13F-HR filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-02-13, with 4,069 holding rows worth $349,208,531,000 by the sum of the rows.
- Accession
- 0000019617-14-000264
- Filer
- CIK 19617
- Filed
- 2014-02-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A holdings report, 24,679 entries on the cover page, a total value of $349,208,534,545,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $349,208,531,000 with VALUE read as thousands by filing date, 13F file number 028-00694. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The cover page states a total of $349,208,534,545,000, about 1,000 times the sum of the rows, $349,208,531,000. The filer likely wrote its cover total in dollars and its rows in thousands. This page uses the sum of the rows.
Other managers
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJPMP CAPITAL CORP.028-11933
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJ.P. Morgan Whitefriars Inc.028-12007
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerBear Stearns Companies LLC028-13153
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| E*TRADE FINANCIAL | 269246AZ7 | CONV BND | 13,000 | $25,000 | thousands by filing date | principal |
| VALERO ENERGY(NEW) | 91913Y902 | OPTION | 500 | $25,000 | thousands by filing date | call |
| HERCULES TECHNOLOGY GROWTH | 427096AB8 | CNV | 17,000 | $24,000 | thousands by filing date | principal |
| SYMANTEC CORP | 871503959 | OPTION | 1,000 | $24,000 | thousands by filing date | put |
| PETROL BRASILEIROS | 71654V903 | OPTION | 1,600 | $24,000 | thousands by filing date | call |
| DYNAVAX TECHNOLOGIES CORP | 268158102 | COM | 11,800 | $23,000 | thousands by filing date | |
| ARCH COAL INC | 039380951 | OPTION | 5,200 | $23,000 | thousands by filing date | put |
| GROUPON INC | 399473958 | OPTION | 1,800 | $21,000 | thousands by filing date | put |
| INTEROIL CORP | 460951908 | OPTION | 400 | $21,000 | thousands by filing date | call |
| CELL THERAPEUTICS INC | 150934883 | COM NPV NEW 2012 | 10,214 | $20,000 | thousands by filing date | |
| SUMMER INFANT INC | 865646103 | COMM STK | 10,371 | $19,000 | thousands by filing date | |
| NORDSTROM INC | 655664902 | OPTION | 300 | $19,000 | thousands by filing date | call |
| DRYSHIPS INC | Y2109Q903 | OPTION | 4,100 | $19,000 | thousands by filing date | call |
| ENZON PHARMACEUTICALS INC | 293904108 | COM | 15,240 | $18,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541TAD3 | CORPORATE OBLIG | 16,000 | $17,000 | thousands by filing date | principal |
| BAKER HUGHES INC | 057224909 | OPTION | 300 | $17,000 | thousands by filing date | call |
| UR-ENERGY INC | 91688R108 | COM | 11,687 | $16,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 10,779 | $15,000 | thousands by filing date | |
| REGIONS FINL CORP NEW | 7591EP951 | OPTION | 1,400 | $14,000 | thousands by filing date | put |
| 3M COMPANY | 88579Y903 | OPTION | 100 | $14,000 | thousands by filing date | call |
| SIEMENS A G | 826197907 | OPTION | 100 | $14,000 | thousands by filing date | call |
| HUTCHINSON TECHNOLOGY INC | 448407AG1 | CNV | 13,000 | $12,000 | thousands by filing date | principal |
| TOTAL S A | 89151E950 | OPTION | 200 | $12,000 | thousands by filing date | put |
| COSTCO WHOLESALE | 22160K907 | OPTION | 100 | $12,000 | thousands by filing date | call |
| LAM RESEARCH CORP | 512807900 | OPTION | 200 | $11,000 | thousands by filing date | call |
| AGNICO EAGLE MINES | 008474900 | OPTION | 400 | $11,000 | thousands by filing date | call |
| KINROSS GOLD CORP | 496902909 | OPTION | 2,600 | $11,000 | thousands by filing date | call |
| APPLIED MATERIALS | 038222956 | OPTION | 600 | $11,000 | thousands by filing date | put |
| KINROSS GOLD CORP | 496902958 | EQUITY | 2,200 | $10,000 | thousands by filing date | put |
