13F-HR filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-02-13, with 4,069 holding rows worth $349,208,531,000 by the sum of the rows.
- Accession
- 0000019617-14-000264
- Filer
- CIK 19617
- Filed
- 2014-02-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A holdings report, 24,679 entries on the cover page, a total value of $349,208,534,545,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $349,208,531,000 with VALUE read as thousands by filing date, 13F file number 028-00694. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The cover page states a total of $349,208,534,545,000, about 1,000 times the sum of the rows, $349,208,531,000. The filer likely wrote its cover total in dollars and its rows in thousands. This page uses the sum of the rows.
Other managers
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJPMP CAPITAL CORP.028-11933
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJ.P. Morgan Whitefriars Inc.028-12007
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerBear Stearns Companies LLC028-13153
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 125,923 | $6,542,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 210,483 | $6,539,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST | 49803T102 | COMMON STOCK | 992,683 | $6,522,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 180,488 | $6,521,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 193,662 | $6,498,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 183,234 | $6,490,000 | thousands by filing date | |
| POLYCOM | 73172K104 | COMMON STOCK | 576,586 | $6,475,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 163,574 | $6,466,000 | thousands by filing date | |
| UNITED CONTL HLDGS INC | 910047901 | OPTION | 170,200 | $6,439,000 | thousands by filing date | call |
| PETMED EXPRESS INC | 716382106 | COM | 386,643 | $6,431,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 103,899 | $6,428,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 123,379 | $6,425,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 442,206 | $6,416,000 | thousands by filing date | |
| PROSPECT CAPITAL CORP | 74348TAD4 | NOTE | 6,121,000 | $6,412,000 | thousands by filing date | principal |
| PLEXUS CORP COM | 729132100 | Stock | 148,046 | $6,409,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 82,454 | $6,393,000 | thousands by filing date | |
| RADIAN GROUP INC | 750236AN1 | NOTE 2.250% 3/0 | 4,356,000 | $6,387,000 | thousands by filing date | principal |
| WIX COM LTD | N07045953 | OPTION | 193,400 | $6,382,000 | thousands by filing date | put |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 62,264 | $6,375,000 | thousands by filing date | |
| GOLDMAN SACHS GP | 38141G955 | OPTION | 35,800 | $6,346,000 | thousands by filing date | put |
| CUMMINS INC | 231021957 | OPTION | 45,000 | $6,344,000 | thousands by filing date | put |
| TEAM INC | 878155100 | COM | 149,187 | $6,316,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 305,389 | $6,300,000 | thousands by filing date | |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 247,154 | $6,250,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 419,527 | $6,242,000 | thousands by filing date | |
| TAYLOR CAPITAL GROUP INC | 876851106 | COM | 234,561 | $6,236,000 | thousands by filing date | |
| SCHLUMBERGER LTD | 806857900 | OPTION | 69,200 | $6,236,000 | thousands by filing date | call |
| WESTLAKE CORPORATION | 960413102 | COM | 51,062 | $6,232,000 | thousands by filing date | |
| RAMBUS INC DEL | 750917AC0 | NOTE 5.000% 6/1 | 6,121,000 | $6,220,000 | thousands by filing date | principal |
| WESTERN REFNG LOGISTICS LP | 95931Q205 | COM UNIT REP LTP | 240,346 | $6,218,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 95,512 | $6,206,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 74,906 | $6,195,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 249,594 | $6,194,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 218,027 | $6,187,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 168,484 | $6,173,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 266,272 | $6,146,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 118,382 | $6,134,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS | 67020YAF7 | CORPORATE OBLIG | 6,266,000 | $6,122,000 | thousands by filing date | principal |
| BARCLAYS BK PLC | 06739F291 | IPMS INDIA ETN | 107,439 | $6,120,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 122,406 | $6,102,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 1,286,699 | $6,099,000 | thousands by filing date | |
| HEARTLAND PMT SYS INC | 42235N108 | COM | 122,186 | $6,090,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 88,692 | $6,089,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 600,838 | $6,080,000 | thousands by filing date | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 284,404 | $6,050,000 | thousands by filing date | |
| SYNOVUS FINANCIAL CORP | 87161C105 | COM | 1,680,595 | $6,050,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167BW6 | NOTE 2.750%11/1 | 7,035,000 | $6,050,000 | thousands by filing date | principal |
| PLX TECHNOLOGY INC | 693417107 | COM | 917,933 | $6,041,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 620,065 | $6,022,000 | thousands by filing date | |
| WARREN RESOURCES INC | 93564A100 | COM | 1,915,711 | $6,015,000 | thousands by filing date | |
| PHILIPPINE LONG DISTANCE TEL | 718252604 | SPONSORED ADR | 100,063 | $6,012,000 | thousands by filing date | |
