13F-HR/A filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR/A for the quarter ended 2013-12-31, filed 2014-02-26, with 4,076 holding rows worth $352,443,688,000 by the sum of the rows.
- Accession
- 0000019617-14-000292
- Filer
- CIK 19617
- Filed
- 2014-02-26
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A holdings report, amendment of type restatement, 24,697 entries on the cover page, a total value of $352,443,692,313,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $352,443,688,000 with VALUE read as thousands by filing date, 13F file number 028-00694. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $352,443,692,313,000, about 1,000 times the sum of the rows, $352,443,688,000. The filer likely wrote its cover total in dollars and its rows in thousands. This page uses the sum of the rows.
Other managers
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJPMP CAPITAL CORP.028-11933
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJ.P. Morgan Whitefriars Inc.028-12007
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerBear Stearns Companies LLC028-13153
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 17,233 | $489,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 60,489 | $489,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 20,330 | $487,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916107 | COM | 154,408 | $486,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 13,376 | $485,000 | thousands by filing date | |
| UNIVERSAL AMERN CORP NEW | 91338E101 | COM | 66,362 | $484,000 | thousands by filing date | |
| UNITED CONTL HLDGS INC | 910047950 | OPTION | 12,800 | $484,000 | thousands by filing date | put |
| PDC ENERGY INC | 69327R101 | COM | 9,085 | $483,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 42,532 | $483,000 | thousands by filing date | |
| PULTE GROUP INC | 745867903 | OPTION | 23,700 | $483,000 | thousands by filing date | call |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 50,841 | $479,000 | thousands by filing date | |
| MADISON SQUARE GARDEN CO | 55826P100 | CL A | 8,288 | $478,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 7,547 | $477,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 66,299 | $477,000 | thousands by filing date | |
| MECHEL OAO | 583840103 | SPONSORED ADR | 186,289 | $477,000 | thousands by filing date | |
| LONCOR RESOURCES INC | 54179W101 | COM | 5,111,081 | $475,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 16,357 | $474,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 13,638 | $474,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 33,505 | $474,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 50,984 | $471,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 21,430 | $466,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 38,260 | $466,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 31,103 | $466,000 | thousands by filing date | |
| Niska Gas Storage Partners L | 654678101 | Unit Ltd Liabi | 31,597 | $466,000 | thousands by filing date | |
| ORIENT EXPRESS HOTELS LTD -A | G67743107 | CL A | 30,769 | $465,000 | thousands by filing date | |
| HORSEHEAD HLDG CORP | 440694305 | COM | 28,467 | $462,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 7,482 | $461,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 39,170 | $460,000 | thousands by filing date | |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 868,000 | $459,000 | thousands by filing date | principal |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 15,680 | $456,000 | thousands by filing date | |
| SWS GROUP INC | 78503N107 | COM | 75,053 | $456,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 11,765 | $454,000 | thousands by filing date | |
| HOME DEPOT INC | 437076904 | OPTION | 5,500 | $453,000 | thousands by filing date | call |
| MONRO INC | 610236101 | COMMON STOCK | 7,987 | $450,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 12,145 | $448,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 29,189 | $446,000 | thousands by filing date | |
| VALUEVISION MEDIA INC | 92047K107 | CL A | 63,868 | $446,000 | thousands by filing date | |
| CEPHEID | 15670R107 | COM | 9,523 | $445,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 27,672 | $445,000 | thousands by filing date | |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 160,515 | $444,000 | thousands by filing date | |
| RESOURCE AMERICA INC-CL A | 761195205 | CL A | 47,440 | $444,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 10,269 | $441,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 19,040 | $440,000 | thousands by filing date | |
| BURGER KING WORLDWIDE INC | 121220107 | COM | 19,148 | $438,000 | thousands by filing date | |
| ING U S INC | 45685E106 | COM | 12,386 | $436,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 10,799 | $434,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 7,250 | $431,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 35,625 | $431,000 | thousands by filing date | |
| AVG TECHNOLOGIES | N07831105 | SHS | 24,948 | $430,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 28,166 | $429,000 | thousands by filing date | |
| POTASH CORP SASK | 73755L958 | OPTION | 13,000 | $428,000 | thousands by filing date | put |
| BRIDGE BANCORP INC | 108035106 | COM | 16,414 | $427,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 9,107 | $426,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 42,636 | $426,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 17,080 | $424,000 | thousands by filing date | |
