13F-HR/A filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR/A for the quarter ended 2013-12-31, filed 2014-02-26, with 4,076 holding rows worth $352,443,688,000 by the sum of the rows.
- Accession
- 0000019617-14-000292
- Filer
- CIK 19617
- Filed
- 2014-02-26
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A holdings report, amendment of type restatement, 24,697 entries on the cover page, a total value of $352,443,692,313,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $352,443,688,000 with VALUE read as thousands by filing date, 13F file number 028-00694. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $352,443,692,313,000, about 1,000 times the sum of the rows, $352,443,688,000. The filer likely wrote its cover total in dollars and its rows in thousands. This page uses the sum of the rows.
Other managers
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJPMP CAPITAL CORP.028-11933
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJ.P. Morgan Whitefriars Inc.028-12007
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerBear Stearns Companies LLC028-13153
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MOODYS CORP | 615369907 | OPTION | 37,600 | $2,950,000 | thousands by filing date | call |
| THERAVANCE INC | 88338TAB0 | CORPORATE OBLIG | 2,025,000 | $2,944,000 | thousands by filing date | principal |
| METROCORP BANCSHARES INC | 591650106 | COM | 195,078 | $2,940,000 | thousands by filing date | |
| AMBOW ED HLDG LTD | 02322P101 | ADR REPSTG CL A | 2,534,142 | $2,940,000 | thousands by filing date | |
| ASGN INC | 682159108 | COM | 84,103 | $2,936,000 | thousands by filing date | |
| NEWCASTLE INVT CORP | 65105M108 | COM | 510,846 | $2,932,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 79,224 | $2,930,000 | thousands by filing date | |
| GILEAD SCIENCES INC | 375558AP8 | CORPORATE OBLIG | 888,000 | $2,929,000 | thousands by filing date | principal |
| CRAY INC | 225223304 | COM NEW | 106,644 | $2,929,000 | thousands by filing date | |
| THOMPSON CREEK METALS CO INC | 884768953 | OPTION | 1,340,000 | $2,921,000 | thousands by filing date | put |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 89,336 | $2,918,000 | thousands by filing date | |
| SKULLCANDY INC | 83083J104 | COM | 404,615 | $2,918,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 177,359 | $2,917,000 | thousands by filing date | |
| POWERSHARES CHINESE YUAN DIM SUM BOND | 73937B753 | COM | 114,305 | $2,916,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224958 | OPTION | 52,700 | $2,912,000 | thousands by filing date | put |
| VELOCITYSHARES INV VIX SH-TM | 22542D795 | INVR | 84,634 | $2,910,000 | thousands by filing date | |
| RESPONSYS INC | 761248103 | COM | 105,919 | $2,903,000 | thousands by filing date | |
| GLOBE SPECIALTY METALS INC | 37954N206 | COM | 161,124 | $2,902,000 | thousands by filing date | |
| SYMMETRY MEDICAL INC | 871546206 | COM | 287,028 | $2,893,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 148,199 | $2,890,000 | thousands by filing date | |
| ADVANCED MICRO DEV | 007903909 | OPTION | 746,000 | $2,887,000 | thousands by filing date | call |
| ASSURED GUARANTY LTD | G0585R908 | OPTION | 122,300 | $2,885,000 | thousands by filing date | call |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 84,198 | $2,879,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 104,095 | $2,875,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 177,363 | $2,855,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 69,201 | $2,851,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904AM3 | NOTE 2.500%12/1 | 2,320,000 | $2,843,000 | thousands by filing date | principal |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 173,198 | $2,838,000 | thousands by filing date | |
| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 179,633 | $2,835,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 34,225 | $2,831,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 270,658 | $2,831,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 113,805 | $2,831,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 272,171 | $2,831,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 35,326 | $2,828,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 113,130 | $2,824,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 448,213 | $2,819,000 | thousands by filing date | |
| BOYD GAMING CORP | 103304952 | OPTION | 250,000 | $2,815,000 | thousands by filing date | put |
| VIASAT INC | 92552V100 | COM | 44,786 | $2,806,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 168,882 | $2,805,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 188,589 | $2,803,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 81,353 | $2,802,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 221,695 | $2,797,000 | thousands by filing date | |
| MONTPELIER RE HLDGS LTD SH | G62185106 | COM | 96,113 | $2,797,000 | thousands by filing date | |
| ZEP INC | 98944B108 | COMMON STOCK | 153,588 | $2,788,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 249,222 | $2,786,000 | thousands by filing date | |
| GILEAD SCIENCES | 375558905 | OPTION | 37,100 | $2,786,000 | thousands by filing date | call |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 34,880 | $2,783,000 | thousands by filing date | |
| LINN ENERGY LLC | 536020951 | OPTION | 90,000 | $2,771,000 | thousands by filing date | put |
| CHESAPEAKE ENERGY | 165167958 | OPTION | 101,900 | $2,766,000 | thousands by filing date | put |
