13F-HR/A filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR/A for the quarter ended 2013-12-31, filed 2014-02-26, with 4,076 holding rows worth $352,443,688,000 by the sum of the rows.
- Accession
- 0000019617-14-000292
- Filer
- CIK 19617
- Filed
- 2014-02-26
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A holdings report, amendment of type restatement, 24,697 entries on the cover page, a total value of $352,443,692,313,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $352,443,688,000 with VALUE read as thousands by filing date, 13F file number 028-00694. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $352,443,692,313,000, about 1,000 times the sum of the rows, $352,443,688,000. The filer likely wrote its cover total in dollars and its rows in thousands. This page uses the sum of the rows.
Other managers
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJPMP CAPITAL CORP.028-11933
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJ.P. Morgan Whitefriars Inc.028-12007
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerBear Stearns Companies LLC028-13153
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SANDISK CORP | 80004C952 | OPTION | 18,900 | $1,333,000 | thousands by filing date | put |
| RADIOSHACK CORP | 750438103 | COMMON STOCK | 512,426 | $1,332,000 | thousands by filing date | |
| MULTIMEDIA GAMES HOLDING CO | 625453105 | COM | 42,367 | $1,329,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236905 | OPTION | 47,500 | $1,329,000 | thousands by filing date | call |
| UNITED STATES OIL FUND LP | 91232N959 | OPTION | 37,600 | $1,328,000 | thousands by filing date | put |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 204,750 | $1,325,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 262,077 | $1,324,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J224 | UNIT KING ALPH | 30,638 | $1,323,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 18,090 | $1,322,000 | thousands by filing date | |
| INVESTORS BANCORP INC | 46146P102 | COM | 51,690 | $1,322,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 65,887 | $1,318,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 23,880 | $1,316,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 77,563 | $1,312,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 66,174 | $1,311,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 33,230 | $1,301,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 31,516 | $1,298,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 44,205 | $1,293,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 18,817 | $1,292,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 47,315 | $1,291,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 37,669 | $1,290,000 | thousands by filing date | |
| PACER INTL INC TENN | 69373H106 | COM | 156,157 | $1,290,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 42,578 | $1,287,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 71,296 | $1,283,000 | thousands by filing date | |
| ROCKWOOD HLDGS INC | 774415103 | COM | 17,822 | $1,281,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 93,616 | $1,280,000 | thousands by filing date | |
| AV HOMES INC | 00234P102 | COM | 70,303 | $1,278,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 25,241 | $1,277,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 9,516 | $1,275,000 | thousands by filing date | |
| EMC CORP(MASSACHUS | 268648904 | OPTION | 50,700 | $1,275,000 | thousands by filing date | call |
| WEATHERFORD INTERNATIONAL LTD | H27013954 | OPTION | 82,200 | $1,273,000 | thousands by filing date | put |
| IPC THE HOSPITALIST CO | 44984A105 | COM | 21,391 | $1,271,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 23,527 | $1,270,000 | thousands by filing date | |
| EXAMWORKS GROUP INC COM | 30066A105 | COM | 42,269 | $1,263,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 47,563 | $1,262,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 73,261 | $1,257,000 | thousands by filing date | |
| BARRY (R.G.) | 068798107 | COM | 65,023 | $1,255,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 51,606 | $1,253,000 | thousands by filing date | |
| INTERSIL CORP | 46069S109 | CL A | 109,160 | $1,253,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 51,417 | $1,249,000 | thousands by filing date | |
| ITC HLDGS CORP | 465685105 | COM | 12,958 | $1,242,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 85,552 | $1,241,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 129,624 | $1,238,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 75,697 | $1,237,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 52,552 | $1,234,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 43,674 | $1,230,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 45,856 | $1,228,000 | thousands by filing date | |
| CENTER BANCORP INC | 151408101 | COM | 65,432 | $1,228,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 25,023 | $1,227,000 | thousands by filing date | |
| FIRST TRUST | 33737J208 | CANADA ALPHA | 33,881 | $1,226,000 | thousands by filing date | |
| FBR & CO | 30247C400 | COM NEW | 46,207 | $1,219,000 | thousands by filing date | |
| UNI-PIXEL INC | 904572203 | COM | 121,606 | $1,217,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 57,757 | $1,216,000 | thousands by filing date | |