| PLANET PAYMENT INC | U72603118 | SHS | 152,616 | $424,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 4,221 | $423,000 | thousands by filing date | |
| GFI GROUP INC | 361652209 | COM | 107,607 | $421,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 130,426 | $417,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 29,967 | $417,000 | thousands by filing date | |
| VIASYSTEMS GROUP INC | 92553H803 | COM PAR$.01 | 30,408 | $416,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 40,638 | $415,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 17,961 | $415,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 18,511 | $412,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 34,871 | $412,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 14,421 | $410,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 21,000 | $410,000 | thousands by filing date | |
| GRAMERCY PPTY TR INC | 38489R100 | COM | 71,295 | $410,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 16,678 | $408,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q853 | GUGG CHN SML CAP | 15,326 | $407,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 7,641 | $406,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 15,649 | $406,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 12,209 | $406,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 6,341 | $404,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 16,217 | $403,000 | thousands by filing date | |
| CARDTRONICS INC | 14161H108 | COMMON STOCK | 9,279 | $403,000 | thousands by filing date | |
| INTEGRATED ELECTRICAL SERVIC | 45811E301 | COM | 74,832 | $403,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 26,677 | $402,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 31,354 | $400,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 59,695 | $400,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 4,262 | $395,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 21,880 | $393,000 | thousands by filing date | |
| IDENIX PHARMACEUTICALS INC | 45166R204 | COM | 65,582 | $393,000 | thousands by filing date | |
| EASTMAN KODAK CO WT EXP 090318 | 277461133 | Stock | 19,953 | $393,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 9,479 | $392,000 | thousands by filing date | |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 22,287 | $392,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 8,217 | $390,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 18,752 | $390,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 10,046 | $389,000 | thousands by filing date | |
| GLOBAL GEOPHYSICAL SERVICES | 37946S107 | COM | 242,016 | $389,000 | thousands by filing date | |
| MCDONALD'S CORP | 580135952 | OPTION | 4,000 | $388,000 | thousands by filing date | put |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 71,235 | $386,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 37,057 | $386,000 | thousands by filing date | |
| KB HOME | 48666K950 | OPTION | 21,000 | $384,000 | thousands by filing date | put |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 14,855 | $383,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 28,411 | $381,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 4,373 | $378,000 | thousands by filing date | |
| ALLIANCE ONE INTL | 018772103 | COMMON STOCK | 123,552 | $377,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 21,419 | $377,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 19,745 | $376,000 | thousands by filing date | |
| HOME INNS & HOTELS MGMT INC | 43713W107 | SPON ADR | 8,626 | $376,000 | thousands by filing date | |
| WALTER ENERGY INC | 93317Q956 | OPTION | 22,600 | $376,000 | thousands by filing date | put |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 19,812 | $373,000 | thousands by filing date | |
| TEXAS INSTRUMENTS | 882508906 | OPTION | 8,500 | $373,000 | thousands by filing date | call |
| AVATAR HOLDINGS INC | 053494AF7 | CONVERTIBLE BONDS | 375,000 | $371,000 | thousands by filing date | principal |
| CSX CORP | 126408905 | OPTION | 12,900 | $371,000 | thousands by filing date | call |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 4,105 | $370,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 12,442 | $370,000 | thousands by filing date | |
| OMNICARE INC | 681904AN8 | NOTE 3.750%12/1 | 160,000 | $368,000 | thousands by filing date | principal |
| NETFLIX INC | 64110L957 | OPTION | 1,000 | $368,000 | thousands by filing date | put |
| EASTMAN KODAK CO WT EXP 090318 | 277461141 | Stock | 19,953 | $368,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 29,649 | $366,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 34,693 | $364,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 10,145 | $364,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 27,343 | $361,000 | thousands by filing date | |
| BABSON CAPITAL CORPORATE INV | 05617K109 | COM | 24,090 | $360,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 54,894 | $359,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 20,659 | $355,000 | thousands by filing date | |
| STATE BANK FINL CORP COM | 856190103 | COM | 19,529 | $355,000 | thousands by filing date | |
| IMATION CORP | 45245A107 | COM | 75,810 | $354,000 | thousands by filing date | |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 3,204 | $354,000 | thousands by filing date | |
| HIGHER ONE HOLDINGS INC | 42983D104 | COM | 36,277 | $354,000 | thousands by filing date | |
| PROCERA NETWORKS INC | 74269U203 | COM | 23,586 | $354,000 | thousands by filing date | |