| MTS SYSTEMS CORP | 553777103 | COM | 38,864 | $2,762,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 30,775 | $2,757,000 | thousands by filing date | |
| WALTER INVESTMENT MANAGEMENT | 93317WAA0 | CNV | 2,759,000 | $2,756,000 | thousands by filing date | principal |
| SUN CMNTYS INC COM | 866674104 | REIT | 64,516 | $2,751,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 243,501 | $2,742,000 | thousands by filing date | |
| SUPERTEX INC | 868532102 | COM | 109,396 | $2,740,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 228,902 | $2,735,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 40,132 | $2,721,000 | thousands by filing date | |
| PHOTOMEDEX INC | 719358301 | COM | 209,971 | $2,719,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC | 693475956 | OPTION | 35,000 | $2,715,000 | thousands by filing date | put |
| BARCLAYS BANK PLC | 06739H511 | ADS7.75%PFD S4 | 107,139 | $2,714,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES INC | 345550107 | CL A | 141,694 | $2,707,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 49,715 | $2,705,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 60,174 | $2,702,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 39,858 | $2,702,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 83,296 | $2,695,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 81,828 | $2,694,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 100,200 | $2,690,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q207 | DWA EMRG MKTS | 147,866 | $2,687,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 139,995 | $2,686,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 229,440 | $2,682,000 | thousands by filing date | |
| CORINTHIAN COLLEGES INC | 218868107 | COMMON STOCK | 1,502,808 | $2,674,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 61,337 | $2,666,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 27,721 | $2,663,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 96,525 | $2,662,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 58,211 | $2,660,000 | thousands by filing date | |
| MECHEL PREF SPON ADR | 583840509 | COM | 6,741,216 | $2,656,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 74,679 | $2,639,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879AD3 | NOTE 5.000% 3/1 | 1,947,000 | $2,636,000 | thousands by filing date | principal |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 122,182 | $2,628,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 2,473,000 | $2,626,000 | thousands by filing date | principal |
| SAUL CTRS INC COM | 804395101 | REIT | 54,852 | $2,618,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 103,403 | $2,617,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 95,599 | $2,614,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 217,248 | $2,613,000 | thousands by filing date | |
| TAL INTERNATIONAL GROUP | 874083108 | COMMON STOCK | 45,543 | $2,612,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 39,682 | $2,604,000 | thousands by filing date | |
| JGWPT HLDGS INC | 46617m109 | CL A | 149,700 | $2,603,000 | thousands by filing date | |
| CORPORATE EXECUTIVE BRD CO | 21988R102 | COM | 33,595 | $2,600,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 210,396 | $2,598,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 20,996 | $2,596,000 | thousands by filing date | |
| OPLINK COMMUNICATIONS INC | 68375Q403 | COM | 139,448 | $2,593,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 65,020 | $2,592,000 | thousands by filing date | |
| ANNALY CAP MGMT INC | 035710904 | OPTION | 259,700 | $2,590,000 | thousands by filing date | call |
| AIR METHODS CORP | 009128307 | COM PAR $.06 | 44,347 | $2,584,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X830 | RUSS NOMURA PR | 55,509 | $2,579,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 28,039 | $2,578,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 62,764 | $2,575,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 63,280 | $2,573,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 56,843 | $2,572,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 142,797 | $2,571,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 199,226 | $2,555,000 | thousands by filing date | |
| HARTE-HANKS INC | 416196103 | COM | 326,529 | $2,553,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 89,031 | $2,551,000 | thousands by filing date | |
| SILVERCREST MINES INC | 828365106 | COMMON | 1,518,500 | $2,551,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M958 | OPTION | 45,400 | $2,550,000 | thousands by filing date | put |
| MASTEC INC COM | 576323109 | Stock | 77,793 | $2,546,000 | thousands by filing date | |
| PARK STERLING CORP | 70086Y105 | COM | 355,809 | $2,540,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 46,817 | $2,532,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 51,502 | $2,525,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761UAE6 | NOTE 5.750% 1/1 | 2,365,000 | $2,516,000 | thousands by filing date | principal |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 30,430 | $2,505,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 49,645 | $2,505,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 23,221 | $2,505,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT IN | 042315101 | COM | 624,329 | $2,503,000 | thousands by filing date | |