| NORTEK INC | 656559309 | COM NEW | 16,121 | $1,203,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 17,301 | $1,201,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 12,000 | $1,200,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 142,067 | $1,197,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282EAC6 | NOTE 3.250% 6/0 | 1,022,000 | $1,197,000 | thousands by filing date | principal |
| VIOLIN MEMORY I | 92763A101 | Common Stock | 302,025 | $1,196,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 127,999 | $1,195,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 96,564 | $1,194,000 | thousands by filing date | |
| COMPUCREDIT HLDGS CORP | 20478NAD2 | NOTE 5.875%11/3 | 3,000,000 | $1,193,000 | thousands by filing date | principal |
| BRISTOW GROUP INC | 110394AC7 | NOTE | 971,000 | $1,191,000 | thousands by filing date | principal |
| ALAMO GROUP INC | 011311107 | COM | 19,544 | $1,186,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 38,948 | $1,179,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 51,298 | $1,177,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 11,124 | $1,176,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 18,145 | $1,175,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 23,659 | $1,175,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 81,906 | $1,175,000 | thousands by filing date | |
| INTL PAPER CO | 460146905 | OPTION | 23,900 | $1,172,000 | thousands by filing date | call |
| MICHAEL KORS HLDGS LTD | G60754952 | OPTION | 14,400 | $1,169,000 | thousands by filing date | put |
| ISHARES TR | 464287846 | DOW JONES US ETF | 12,495 | $1,167,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 41,264 | $1,165,000 | thousands by filing date | |
| AMCOL INTERNATIONAL CORP | 02341W103 | COMMON STOCK | 34,303 | $1,165,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 86,321 | $1,164,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 30,525 | $1,163,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 113,918 | $1,160,000 | thousands by filing date | |
| MICREL INC | 594793101 | COM | 117,399 | $1,160,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 38,480 | $1,152,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 23,117 | $1,150,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 20,834 | $1,150,000 | thousands by filing date | |
| WILLIAMS CLAYTON ENERGY INC | 969490101 | COM | 14,001 | $1,147,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 22,051 | $1,146,000 | thousands by filing date | |
| Crosstex Energy, Inc. | 22765Y104 | LTD | 31,657 | $1,145,000 | thousands by filing date | |
| CORNERSTONE THERAPEUTICS INC | 21924P103 | COM | 120,475 | $1,143,000 | thousands by filing date | |
| CAMECO CORP | 13321L959 | EQUITY | 55,000 | $1,142,000 | thousands by filing date | put |
| CORNING INC | 219350907 | OPTION | 64,100 | $1,142,000 | thousands by filing date | call |
| iShares MBS ETF | 464288588 | SHS | 10,871 | $1,137,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 31,297 | $1,131,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 21,432 | $1,126,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 55,650 | $1,126,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 13,992 | $1,126,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 64,392 | $1,126,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 82,957 | $1,120,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 34,437 | $1,120,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H139 | W EXP 11/14/2018 | 31,595 | $1,120,000 | thousands by filing date | |
| CREE INC | 225447952 | OPTION | 17,900 | $1,119,000 | thousands by filing date | put |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 45,291 | $1,117,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 137,479 | $1,108,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 57,001 | $1,108,000 | thousands by filing date | |
| SELECT COMFORT CORP | 81616X103 | COM | 52,459 | $1,106,000 | thousands by filing date | |
| LOWE'S COS INC | 548661909 | OPTION | 22,300 | $1,105,000 | thousands by filing date | call |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 26,891 | $1,102,000 | thousands by filing date | |
| WAL-MART STORES INC | 931142905 | OPTION | 14,000 | $1,102,000 | thousands by filing date | call |
| SUPPORT COM INC | 86858W101 | COM | 289,959 | $1,099,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 17,912 | $1,098,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 113,899 | $1,097,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 20,096 | $1,096,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 33,578 | $1,095,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 10,818 | $1,094,000 | thousands by filing date | |
| NVIDIA CORP | 67066G906 | OPTION | 68,200 | $1,093,000 | thousands by filing date | call |
| LENNAR CORP | 526057955 | OPTION | 27,600 | $1,092,000 | thousands by filing date | put |
| SFX ENTMT INC | 784178303 | COM | 91,042 | $1,092,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 57,660 | $1,091,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 23,339 | $1,090,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 17,284 | $1,090,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 28,382 | $1,086,000 | thousands by filing date | |