| CSX CORP | 126408954 | OPTION | 12,300 | $354,000 | thousands by filing date | put |
| ZALECORPNEW | 988858106 | COM | 22,374 | $353,000 | thousands by filing date | |
| VOCUS INC | 92858J108 | COM | 30,937 | $353,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W882 | CONSUMR DISCRT | 4,404 | $353,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 20,023 | $352,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M654 | GUGG ENH SHT DUR | 7,017 | $352,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 6,162 | $350,000 | thousands by filing date | |
| MOSAIC CO NEW | 61945C954 | OPTION | 7,400 | $350,000 | thousands by filing date | put |
| EPR PPTYS | 26884U307 | CONV PFD 9% SR E | 12,402 | $348,000 | thousands by filing date | |
| BAXTER INTL INC | 071813901 | OPTION | 5,000 | $348,000 | thousands by filing date | call |
| TRIANGLE CAP CORP | 895848109 | COM | 12,531 | $347,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A305 | ALPCLONE ALTER | 9,202 | $346,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 9,978 | $340,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X731 | S&P INTL CONS | 8,360 | $340,000 | thousands by filing date | |
| YUM BRANDS INC | 988498903 | OPTION | 4,500 | $340,000 | thousands by filing date | call |
| SEACHANGE INTL INC | 811699107 | COM | 27,885 | $339,000 | thousands by filing date | |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 19,550 | $334,000 | thousands by filing date | |
| MARKET VECTORS VIETNAM ETF | 57060U761 | CMN | 17,651 | $332,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 75,178 | $331,000 | thousands by filing date | |
| ENEL GENERACION CHILE S A | 29244T101 | SPONSORED ADR | 7,396 | $330,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X305 | MID EAST DIVD | 16,444 | $329,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 16,725 | $328,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X673 | INTL INDS ETF | 10,204 | $327,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 7,147 | $326,000 | thousands by filing date | |
| ADVISORY BOARD CO/THE | 00762W107 | Domestic Common | 5,116 | $326,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X681 | INTL HLTH ETF | 7,283 | $326,000 | thousands by filing date | |
| OILTANKING PARTNERS L P | 678049107 | UNIT LTD | 5,213 | $324,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 12,879 | $323,000 | thousands by filing date | |
| VMWARE INC | 928563907 | OPTION | 3,600 | $323,000 | thousands by filing date | call |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 7,975 | $322,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 12,655 | $322,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 43,274 | $322,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 19,583 | $322,000 | thousands by filing date | |
| CARNIVAL CORP | 143658953 | OPTION | 8,000 | $321,000 | thousands by filing date | put |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 22,001 | $320,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 15,391 | $320,000 | thousands by filing date | |
| EXPEDIA INC DEL | 30212P956 | OPTION | 4,600 | $320,000 | thousands by filing date | put |
| SINA CORP | G81477955 | OPTION | 3,800 | $320,000 | thousands by filing date | put |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 14,591 | $319,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 19,315 | $316,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 14,000 | $315,000 | thousands by filing date | |
| TECUMSEH PRODUCTS CO-CLASS A | 878895200 | CL A | 34,795 | $315,000 | thousands by filing date | |
| GLOBAL POWER EQUIPMENT GRP I | 37941P306 | COM PAR $0.01 | 16,069 | $314,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 53,625 | $311,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 10,985 | $311,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 76,629 | $311,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376902 | OPTION | 4,900 | $310,000 | thousands by filing date | call |
| CLAYMORE EXCHANGE TRD FD TR | 18383M571 | GUGG CRP BD 2014 | 14,479 | $308,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 11,671 | $306,000 | thousands by filing date | |
| ELECTRO RENT CORP | 285218103 | COM | 16,574 | $306,000 | thousands by filing date | |
| ALLEGHENY TECHNOLO | 01741R953 | OPTION | 8,600 | $306,000 | thousands by filing date | put |
| ARUBA NETWORKS INC | 043176957 | OPTION | 17,100 | $306,000 | thousands by filing date | put |
| M/I HOMES INC | 55292PAB1 | NOTE 3.000% 3/0 | 275,000 | $305,000 | thousands by filing date | principal |
| TOWER GROUP INTERNATIONAL LT | G8988C105 | COM | 90,017 | $303,000 | thousands by filing date | |
| SHORETEL INC | 825211105 | COM | 32,431 | $301,000 | thousands by filing date | |
| KOHLS CORPORATION | 500255906 | OPTION | 5,300 | $301,000 | thousands by filing date | call |
| SKILLED HEALTHCARE GROU-CL A | 83066R107 | CL A | 62,036 | $299,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 11,723 | $297,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N900 | OPTION | 8,400 | $297,000 | thousands by filing date | call |
| RAPTOR PHARMACEUTICAL CORP | 75382F106 | COM | 22,765 | $296,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X953 | OPTION | 41,400 | $296,000 | thousands by filing date | put |
| BANCORP INC DEL | 05969A105 | COM | 16,436 | $295,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 22,615 | $295,000 | thousands by filing date | |
| KOHLS CORPORATION | 500255955 | OPTION | 5,200 | $295,000 | thousands by filing date | put |