| GREEN PLAINS RENEWABLE ENERG | 393222AB0 | BOND | 4,100,000 | $6,009,000 | thousands by filing date | principal |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 329,936 | $6,004,000 | thousands by filing date | |
| TIM HORTONS INC | 88706M103 | COM | 102,752 | $5,999,000 | thousands by filing date | |
| AMAZON COM INC | 023135908 | OPTION | 15,000 | $5,982,000 | thousands by filing date | call |
| HOVNANIAN ENTERPRISES INC | 442487955 | OPTION | 900,000 | $5,958,000 | thousands by filing date | put |
| QUALCOMM INC | 747525905 | OPTION | 79,800 | $5,925,000 | thousands by filing date | call |
| 1ST SOURCE CORP COM | 336901103 | Stock | 185,356 | $5,920,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 75,836 | $5,915,000 | thousands by filing date | |
| SOLARCITY CORP | 83416TAA8 | NOTE 2.750%11/0 | 5,000,000 | $5,915,000 | thousands by filing date | principal |
| INTEGRATED SILICON SOLUTION | 45812P107 | COM | 488,681 | $5,909,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 51,134 | $5,908,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 58,001 | $5,908,000 | thousands by filing date | |
| FXCM INC | 302693106 | COM | 331,152 | $5,907,000 | thousands by filing date | |
| CYTEC INDS INC | 232820100 | COM | 63,225 | $5,892,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 170,388 | $5,873,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 271,762 | $5,854,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 259,580 | $5,827,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 68,413 | $5,819,000 | thousands by filing date | |
| NEWMONT MINING CORP | 651639957 | OPTION | 252,500 | $5,816,000 | thousands by filing date | put |
| WEATHERFORD INTL LTD | H27013103 | COMMON STOCK-FO | 375,347 | $5,814,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 114,977 | $5,805,000 | thousands by filing date | |
| SOLARWINDS INC | 83416B109 | COM | 153,178 | $5,794,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 57,144 | $5,789,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 58,295 | $5,785,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 174,976 | $5,770,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 175,124 | $5,766,000 | thousands by filing date | |
| ORBITZ WORLDWIDE INC | 68557K109 | COM | 802,500 | $5,762,000 | thousands by filing date | |
| UNITED ONLINE INC | 911268209 | COM NEW | 418,396 | $5,756,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 227,263 | $5,727,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 54,268 | $5,723,000 | thousands by filing date | |
| Invesco S&P 500 Pure Growth | 78355W403 | GUG S&P500 PU GR | 81,395 | $5,722,000 | thousands by filing date | |
| GASTAR EXPL LTD | 367299203 | COM NEW | 826,672 | $5,721,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 203,935 | $5,706,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 4,751,751 | $5,702,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 150,279 | $5,702,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 319,701 | $5,699,000 | thousands by filing date | |
| MARKET VECTORS PHARM ETF T | 57060U217 | ETF | 106,981 | $5,682,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 192,453 | $5,676,000 | thousands by filing date | |
| AUXILIUM PHARMACEUTICALS | 05334D107 | COMMON STOCK | 273,732 | $5,675,000 | thousands by filing date | |
| FAIRWAY GROUP HLDGS CORP | 30603D109 | CL A | 311,642 | $5,659,000 | thousands by filing date | |
| LTX-CREDENCE CORP | 502403207 | COM NEW | 708,181 | $5,659,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 587,012 | $5,653,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 199,693 | $5,651,000 | thousands by filing date | |
| ING | 44977W106 | EXCHANGE TRADED | 969,473 | $5,643,000 | thousands by filing date | |
| INFORMATICA CORP | 45666Q102 | COM | 135,643 | $5,629,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 133,027 | $5,615,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 1,606,075 | $5,606,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 248,785 | $5,598,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 90,023 | $5,570,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 54,389 | $5,554,000 | thousands by filing date | |
| M/I HOMES INC | 55292PAA3 | NOTE 3.250% 9/1 | 4,270,000 | $5,554,000 | thousands by filing date | principal |
| COLUMBIA BKG SYS INC | 197236102 | COM | 201,784 | $5,547,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 692,393 | $5,546,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 232,233 | $5,532,000 | thousands by filing date | |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 1,414,102 | $5,529,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 88,707 | $5,517,000 | thousands by filing date | |
| ATLAS RESOURCE PARTNERS LP | 04941A101 | COM UNT LTD PR | 268,648 | $5,502,000 | thousands by filing date | |
| OM GROUP INC | 670872100 | COM | 150,816 | $5,491,000 | thousands by filing date | |
| COMMONWEALTH REIT | 203233101 | COMMON STOCK | 235,429 | $5,488,000 | thousands by filing date | |
| BON-TON STORES INC | 09776J101 | COM | 337,729 | $5,486,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 221,912 | $5,483,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 51,739 | $5,455,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 45,984 | $5,442,000 | thousands by filing date | |
| ATLANTIC TELE NETWORK INC | 049079205 | COM NEW | 96,184 | $5,441,000 | thousands by filing date | |