| ADVANCED MICRO DEV | 007903958 | OPTION | 646,200 | $2,501,000 | thousands by filing date | put |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 87,038 | $2,500,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 50,100 | $2,499,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 176,916 | $2,495,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 297,456 | $2,492,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 38,226 | $2,491,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 47,117 | $2,490,000 | thousands by filing date | |
| HESS CORP | 42809H958 | OPTION | 30,000 | $2,490,000 | thousands by filing date | put |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 108,591 | $2,489,000 | thousands by filing date | |
| TECHNE CORP | 878377100 | COM | 26,294 | $2,488,000 | thousands by filing date | |
| FAIRCHILD SEMICONDUCTOR | 303726103 | COMMON STOCK | 185,856 | $2,482,000 | thousands by filing date | |
| FIRST FINANCIAL HOLDINGS INC | 32023E105 | COM | 37,231 | $2,476,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 66,679 | $2,475,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 272,363 | $2,471,000 | thousands by filing date | |
| NATIONAL WESTMINSTER BK PLC | 638539882 | SPON ADR C | 97,805 | $2,463,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 85,686 | $2,451,000 | thousands by filing date | |
| Albany Molecular Research Conv | 012423AA7 | CONV | 2,650,000 | $2,451,000 | thousands by filing date | principal |
| DEVRY INC DEL | 251893103 | COM | 69,007 | $2,449,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 284,843 | $2,444,000 | thousands by filing date | |
| TRINITY INDS INC | 896522AF6 | NOTE 3.875% 6/0 | 1,855,000 | $2,443,000 | thousands by filing date | principal |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 1,462,000 | $2,443,000 | thousands by filing date | principal |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 43,550 | $2,432,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 73,546 | $2,428,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 107,394 | $2,420,000 | thousands by filing date | |
| NAVISTAR INTL CORP | 63934EAL2 | NOTE | 2,367,000 | $2,420,000 | thousands by filing date | principal |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 37,505 | $2,419,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 149,680 | $2,418,000 | thousands by filing date | |
| Vistaprint NV Cimpress | N93540107 | CMPR | 42,325 | $2,406,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 82,076 | $2,394,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 16,151 | $2,377,000 | thousands by filing date | |
| VMWARE INC | 928563956 | OPTION | 26,500 | $2,377,000 | thousands by filing date | put |
| POST HLDGS INC | 737446104 | COM | 48,181 | $2,374,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 18,225 | $2,370,000 | thousands by filing date | |
| ANNALY CAP MGMT INC | 035710953 | OPTION | 237,000 | $2,363,000 | thousands by filing date | put |
| AMC NETWORKS INC | 00164V103 | CL A | 34,660 | $2,361,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W954 | OPTION | 51,900 | $2,361,000 | thousands by filing date | put |
| TITAN MACHINERY INC | 88830RAB7 | NOTE | 2,776,000 | $2,360,000 | thousands by filing date | principal |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 108,078 | $2,358,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740C337 | S&P 500 VEQTOR | 16,079 | $2,349,000 | thousands by filing date | |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 239,675 | $2,347,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 71,213 | $2,344,000 | thousands by filing date | |
| INTL SHIPHOLDING CORP | 460321201 | COM | 79,363 | $2,342,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y102 | COMMON STOCK | 1,034,532 | $2,339,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 167,950 | $2,339,000 | thousands by filing date | |
| BAZAARVOICE INC | 073271108 | COM | 295,175 | $2,338,000 | thousands by filing date | |
| BARCLAYS BK PLC IPATH S&P MT E | 06740C519 | COM | 148,334 | $2,332,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 63,309 | $2,326,000 | thousands by filing date | |
| BLYTH INC | 09643P207 | COM NEW | 212,927 | $2,316,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 241,558 | $2,312,000 | thousands by filing date | |
| QLIK TECHNOLOGIES INC | 74733T105 | COM | 86,228 | $2,296,000 | thousands by filing date | |
| MARATHON PETE CORP | 56585A953 | OPTION | 25,000 | $2,293,000 | thousands by filing date | put |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 43,864 | $2,286,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 107,786 | $2,281,000 | thousands by filing date | |
| CIENA CORP | 171779AE1 | NOTE | 2,230,000 | $2,280,000 | thousands by filing date | principal |
| DYCOM INDS INC COM | 267475101 | Stock | 81,956 | $2,278,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 37,502 | $2,276,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 106,169 | $2,272,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 77,637 | $2,270,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 61,798 | $2,265,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 38,720 | $2,264,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 64,271 | $2,263,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 51,066 | $2,258,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 141,994 | $2,253,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 105,736 | $2,253,000 | thousands by filing date | |
| ENDURANCE SPECIALTY HLDGS LT | G30397106 | SHS | 38,324 | $2,248,000 | thousands by filing date | |
