands by filing date | |
| EGALET CORP | 28226B104 | COM | 235,925 | $3,300,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 90,633 | $3,298,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 22,108 | $3,292,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 101,232 | $3,291,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 265,641 | $3,273,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 341,133 | $3,268,000 | thousands by filing date | |
| DRYSHIPS INC. | 262498AB4 | NOTE 5.000%12/0 | 3,301,000 | $3,264,000 | thousands by filing date | principal |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 3,053,000 | $3,250,000 | thousands by filing date | principal |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 189,740 | $3,240,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 196,635 | $3,238,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 69,422 | $3,231,000 | thousands by filing date | |
| TAL INTERNATIONAL GROUP | 874083108 | COMMON STOCK | 75,365 | $3,231,000 | thousands by filing date | |
| PAREXEL INTL CORP | 699462107 | COM | 59,597 | $3,225,000 | thousands by filing date | |
| BABCOCK & WILCOX CO NEW | 05615F102 | COM | 97,108 | $3,223,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 91,620 | $3,220,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 84,061 | $3,209,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 238,843 | $3,203,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 134,779 | $3,191,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 55,590 | $3,184,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 24,750 | $3,170,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 169,786 | $3,168,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 685,181 | $3,165,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 372,377 | $3,162,000 | thousands by filing date | |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 115,128 | $3,155,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 104,616 | $3,153,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 145,415 | $3,151,000 | thousands by filing date | |
| HOME LN SERVICING SOLUTIONS | G6648D109 | ORD SHS | 145,793 | $3,150,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 55,730 | $3,148,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 228,707 | $3,147,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 53,163 | $3,146,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 72,243 | $3,146,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167CA3 | CNV | 3,108,000 | $3,145,000 | thousands by filing date | principal |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 2,473,000 | $3,139,000 | thousands by filing date | principal |
| COBIZ FINANCIAL INC | 190897108 | COM | 272,444 | $3,139,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 167,501 | $3,128,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 185,863 | $3,118,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 103,830 | $3,117,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 50,721 | $3,115,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 298,780 | $3,111,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 87,529 | $3,110,000 | thousands by filing date | |
| NUVASIVE INC | 670704AC9 | CORPORATE OBLIG | 2,618,000 | $3,109,000 | thousands by filing date | principal |
| ADTRAN INC | 00738A106 | COMMON STOCK | 126,467 | $3,087,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 69,948 | $3,079,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 78,156 | $3,077,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 173,857 | $3,072,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 219,790 | $3,064,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 227,250 | $3,057,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 602,437 | $3,024,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 153,250 | $3,021,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 53,976 | $3,017,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 939,810 | $3,007,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 274,448 | $3,006,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 75,175 | $2,999,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 54,383 | $2,998,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 108,598 | $2,980,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 48,246 | $2,980,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 94,949 | $2,979,000 | thousands by filing date | |
| ATLANTIC TELE NETWORK INC | 049079205 | COM NEW | 44,948 | $2,963,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 129,483 | $2,957,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 37,813 | $2,951,000 | thousands by filing date | |
| Plains Group Hldgs LP | 72651A108 | UT LTD PTNR | 105,122 | $2,941,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 145,722 | $2,927,000 | thousands by filing date | |
| THOMPSON CREEK METALS CO INC | 884768300 | UNIT 99/99/9999 | 226,150 | $2,926,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 38,721 | $2,925,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 63,770 | $2,876,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 155,085 | $2,867,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 49,670 | $2,860,000 | thousands by filing date | |