| SHANDA GAMES LTD | 81941U105 | SP ADR REPTG A | 1,187,982 | $5,441,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 105,377 | $5,439,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 169,841 | $5,438,000 | thousands by filing date | |
| MOSAIC CO NEW | 61945C905 | OPTION | 114,900 | $5,431,000 | thousands by filing date | call |
| CHAMBERS STR PPTYS | 157842105 | COM | 708,499 | $5,420,000 | thousands by filing date | |
| COCA-COLA CO | 191216902 | OPTION | 131,000 | $5,412,000 | thousands by filing date | call |
| CONOCOPHILLIPS | 20825C906 | OPTION | 76,200 | $5,384,000 | thousands by filing date | call |
| ETF | 26923A106 | EXCHANGE TRADED | 76,991 | $5,361,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 305,535 | $5,356,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 732,768 | $5,335,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 1,532,045 | $5,331,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 101,498 | $5,329,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 191,633 | $5,328,000 | thousands by filing date | |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 158,567 | $5,327,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 872,369 | $5,322,000 | thousands by filing date | |
| MAC-GRAY CORP | 554153106 | COMMON STOCK | 250,571 | $5,319,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 1,372,237 | $5,310,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 623,703 | $5,307,000 | thousands by filing date | |
| GRUPO FINANCIERO SANTANDER | 40053C105 | COMMON STOCK-FO | 388,507 | $5,300,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 167,200 | $5,294,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 284,834 | $5,272,000 | thousands by filing date | |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 318,383 | $5,250,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 99,187 | $5,233,000 | thousands by filing date | |
| PEPSICO INC | 713448900 | OPTION | 62,700 | $5,200,000 | thousands by filing date | call |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 63,234 | $5,189,000 | thousands by filing date | |
| ONEMAIN HOLDINGS | 85172J101 | COM | 204,975 | $5,182,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 51,016 | $5,172,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 179,048 | $5,157,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 304,972 | $5,154,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219LAH2 | CORPORATE OBLIG | 4,732,000 | $5,143,000 | thousands by filing date | principal |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 172,471 | $5,139,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 88,465 | $5,139,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 98,000 | $5,135,000 | thousands by filing date | |
| TRIQUINT SEMICONDUCTOR INC | 89674K103 | COM | 615,290 | $5,132,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 223,458 | $5,126,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 106,601 | $5,124,000 | thousands by filing date | |
| HEALTHWAYS INC | 422245100 | COM | 333,826 | $5,124,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 225,604 | $5,113,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 51,162 | $5,101,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 181,019 | $5,073,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 61,475 | $5,051,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 202,293 | $5,047,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 86,440 | $5,036,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 460,777 | $5,036,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 384,828 | $5,035,000 | thousands by filing date | |
| EOG RES INC | 26875P952 | OPTION | 30,000 | $5,035,000 | thousands by filing date | put |
| TW TELECOM INC | 87311L104 | COM | 165,224 | $5,034,000 | thousands by filing date | |
| SILICON GRAPHICS INTL CORP COM | 82706L108 | COM | 374,217 | $5,018,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 273,012 | $5,015,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 117,094 | $5,009,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 98,631 | $5,004,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 349,243 | $5,004,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 42,825 | $4,988,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 81,249 | $4,985,000 | thousands by filing date | |
| NUVASIVE INC | 670704AC9 | CORPORATE OBLIG | 4,597,000 | $4,980,000 | thousands by filing date | principal |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 40,687 | $4,976,000 | thousands by filing date | |
| COMPUWARE CORP | 205638109 | COM | 443,568 | $4,973,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 302,434 | $4,970,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 96,625 | $4,966,000 | thousands by filing date | |
| SQNM 5 10/1/17 | 817337AB4 | Bond 30/360P2 U | 5,733,000 | $4,963,000 | thousands by filing date | principal |
| PETROQUEST ENERGY INC | 716748108 | COMMON STOCK | 1,146,744 | $4,954,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 172,667 | $4,952,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 279,435 | $4,949,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 51,678 | $4,947,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 46,222 | $4,944,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 205,506 | $4,939,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 69,259 | $4,930,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 155,089 | $4,910,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328AA8 | NOTE 4.500% 7/1 | 4,752,000 | $4,906,000 | thousands by filing date | principal |