| AES TR III | 00808N202 | PFD CV 6.75% | 21,628 | $1,086,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 163,803 | $1,084,000 | thousands by filing date | |
| POLYPORE INTL INC | 73179V103 | COM | 27,681 | $1,076,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 23,440 | $1,071,000 | thousands by filing date | |
| DEERE & CO | 244199956 | OPTION | 11,700 | $1,069,000 | thousands by filing date | put |
| BAIDU INC | 056752900 | OPTION | 6,000 | $1,067,000 | thousands by filing date | call |
| LEGACY TEX FINL GROUP INC COM | 92672A101 | Stock | 38,839 | $1,066,000 | thousands by filing date | |
| CVS CORP | 126650951 | OPTION | 14,900 | $1,066,000 | thousands by filing date | put |
| ABIOMED INC | 003654100 | COM | 39,828 | $1,065,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 171,571 | $1,064,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 20,255 | $1,058,000 | thousands by filing date | |
| NTELOS HLDGS CORP | 67020Q305 | COM NEW | 52,289 | $1,058,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 129,075 | $1,058,000 | thousands by filing date | |
| COMMONWEALTH REIT | 203233606 | CV PFD-E 7.25% | 48,500 | $1,057,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 13,977 | $1,055,000 | thousands by filing date | |
| ARDEN GROUP INC-A | 039762109 | CL A | 8,336 | $1,054,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 21,785 | $1,052,000 | thousands by filing date | |
| RYANAIR HLDGS PLC | 783513104 | SPONSORED ADR | 22,401 | $1,052,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 62,596 | $1,045,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 24,108 | $1,044,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 26,052 | $1,043,000 | thousands by filing date | |
| NII HOLDINGS INC | 62913F201 | COMMON STOCK | 379,131 | $1,042,000 | thousands by filing date | |
| CHESAPEAKE ENERGY | 165167909 | OPTION | 38,400 | $1,042,000 | thousands by filing date | call |
| GOODRICH PETROLEUM CORP | 382410AC2 | NOTE | 1,025,000 | $1,041,000 | thousands by filing date | principal |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 12,371 | $1,036,000 | thousands by filing date | |
| FIRST SOLAR INC | 336433909 | OPTION | 18,900 | $1,033,000 | thousands by filing date | call |
| BNC Bancorp | 05566T101 | Com | 60,199 | $1,032,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 56,587 | $1,031,000 | thousands by filing date | |
| NGP CAPITAL RESOURCES CO | 62912R107 | COM | 138,027 | $1,031,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 30,678 | $1,030,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 28,104 | $1,028,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 80,903 | $1,026,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 168,945 | $1,025,000 | thousands by filing date | |
| YOUKU.COM INC | 98742U100 | COMMON STOCK-FO | 33,694 | $1,021,000 | thousands by filing date | |
| WALTER ENERGY INC | 93317Q907 | OPTION | 61,200 | $1,018,000 | thousands by filing date | call |
| GRIFFIN LAND + NURSERIES | 398231100 | CL A | 30,318 | $1,012,000 | thousands by filing date | |
| EXAR CORP | 300645108 | COMMON STOCK | 85,622 | $1,009,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 13,384 | $1,007,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 64,072 | $1,000,000 | thousands by filing date | |
| FUSION-IO INC | 36112J958 | OPTION | 112,000 | $998,000 | thousands by filing date | put |
| CBEYOND INC | 149847105 | COM | 144,680 | $996,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 54,391 | $996,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 11,063 | $992,000 | thousands by filing date | |
| STRAIGHT PATH COMMUNICATNS I | 862578101 | CL B | 121,253 | $992,000 | thousands by filing date | |
| OMNIVISION TECHNOLOGIES INC | 682128103 | COM | 57,434 | $989,000 | thousands by filing date | |
| DELTIC TIMBER CORP | 247850100 | COMMON STOCK | 14,535 | $987,000 | thousands by filing date | |
| WAUSAU PAPER CORP | 943315101 | COM | 77,874 | $987,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC | 00846U903 | OPTION | 17,200 | $984,000 | thousands by filing date | call |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 141,753 | $982,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 53,038 | $978,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 224,877 | $978,000 | thousands by filing date | |
| BP | 055622906 | OPTION | 20,100 | $977,000 | thousands by filing date | call |
| AMERICAN VANGUARD CORP | 030371108 | COM | 40,058 | $975,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 29,543 | $974,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 16,568 | $972,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 64,727 | $971,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 27,116 | $971,000 | thousands by filing date | |
| RESOURCE CAP CORP REIT | 76120W302 | COM | 162,663 | $964,000 | thousands by filing date | |
| CTRIP COM INTERNATIONAL LTD | G25861AB4 | DEBT 1.250%10/1 | 975,000 | $964,000 | thousands by filing date | principal |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 12,198 | $961,000 | thousands by filing date | |
| IXIA | 45071R109 | COM | 71,757 | $955,000 | thousands by filing date | |
