13F-HR filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-02-13, with 4,069 holding rows worth $349,208,531,000 by the sum of the rows.
- Accession
- 0000019617-14-000264
- Filer
- CIK 19617
- Filed
- 2014-02-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A holdings report, 24,679 entries on the cover page, a total value of $349,208,534,545,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $349,208,531,000 with VALUE read as thousands by filing date, 13F file number 028-00694. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The cover page states a total of $349,208,534,545,000, about 1,000 times the sum of the rows, $349,208,531,000. The filer likely wrote its cover total in dollars and its rows in thousands. This page uses the sum of the rows.
Other managers
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJPMP CAPITAL CORP.028-11933
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJ.P. Morgan Whitefriars Inc.028-12007
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerBear Stearns Companies LLC028-13153
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DDR CORP | 23317H102 | COM | 994,295 | $15,282,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 327,583 | $15,268,000 | thousands by filing date | |
| JOS A BANK CLOTHIERS INC | 480838101 | COM | 278,619 | $15,260,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 176,528 | $15,254,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 568,713 | $15,202,000 | thousands by filing date | |
| STANCORP FINL GROUP INC | 852891100 | COM | 229,149 | $15,181,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 933,333 | $15,166,000 | thousands by filing date | |
| CENVEO INC | 15670S105 | COM | 4,400,840 | $15,138,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 209,164 | $15,129,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 7,407,723 | $15,112,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 173,185 | $15,101,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 2,069,327 | $15,086,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 344,594 | $15,051,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 530,249 | $15,044,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 147,423 | $15,031,000 | thousands by filing date | |
| HI-TECH PHARMACAL CO INC | 42840B101 | COMMON STOCK | 343,616 | $14,910,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 1,148,953 | $14,879,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 62,509 | $14,868,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547959 | OPTION | 160,000 | $14,845,000 | thousands by filing date | put |
| QUANTA SVCS INC | 74762E102 | COM | 470,097 | $14,836,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640Q105 | COM | 280,712 | $14,833,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 1,305,346 | $14,804,000 | thousands by filing date | |
| METLIFE INC | 59156R959 | OPTION | 274,100 | $14,779,000 | thousands by filing date | put |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 3,157,653 | $14,745,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 131,899 | $14,675,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 97,641 | $14,664,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855RAA8 | NOTE | 12,290,000 | $14,640,000 | thousands by filing date | principal |
| Surmodics Inc | 868873100 | Common Stock | 599,985 | $14,634,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 232,087 | $14,623,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 197,677 | $14,620,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 508,701 | $14,614,000 | thousands by filing date | |
| QLOGIC CORP | 747277101 | COM | 1,235,301 | $14,612,000 | thousands by filing date | |
| VIROPHARMA INC | 928241108 | COMMON STOCK | 293,000 | $14,607,000 | thousands by filing date | |
| BBCN BANCORP INC | 073295107 | COM | 880,493 | $14,607,000 | thousands by filing date | |
| US STEEL CORP | 912909AE8 | NOTE | 13,679,000 | $14,602,000 | thousands by filing date | principal |
| HARMONIC INC | 413160102 | COM | 1,977,945 | $14,598,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 1,455,296 | $14,596,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 580,457 | $14,594,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 2,170,678 | $14,588,000 | thousands by filing date | |
| BRISTOL-MYRS SQUIB | 110122959 | OPTION | 274,400 | $14,585,000 | thousands by filing date | put |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 838,137 | $14,558,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 735,268 | $14,505,000 | thousands by filing date | |