| COSTCO WHOLESALE | 22160K956 | OPTION | 41,000 | $4,880,000 | thousands by filing date | put |
| STIFEL FINL CORP | 860630102 | COM | 101,747 | $4,875,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 98,084 | $4,874,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807AL2 | NOTE | 3,987,000 | $4,849,000 | thousands by filing date | principal |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 252,375 | $4,846,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 142,674 | $4,840,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 212,956 | $4,838,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 62,399 | $4,832,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 270,418 | $4,832,000 | thousands by filing date | |
| HYPERION THERAPEUTICS INC | 44915N101 | COM | 238,519 | $4,822,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 71,893 | $4,815,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 71,481 | $4,784,000 | thousands by filing date | |
| NETAPP INC | 64110D955 | OPTION | 116,000 | $4,772,000 | thousands by filing date | put |
| ROSETTA RESOURCES INC | 777779307 | COM | 99,307 | $4,770,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 67,684 | $4,768,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 133,841 | $4,764,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 508,436 | $4,764,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 484,070 | $4,758,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 204,792 | $4,752,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 58,178 | $4,737,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 94,938 | $4,720,000 | thousands by filing date | |
| UIL HOLDINGS CORPORATION | 902748102 | COMMON STOCK | 121,672 | $4,713,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 264,861 | $4,706,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 101,249 | $4,703,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 170,621 | $4,702,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 145,772 | $4,701,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 85,014 | $4,693,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 432,196 | $4,690,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 1,213,227 | $4,684,000 | thousands by filing date | |
| COURIER CORP | 222660102 | COMMON STOCK | 258,535 | $4,677,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 77,612 | $4,674,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 754,914 | $4,674,000 | thousands by filing date | |
| AGCO CORP 1.250/15/36 | 001084AM4 | NOTE | 3,200,000 | $4,666,000 | thousands by filing date | principal |
| HEARTLAND EXPRESS INC | 422347104 | COM | 237,314 | $4,656,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 50,865 | $4,652,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP | 587200106 | COM | 192,885 | $4,641,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 230,258 | $4,637,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 393,279 | $4,626,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 83,614 | $4,618,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 233,438 | $4,609,000 | thousands by filing date | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 65,501 | $4,603,000 | thousands by filing date | |
| Lowes Companies Inc | 42222G108 | LOW | 155,105 | $4,601,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 308,340 | $4,594,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AL5 | DEB 3.750% 2/1 | 7,801,704 | $4,593,000 | thousands by filing date | principal |
| STRATASYS LTD | M85548101 | SHS | 34,060 | $4,588,000 | thousands by filing date | |
| SOUTHERN CO/THE | 842587909 | OPTION | 111,210 | $4,572,000 | thousands by filing date | call |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 310,261 | $4,563,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 223,913 | $4,563,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 53,749 | $4,540,000 | thousands by filing date | |
| CORSICANTO LTD SR CONV NT CONV DTD 7/15/2012 3.5% 1/15/2032 | 220480AC1 | CONVERTIBLE | 6,400,000 | $4,516,000 | thousands by filing date | principal |
| Lifetime Brands Inc | 53222Q103 | COM | 286,945 | $4,513,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 45,582 | $4,506,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 77,847 | $4,488,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 223,937 | $4,479,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 278,752 | $4,462,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 1,001,882 | $4,458,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 187,363 | $4,435,000 | thousands by filing date | |
| US BANCORP DEL | 902973908 | OPTION | 109,700 | $4,432,000 | thousands by filing date | call |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 153,676 | $4,424,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 169,259 | $4,421,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 74,303 | $4,416,000 | thousands by filing date | |
| HEALTH MGMT ASSOC INC NEW | 421933102 | CL A | 336,723 | $4,412,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 507,567 | $4,411,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 566,484 | $4,402,000 | thousands by filing date | |
| SHIP FINANCE INTERNATIONAL L | G81075AE6 | NOTE 3.250% 2/0 | 4,217,000 | $4,396,000 | thousands by filing date | principal |