| CREE INC | 225447903 | OPTION | 4,716 | $295,000 | thousands by filing date | call |
| 1ST UNITED BANCORP INC/NORTH | 33740N105 | COM | 38,533 | $293,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 24,000 | $292,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 3,747 | $291,000 | thousands by filing date | |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 9,871 | $290,000 | thousands by filing date | |
| HARTFORD FINL SERV | 416515906 | OPTION | 8,000 | $290,000 | thousands by filing date | call |
| EDUCATION MANAGEMENT CORP | 28140M103 | COM | 28,634 | $289,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 5,394 | $287,000 | thousands by filing date | |
| GLOBAL X ARTIFICIAL INTELLIGENCE & TECHNOLOGY ETF | 018606301 | COM | 11,589 | $287,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 53,811 | $286,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 15,853 | $285,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 17,000 | $285,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 5,581 | $284,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 17,535 | $284,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 6,118 | $282,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 7,771 | $282,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 15,602 | $282,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 2,024 | $282,000 | thousands by filing date | |
| WET SEAL INC/THE-CLASS A | 961840105 | CL A | 103,118 | $282,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 13,301 | $282,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 2,288 | $282,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 19,128 | $281,000 | thousands by filing date | |
| ISHARES INC MSCI UTD KINGD | 464286699 | COM | 13,365 | $280,000 | thousands by filing date | |
| SEARS HLDGS CORP | 812350957 | OPTION | 5,700 | $280,000 | thousands by filing date | put |
| CDW CORP COM | 12514G108 | Stock | 11,960 | $279,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973W107 | COM | 8,133 | $279,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 3,741 | $278,000 | thousands by filing date | |
| MGM MIRAGE INC | 552953903 | OPTION | 11,800 | $278,000 | thousands by filing date | call |
| RYDEX ETF TRUST TOP 50 ETF | 78355W205 | COM | 2,126 | $276,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 36,501 | $276,000 | thousands by filing date | |
| CIMATRON LTD | M23798107 | ORD | 30,541 | $276,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 14,000 | $275,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 10,792 | $275,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 27,552 | $274,000 | thousands by filing date | |
| CKX LDS INC | 12562N104 | COM | 19,050 | $273,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 31,886 | $273,000 | thousands by filing date | |
| API TECHNOLOGIES CORP | 00187E203 | COM NEW | 80,255 | $273,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 21,021 | $271,000 | thousands by filing date | |
| ALCOA INC | 013817903 | OPTION | 25,500 | $271,000 | thousands by filing date | call |
| CADENCE PHARMACEUTICALS INC | 12738T100 | COM | 29,713 | $269,000 | thousands by filing date | |
| BEBE STORES INC | 075571109 | COM | 50,645 | $269,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 6,631 | $268,000 | thousands by filing date | |
| APEX SILVER MINES LTD ORD | 37950E853 | COM | 23,953 | $268,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 8,974 | $267,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 2,972 | $266,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 25,532 | $266,000 | thousands by filing date | |
| AVIANCA HLDGS SA | 05367G100 | SPON ADR REP PFD | 17,140 | $265,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 6,569 | $262,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 6,340 | $261,000 | thousands by filing date | |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 13,557 | $261,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 2,530 | $260,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 9,820 | $260,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X104 | DYNAMIC MKT PT | 3,800 | $259,000 | thousands by filing date | |
| WCI CMNTYS INC | 92923C807 | COM PAR $0.01 | 13,506 | $258,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 18,112 | $258,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 8,531 | $258,000 | thousands by filing date | |
| BROADCOM CORP | 111320909 | OPTION | 8,700 | $258,000 | thousands by filing date | call |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 9,672 | $257,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 3,203 | $257,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG | 03938L906 | OPTION | 14,400 | $257,000 | thousands by filing date | call |
| KEARNY FINANCIAL CORP | 487169104 | Domestic Common | 22,059 | $256,000 | thousands by filing date | |
| WELLS FARGO & CO NEW | 949746119 | *W EXP 10/28/201 | 16,070 | $256,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 9,764 | $253,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 41,302 | $248,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549906 | OPTION | 12,700 | $248,000 | thousands by filing date | call |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 9,630 | $247,000 | thousands by filing date | |
| NATIONAL WESTERN | 638522102 | COMMON STOCK | 1,103 | $246,000 | thousands by filing date | |
| CAL DIVE INTL INC DEL | 12802T101 | COM | 122,101 | $246,000 | thousands by filing date | |