| XYRATEX LTD | G98268108 | COM | 167,718 | $2,229,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 42,280 | $2,226,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 75,426 | $2,224,000 | thousands by filing date | |
| WILLIAMS COS INC | 969457951 | OPTION | 57,500 | $2,218,000 | thousands by filing date | put |
| NEWMONT MINING CORP | 651639908 | OPTION | 96,274 | $2,217,000 | thousands by filing date | call |
| SUFFOLK BANCORP | 864739107 | COM | 106,585 | $2,216,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 109,876 | $2,212,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 107,407 | $2,209,000 | thousands by filing date | |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 437,723 | $2,206,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 68,274 | $2,202,000 | thousands by filing date | |
| FURIEX PHARMACEUTICALS | 36106P101 | COM | 52,403 | $2,202,000 | thousands by filing date | |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 61,884 | $2,197,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 89,086 | $2,196,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 158,801 | $2,193,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 17,627 | $2,190,000 | thousands by filing date | |
| INTL GAME TECH 3.250 | 459902AQ5 | NOTE 3.250% 5/0 | 2,066,000 | $2,190,000 | thousands by filing date | principal |
| ANALOGIC CORP | 032657207 | COM | 24,700 | $2,187,000 | thousands by filing date | |
| SILICON IMAGE INC | 82705T102 | COM | 355,484 | $2,186,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 171,294 | $2,180,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 55,408 | $2,180,000 | thousands by filing date | |
| EINSTEIN NOAH REST GROUP INC | 28257U104 | COM | 149,907 | $2,174,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 44,696 | $2,170,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 43,927 | $2,167,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 54,296 | $2,166,000 | thousands by filing date | |
| ALLIANCE ONE INTL INC | 018772AQ6 | NOTE 5.500% 7/1 | 2,132,000 | $2,165,000 | thousands by filing date | principal |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 43,481 | $2,164,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 58,724 | $2,152,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329YAE4 | CNV | 1,400,000 | $2,151,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 47,530 | $2,146,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 91,692 | $2,139,000 | thousands by filing date | |
| MEDICAL ACTION INDS INC | 58449L100 | COMMON STOCK | 248,211 | $2,124,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 82,188 | $2,123,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 34,488 | $2,121,000 | thousands by filing date | |
| HARDINGE INC | 412324303 | COM | 146,598 | $2,121,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 40,359 | $2,119,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 29,680 | $2,115,000 | thousands by filing date | |
| XILINX INC 2.625 | 983919AF8 | NOTE 2.625% 6/1 | 1,326,000 | $2,115,000 | thousands by filing date | principal |
| TESARO INC | 881569107 | COM | 74,793 | $2,112,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 71,930 | $2,109,000 | thousands by filing date | |
| MASSEY ENERGY CO | 576203AJ2 | NOTE 3.250% 8/0 | 2,117,000 | $2,109,000 | thousands by filing date | principal |
| SUSSER HOLDINGS CORP | 869233106 | COMMON STOCK | 32,182 | $2,108,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 3,491 | $2,106,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 45,973 | $2,101,000 | thousands by filing date | |
| PHOTRONICS INC | 719405AH5 | NOTE 3.250% 4/0 | 1,828,000 | $2,100,000 | thousands by filing date | principal |
| MCCLATCHY CO | 579489105 | CL A | 617,787 | $2,100,000 | thousands by filing date | |
| ATMI INC | 00207R101 | COM | 69,465 | $2,099,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 47,080 | $2,094,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 65,628 | $2,093,000 | thousands by filing date | |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 958,813 | $2,091,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 71,054 | $2,088,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 47,960 | $2,083,000 | thousands by filing date | |
| OMNICARE INC | 681904AL2 | DBCV 3.250%12/1 | 1,942,000 | $2,076,000 | thousands by filing date | principal |
| SAFETY INS GROUP INC | 78648T100 | COM | 36,846 | $2,075,000 | thousands by filing date | |
| HOME DEPOT INC | 437076953 | OPTION | 25,200 | $2,075,000 | thousands by filing date | put |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 31,242 | $2,073,000 | thousands by filing date | |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 28,805 | $2,067,000 | thousands by filing date | |
| ISHARES INC | 464286368 | MSCI GL SL MET | 103,118 | $2,062,000 | thousands by filing date | |
| OVASCIENCE INC | 69014Q101 | COM | 225,096 | $2,057,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 52,271 | $2,056,000 | thousands by filing date | |
| ROVI CORP | 779376AB8 | CORPORATE OBLIG | 2,032,000 | $2,047,000 | thousands by filing date | principal |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 117,152 | $2,046,000 | thousands by filing date | |