| NEWMONT MINING CORP | 651639AH9 | NOTE | 4,396,000 | $4,393,000 | thousands by filing date | principal |
| iShares U.S. Financials ETF | 464287788 | SHS | 54,752 | $4,389,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 111,976 | $4,380,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 101,538 | $4,374,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 646,937 | $4,367,000 | thousands by filing date | |
| NIDEC CORP | 654090109 | COMMON STOCK-FO | 176,427 | $4,358,000 | thousands by filing date | |
| STATE STREET IG PUBLIC &PRIVATE CREDIT ETF | 78464A458 | ETF | 193,136 | $4,355,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158908 | OPTION | 38,900 | $4,348,000 | thousands by filing date | call |
| MADDEN STEVEN LTD | 556269108 | COM | 118,602 | $4,339,000 | thousands by filing date | |
| WALGREEN CO | 931422950 | OPTION | 75,500 | $4,337,000 | thousands by filing date | put |
| PERICOM SEMICONDUCTOR CORP | 713831105 | COM | 489,452 | $4,335,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 197,000 | $4,332,000 | thousands by filing date | |
| ACTUATE CORP | 00508B102 | COM | 561,805 | $4,331,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 201,120 | $4,318,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 239,139 | $4,318,000 | thousands by filing date | |
| GT ADVANCED TECHNOLOGIES INC | 36191U106 | COM | 495,369 | $4,317,000 | thousands by filing date | |
| AMGEN INC | 031162902 | OPTION | 37,500 | $4,278,000 | thousands by filing date | call |
| CONTINENTAL AIRLS INC | 210795PU8 | NOTE 4.500% 1/1 | 2,090,000 | $4,271,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 61,701 | $4,268,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 119,634 | $4,266,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 73,781 | $4,259,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 685,973 | $4,253,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 257,458 | $4,253,000 | thousands by filing date | |
| GENERAL ELECTRIC CO | 369604905 | OPTION | 151,200 | $4,238,000 | thousands by filing date | call |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 144,047 | $4,237,000 | thousands by filing date | |
| RIO TINTO | 767204951 | OPTION | 75,000 | $4,232,000 | thousands by filing date | put |
| Revenueshares Etf Trust | 761396100 | LARGECAP FD | 115,410 | $4,210,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 155,441 | $4,210,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 274,494 | $4,192,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 54,244 | $4,190,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 191,343 | $4,189,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 133,323 | $4,185,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 74,772 | $4,177,000 | thousands by filing date | |
| CACI INTL INC | 127190AD8 | NOTE 2.125% 5/0 | 3,117,000 | $4,175,000 | thousands by filing date | principal |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 172,128 | $4,168,000 | thousands by filing date | |
| PULTE GROUP INC | 745867952 | OPTION | 204,500 | $4,166,000 | thousands by filing date | put |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 312,780 | $4,161,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 215,176 | $4,157,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAA2 | NOTE 3.000% 8/0 | 4,148,000 | $4,145,000 | thousands by filing date | principal |
| WAFD INC | 938824109 | COM | 177,865 | $4,143,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 80,608 | $4,143,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 661,545 | $4,141,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 47,477 | $4,129,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 131,156 | $4,122,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 261,792 | $4,121,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 132,606 | $4,120,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 143,328 | $4,107,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 68,026 | $4,101,000 | thousands by filing date | |
| AFFYMETRIX INC | 00826TAH1 | NOTE 4.000% 7/0 | 2,525,000 | $4,095,000 | thousands by filing date | principal |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 69,550 | $4,092,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 44,420 | $4,081,000 | thousands by filing date | |
| QUALITY DISTR INC FLA | 74756M102 | COM | 317,334 | $4,071,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 209,295 | $4,071,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 114,799 | $4,059,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 127,500 | $4,049,000 | thousands by filing date | |
| SYNAGEVA BIOPHARMA CORP | 87159A103 | COM | 62,526 | $4,047,000 | thousands by filing date | |
| PHOTRONICS INC | 719405AF9 | NOTE 5.500%10/0 | 2,200,000 | $4,038,000 | thousands by filing date | principal |
| NATIONAL PENN BANCSHARES INC | 637138108 | COM | 356,263 | $4,036,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 255,437 | $4,034,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956953 | OPTION | 184,600 | $4,000,000 | thousands by filing date | put |
| LAKELAND FINL CORP | 511656100 | COM | 102,377 | $3,993,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 138,625 | $3,989,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 57,243 | $3,987,000 | thousands by filing date | |
| CASH AMER INTL INC | 14754D100 | COM | 104,051 | $3,985,000 | thousands by filing date | |