| FIRST SOLAR INC | 336433958 | OPTION | 4,500 | $246,000 | thousands by filing date | put |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 7,315 | $245,000 | thousands by filing date | |
| COVIDIEN PLC | G2554F907 | OPTION | 3,600 | $245,000 | thousands by filing date | call |
| GASLOG LTD | G37585109 | SHS | 14,333 | $244,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO. | 002896900 | OPTION | 7,376 | $243,000 | thousands by filing date | call |
| JETBLUE AWYS CORP | 477143101 | COM | 28,334 | $242,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 9,106 | $242,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 6,010 | $242,000 | thousands by filing date | |
| JOHNSON CONTROLS, INC. | 478366958 | OPTION | 4,700 | $241,000 | thousands by filing date | put |
| NORTHERN LTS ETF TR | 66537H105 | ARROW DJ GLOBL | 9,036 | $240,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 8,243 | $239,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 72,568 | $239,000 | thousands by filing date | |
| FUEL SYS SOLUTIONS INC | 35952W103 | COM | 17,201 | $239,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 31,654 | $238,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 44,513 | $237,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 7,579 | $236,000 | thousands by filing date | |
| EBAY INC | 278642954 | OPTION | 4,300 | $236,000 | thousands by filing date | put |
| TENNECO INC | 880349105 | COM | 4,157 | $235,000 | thousands by filing date | |
| NORDSTROM INC | 655664951 | OPTION | 3,800 | $235,000 | thousands by filing date | put |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 23,425 | $234,000 | thousands by filing date | |
| KEYCORP | 493267900 | OPTION | 17,400 | $234,000 | thousands by filing date | call |
| MGM MIRAGE INC | 552953952 | OPTION | 9,900 | $233,000 | thousands by filing date | put |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 2,779 | $231,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 12,000 | $231,000 | thousands by filing date | |
| GUGGENHEIM RUSSELL MCAP | 78355W577 | ETF | 4,947 | $231,000 | thousands by filing date | |
| XEROX CORP | 984121954 | OPTION | 19,000 | $231,000 | thousands by filing date | put |
| HERCULES CAPITAL INC | 427096508 | COM | 13,965 | $229,000 | thousands by filing date | |
| BLOUNT INTL INC NEW | 095180105 | COM | 15,858 | $229,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 8,100 | $229,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 6,107 | $228,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM | 73936B101 | DB ENERGY FUND | 7,821 | $228,000 | thousands by filing date | |
| PHILIP MORRIS INTL INC | 718172950 | OPTION | 2,600 | $227,000 | thousands by filing date | put |
| NV ENERGY INC | 67073Y106 | COM | 9,515 | $226,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 3,712 | $224,000 | thousands by filing date | |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 16,789 | $224,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 18,698 | $223,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 18,350 | $222,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 3,577 | $222,000 | thousands by filing date | |
| RYDEX ETF TRUST GUG | 78355W502 | S\&P.* PV | 4,362 | $221,000 | thousands by filing date | |
| LINDE PLC F | 532771102 | COM | 7,665 | $220,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 50,130 | $219,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 12,627 | $219,000 | thousands by filing date | |
| YUM BRANDS INC | 988498952 | OPTION | 2,900 | $219,000 | thousands by filing date | put |
| BHP BILLITON LTD | 088606900 | OPTION | 3,200 | $218,000 | thousands by filing date | call |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 6,553 | $216,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467901 | OPTION | 5,500 | $216,000 | thousands by filing date | call |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 2,515 | $215,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 41,946 | $215,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 12,383 | $213,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 23,000 | $211,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 13,620 | $208,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 12,578 | $207,000 | thousands by filing date | |
| STATE STREET | 78464A425 | EXCHANGE TRADED | 8,512 | $207,000 | thousands by filing date | |
| ISHARES FTSE | 464288554 | INDL OFF CAP IDX | 7,075 | $207,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 13,315 | $205,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 8,847 | $205,000 | thousands by filing date | |
| GT ADVANCED TECHNOLOGIES INC | 36191UAA4 | NOTE 3.000%10/0 | 148,000 | $203,000 | thousands by filing date | principal |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 12,837 | $202,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAD3 | CNV | 58,000 | $202,000 | thousands by filing date | principal |
| COACH INC | 189754906 | OPTION | 3,600 | $202,000 | thousands by filing date | call |
| TRANSCAT INC | 893529107 | COM | 24,875 | $199,000 | thousands by filing date | |
| BEST BUY CO INC | 086516903 | OPTION | 5,000 | $199,000 | thousands by filing date | call |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 11,365 | $198,000 | thousands by filing date | |
| PIKE ELEC CORP | 721283109 | COM | 18,748 | $198,000 | thousands by filing date | |
| VOLCANO CORP | 928645AB6 | CORPORATE OBLIG | 200,000 | $196,000 | thousands by filing date | principal |