| AMERICAN SCIENCE + ENGINEERI | 029429107 | COM | 13,286 | $955,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 65,729 | $952,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 40,800 | $951,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 28,628 | $949,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 83,518 | $949,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 41,330 | $944,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044108 | COM | 284,142 | $938,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 31,501 | $933,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 57,919 | $931,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 40,500 | $930,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W858 | GUG S&P500EQWTFI | 23,398 | $928,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 131,578 | $922,000 | thousands by filing date | |
| STONEGATE MTG CORP | 86181Q300 | COM | 55,635 | $920,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 11,081 | $916,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037950 | OPTION | 100,000 | $916,000 | thousands by filing date | put |
| KELLOGG CO | 487836900 | OPTION | 15,000 | $916,000 | thousands by filing date | call |
| AGREE RLTY CORP COM | 008492100 | REIT | 31,531 | $915,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 18,655 | $915,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 15,251 | $915,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 6,447 | $911,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 37,491 | $909,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 15,690 | $907,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 101,999 | $906,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X764 | S&PINTL MC ETF | 27,706 | $905,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 164,352 | $903,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 20,869 | $888,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 23,015 | $887,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 38,153 | $887,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 55,900 | $883,000 | thousands by filing date | |
| TEVA PHARMA IND | 881624951 | OPTION | 22,000 | $882,000 | thousands by filing date | put |
| COMMONWEALTH REIT | 203233408 | 6.50% PFD CUM CO | 42,900 | $880,000 | thousands by filing date | |
| FEDERAL MOGUL CORP | 313549404 | COM | 44,574 | $878,000 | thousands by filing date | |
| GUARANTY BANCORP | 40075T607 | COM | 62,347 | $877,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AE9 | DBCV 4.500% 3/1 | 625,000 | $875,000 | thousands by filing date | principal |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 32,100 | $874,000 | thousands by filing date | |
| CIBER INC | 17163B102 | COM | 210,406 | $872,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 16,615 | $867,000 | thousands by filing date | |
| BIO REFERENCE LABS INC | 09057G602 | COM | 33,828 | $864,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 146,375 | $862,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 9,779 | $861,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L477 | US TRES STEEP | 20,481 | $861,000 | thousands by filing date | |
| DEX MEDIA INC | 25213A107 | COM | 126,927 | $859,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 48,014 | $858,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 31,765 | $858,000 | thousands by filing date | |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 44,272 | $855,000 | thousands by filing date | |
| ABAXIS INC | 002567105 | COM | 21,380 | $855,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 39,207 | $852,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 27,404 | $851,000 | thousands by filing date | |
| PNC FINANCIAL SERVICES GROUP | 693475121 | CMN | 47,945 | $851,000 | thousands by filing date | |
| OMNICARE INC | 681904AP3 | NOTE 3.750% 4/0 | 561,000 | $847,000 | thousands by filing date | principal |
| MENS WEARHOUSE INC | 587118100 | COM | 16,540 | $846,000 | thousands by filing date | |
| VOLCANO CORPORATION | 928645100 | COM | 38,575 | $843,000 | thousands by filing date | |
| APCO OIL & GAS INTERNATIONAL | g0471f109 | SHS | 53,961 | $841,000 | thousands by filing date | |
| HOLOGIC INC | 436440AG6 | FRNT 2.000%12/1 | 800,000 | $840,000 | thousands by filing date | principal |
| NEW YORK & CO INC | 649295102 | COM | 191,861 | $838,000 | thousands by filing date | |
| UNITEDHEALTH GROUP INC | 91324P904 | OPTION | 11,100 | $836,000 | thousands by filing date | call |
| ISHARES | 464286830 | EXCHANGE TRADED | 52,764 | $835,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL I | 91911K953 | OPTION | 7,100 | $834,000 | thousands by filing date | put |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 93,986 | $833,000 | thousands by filing date | |
| WABASH NATL CORP | 929566AH0 | CNV | 634,000 | $825,000 | thousands by filing date | principal |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 24,933 | $824,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 49,646 | $824,000 | thousands by filing date | |
| INTERSECTIONS INC | 460981301 | COM | 105,305 | $820,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 35,336 | $819,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 17,867 | $817,000 | thousands by filing date | |