| ANADARKO PETE CORP | 032511958 | OPTION | 50,000 | $3,966,000 | thousands by filing date | put |
| INTEGRA LIFESCIENCES HLD | 457985AK5 | NOTE | 3,691,000 | $3,963,000 | thousands by filing date | principal |
| NAVIGATORS GROUP INC | 638904102 | COM | 62,710 | $3,961,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 118,479 | $3,960,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 91,618 | $3,960,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 125,790 | $3,956,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 65,889 | $3,954,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 193,230 | $3,952,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 249,429 | $3,947,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909AH1 | NOTE 2.750% 4/0 | 2,980,000 | $3,945,000 | thousands by filing date | principal |
| STILLWATER MINING CO | 86074Q102 | COM | 319,548 | $3,944,000 | thousands by filing date | |
| AV HOMES INC | 00234PAB8 | BOND | 3,360,000 | $3,939,000 | thousands by filing date | principal |
| CAPELLA EDUCATION CO | 139594105 | COM | 59,068 | $3,925,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 24,588 | $3,901,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 59,989 | $3,900,000 | thousands by filing date | |
| SCHWAB(CHARLES)CP | 808513956 | OPTION | 150,000 | $3,900,000 | thousands by filing date | put |
| ISOFTSTONE HLDGS LTD | 46489B108 | SPONSORED ADS | 761,615 | $3,899,000 | thousands by filing date | |
| WALGREEN CO | 931422901 | OPTION | 67,700 | $3,888,000 | thousands by filing date | call |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 149,114 | $3,886,000 | thousands by filing date | |
| GENERAL MILLS INC | 370334955 | OPTION | 77,700 | $3,878,000 | thousands by filing date | put |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 159,206 | $3,875,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAB9 | CORPORATE OBLIG | 3,583,000 | $3,858,000 | thousands by filing date | principal |
| AMER STATES WTR CO COM | 029899101 | Stock | 133,998 | $3,850,000 | thousands by filing date | |
| AEROFLEX HOLDING CORP | 007767106 | COMMON STOCK | 591,251 | $3,842,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 401,015 | $3,838,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 15,866 | $3,836,000 | thousands by filing date | |
| RACKSPACE HOSTING INC | 750086100 | COM | 98,048 | $3,836,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 87,193 | $3,835,000 | thousands by filing date | |
| Plains Group Hldgs LP | 72651A108 | UT LTD PTNR | 142,948 | $3,827,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 103,445 | $3,824,000 | thousands by filing date | |
| ETFS WHITE METALS BASKET TR | 26923B104 | PHY WM BSK SHS | 100,000 | $3,810,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC | 21036P959 | OPTION | 54,000 | $3,801,000 | thousands by filing date | put |
| EVERCORE INC CLASS A | 29977A105 | Stock | 63,355 | $3,787,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 155,283 | $3,784,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 84,401 | $3,777,000 | thousands by filing date | |
| METLIFE INC | 59156R900 | OPTION | 69,900 | $3,769,000 | thousands by filing date | call |
| DONALDSON INC COM | 257651109 | Stock | 86,232 | $3,747,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 90,892 | $3,739,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 101,297 | $3,731,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 66,053 | $3,726,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 71,021 | $3,720,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 69,636 | $3,718,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 253,165 | $3,716,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 251,744 | $3,716,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 34,311 | $3,711,000 | thousands by filing date | |
| ZULILY INC | 989774104 | CL A | 89,257 | $3,698,000 | thousands by filing date | |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 203,487 | $3,669,000 | thousands by filing date | |
| CORNING INC | 219350956 | OPTION | 205,900 | $3,669,000 | thousands by filing date | put |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 122,754 | $3,668,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 147,564 | $3,664,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 141,556 | $3,641,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 100,473 | $3,640,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 136,246 | $3,624,000 | thousands by filing date | |
| CORECIVIC INC | 22025Y407 | COM | 112,781 | $3,617,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 222,557 | $3,616,000 | thousands by filing date | |
| TARGET CORP | 87612E957 | OPTION | 57,100 | $3,613,000 | thousands by filing date | put |
| COINSTAR INC | 19259PAF9 | NOTE 4.000% | 2,150,000 | $3,611,000 | thousands by filing date | principal |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 112,762 | $3,608,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 37,017 | $3,604,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 179,485 | $3,599,000 | thousands by filing date | |
| ARTHROCARE CORP | 043136100 | COM | 89,271 | $3,592,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 944,888 | $3,590,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 83,693 | $3,582,000 | thousands by filing date | |
| HOME LN SERVICING SOLUTIONS | G6648D109 | ORD SHS | 155,774 | $3,578,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 84,940 | $3,577,000 | thousands by filing date | |