| GOODRICH | 382410AG3 | NOTE5 | 2,776,000 | $2,856,000 | thousands by filing date | principal |
| EXPONENT INC | 30214U102 | COM | 37,797 | $2,838,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 41,556 | $2,837,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 70,419 | $2,832,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 87,275 | $2,825,000 | thousands by filing date | |
| INTEL CORP | 458140902 | OPTION | 109,350 | $2,823,000 | thousands by filing date | call |
| CATERPILLAR INC | 149123952 | OPTION | 28,400 | $2,822,000 | thousands by filing date | put |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 98,170 | $2,817,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 92,781 | $2,815,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 92,947 | $2,810,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 176,125 | $2,804,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 95,372 | $2,799,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 194,317 | $2,797,000 | thousands by filing date | |
| POWERSHARES CHINESE YUAN DIM SUM BOND | 73937B753 | COM | 114,305 | $2,797,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 70,711 | $2,790,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 42,381 | $2,777,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 272,400 | $2,775,000 | thousands by filing date | |
| AUDIENCE INC | 05070J102 | COM | 220,424 | $2,756,000 | thousands by filing date | |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 102,198 | $2,754,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 219,593 | $2,745,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 55,059 | $2,740,000 | thousands by filing date | |
| REVENUESHARES | 761396308 | EXCHANGE TRADED | 50,000 | $2,735,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 371,135 | $2,732,000 | thousands by filing date | |
| INTL SHIPHOLDING CORP | 460321201 | COM | 92,627 | $2,727,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 72,683 | $2,723,000 | thousands by filing date | |
| FAIRCHILD SEMICONDUCTOR | 303726103 | COMMON STOCK | 197,033 | $2,717,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X830 | RUSS NOMURA PR | 62,487 | $2,709,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 40,053 | $2,708,000 | thousands by filing date | |
| EINSTEIN NOAH REST GROUP INC | 28257U104 | COM | 164,422 | $2,706,000 | thousands by filing date | |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 352,380 | $2,701,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 131,449 | $2,700,000 | thousands by filing date | |
| PLX TECHNOLOGY INC | 693417107 | COM | 446,186 | $2,699,000 | thousands by filing date | |
| JGWPT HLDGS INC | 46617m109 | CL A | 147,400 | $2,691,000 | thousands by filing date | |
| BENEFICIAL MUTUAL BANCORP IN | 08173R104 | COM | 202,898 | $2,677,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES INC | 345550107 | CL A | 140,060 | $2,675,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 133,083 | $2,671,000 | thousands by filing date | |
| IXYS CORP | 46600W106 | COMMON STOCK | 233,207 | $2,647,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G904 | OPTION | 27,000 | $2,637,000 | thousands by filing date | call |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 47,428 | $2,636,000 | thousands by filing date | |
| PREMIERE GLOBAL SVCS INC | 740585104 | COM | 217,508 | $2,623,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 102,509 | $2,619,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 28,656 | $2,608,000 | thousands by filing date | |
| HOME INNS & HOTELS MGMT INC | 43713WAB3 | NOTE 2.000%12/1 | 2,694,000 | $2,605,000 | thousands by filing date | principal |
| SUFFOLK BANCORP | 864739107 | COM | 116,644 | $2,601,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 30,464 | $2,591,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235T107 | COM | 83,350 | $2,590,000 | thousands by filing date | |
| COURIER CORP | 222660102 | COMMON STOCK | 168,046 | $2,588,000 | thousands by filing date | |
| SOLARWINDS INC | 83416B109 | COM | 60,662 | $2,586,000 | thousands by filing date | |
| ZELTIQ AESTHETICS INC | 98933Q108 | COM | 131,846 | $2,586,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 129,983 | $2,583,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 304,056 | $2,566,000 | thousands by filing date | |
| YADKIN FINANCIAL CORP | 984305102 | COM | 119,500 | $2,559,000 | thousands by filing date | |
| NATIONAL WESTMINSTER BK PLC | 638539882 | SPON ADR C | 99,850 | $2,555,000 | thousands by filing date | |
| LINN ENERGY LLC | 536020951 | OPTION | 90,000 | $2,549,000 | thousands by filing date | put |
| HCI GROUP INC | 40416E103 | COM | 69,893 | $2,545,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 23,164 | $2,526,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 191,644 | $2,526,000 | thousands by filing date | |
| CARDINAL FINANCIAL CORP | 14149F109 | COMMON STOCK | 141,602 | $2,525,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 59,215 | $2,525,000 | thousands by filing date | |
| RADIO ONE INC | 75040P405 | CL D NON VTG | 532,372 | $2,523,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 104,537 | $2,512,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 101,311 | $2,503,000 | thousands by filing date | |