| MILLER ENERGY RES INC | 600527105 | COM | 27,736 | $195,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 16,053 | $190,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES INC | 345550AM9 | NOTE | 123,000 | $190,000 | thousands by filing date | principal |
| MERCER INTL INC | 588056101 | COM | 18,711 | $187,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 10,718 | $186,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 11,344 | $186,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 55,534 | $185,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021950 | OPTION | 3,100 | $183,000 | thousands by filing date | put |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 19,625 | $182,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 57,607 | $177,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 10,662 | $177,000 | thousands by filing date | |
| HAMPTON ROADS BANKSHARES INC | 409321502 | COM | 101,170 | $177,000 | thousands by filing date | |
| CASCADE BANCORP | 147154207 | COM | 33,671 | $177,000 | thousands by filing date | |
| ENDURO ROYALTY TRUST | 29269K100 | COMMON | 14,625 | $177,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P950 | OPTION | 4,600 | $175,000 | thousands by filing date | put |
| JOY GLOBAL INC | 481165959 | OPTION | 3,000 | $175,000 | thousands by filing date | put |
| QUICKSILVER RESOURCES INC. | 74837R104 | COMMON STOCK | 56,611 | $174,000 | thousands by filing date | |
| DERMA SCIENCES INC | 249827502 | COM PAR $.01 | 15,982 | $173,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 32,985 | $171,000 | thousands by filing date | |
| FLOW INTL CORP | 343468104 | COM | 42,298 | $170,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 17,490 | $169,000 | thousands by filing date | |
| EMERALD OIL INC | 29101U209 | COM NEW | 22,058 | $169,000 | thousands by filing date | |
| RAYONIER TRS HLDGS INC | 75508AAC0 | NOTE 4.500% 8/1 | 124,000 | $166,000 | thousands by filing date | principal |
| UNITED STATES STL CORP NEW | 912909900 | OPTION | 5,600 | $165,000 | thousands by filing date | call |
| SYNERGY RES CORP | 87164P103 | COM | 17,584 | $163,000 | thousands by filing date | |
| LILLY(ELI)& CO | 532457900 | OPTION | 3,200 | $163,000 | thousands by filing date | call |
| KEYCORP | 493267959 | OPTION | 12,100 | $162,000 | thousands by filing date | put |
| CHIPOTLE MEXICAN GRILL INC | 169656907 | OPTION | 300 | $160,000 | thousands by filing date | call |
| WEST MARINE INC | 954235107 | COM | 11,012 | $157,000 | thousands by filing date | |
| ACCURIDE CORP NEW | 00439T206 | COM NEW | 41,830 | $156,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X904 | OPTION | 21,800 | $156,000 | thousands by filing date | call |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 10,181 | $155,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336909 | OPTION | 7,700 | $155,000 | thousands by filing date | call |
| HEALTHCARE TRUST OF AMERICA | 42225P105 | COMMON STOCK | 15,620 | $154,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 40,392 | $154,000 | thousands by filing date | |
| NUVEEN NY PERFORMANCE PLUS FD | 67062R104 | COMMON STOCK | 11,385 | $152,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M909 | OPTION | 2,700 | $152,000 | thousands by filing date | call |
| ENCANA CORP | 292505906 | OPTION | 8,400 | $152,000 | thousands by filing date | call |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 11,224 | $150,000 | thousands by filing date | |
| ISTAR FINL INC | 45031UBR1 | NOTE 3.000%11/1 | 110,000 | $150,000 | thousands by filing date | principal |
| RED HAT | 756577904 | OPTION | 2,600 | $146,000 | thousands by filing date | call |
| BIOSCRIP INC | 09069N108 | COM | 19,576 | $145,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F954 | OPTION | 8,500 | $144,000 | thousands by filing date | put |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 20,000 | $143,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540109 | COM | 58,000 | $142,000 | thousands by filing date | |
| SPEED COMM INC COM NEW | 84764T106 | Stock | 30,212 | $141,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 11,929 | $140,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 12,398 | $139,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A904 | ST STR SP RETAIL | 2,700 | $138,000 | thousands by filing date | call |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 12,293 | $134,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 10,198 | $134,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 13,136 | $133,000 | thousands by filing date | |
| NORDION INC | 65563c105 | COM | 15,290 | $130,000 | thousands by filing date | |
| ABBOTT LABS | 002824951 | OPTION | 3,400 | $130,000 | thousands by filing date | put |
| ANADIGICS INC | 032515108 | COM | 69,859 | $129,000 | thousands by filing date | |
| OMEGA PROTEIN CORP | 68210P107 | COM | 10,500 | $129,000 | thousands by filing date | |
| SUN BANCORP INC | 86663B102 | COM | 36,561 | $129,000 | thousands by filing date | |
| EXELON CORP | 30161N903 | OPTION | 4,700 | $129,000 | thousands by filing date | call |
| AEGON N V | 007924103 | NY REGISTRY SHS | 13,249 | $127,000 | thousands by filing date | |
| KODIAK OIL & GAS CORP | 50015Q100 | COM | 11,404 | $127,000 | thousands by filing date | |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 17,304 | $127,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 13,402 | $123,000 | thousands by filing date | |
| RTI INTL METALS INC 3.000 | 74973WAA5 | NOTE 3.000%12/0 | 107,000 | $121,000 | thousands by filing date | principal |