| COMSTOCK RESOURCES INC | 205768203 | COM | 44,686 | $817,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 13,632 | $816,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 100,000 | $814,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 95,260 | $814,000 | thousands by filing date | |
| PMFG INC | 69345P103 | COM | 89,836 | $813,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 51,606 | $812,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND LP | 912318904 | OPTION | 39,200 | $811,000 | thousands by filing date | call |
| SALESFORCE COM INC | 79466L906 | OPTION | 14,600 | $806,000 | thousands by filing date | call |
| AEROVIRONMENT INC COM | 008073108 | Stock | 27,583 | $804,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 35,014 | $804,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892507 | CV 8% CUM PFD-D | 32,108 | $800,000 | thousands by filing date | |
| US AIRWAYS GROUP INC | 911905AC1 | CNV | 145,000 | $800,000 | thousands by filing date | principal |
| ONEBEACON INSURANCE GROUP LT | G67742109 | COMMON STOCK | 50,448 | $798,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 13,575 | $793,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 19,922 | $792,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 13,206 | $791,000 | thousands by filing date | |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 30,398 | $790,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 53,154 | $788,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 34,000 | $788,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 18,813 | $786,000 | thousands by filing date | |
| HOME FEDERAL BANCORP INC/ID | 43710G105 | COM | 52,636 | $784,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534901 | OPTION | 12,000 | $780,000 | thousands by filing date | call |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 23,514 | $776,000 | thousands by filing date | |
| SANDISK CORP | 80004C903 | OPTION | 11,000 | $776,000 | thousands by filing date | call |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 32,266 | $773,000 | thousands by filing date | |
| GLOBAL INDEMNITY PLC | G39319101 | SHS | 30,503 | $772,000 | thousands by filing date | |
| DANAHER CORP | 235851953 | OPTION | 10,000 | $772,000 | thousands by filing date | put |
| WEX INC | 96208T104 | COM | 7,777 | $770,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 67,249 | $770,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 43,292 | $766,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 36,324 | $764,000 | thousands by filing date | |
| EPIQ SYSTEMS INC | 26882D109 | COM | 47,160 | $763,000 | thousands by filing date | |
| LUMOS NETWORKS CORP | 550283105 | COM | 36,268 | $762,000 | thousands by filing date | |
| NORFOLK STHN CORP | 655844900 | OPTION | 8,200 | $762,000 | thousands by filing date | call |
| Viacom Inc Cl A | 92553P102 | CL A | 8,677 | $761,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 26,747 | $760,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 17,700 | $757,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 36,621 | $755,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 19,032 | $752,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 1,200,000 | $750,000 | thousands by filing date | principal |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 38,673 | $750,000 | thousands by filing date | |
| EVERBANK FINANCIAL CORPORATION | 29977G102 | COMMON STOCK | 40,812 | $749,000 | thousands by filing date | |
| AIRTRAN HLDGS INC | 00949PAD0 | NOTE 5.250%11/0 | 440,000 | $744,000 | thousands by filing date | principal |
| MICRON TECHNOLOGY | 595112954 | OPTION | 34,200 | $744,000 | thousands by filing date | put |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 20,897 | $741,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 31,346 | $738,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 53,783 | $738,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 29,966 | $737,000 | thousands by filing date | |
| AFLAC INC | 001055953 | OPTION | 11,000 | $735,000 | thousands by filing date | put |
| MYRIAD GENETICS INC | 62855J104 | COM | 34,888 | $733,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 155,988 | $733,000 | thousands by filing date | |
| TEXAS INSTRUMENTS | 882508955 | OPTION | 16,700 | $733,000 | thousands by filing date | put |
| FTSE RAFI US 1500 Small Cap | 73935X567 | COM | 7,495 | $732,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 73,896 | $732,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 17,510 | $731,000 | thousands by filing date | |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 80,419 | $731,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 40,870 | $730,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 80,477 | $730,000 | thousands by filing date | |
| Cynosure, Inc. | 232577205 | COM | 27,345 | $729,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 6,853 | $728,000 | thousands by filing date | |
| COMMUNITYONE BANCORP | 20416Q108 | COM | 57,064 | $728,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 14,047 | $727,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 57,326 | $727,000 | thousands by filing date | |
| WESTFIELD FINANCIAL INC | 96008P104 | COM | 97,243 | $726,000 | thousands by filing date | |