| ARVINMERITOR INC 4.625 | 043353AF8 | NOTE | 2,000,000 | $2,044,000 | thousands by filing date | principal |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 60,392 | $2,036,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 47,151 | $2,035,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 75,309 | $2,033,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 36,265 | $2,032,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 430,230 | $2,031,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 26,300 | $2,028,000 | thousands by filing date | |
| BENEFICIAL MUTUAL BANCORP IN | 08173R104 | COM | 185,539 | $2,026,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 65,579 | $2,023,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 42,633 | $2,015,000 | thousands by filing date | |
| INCYTE CORP | 45337CAJ1 | NOTE 4.750%10/0 | 350,000 | $2,015,000 | thousands by filing date | principal |
| NRG YIELD INC | 62942X108 | CL C | 50,279 | $2,011,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 56,454 | $2,010,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 34,442 | $2,008,000 | thousands by filing date | |
| CENVEO CORP | 15671BAJ0 | NOTE 7.000% 5/1 | 1,800,000 | $2,005,000 | thousands by filing date | principal |
| STERLING BANCORP DEL | 85917A100 | COM | 149,615 | $2,001,000 | thousands by filing date | |
| RIVERBED TECHNOLOGY INC | 768573107 | COM | 110,697 | $2,001,000 | thousands by filing date | |
| VOLCANO CORPORATION | 928645AA8 | NOTE 2.875% 9/0 | 1,900,000 | $1,996,000 | thousands by filing date | principal |
| LIFE TIME FITNESS INC | 53217R207 | COM | 42,429 | $1,994,000 | thousands by filing date | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 143,897 | $1,990,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 90,576 | $1,989,000 | thousands by filing date | |
| INTERNATIONAL RECTIFIER CORP | 460254105 | COMMON STOCK | 76,241 | $1,988,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 68,553 | $1,987,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 59,556 | $1,986,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 44,366 | $1,986,000 | thousands by filing date | |
| INTERACTIVE INTELLIGENCE GROUP | 45841V109 | COMMON STOCK | 29,472 | $1,985,000 | thousands by filing date | |
| Invesco Intl Developed Low Vol | 73937B688 | INTL DEV LOWVL | 62,915 | $1,983,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 79,704 | $1,975,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 288,671 | $1,968,000 | thousands by filing date | |
| CLIFFS NAT RES INC | 18683K952 | OPTION | 74,800 | $1,961,000 | thousands by filing date | put |
| IROBOT CORP | 462726100 | COM | 56,250 | $1,956,000 | thousands by filing date | |
| RADIO ONE INC | 75040P405 | CL D NON VTG | 513,258 | $1,945,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 148,396 | $1,944,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 54,740 | $1,943,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 97,863 | $1,943,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 191,599 | $1,939,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 71,411 | $1,939,000 | thousands by filing date | |
| HATTERAS FINL CORP | 41902R103 | COM | 118,503 | $1,936,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 47,810 | $1,932,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 188,956 | $1,924,000 | thousands by filing date | |
| ROCKVILLE FINANCIAL INC | 774188106 | COM | 135,219 | $1,922,000 | thousands by filing date | |
| PRICELINE COM INC | 741503AN6 | BOND | 503,000 | $1,919,000 | thousands by filing date | principal |
| QIHOO 360 TECHNOLOGY CO LTD | G73030AA9 | DEBT 2.500% 9/1 | 1,800,000 | $1,919,000 | thousands by filing date | principal |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 278,258 | $1,917,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 17,300 | $1,907,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 81,939 | $1,907,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 80,801 | $1,903,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 128,456 | $1,899,000 | thousands by filing date | |
| TEXAS INDUSTRIES INC | 882491103 | COM | 27,563 | $1,895,000 | thousands by filing date | |
| FORD MTR CO DEL | 345370CN8 | NOTE 4.250%11/1 | 1,027,000 | $1,895,000 | thousands by filing date | principal |
| THORATEC CORP | 885175307 | COM | 51,772 | $1,895,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 180,397 | $1,892,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 123,064 | $1,891,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 53,967 | $1,889,000 | thousands by filing date | |
| METRO BANCORP INC | 59161R101 | COM | 87,024 | $1,875,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 22,387 | $1,872,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 224,805 | $1,871,000 | thousands by filing date | |
| EQUAL ENERGY LTD | 29390Q109 | COM | 350,037 | $1,869,000 | thousands by filing date | |
| BAXTER INTL INC | 071813950 | OPTION | 26,800 | $1,864,000 | thousands by filing date | put |
| EHEALTH INC | 28238P109 | COM | 40,046 | $1,862,000 | thousands by filing date | |
| CDI CORP | 125071100 | COM | 100,445 | $1,861,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B662 | EM MRK LOW VOL | 66,882 | $1,855,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 82,149 | $1,850,000 | thousands by filing date | |
| INSULET CORP | 45784PAC5 | CNV | 1,259,000 | $1,849,000 | thousands by filing date | principal |
| ROFIN-SINAR TECHNOLOGIES INC | 775043102 | COMMON STOCK | 68,314 | $1,846,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 70,628 | $1,844,000 | thousands by filing date | |