| GENCO SHIPPING & TRADING LTD | 36869MAA3 | NOTE 5.000% 8/1 | 19,000 | $10,000 | thousands by filing date | principal |
| VALERO ENERGY(NEW) | 91913Y951 | OPTION | 200 | $10,000 | thousands by filing date | put |
| D R HORTON INC | 23331A901 | OPTION | 400 | $9,000 | thousands by filing date | call |
| ALCATEL-LUCENT | 013904909 | OPTION | 1,900 | $8,000 | thousands by filing date | call |
| ARENA PHARMACEUTIC | 040047904 | OPTION | 1,300 | $8,000 | thousands by filing date | call |
| NOVARTIS A G | 66987V901 | OPTION | 100 | $8,000 | thousands by filing date | call |
| NUANCE COMMUNICATIONS INC | 67020Y902 | OPTION | 500 | $8,000 | thousands by filing date | call |
| BOSTON SCIENTIFIC | 101137909 | OPTION | 700 | $8,000 | thousands by filing date | call |
| SWISHER HYGIENE INC | 870808102 | COMMON STOCK | 14,499 | $7,000 | thousands by filing date | |
| EXPEDIA INC DEL | 30212P907 | OPTION | 100 | $7,000 | thousands by filing date | call |
| EXPRESS SCRIPTS HLDG CO | 30219G900 | OPTION | 100 | $7,000 | thousands by filing date | call |
| CROWN CASTLE INTL CORP | 228227955 | OPTION | 100 | $7,000 | thousands by filing date | put |
| HARLEY DAVIDSON | 412822900 | OPTION | 100 | $7,000 | thousands by filing date | call |
| SUNTRUST BANKS | 867914905 | OPTION | 200 | $7,000 | thousands by filing date | call |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 13,644 | $6,000 | thousands by filing date | |
| COMPUTER SCIENCES | 205363955 | OPTION | 100 | $6,000 | thousands by filing date | put |
| KELLOGG CO | 487836959 | OPTION | 100 | $6,000 | thousands by filing date | put |
| TJX COS INC | 872540901 | OPTION | 100 | $6,000 | thousands by filing date | call |
| FRONTIER COMMUNICATIONS CORP | 35906A900 | OPTION | 1,300 | $6,000 | thousands by filing date | call |
| SANDRIDGE ENERGY INC | 80007P950 | OPTION | 800 | $5,000 | thousands by filing date | put |
| GLAXOSMITHKLINE | 37733W956 | OPTION | 100 | $5,000 | thousands by filing date | put |
| ALLSTATE CORP | 020002903 | OPTION | 100 | $5,000 | thousands by filing date | call |
| BOSTON SCIENTIFIC | 101137958 | OPTION | 400 | $5,000 | thousands by filing date | put |
| ALCATEL-LUCENT | 013904958 | OPTION | 800 | $4,000 | thousands by filing date | put |
| ARENA PHARMACEUTIC | 040047953 | OPTION | 700 | $4,000 | thousands by filing date | put |
| ENCANA CORP | 292505955 | OPTION | 200 | $4,000 | thousands by filing date | put |
| STAPLES INC | 855030904 | OPTION | 200 | $3,000 | thousands by filing date | call |
| YAMANA GOLD INC | 98462Y902 | OPTION | 400 | $3,000 | thousands by filing date | call |
| OMNIVISION TECHNOL | 682128905 | OPTION | 200 | $3,000 | thousands by filing date | call |
| OMNIVISION TECHNOL | 682128954 | OPTION | 200 | $3,000 | thousands by filing date | put |
| KELLY SVCS INC | 488152307 | CL B | 193,700 | $2,000 | thousands by filing date | |
| XEROX CORP | 984121905 | OPTION | 200 | $2,000 | thousands by filing date | call |
| DONNELLEY(R.R) & S | 257867952 | OPTION | 100 | $2,000 | thousands by filing date | put |
| SANDRIDGE ENERGY INC | 80007P901 | OPTION | 400 | $2,000 | thousands by filing date | call |
| AVON PRODUCTS INC | 054303904 | OPTION | 100 | $2,000 | thousands by filing date | call |
| RADIOSHACK CORP | 750438905 | OPTION | 200 | $1,000 | thousands by filing date | call |
| SIERRA BANCORP | 82655M909 | OPTION | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| FRONTIER COMMUNICATIONS CORP | 35906A959 | OPTION | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| STEALTHGAS INC | Y8564M907 | OPTION | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| NEWS CORP NEW | 65249B901 | OPTION | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-14-000264 | this filing | 2014-02-13 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000019617-14-000292 | base | 2014-02-26 | acceptance time not in the bulk data set |