| SINA CORP | G81477906 | OPTION | 8,600 | $725,000 | thousands by filing date | put |
| BOTTOMLINE TECH DEL INC | 101388AA4 | NOTE 1.500%12/0 | 540,000 | $724,000 | thousands by filing date | principal |
| SALIENT MLP & ENERGY INFRSTR | 79471T100 | COM SH BEN INT | 25,758 | $724,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 16,847 | $722,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 40,604 | $721,000 | thousands by filing date | |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 8,699 | $721,000 | thousands by filing date | |
| SOUTHERN CO. | 842587958 | OPTION | 17,500 | $719,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X707 | LATIN AMER ETF | 11,500 | $716,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 15,507 | $714,000 | thousands by filing date | |
| UTI WORLDWIDE INC | G87210103 | ORD | 40,533 | $712,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 43,000 | $707,000 | thousands by filing date | |
| RADIAN GROUP INC | 750236903 | OPTION | 50,000 | $706,000 | thousands by filing date | call |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 52,399 | $705,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 14,842 | $704,000 | thousands by filing date | |
| KEY ENERGY SVCS INC | 492914106 | COM | 89,124 | $704,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 54,749 | $701,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 325,611 | $700,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 20,975 | $700,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620RAE5 | NOTE 4.250% 8/1 | 426,000 | $697,000 | thousands by filing date | principal |
| NIKE INC | 654106954 | OPTION | 8,800 | $692,000 | thousands by filing date | put |
| GENIE ENERGY LTD | 372284208 | CL B | 67,563 | $690,000 | thousands by filing date | |
| GENERAL COMMUNICATION INC | 369385109 | CL A | 61,725 | $689,000 | thousands by filing date | |
| HERTZ GLOBAL HOLDINGS INC | 42805T956 | OPTION | 24,000 | $687,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 31,188 | $683,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP | 611740952 | OPTION | 10,000 | $678,000 | thousands by filing date | put |
| DEXCOM INC COM | 252131107 | Stock | 19,082 | $676,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 13,418 | $676,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 8,315 | $675,000 | thousands by filing date | |
| WESTN DIGITAL CORP | 958102907 | OPTION | 8,048 | $675,000 | thousands by filing date | call |
| KIMBERLY CLARK CORP | 494368954 | OPTION | 6,400 | $669,000 | thousands by filing date | put |
| BJS RESTAURANTS INC | 09180C106 | COM | 21,395 | $664,000 | thousands by filing date | |
| PROSHARES TR II | 74347W361 | VIX STRMFUT ETF | 23,145 | $660,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 39,857 | $657,000 | thousands by filing date | |
| TANGOE INC/CT | 87582Y108 | COM | 36,534 | $657,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 54,086 | $654,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 31,510 | $652,000 | thousands by filing date | |
| FOX CHASE BANCORP INC | 35137T108 | COM | 37,775 | $652,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 8,507 | $650,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 19,170 | $649,000 | thousands by filing date | |
| ALTRIA GROUP INC | 02209S905 | OPTION | 16,900 | $649,000 | thousands by filing date | call |
| GULF IS FABRICATION INC | 402307102 | COM | 27,907 | $648,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 70,791 | $648,000 | thousands by filing date | |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 54,758 | $648,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 35,532 | $647,000 | thousands by filing date | |
| BEST BUY CO INC | 086516952 | OPTION | 16,200 | $646,000 | thousands by filing date | put |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 206,333 | $645,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 96,486 | $641,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 110,493 | $640,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 65,711 | $640,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 45,764 | $637,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 18,900 | $637,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 8,041 | $637,000 | thousands by filing date | |
| OCCIDENTAL PETRLM | 674599907 | OPTION | 6,700 | $637,000 | thousands by filing date | call |
| GENWORTH FINL INC | 37247D957 | OPTION | 41,000 | $637,000 | thousands by filing date | put |
| TRUBRIDGE INC | 205306103 | COM | 10,296 | $636,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 20,974 | $635,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 24,466 | $634,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 43,594 | $634,000 | thousands by filing date | |
| BROADCOM CORP | 111320958 | OPTION | 21,400 | $634,000 | thousands by filing date | put |
| WEIS MKTS INC COM | 948849104 | Stock | 12,059 | $633,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 17,406 | $633,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 14,163 | $633,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 8,762 | $629,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 6,510 | $624,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 5,444 | $624,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 18,164 | $623,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 23,837 | $623,000 | thousands by filing date | |