| ON SEMICONDUCTOR CORP | 682189AH8 | NOTE 2.625%12/1 | 106,000 | $117,000 | thousands by filing date | principal |
| ARBOR REALTY TRUST INC | 038923108 | COM | 17,484 | $116,000 | thousands by filing date | |
| PAIN THERAPEUTICS INC | 69562K100 | COM | 23,825 | $116,000 | thousands by filing date | |
| LIONBRIDGE TECHNOLOGIES INC | 536252109 | COM | 19,289 | $115,000 | thousands by filing date | |
| CBS CORP NEW | 124857954 | OPTION | 1,800 | $115,000 | thousands by filing date | put |
| UNITED TECHNOLOGIES CORP | 913017901 | OPTION | 1,000 | $114,000 | thousands by filing date | call |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 14,121 | $112,000 | thousands by filing date | |
| ISHARES MSCI | 464286335 | MSCI GLB GOLD | 12,332 | $112,000 | thousands by filing date | |
| NUCOR CORP | 670346907 | OPTION | 2,100 | $112,000 | thousands by filing date | call |
| ARCH COAL INC | 039380902 | OPTION | 25,200 | $112,000 | thousands by filing date | call |
| NIKE INC | 654106905 | OPTION | 1,400 | $110,000 | thousands by filing date | call |
| PACIFIC SUNWEAR OF CALIF | 694873100 | COM | 32,582 | $109,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549955 | OPTION | 5,600 | $109,000 | thousands by filing date | put |
| HERITAGE OAKS BANCORP | 42724R107 | COM | 14,458 | $108,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 11,479 | $107,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246906 | OPTION | 5,400 | $106,000 | thousands by filing date | call |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 15,062 | $105,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 13,026 | $104,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIE | 00971T952 | OPTION | 2,200 | $104,000 | thousands by filing date | put |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 13,234 | $103,000 | thousands by filing date | |
| APPLOVIN CORP CLASS A | 023850100 | COM | 83,289 | $102,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612J952 | OPTION | 7,800 | $101,000 | thousands by filing date | put |
| APOLLO GROUP INC | 037604956 | OPTION | 3,700 | $101,000 | thousands by filing date | put |
| CLEANTECH SOLUTIONS INTL INC | 18451N204 | COM NEW | 18,352 | $100,000 | thousands by filing date | |
| GENCO SHIPPING + TRADING LTD | Y2685T107 | SHS | 39,224 | $98,000 | thousands by filing date | |
| EMERSON ELECTRIC | 291011906 | OPTION | 1,400 | $98,000 | thousands by filing date | call |
| JAMES RIVER COAL CO | 470355AK4 | NOTE 10.000% 6/0 DELETED | 310,000 | $98,000 | thousands by filing date | principal |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 12,735 | $96,000 | thousands by filing date | |
| CAMPUS CREST COMMUNITIES I | 13466Y105 | COM | 10,005 | $95,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336958 | OPTION | 4,700 | $95,000 | thousands by filing date | put |
| ARCHER DANIELS MID | 039483953 | OPTION | 2,200 | $95,000 | thousands by filing date | put |
| GSE HOLDING INC | 36191X100 | COM | 45,344 | $94,000 | thousands by filing date | |
| HARTFORD FINL SERV | 416515955 | OPTION | 2,600 | $94,000 | thousands by filing date | put |
| NABORS INDUSTRIES LTD | G6359F905 | OPTION | 5,500 | $93,000 | thousands by filing date | call |
| WHOLE FOODS MARKET | 966837908 | OPTION | 1,600 | $93,000 | thousands by filing date | call |
| BARCLAYS BANK PLC ETN IPTH NTR | 06739H644 | COM | 36,445 | $92,000 | thousands by filing date | |
| SYMANTEC CORP | 871503900 | OPTION | 3,900 | $92,000 | thousands by filing date | call |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 10,154 | $91,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 14,322 | $90,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 10,678 | $90,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376951 | OPTION | 1,400 | $89,000 | thousands by filing date | put |
| BIOTELEMETRY INC | 090672106 | COM | 11,077 | $88,000 | thousands by filing date | |
| GROUPON INC | 399473909 | OPTION | 7,400 | $87,000 | thousands by filing date | call |
| WASTE MANAGEMENT | 94106L901 | OPTION | 1,900 | $85,000 | thousands by filing date | call |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 15,891 | $84,000 | thousands by filing date | |
| LOWE'S COS INC | 548661958 | OPTION | 1,700 | $84,000 | thousands by filing date | put |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 37,000 | $83,000 | thousands by filing date | principal |
| SPDR DOW JONES INDL AVRG ETF | 78467X901 | OPTION | 500 | $83,000 | thousands by filing date | call |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 16,742 | $81,000 | thousands by filing date | |
| WEATHERFORD INTERNATIONAL LTD | H27013905 | OPTION | 5,200 | $81,000 | thousands by filing date | call |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 18,913 | $80,000 | thousands by filing date | |
| BIOTA PHARMACEUTIALS INC | 090694100 | COM | 19,124 | $80,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 14,221 | $80,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071952 | OPTION | 1,000 | $80,000 | thousands by filing date | put |
| HILLSHIRE BRANDS CO | 432589950 | OPTION | 2,400 | $80,000 | thousands by filing date | put |
| ANADARKO PETE CORP | 032511909 | OPTION | 1,000 | $79,000 | thousands by filing date | call |
| SEARS HLDGS CORP | 812350908 | OPTION | 1,600 | $78,000 | thousands by filing date | call |
| MONDELEZ INTL INC | 609207956 | OPTION | 2,200 | $78,000 | thousands by filing date | put |
| JOHNSON CONTROLS, INC. | 478366909 | OPTION | 1,500 | $77,000 | thousands by filing date | call |