| ZOLTEK COS INC | 98975W104 | COM | 863,716 | $14,468,000 | thousands by filing date | |
| GRANA Y MONTERO S A A | 38500P208 | SPONSORED ADR | 681,230 | $14,463,000 | thousands by filing date | |
| IGATE CORP | 45169U105 | COM | 360,037 | $14,460,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 229,334 | $14,420,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 336,000 | $14,404,000 | thousands by filing date | |
| STANDARD PAC CORP NEW | 85375C101 | COM | 1,588,347 | $14,374,000 | thousands by filing date | |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 734,772 | $14,343,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 161,599 | $14,292,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 891,715 | $14,285,000 | thousands by filing date | |
| MDCO 1.375 6/17 | 584688AC9 | Bond 30/360P2 U | 9,498,000 | $14,283,000 | thousands by filing date | principal |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 289,714 | $14,263,000 | thousands by filing date | |
| SYMETRA FINANCIAL CORP | 87151Q106 | COMMON STOCK | 750,887 | $14,237,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 830,710 | $14,181,000 | thousands by filing date | |
| MICRON TECHNOLOGY | 595112905 | OPTION | 652,000 | $14,181,000 | thousands by filing date | call |
| U S G CORP | 903293405 | COM NEW | 499,123 | $14,165,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 299,419 | $14,097,000 | thousands by filing date | |
| PERFECT WORLD CO LTD | 71372U104 | SPON ADR REP B | 792,525 | $14,092,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 220,305 | $14,082,000 | thousands by filing date | |
| PHH CORP | 693320AQ6 | CNV | 6,798,000 | $14,055,000 | thousands by filing date | principal |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 197,009 | $14,037,000 | thousands by filing date | |
| G & K SVCS INC | 361268105 | CL A | 224,716 | $13,984,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 1,978,054 | $13,966,000 | thousands by filing date | |
| D.R. HORTON INC | 23331ABB4 | NOTE | 13,280,000 | $13,962,000 | thousands by filing date | principal |
| INTRALINKS HLDGS INC | 46118H104 | COM | 1,152,391 | $13,956,000 | thousands by filing date | |
| HOSPIRA INC | 441060100 | COM | 337,746 | $13,941,000 | thousands by filing date | |
| SALIX PHARMACEUTICALS INC | 795435106 | COM | 154,312 | $13,879,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A953 | ST STR SP DIV | 271,300 | $13,850,000 | thousands by filing date | put |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 193,936 | $13,836,000 | thousands by filing date | |
| FREEPORT MCMORAN INC | 35671D907 | CALL | 366,352 | $13,826,000 | thousands by filing date | call |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 547,431 | $13,822,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 1,669,030 | $13,820,000 | thousands by filing date | |
| ASIAINFO-LINKAGE INC | 04518A104 | COM | 1,153,998 | $13,801,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 249,678 | $13,749,000 | thousands by filing date | |
| JARDEN CORP | 471109AH1 | NOTE 1.87 | 9,723,000 | $13,734,000 | thousands by filing date | principal |
| CONNS INC | 208242107 | COM | 174,156 | $13,704,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 602,793 | $13,689,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 207,962 | $13,666,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 276,139 | $13,656,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 512,914 | $13,648,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167CB1 | NOTE 2.250%12/1 | 18,240,000 | $13,635,000 | thousands by filing date | principal |
| SOUTHWEST BANCORP INC/OKLA | 844767103 | COM | 854,470 | $13,604,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 390,515 | $13,563,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 729,525 | $13,562,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 399,233 | $13,546,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 288,196 | $13,525,000 | thousands by filing date | |
| EQUINIX INC | 29444UAG1 | CNV | 8,565,000 | $13,523,000 | thousands by filing date | principal |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 259,050 | $13,519,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 115,835 | $13,464,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAE1 | NOTE 0.750%10/1 | 12,708,000 | $13,462,000 | thousands by filing date | principal |
| CONSOL ENERGY INC | 20854P109 | COM | 353,654 | $13,454,000 | thousands by filing date | |
| GLOBAL CASH ACCESS HLDGS INC | 378967103 | COM | 1,342,680 | $13,414,000 | thousands by filing date | |