| LIFELOCK INC COM | 53224V100 | COM | 37,948 | $623,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 7,272 | $618,000 | thousands by filing date | |
| VALE S A | 91912E956 | OPTION | 40,500 | $618,000 | thousands by filing date | put |
| VALUECLICK INC | 92046N102 | COM | 26,401 | $617,000 | thousands by filing date | |
| RITE AID CORP | 767754BU7 | CNV | 300,000 | $617,000 | thousands by filing date | principal |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 7,733 | $615,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND LP | 912318953 | OPTION | 29,700 | $614,000 | thousands by filing date | put |
| GENCORP INC | 368682100 | COM | 33,993 | $613,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 44,584 | $612,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 67,301 | $612,000 | thousands by filing date | |
| ISHARES TR | 46429B705 | MSCI RUSS INDX | 27,951 | $612,000 | thousands by filing date | |
| TORTOISE ENERGY CAP CORP | 89147U100 | COM | 18,660 | $610,000 | thousands by filing date | |
| PENNEY(JC)CO INC | 708160957 | OPTION | 66,700 | $610,000 | thousands by filing date | put |
| MERCURY SYS INC COM | 589378108 | Stock | 55,415 | $607,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 37,976 | $605,000 | thousands by filing date | |
| BRIDGE CAP HLDGS | 108030107 | COM | 29,462 | $605,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 9,627 | $603,000 | thousands by filing date | |
| DURATA THERAPEUTICS INC | 26658A107 | COM | 47,155 | $603,000 | thousands by filing date | |
| HOSPIRA INC | 441060951 | OPTION | 14,600 | $603,000 | thousands by filing date | put |
| LANDAUER INC | 51476K103 | COM | 11,414 | $601,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 7,780 | $600,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 170,375 | $599,000 | thousands by filing date | |
| NOKIA OYJ | 654902907 | OPTION | 73,600 | $597,000 | thousands by filing date | call |
| THERAVANCE INC | 88338T104 | COMMON STOCK | 16,733 | $596,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 40,448 | $595,000 | thousands by filing date | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 16,299 | $595,000 | thousands by filing date | |
| Rentech Nitrogen Partners, LP | 760113100 | LTD | 33,800 | $595,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 11,443 | $595,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 44,755 | $594,000 | thousands by filing date | |
| KYTHERA BIOPHARMACEUTICALS I | 501570105 | COM | 15,913 | $594,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 30,292 | $592,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 21,565 | $590,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 32,065 | $589,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC | 464330109 | COM | 14,788 | $589,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R742 | AUSTRALIA BD | 6,623 | $589,000 | thousands by filing date | |
| PROSHRE U/S DJ-UBS CRUDE OIL | 74347W668 | CMN | 18,657 | $589,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 11,521 | $588,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 106,719 | $586,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 32,566 | $584,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786U101 | COM | 14,712 | $583,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 7,106 | $580,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 14,883 | $579,000 | thousands by filing date | |
| REED ELSEVIER N V | 758204200 | SPONS ADR NEW | 13,582 | $579,000 | thousands by filing date | |
| VALE S A | 91912E907 | OPTION | 37,900 | $578,000 | thousands by filing date | call |
| AMERICAN RLTY CAP PPTYS INC | 02917T104 | COM | 44,887 | $577,000 | thousands by filing date | |
| ALCOA INC | 013817952 | OPTION | 54,000 | $574,000 | thousands by filing date | put |
| GRAFTECH INTERNATIONAL LTD | 384313102 | COMMON STOCK | 50,880 | $570,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 11,219 | $569,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 21,688 | $569,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 22,620 | $569,000 | thousands by filing date | |
| BANK OF KENTUCKY FINL CORP | 062896105 | COM | 15,447 | $569,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 13,356 | $568,000 | thousands by filing date | |
| Western Midstream Partners | 95825r103 | COM | 14,374 | $568,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 27,676 | $567,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 14,840 | $566,000 | thousands by filing date | |
| ESB FINANCIAL CORP | 26884F102 | COM | 39,842 | $566,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 37,900 | $564,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 8,464 | $564,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 12,595 | $563,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G959 | OPTION | 8,000 | $562,000 | thousands by filing date | put |