| UTD PARCEL SERV | 911312908 | OPTION | 17,500 | $1,839,000 | thousands by filing date | call |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 49,561 | $1,837,000 | thousands by filing date | |
| PMC-SIERRA INC | 69344F106 | COM | 285,408 | $1,836,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 104,045 | $1,836,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 41,663 | $1,834,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 50,953 | $1,830,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG | 03938L955 | OPTION | 102,300 | $1,825,000 | thousands by filing date | put |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 342,180 | $1,824,000 | thousands by filing date | |
| JPMORGAN CHASE + CO-CW18 | 46634E114 | *W E | 93,500 | $1,813,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 46,207 | $1,812,000 | thousands by filing date | |
| PACIFIC CONTINENTAL CORP | 69412V108 | COMMON STOCK | 112,494 | $1,793,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 46,399 | $1,792,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 41,169 | $1,790,000 | thousands by filing date | |
| WHOLE FOODS MARKET | 966837957 | OPTION | 30,900 | $1,787,000 | thousands by filing date | put |
| FEDEX CORP | 31428X957 | OPTION | 12,400 | $1,783,000 | thousands by filing date | put |
| HOME INNS & HOTELS MGMT INC | 43713WAB3 | NOTE 2.000%12/1 | 1,701,000 | $1,775,000 | thousands by filing date | principal |
| AAON INC | 000360206 | COM PAR $0.004 | 55,525 | $1,773,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 52,997 | $1,772,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 139,312 | $1,772,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 402,855 | $1,772,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q709 | UNIT 99/99/9999 | 47,300 | $1,769,000 | thousands by filing date | |
| TESORO CORP | 881609952 | OPTION | 30,200 | $1,767,000 | thousands by filing date | put |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 40,869 | $1,741,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 58,482 | $1,738,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 156,556 | $1,736,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 46,959 | $1,735,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 89,005 | $1,735,000 | thousands by filing date | |
| STANLEY BLACK & DECKER CON | 854502309 | UNIT 99/99/9999 | 13,975 | $1,734,000 | thousands by filing date | |
| COVER-ALL TECHNOLOGIES INC | 222892101 | COM | 1,238,273 | $1,734,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 109,507 | $1,732,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 66,141 | $1,729,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 90,441 | $1,724,000 | thousands by filing date | |
| NORTHGATE MINERALS CORP | 666416AB8 | NOTE 3.500%10/0 | 1,800,000 | $1,724,000 | thousands by filing date | principal |
| ASHFORD HOSPITALITY TR INC | 044103505 | 9% CUM PFD SER E | 65,000 | $1,723,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 21,301 | $1,718,000 | thousands by filing date | |
| TELETECH HOLDINGS INC | 879939106 | COM | 71,770 | $1,718,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 36,166 | $1,716,000 | thousands by filing date | |
| SALESFORCE COM INC | 79466L955 | OPTION | 31,100 | $1,716,000 | thousands by filing date | put |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 152,510 | $1,711,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 32,746 | $1,711,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 56,023 | $1,710,000 | thousands by filing date | |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 26,186 | $1,710,000 | thousands by filing date | |
| MINE SAFETY APPLIANCES CO | 602720104 | COMMON STOCK | 33,306 | $1,705,000 | thousands by filing date | |
| INLAND REAL ESTATE CORP | 457461200 | COM | 161,925 | $1,704,000 | thousands by filing date | |
| BROOKFIELD MTG OPP INC FD IN | 112792106 | COM | 102,541 | $1,699,000 | thousands by filing date | |
| DOW CHEM CO | 260543905 | OPTION | 38,200 | $1,696,000 | thousands by filing date | call |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 54,182 | $1,695,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 68,853 | $1,690,000 | thousands by filing date | |
| MILLENNIAL MEDIA INC | 60040N105 | COM | 231,880 | $1,686,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 234,083 | $1,681,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 19,034 | $1,679,000 | thousands by filing date | |
| HUDSON VALLEY HOLDING CORP | 444172100 | COM | 82,475 | $1,678,000 | thousands by filing date | |
| EG DJ EMRG MKT CNSUMR TITA | 268461779 | EGS EMKTCONS ETF | 62,346 | $1,676,000 | thousands by filing date | |
| AMERICAN PACIFIC CORP | 028740108 | COM | 44,885 | $1,673,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 83,968 | $1,671,000 | thousands by filing date | |
| QIAGEN NV | N72482107 | COMMON STOCK-FO | 70,021 | $1,668,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 63,579 | $1,668,000 | thousands by filing date | |
| USA MOBILITY INC | 90341G103 | COM | 116,816 | $1,668,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082108 | CL A | 215,539 | $1,667,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 26,042 | $1,659,000 | thousands by filing date | |
| TESCO CORP | 88157K101 | COMMON STOCK-FO | 83,709 | $1,656,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 35,176 | $1,654,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 51,497 | $1,649,000 | thousands by filing date | |