| FOREST OIL CORP | 346091705 | COM PAR $0.01 | 3,710,818 | $13,396,000 | thousands by filing date | |
| BP | 055622955 | OPTION | 275,000 | $13,368,000 | thousands by filing date | put |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 287,471 | $13,366,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 886,748 | $13,327,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 695,750 | $13,323,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 657,297 | $13,271,000 | thousands by filing date | |
| INTEL CORP | 458140902 | OPTION | 510,100 | $13,239,000 | thousands by filing date | call |
| WORLD KINECT CORPORATION | 981475106 | COM | 305,010 | $13,164,000 | thousands by filing date | |
| LDR HLDG CORP | 50185U105 | COM | 557,223 | $13,151,000 | thousands by filing date | |
| STARBUCKS CORP | 855244950 | OPTION | 167,700 | $13,146,000 | thousands by filing date | put |
| WADDELL & REED FINL INC | 930059100 | CL A | 201,474 | $13,120,000 | thousands by filing date | |
| GENTIVA HEALTH SERVICES | 37247A102 | COM | 1,056,792 | $13,114,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746903 | OPTION | 288,854 | $13,114,000 | thousands by filing date | call |
| PROSPECT CAPITAL CORPORATION | 74348TAK8 | MTNF 5.375%10/1 | 12,498,000 | $13,101,000 | thousands by filing date | principal |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 256,865 | $13,096,000 | thousands by filing date | |
| PROLOGIS INC 3.250 | 74340XAT8 | NOTE 3.250% 3/1 | 11,661,000 | $13,017,000 | thousands by filing date | principal |
| REVVITY INC | 714046109 | COM | 314,464 | $12,965,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 80,419 | $12,948,000 | thousands by filing date | |
| LUXOFT HLDG INC | G57279104 | ORD SHS CL A | 340,717 | $12,941,000 | thousands by filing date | |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 387,524 | $12,912,000 | thousands by filing date | |
| GLIMCHER RLTY TR | 379302102 | SH BEN INT | 1,378,177 | $12,899,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 412,535 | $12,863,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 163,884 | $12,733,000 | thousands by filing date | |
| PARKWAY PPTYS INC | 70159Q104 | COM | 659,645 | $12,725,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 191,511 | $12,692,000 | thousands by filing date | |
| CATAMARAN CORP | 148887102 | COM | 267,230 | $12,684,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 152,532 | $12,682,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 3,391,169 | $12,682,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 481,911 | $12,655,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 306,961 | $12,647,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 605,045 | $12,627,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 245,115 | $12,616,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 1,544,280 | $12,601,000 | thousands by filing date | |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 701,380 | $12,575,000 | thousands by filing date | |
| MGIC INVESTMENT CORP | 552848AD5 | CONV BND | 11,122,000 | $12,568,000 | thousands by filing date | principal |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 161,870 | $12,559,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 118,073 | $12,558,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 994,074 | $12,545,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 616,159 | $12,527,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 434,618 | $12,521,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 246,789 | $12,518,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 823,208 | $12,513,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS | 45857P400 | COMMON STOCK-FO | 374,106 | $12,506,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 352,573 | $12,477,000 | thousands by filing date | |
| MERITAGE HOMES CORP | 59001AAR3 | NOTE | 11,118,000 | $12,459,000 | thousands by filing date | principal |
| RESOURCE CAP CORP | 76120WAA2 | NOTE 6.000prct12/0 | 12,471,000 | $12,448,000 | thousands by filing date | principal |
| AVID TECHNOLOGY INC | 05367P100 | COM | 1,524,606 | $12,424,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 1,051,632 | $12,357,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG | 03938LAK0 | NOTE 5.000% 5/1 | 12,129,000 | $12,273,000 | thousands by filing date | principal |
| NASDAQ INC COM | 631103108 | Stock | 308,163 | $12,265,000 | thousands by filing date | |
| ROUNDY'S INC | 779268101 | COM | 1,240,949 | $12,236,000 | thousands by filing date | |