| EXELON CORP | 30161N952 | OPTION | 2,800 | $77,000 | thousands by filing date | put |
| WESTELL TECHNOLOGIES INC | 957541105 | CL A | 18,945 | $76,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 21,062 | $74,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 13,074 | $73,000 | thousands by filing date | |
| AFLAC INC | 001055904 | OPTION | 1,100 | $73,000 | thousands by filing date | call |
| ARRAY BIOPHARMA INC | 04269XAA3 | NOTE 3.000% 6/0 | 69,000 | $72,000 | thousands by filing date | principal |
| MAGELLAN PETROLEUM CORP | 559091301 | com | 69,872 | $72,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 15,811 | $71,000 | thousands by filing date | |
| PHH CORP | 693320AN3 | CORPORATE OBLIG | 66,000 | $70,000 | thousands by filing date | principal |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 159,544 | $70,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435116 | COMMON STOCK-FO | 71,477 | $69,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111108 | COM | 41,715 | $68,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 13,112 | $66,000 | thousands by filing date | |
| LEUCADIA NATIONAL CORP | 527288AX2 | NOTE 3.750% | 50,000 | $66,000 | thousands by filing date | principal |
| WILLIAMS COS INC | 969457902 | OPTION | 1,700 | $66,000 | thousands by filing date | call |
| AK STEEL HOLDING C | 001547900 | OPTION | 8,100 | $66,000 | thousands by filing date | call |
| NVIDIA CORP | 67066G955 | OPTION | 4,100 | $66,000 | thousands by filing date | put |
| JOY GLOBAL INC | 481165900 | OPTION | 1,100 | $64,000 | thousands by filing date | call |
| MARKET VECTORS ETF TR | 57060U902 | OPTION | 3,000 | $63,000 | thousands by filing date | call |
| PETROL BRASILEIROS | 71654V952 | OPTION | 4,200 | $62,000 | thousands by filing date | put |
| REGIONS FINL CORP NEW | 7591EP902 | OPTION | 6,100 | $60,000 | thousands by filing date | call |
| NEVSUN RES LTD | 64156L101 | COM | 17,645 | $59,000 | thousands by filing date | |
| ALLIED NEVADA GOLD CORP | 019344100 | COM | 16,560 | $59,000 | thousands by filing date | |
| JUNIPER NETWORKS | 48203R906 | OPTION | 2,600 | $59,000 | thousands by filing date | call |
| HARLEY DAVIDSON | 412822959 | OPTION | 800 | $55,000 | thousands by filing date | put |
| KB HOME | 48666K901 | OPTION | 2,900 | $53,000 | thousands by filing date | call |
| ANGLOGOLD ASHANTI LTD | 035128909 | OPTION | 4,500 | $53,000 | thousands by filing date | call |
| PROMOTORA DE INFORMACIONES S | 74343G303 | ADR CL B CONV | 18,100 | $52,000 | thousands by filing date | |
| MARVELL TECH GROUP | G5876H907 | OPTION | 3,600 | $52,000 | thousands by filing date | call |
| JUNIPER NETWORKS | 48203R955 | OPTION | 2,300 | $52,000 | thousands by filing date | put |
| GOLDCORP INC NEW | 380956904 | OPTION | 2,400 | $52,000 | thousands by filing date | call |
| MOLYCORP INC | 608753AA7 | CORPORATE OBLIG | 74,000 | $51,000 | thousands by filing date | principal |
| NEWTEK BUSINESS SERVICES INC | 652526104 | COMMON STOCK | 16,000 | $50,000 | thousands by filing date | |
| VANTAGE DRILLING COMPANY | G93205113 | ORD SHS | 25,640 | $47,000 | thousands by filing date | |
| COLDWATER CREEK INC | 193068202 | COM | 61,171 | $46,000 | thousands by filing date | |
| AMGEN INC | 031162951 | OPTION | 400 | $46,000 | thousands by filing date | put |
| WASTE MANAGEMENT | 94106L950 | OPTION | 1,000 | $45,000 | thousands by filing date | put |
| ALPHATEC HOLDINGS INC | 02081G102 | COM | 21,757 | $44,000 | thousands by filing date | |
| TIVO INC | 888706900 | OPTION | 3,300 | $43,000 | thousands by filing date | call |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 10,884 | $42,000 | thousands by filing date | |
| APPLIED MATERIALS | 038222907 | OPTION | 2,400 | $42,000 | thousands by filing date | call |
| WRIGHT MED GROUP INC | 98235TAA5 | NOTE 2.625%12/0 | 40,000 | $41,000 | thousands by filing date | principal |
| OI S.A. | 670851203 | SPN ADR REP PFD | 25,127 | $40,000 | thousands by filing date | |
| COACH INC | 189754955 | OPTION | 700 | $39,000 | thousands by filing date | put |
| RAND CAP CORP | 752185108 | COM | 11,760 | $36,000 | thousands by filing date | |
| INTEROIL CORP | 460951957 | OPTION | 700 | $36,000 | thousands by filing date | put |
| DESARROLLADORA HOMEX S A DE | 25030W100 | SPONSORED ADR | 28,725 | $34,000 | thousands by filing date | |
| PENDRELL CORP | 70686R104 | COM | 16,425 | $33,000 | thousands by filing date | |
| QUANTUM CORP | 747906204 | COM DSSG | 27,190 | $33,000 | thousands by filing date | |
| CITIGROUP INC | 172967234 | *W EXP 10/28/201 | 534,978 | $33,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K106 | COM | 19,887 | $33,000 | thousands by filing date | |
| SPDR DOW JONES INDL AVRG ETF | 78467X950 | OPTION | 200 | $33,000 | thousands by filing date | put |
| TEVA PHARMA IND | 881624902 | OPTION | 800 | $32,000 | thousands by filing date | call |
| GLAXOSMITHKLINE | 37733W907 | OPTION | 600 | $32,000 | thousands by filing date | call |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 11,024 | $31,000 | thousands by filing date | |
| UNWIRED PLANET INC NEW | 91531F103 | COM | 21,638 | $30,000 | thousands by filing date | |
| GSE SYS INC | 36227k106 | COM | 19,000 | $30,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021901 | OPTION | 500 | $30,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-14-000264 | superseded | 2014-02-13 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000019617-14-000292 | this filing | 2014-02-26 | acceptance time not in the bulk data set |