| COLONY CAP INC | 19624R106 | CL A | 81,254 | $1,649,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 69,610 | $1,648,000 | thousands by filing date | |
| IXIA | 45071RAB5 | NOTE 3.000%12/1 | 1,527,000 | $1,646,000 | thousands by filing date | principal |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 13,544 | $1,644,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 291,936 | $1,644,000 | thousands by filing date | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 328,987 | $1,639,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 71,102 | $1,639,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 58,504 | $1,636,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 60,240 | $1,634,000 | thousands by filing date | |
| YAHOO INC | 984332908 | OPTION | 40,400 | $1,634,000 | thousands by filing date | call |
| VEOLIA ENVIRONNEMENT F | 92334N103 | Equity | 99,622 | $1,630,000 | thousands by filing date | |
| CLIFFS NAT RES INC | 18683K903 | OPTION | 62,200 | $1,630,000 | thousands by filing date | call |
| CEMEX SAB DE CV | 151290BC6 | NOTE 3.750% 3/1 | 1,200,000 | $1,628,000 | thousands by filing date | principal |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 8,135 | $1,627,000 | thousands by filing date | |
| REMY INTL INC | 759663107 | COM | 69,594 | $1,623,000 | thousands by filing date | |
| GT Advanced Technologies Inc. | 36191UAB2 | CONV | 1,600,000 | $1,622,000 | thousands by filing date | principal |
| ABBVIE INC | 00287Y950 | OPTION | 30,700 | $1,621,000 | thousands by filing date | put |
| DAUCH CORP | 024061103 | COM | 79,127 | $1,619,000 | thousands by filing date | |
| PHARMERICA CORP | 71714F104 | COM | 75,314 | $1,619,000 | thousands by filing date | |
| TELECOMMUNICATION SYS INC | 87929J103 | COM | 695,810 | $1,614,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 47,300 | $1,613,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 201,181 | $1,611,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 53,172 | $1,610,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 43,462 | $1,593,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 35,966 | $1,593,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 108,073 | $1,589,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 44,332 | $1,587,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 93,317 | $1,587,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 34,317 | $1,586,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 809,233 | $1,586,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 64,355 | $1,585,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 113,776 | $1,583,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 33,365 | $1,583,000 | thousands by filing date | |
| TESSERA TECHNOLOGIES INC | 88164L100 | COM | 80,326 | $1,583,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520102 | COM | 95,696 | $1,583,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 32,454 | $1,578,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 150,615 | $1,576,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 33,210 | $1,573,000 | thousands by filing date | |
| MEASUREMENT SPECIALTIES INC | 583421102 | COM | 25,910 | $1,572,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 77,787 | $1,563,000 | thousands by filing date | |
| FAIRPOINT COMMUNICATIONS INC | 305560302 | COM NEW | 138,257 | $1,562,000 | thousands by filing date | |
| NETAPP INC | 64110D906 | OPTION | 37,900 | $1,559,000 | thousands by filing date | call |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 61,410 | $1,558,000 | thousands by filing date | |
| WESTN DIGITAL CORP | 958102956 | OPTION | 18,500 | $1,552,000 | thousands by filing date | put |
| PEPSICO INC | 713448959 | OPTION | 18,700 | $1,551,000 | thousands by filing date | put |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 42,999 | $1,549,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 38,481 | $1,549,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 44,517 | $1,543,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 89,210 | $1,542,000 | thousands by filing date | |
| MEDIA GENERAL INC | 584404107 | COMMON STOCK | 67,981 | $1,537,000 | thousands by filing date | |
| OMNIAMERICAN BANCORP INC | 68216R107 | COM | 71,864 | $1,536,000 | thousands by filing date | |
| NEW RESIDENTIAL INVT CORP | 64828T102 | COM | 229,812 | $1,535,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 87,054 | $1,531,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 167,923 | $1,530,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 31,200 | $1,524,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 39,314 | $1,524,000 | thousands by filing date | |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 115,513 | $1,522,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 166,450 | $1,521,000 | thousands by filing date | |
| DIAMOND FOODS INC | 252603105 | COM | 58,742 | $1,518,000 | thousands by filing date | |
| CVS CORP | 126650902 | OPTION | 21,200 | $1,517,000 | thousands by filing date | call |
| PROSPECT CAPITAL CORP | 74348TAC6 | NOTE 6.250% | 1,400,000 | $1,516,000 | thousands by filing date | principal |
| AVIS BUDGET GROUP INC | 053774105 | COM | 37,465 | $1,515,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 38,557 | $1,512,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 130,078 | $1,511,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 85,492 | $1,506,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 23,596 | $1,503,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 96,120 | $1,503,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 27,544 | $1,499,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 431,183 | $1,497,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 259,773 | $1,496,000 | thousands by filing date | |