| HMS HLDGS CORP | 40425J101 | COM | 24,758 | $561,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 30,305 | $560,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 4,630 | $557,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 12,278 | $557,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 20,487 | $556,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 5,068 | $554,000 | thousands by filing date | |
| EARTHLINK INC | 270321102 | COM | 109,344 | $554,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 20,625 | $553,000 | thousands by filing date | |
| HEARTWARE INTL INC | 422368100 | COM | 5,873 | $552,000 | thousands by filing date | |
| ALLEGHENY TECHNOLO | 01741R904 | OPTION | 15,500 | $552,000 | thousands by filing date | call |
| NEW MTN FIN CORP | 647551100 | COM | 36,621 | $551,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 8,270 | $550,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 15,852 | $550,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 21,050 | $547,000 | thousands by filing date | |
| MERCHANTS BANCSHARES INC | 588448100 | COM | 16,284 | $547,000 | thousands by filing date | |
| HARBINGER GROUP INC | 41146A106 | COM | 45,842 | $544,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 214,629 | $543,000 | thousands by filing date | |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 23,802 | $542,000 | thousands by filing date | |
| H & Q LIFE SCIENCES INVS | 404053100 | EXCHANGE TRADED | 26,510 | $542,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 10,636 | $541,000 | thousands by filing date | |
| DTS INC | 23335C101 | COM | 22,626 | $541,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 13,590 | $540,000 | thousands by filing date | |
| BAIDU INC | 056752959 | OPTION | 3,000 | $534,000 | thousands by filing date | put |
| ABBOTT LABS | 002824902 | OPTION | 13,900 | $533,000 | thousands by filing date | call |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 6,656 | $532,000 | thousands by filing date | |
| TESORO CORP | 881609903 | OPTION | 9,100 | $532,000 | thousands by filing date | call |
| RENASANT CORP | 75970E107 | COM | 16,879 | $531,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 63,404 | $530,000 | thousands by filing date | |
| TRANS WORLD ENTERTAINMENT CP | 89336Q100 | COM | 119,923 | $530,000 | thousands by filing date | |
| ALCOA INC | 013817AT8 | NOTE 5.250% 3/1 | 319,000 | $529,000 | thousands by filing date | principal |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 9,595 | $529,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 4,900 | $527,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 17,980 | $527,000 | thousands by filing date | |
| EBAY INC | 278642905 | OPTION | 9,600 | $527,000 | thousands by filing date | call |
| PEP BOYS-MANNY MOE & JACK | 713278109 | COMMON STOCK | 43,290 | $525,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 123,510 | $521,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 21,020 | $519,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 42,875 | $519,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 10,850 | $518,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 26,409 | $518,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 5,545 | $517,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 44,495 | $517,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 34,551 | $516,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 23,263 | $515,000 | thousands by filing date | |
| LILLY(ELI)& CO | 532457959 | OPTION | 10,100 | $515,000 | thousands by filing date | put |
| NOKIA OYJ | 654902956 | OPTION | 63,400 | $514,000 | thousands by filing date | put |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 77,330 | $513,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 22,104 | $512,000 | thousands by filing date | |
| ENTROPIC COMMUNICATIONS INC | 29384R105 | COM | 108,876 | $512,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 15,778 | $511,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q744 | DWA SC TECHLDR | 12,780 | $507,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 16,841 | $502,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 82,421 | $502,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 64,872 | $502,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 16,748 | $498,000 | thousands by filing date | |
| JANUS CAPITAL GROUP INC | 47102XAG0 | CNV | 481,000 | $498,000 | thousands by filing date | principal |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 13,524 | $496,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 35,034 | $495,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 27,608 | $495,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 66,343 | $495,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 19,089 | $494,000 | thousands by filing date | |
| AVIVA PLC | 05382A104 | ADR | 32,463 | $493,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 26,349 | $491,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 13,206 | $491,000 | thousands by filing date | |
| AFFYMETRIX INC | 00826T108 | COM | 57,083 | $490,000 | thousands by filing date | |
| ISHARES INC MSCI ITALY CAP | 464286855 | ETF | 31,424 | $490,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-14-000264 | superseded | 2014-02-13 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000019617-14-000292 | this filing | 2014-02-26 | acceptance time not in the bulk data set |