| CHARTER FINANCIAL CORP | 16122W108 | COM | 331,675 | $3,573,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 39,144 | $3,565,000 | thousands by filing date | |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 353,210 | $3,560,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 116,583 | $3,555,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 106,836 | $3,543,000 | thousands by filing date | |
| MERCK & CO INC NEW | 58933Y907 | OPTION | 70,600 | $3,534,000 | thousands by filing date | call |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 15,852 | $3,528,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 61,259 | $3,519,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 53,846 | $3,513,000 | thousands by filing date | |
| NORTHSTAR RLTY FIN CORP | 66704R100 | COM | 261,068 | $3,511,000 | thousands by filing date | |
| POTASH CORP SASK | 73755L909 | OPTION | 106,542 | $3,511,000 | thousands by filing date | call |
| MORGANS HOTEL GROUP CO | 61748W108 | COM | 430,715 | $3,501,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 209,009 | $3,491,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 85,361 | $3,488,000 | thousands by filing date | |
| EOG RES INC | 26875P903 | OPTION | 20,700 | $3,474,000 | thousands by filing date | call |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 241,813 | $3,465,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 92,040 | $3,465,000 | thousands by filing date | |
| HESS CORP | 42809H909 | OPTION | 41,700 | $3,461,000 | thousands by filing date | call |
| MEDASSETS INC | 584045108 | COM | 173,525 | $3,441,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 199,762 | $3,422,000 | thousands by filing date | |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 206,675 | $3,421,000 | thousands by filing date | |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 128,988 | $3,419,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 45,708 | $3,410,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 60,229 | $3,408,000 | thousands by filing date | |
| XENOPORT INC | 98411C100 | COM | 592,720 | $3,408,000 | thousands by filing date | |
| FOSTER WHEELER AG | H27178104 | COM | 103,110 | $3,404,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 82,531 | $3,399,000 | thousands by filing date | |
| BABCOCK & WILCOX CO NEW | 05615F102 | COM | 99,272 | $3,394,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383105 | COM | 584,988 | $3,393,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 283,568 | $3,392,000 | thousands by filing date | |
| Empire District Electric Co/Th | 291641108 | COM | 149,443 | $3,390,000 | thousands by filing date | |
| FORD MOTOR CO | 345370902 | OPTION | 219,600 | $3,388,000 | thousands by filing date | call |
| Starwood Property Trust, Inc. | 85571BAB1 | CONV | 3,062,000 | $3,387,000 | thousands by filing date | principal |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 276,275 | $3,376,000 | thousands by filing date | |
| RF MICRODEVICES INC | 749941100 | COM | 652,999 | $3,371,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 57,246 | $3,359,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 106,089 | $3,358,000 | thousands by filing date | |
| CLOROX CO DEL | 189054950 | OPTION | 36,200 | $3,358,000 | thousands by filing date | put |
| CHEMED CORP NEW 1.875 | 16359RAC7 | NOTE | 3,226,000 | $3,341,000 | thousands by filing date | principal |
| CEC ENTERTAINMENT INC | 125137109 | COMMON STOCK | 75,367 | $3,337,000 | thousands by filing date | |
| TARGET CORP | 87612E908 | OPTION | 52,600 | $3,328,000 | thousands by filing date | call |
| JOHNSON & JOHNSON | 478160906 | OPTION | 36,300 | $3,325,000 | thousands by filing date | call |
| CASEYS GEN STORES INC | 147528103 | COM | 47,321 | $3,324,000 | thousands by filing date | |
| ANN INC | 035623107 | COM | 90,839 | $3,321,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 132,682 | $3,319,000 | thousands by filing date | |
| CMS ENERGY CORP | 125896BD1 | CNV | 1,680,000 | $3,318,000 | thousands by filing date | principal |
| MACROGENICS INC | 556099109 | COM | 120,424 | $3,303,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AC3 | DBCV 4.750% 4/1 | 2,775,000 | $3,302,000 | thousands by filing date | principal |
| L-3 COMMUNICATIONS CORP | 502413AW7 | DEBT 3.000% 8/0 | 2,740,000 | $3,300,000 | thousands by filing date | principal |
| INTERVAL LEISURE GROUP INC | 46113M108 | COM | 106,663 | $3,297,000 | thousands by filing date | |
| AK STEEL HOLDING C | 001547959 | OPTION | 401,100 | $3,289,000 | thousands by filing date | put |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 417,845 | $3,277,000 | thousands by filing date | |
| ORBITAL SCIENCES CORP | 685564106 | COM | 140,684 | $3,277,000 | thousands by filing date | |
| STARBUCKS CORP | 855244901 | OPTION | 41,800 | $3,277,000 | thousands by filing date | call |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 54,036 | $3,270,000 | thousands by filing date | |
| MINDRAY MEDICAL INTL LTD | 602675100 | SPON ADR | 89,873 | $3,267,000 | thousands by filing date | |
| GOLDMAN SACHS GP | 38141G906 | OPTION | 18,400 | $3,262,000 | thousands by filing date | call |
| WINNEBAGO INDS INC | 974637100 | COM | 118,786 | $3,261,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 141,013 | $3,254,000 | thousands by filing date | |
| SOVRAN SELF STORAGE INC | 84610H108 | COM | 49,853 | $3,249,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 374,590 | $3,247,000 | thousands by filing date | |