| INDEXIQ ETF TR HDG MACTRK | 45409B206 | ETF | 57,005 | $1,496,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 72,191 | $1,493,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 74,298 | $1,491,000 | thousands by filing date | |
| EVOGENE LTD | M4119S104 | SHS | 75,903 | $1,491,000 | thousands by filing date | |
| SALIX PHARMACEUTICALS INC SR NT CONV DTD 6/3/2010 2.75% 5/15/2015 | 795435AC0 | CONVERTIBLE | 757,000 | $1,489,000 | thousands by filing date | principal |
| PROOFPOINT INC | 743424103 | COM | 44,666 | $1,482,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 37,917 | $1,481,000 | thousands by filing date | |
| ASSOCIATED ESTATES RLTY CORP | 045604105 | COM | 92,173 | $1,480,000 | thousands by filing date | |
| S.Y. BANCORP INC | 785060104 | COM | 46,156 | $1,474,000 | thousands by filing date | |
| GSI GROUP INC | 36191C205 | COM | 130,920 | $1,471,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 15,968 | $1,469,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 49,671 | $1,469,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 60,095 | $1,469,000 | thousands by filing date | |
| CF INDS HLDGS INC | 125269902 | OPTION | 6,300 | $1,468,000 | thousands by filing date | call |
| BIG LOTS INC | 089302103 | COM | 45,265 | $1,462,000 | thousands by filing date | |
| ARCTIC CAT INC | 039670104 | COMMON STOCK | 25,664 | $1,462,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 29,410 | $1,460,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 47,617 | $1,449,000 | thousands by filing date | |
| STEWART ENTERPRISES INC | 860370AK1 | NOTE 3.375% 7/1 | 1,100,000 | $1,446,000 | thousands by filing date | principal |
| BRISTOL-MYRS SQUIB | 110122900 | OPTION | 27,200 | $1,446,000 | thousands by filing date | call |
| PERFICIENT INC | 71375U101 | COM | 61,476 | $1,441,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 30,811 | $1,439,000 | thousands by filing date | |
| FEDEX CORP | 31428X908 | OPTION | 10,000 | $1,438,000 | thousands by filing date | call |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 54,439 | $1,436,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 55,087 | $1,431,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 88,971 | $1,429,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 91,016 | $1,427,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 34,129 | $1,426,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 107,798 | $1,424,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 66,491 | $1,419,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 45,860 | $1,414,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 154,618 | $1,410,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 84,763 | $1,409,000 | thousands by filing date | |
| ULTRATECH INC | 904034105 | COM | 48,158 | $1,397,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 390,796 | $1,391,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 47,643 | $1,391,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 138,680 | $1,381,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 21,339 | $1,380,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 18,856 | $1,380,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 33,183 | $1,375,000 | thousands by filing date | |
| WINTHROP REALTY TRUST | 976391300 | SH B | 124,390 | $1,375,000 | thousands by filing date | |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 18,759 | $1,368,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 67,559 | $1,367,000 | thousands by filing date | |
| PENNEY(JC)CO INC | 708160908 | OPTION | 149,400 | $1,367,000 | thousands by filing date | call |
| HSN INC | 404303109 | COM | 21,937 | $1,366,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167CA3 | CNV | 1,358,000 | $1,365,000 | thousands by filing date | principal |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 50,636 | $1,364,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 40,082 | $1,363,000 | thousands by filing date | |
| EMULEX CORP | 292475209 | COM NEW | 190,241 | $1,361,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 53,615 | $1,358,000 | thousands by filing date | |
| CEMENTOS PACASMAYO SAA - ADR | 15126Q109 | SPON | 114,700 | $1,358,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 40,008 | $1,357,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 30,992 | $1,351,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 51,175 | $1,349,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 31,950 | $1,347,000 | thousands by filing date | |
| ACCURAY INC | 004397AB1 | CNV | 1,200,000 | $1,346,000 | thousands by filing date | principal |
| YONGYE INTL INC | 98607B106 | COM | 210,155 | $1,345,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 108,335 | $1,343,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y776 | ADVISR GLBECHO | 22,113 | $1,343,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 77,966 | $1,340,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 25,176 | $1,337,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-14-000264 | superseded | 2014-02-13 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000019617-14-000292 | this filing | 2014-02-26 | acceptance time not in the bulk data set |