| VALARIS ORD | 920355104 | COM | 171,269 | $12,210,000 | thousands by filing date | |
| VANTIV INC | 92210H105 | CL A | 374,178 | $12,203,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 462,064 | $12,193,000 | thousands by filing date | |
| UNION PACIFIC CORP | 907818959 | OPTION | 72,500 | $12,180,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 697,469 | $12,164,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 299,824 | $12,162,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 1,060,901 | $12,158,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 110,187 | $12,115,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 192,716 | $12,110,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 143,898 | $12,100,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 304,786 | $12,094,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 130,052 | $12,085,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 601,800 | $12,083,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 192,112 | $12,012,000 | thousands by filing date | |
| DIGITAL RIV INC | 25388B104 | COM | 648,046 | $11,969,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 362,616 | $11,952,000 | thousands by filing date | |
| APACHE CORP | 037411956 | OPTION | 138,600 | $11,912,000 | thousands by filing date | put |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 1,470,161 | $11,909,000 | thousands by filing date | |
| AK STL CORP | 001546AP5 | NOTE 5.000%11/1 | 7,374,000 | $11,904,000 | thousands by filing date | principal |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 230,525 | $11,895,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 426,178 | $11,890,000 | thousands by filing date | |
| HHGREGG INC | 42833L108 | COM | 849,261 | $11,864,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240MAS7 | CNV | 9,200,000 | $11,834,000 | thousands by filing date | principal |
| COLEMAN CABLE INC | 193459302 | COM | 450,819 | $11,820,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 96,400 | $11,818,000 | thousands by filing date | |
| HALLIBURTON | 406216903 | OPTION | 232,800 | $11,815,000 | thousands by filing date | call |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 990,111 | $11,792,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 99,346 | $11,784,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 1,942,797 | $11,753,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 273,797 | $11,750,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 140,403 | $11,749,000 | thousands by filing date | |
| HOME PROPERTIES INC | 437306103 | COM | 218,543 | $11,719,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 1,044,432 | $11,718,000 | thousands by filing date | |
| PACTERA TECHNOLOGY INTERNATIONAL | 695255109 | COMMON STOCK-FO | 1,634,095 | $11,683,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 406,863 | $11,657,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 1,538,711 | $11,640,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 206,053 | $11,634,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 186,377 | $11,592,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 946,955 | $11,591,000 | thousands by filing date | |
| RECEPTOS, INC. | 756207106 | COMMON STOCK | 398,915 | $11,565,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 292,398 | $11,563,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 584,626 | $11,551,000 | thousands by filing date | |
| GOODRICH | 382410AG3 | NOTE5 | 11,349,000 | $11,547,000 | thousands by filing date | principal |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 431,467 | $11,538,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 1,829,770 | $11,473,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 300,408 | $11,448,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 219,436 | $11,419,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 1,389,470 | $11,380,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 317,758 | $11,376,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 235,312 | $11,348,000 | thousands by filing date | |
| TECO ENERGY INC | 872375100 | COM | 658,032 | $11,344,000 | thousands by filing date | |
| DOMINION RES INC VA NEW | 25746U703 | UNIT 04/01/2013 | 209,570 | $11,342,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 748,731 | $11,320,000 | thousands by filing date | |
| NEWPORT CORP | 651824104 | COM | 626,359 | $11,317,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 763,412 | $11,298,000 | thousands by filing date | |