| TRANSOCEAN LTD | H8817H951 | OPTION | 65,600 | $3,242,000 | thousands by filing date | put |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 130,406 | $3,241,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 202,619 | $3,234,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 86,819 | $3,231,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 270,800 | $3,204,000 | thousands by filing date | |
| STEEL DYNAMICS INC | 858119AP5 | CORPORATE OBLIG | 2,708,000 | $3,187,000 | thousands by filing date | principal |
| OMNICARE CAP TR II | 68214Q200 | PFD B TR 4.00% | 42,750 | $3,173,000 | thousands by filing date | |
| CASTLE AM & CO | 148411101 | COMMON STOCK | 214,627 | $3,170,000 | thousands by filing date | |
| SOLTA MED INC | 83438K103 | COM | 1,074,115 | $3,168,000 | thousands by filing date | |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 351,193 | $3,160,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 42,244 | $3,154,000 | thousands by filing date | |
| AMER EXPRESS CO | 025816901 | OPTION | 34,700 | $3,149,000 | thousands by filing date | call |
| ALLIANT TECHSYSTEMS 3.000/15/24 | 018804AK0 | NOTE | 1,961,000 | $3,139,000 | thousands by filing date | principal |
| KNOLL INC | 498904200 | COM NEW | 170,816 | $3,128,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 26,829 | $3,126,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 160,813 | $3,126,000 | thousands by filing date | |
| NEWMONT MINING CORP | 651639AJ5 | NOTE 1.625% 7/1 | 3,056,000 | $3,118,000 | thousands by filing date | principal |
| CIRCOR INTL INC | 17273K109 | COM | 38,541 | $3,114,000 | thousands by filing date | |
| PREMIERE GLOBAL SVCS INC | 740585104 | COM | 268,442 | $3,110,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 155,816 | $3,104,000 | thousands by filing date | |
| DRESSER-RAND GROUP INC | 261608103 | COM | 52,027 | $3,102,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 73,374 | $3,091,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 32,646 | $3,090,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 414,626 | $3,085,000 | thousands by filing date | |
| PHILLIPS 66 | 718546906 | OPTION | 40,000 | $3,085,000 | thousands by filing date | call |
| HEARTWARE INTERNATIONAL | 422368AA8 | NOTE | 2,568,000 | $3,082,000 | thousands by filing date | principal |
| AQUA AMERICA INC | 03836W103 | COM | 130,608 | $3,080,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 264,934 | $3,070,000 | thousands by filing date | |
| AT&T INC | 00206R904 | OPTION | 87,200 | $3,065,000 | thousands by filing date | call |
| HURCO CO | 447324104 | COM | 122,468 | $3,064,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 100,505 | $3,056,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 38,968 | $3,055,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 66,033 | $3,046,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 147,619 | $3,045,000 | thousands by filing date | |
| PINNACLE ENTMT INC | 723456109 | COM | 116,937 | $3,040,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 94,111 | $3,037,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 67,953 | $3,033,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 53,985 | $3,021,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 30,980 | $3,018,000 | thousands by filing date | |
| MCG CAPITAL CORP | 58047P107 | COM | 685,647 | $3,016,000 | thousands by filing date | |
| CYBERONICS | 23251P102 | COMMON STOCK | 45,900 | $3,003,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 55,340 | $2,999,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 80,262 | $2,998,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 242,315 | $2,995,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 76,261 | $2,990,000 | thousands by filing date | |
| IXYS CORP | 46600W106 | COMMON STOCK | 230,547 | $2,988,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 592,307 | $2,985,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 387,258 | $2,985,000 | thousands by filing date | |
| ALMOST FAMILY INC | 020409108 | COM | 92,031 | $2,976,000 | thousands by filing date | |
| DEERE & CO | 244199907 | OPTION | 32,500 | $2,968,000 | thousands by filing date | call |
| DISCOVERY INC | 25470F302 | COM SER C | 35,390 | $2,967,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 34,441 | $2,966,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 60,840 | $2,960,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 144,979 | $2,960,000 | thousands by filing date | |
| HERTZ GLOBAL HOLDINGS INC | 42805TAA3 | NOTE 5.250% 6/0 | 853,000 | $2,958,000 | thousands by filing date | principal |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 120,995 | $2,954,000 | thousands by filing date | |
| THOMPSON CREEK METALS CO INC | 884768300 | UNIT 99/99/9999 | 226,250 | $2,950,000 | thousands by filing date | |
| MOODYS CORP | 615369907 | OPTION | 37,600 | $2,950,000 | thousands by filing date | call |
| THERAVANCE INC | 88338TAB0 | CORPORATE OBLIG | 2,025,000 | $2,944,000 | thousands by filing date | principal |
| METROCORP BANCSHARES INC | 591650106 | COM | 195,078 | $2,940,000 | thousands by filing date | |
| AMBOW ED HLDG LTD | 02322P101 | ADR REPSTG CL A | 2,534,142 | $2,940,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-14-000264 | this filing | 2014-02-13 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000019617-14-000292 | base | 2014-02-26 | acceptance time not in the bulk data set |