| FAIRWAY GROUP HLDGS CORP | 30603D109 | CL A | 327,430 | $2,501,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 82,679 | $2,490,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 197,992 | $2,488,000 | thousands by filing date | |
| SWS GROUP INC | 78503N107 | COM | 329,964 | $2,467,000 | thousands by filing date | |
| CACI INTL INC | 127190AD8 | NOTE 2.125% 5/0 | 1,827,000 | $2,465,000 | thousands by filing date | principal |
| CASH AMER INTL INC | 14754D100 | COM | 63,598 | $2,463,000 | thousands by filing date | |
| CONOCOPHILLIPS | 20825C906 | OPTION | 35,000 | $2,462,000 | thousands by filing date | call |
| DISCOVERY INC | 25470F302 | COM SER C | 31,897 | $2,458,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 58,225 | $2,452,000 | thousands by filing date | |
| HARTE-HANKS INC | 416196103 | COM | 275,695 | $2,437,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 81,683 | $2,432,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 146,925 | $2,426,000 | thousands by filing date | |
| BLYTH INC | 09643P207 | COM NEW | 225,917 | $2,424,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 111,214 | $2,423,000 | thousands by filing date | |
| TARGET CORP | 87612E908 | OPTION | 40,000 | $2,420,000 | thousands by filing date | call |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 42,888 | $2,419,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 71,316 | $2,416,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 80,831 | $2,411,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 89,234 | $2,408,000 | thousands by filing date | |
| ADVANCED MICRO DEV | 007903958 | OPTION | 600,000 | $2,406,000 | thousands by filing date | put |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 36,260 | $2,401,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 131,764 | $2,397,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 44,807 | $2,395,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 320,024 | $2,394,000 | thousands by filing date | |
| NATIONAL INTERSTATE CORP | 63654U100 | COM | 88,699 | $2,378,000 | thousands by filing date | |
| MOSAIC CO NEW | 61945C905 | OPTION | 47,500 | $2,375,000 | thousands by filing date | call |
| AUSPEX PHARMACE | 05211J102 | Common Stock | 77,075 | $2,371,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 276,732 | $2,366,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 51,771 | $2,364,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 75,079 | $2,363,000 | thousands by filing date | |
| TITAN MACHINERY INC | 88830RAB7 | NOTE | 2,785,000 | $2,362,000 | thousands by filing date | principal |
| NMI HLDGS INC | 629209305 | COM | 201,339 | $2,360,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 53,501 | $2,358,000 | thousands by filing date | |
| EXAMWORKS GROUP INC COM | 30066A105 | COM | 67,341 | $2,357,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 269,406 | $2,353,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 61,538 | $2,348,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740C337 | S&P 500 VEQTOR | 15,903 | $2,345,000 | thousands by filing date | |
| CAPELLA EDUCATION CO | 139594105 | COM | 37,032 | $2,338,000 | thousands by filing date | |
| REMY INTL INC | 759663107 | COM | 98,934 | $2,337,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 48,884 | $2,334,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 86,045 | $2,329,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 93,111 | $2,325,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 133,925 | $2,323,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 114,633 | $2,319,000 | thousands by filing date | |
| CHEVRON CORP NEW | 166764951 | OPTION | 19,450 | $2,313,000 | thousands by filing date | put |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 169,944 | $2,302,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 196,050 | $2,300,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 79,735 | $2,300,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 164,184 | $2,294,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 70,984 | $2,292,000 | thousands by filing date | |
| SILICON IMAGE INC | 82705T102 | COM | 332,206 | $2,292,000 | thousands by filing date | |
| PARK STERLING CORP | 70086Y105 | COM | 344,731 | $2,292,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 50,163 | $2,284,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 510,800 | $2,284,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 62,106 | $2,267,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 177,650 | $2,265,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 140,449 | $2,261,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 90,360 | $2,261,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 52,004 | $2,259,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 37,052 | $2,257,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 275,148 | $2,253,000 | thousands by filing date | |
| MCG CAPITAL CORP | 58047P107 | COM | 593,526 | $2,249,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-14-000357 | this filing | 2014-05-15 | acceptance time not in the bulk data set |