| HEALTH CARE REIT INC | 42217KAR7 | NOTE | 10,137,000 | $11,297,000 | thousands by filing date | principal |
| CLEAN HARBORS INC COM | 184496107 | Stock | 188,061 | $11,275,000 | thousands by filing date | |
| STERIS CORP | 859152100 | COMMON STOCK | 234,522 | $11,269,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC-CL B | 084670959 | OPTION | 95,000 | $11,263,000 | thousands by filing date | put |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 103,616 | $11,174,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 418,850 | $11,149,000 | thousands by filing date | |
| ARRIS GROUP INC | 04270V106 | COM | 457,678 | $11,140,000 | thousands by filing date | |
| DOW CHEM CO | 260543954 | OPTION | 250,700 | $11,131,000 | thousands by filing date | put |
| NEW JERSEY RES CORP | 646025106 | COM | 239,994 | $11,097,000 | thousands by filing date | |
| HCC INS HLDGS INC | 404132102 | COM | 240,046 | $11,075,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290905 | OPTION | 936,000 | $11,073,000 | thousands by filing date | call |
| OCEANEERING INTL INC | 675232102 | COM | 140,345 | $11,069,000 | thousands by filing date | |
| DICE HOLDINGS INC | 253017107 | COM | 1,523,969 | $11,048,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 91,937 | $11,042,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 269,044 | $11,021,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 280,020 | $10,997,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 461,656 | $10,987,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 1,538,507 | $10,984,000 | thousands by filing date | |
| MEDIVATION INC | 58501N101 | COM | 171,579 | $10,950,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 136,693 | $10,926,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235TAC1 | NOTE 2.000% 8/1 | 8,195,000 | $10,925,000 | thousands by filing date | principal |
| ISHARES SILVER TRUST | 46428Q901 | OPTION | 583,600 | $10,919,000 | thousands by filing date | call |
| OCCIDENTAL PETRLM | 674599956 | OPTION | 114,600 | $10,898,000 | thousands by filing date | put |
| ADVANCED MICRO DEVICES | 007903AL1 | CORPORATE OBLIG | 10,425,000 | $10,895,000 | thousands by filing date | principal |
| HORMEL FOODS CORP COM | 440452100 | Stock | 240,209 | $10,849,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 340,252 | $10,849,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 147,516 | $10,781,000 | thousands by filing date | |
| Alcobra Ltd | M2239P109 | SHS | 598,892 | $10,780,000 | thousands by filing date | |
| REGIS CORP | 758932AA5 | NOTE | 10,000,000 | $10,731,000 | thousands by filing date | principal |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 10,000,000 | $10,693,000 | thousands by filing date | principal |
| ISIS PHARMACEUTICALS INC DEL | 464337AG9 | NOTE 2.75010/0 | 4,300,000 | $10,691,000 | thousands by filing date | principal |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 171,766 | $10,684,000 | thousands by filing date | |
| Alamos Gold, Inc. | 011527108 | COM | 876,441 | $10,631,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 300,418 | $10,622,000 | thousands by filing date | |
| US BANCORP DEL | 902973957 | OPTION | 262,000 | $10,585,000 | thousands by filing date | put |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 234,368 | $10,584,000 | thousands by filing date | |
| DANAHER CORP | 235851904 | OPTION | 136,900 | $10,569,000 | thousands by filing date | call |
| ISHARES TR | 464287101 | S&P 100 ETF | 128,162 | $10,555,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 268,193 | $10,444,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 186,190 | $10,438,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC | 854502804 | UNIT 11/17/20166 | 101,000 | $10,392,000 | thousands by filing date | |
| PAA NAT GAS STORAGE L P | 693139107 | COM UNIT LTD | 451,545 | $10,386,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR REIT | 427825104 | SH BEN INT A | 1,862,636 | $10,375,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 224,816 | $10,358,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874909 | OPTION | 202,600 | $10,343,000 | thousands by filing date | call |
| ORACLE CORP | 68389X907 | OPTION | 270,300 | $10,341,000 | thousands by filing date | call |
| DU PONT E I DE NEMOURS & CO | 263534950 | OPTION | 158,700 | $10,311,000 | thousands by filing date | put |
| CAREER EDUCATION CORP | 141665109 | COM | 1,805,623 | $10,292,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 136,968 | $10,280,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 242,060 | $10,271,000 | thousands by filing date | |
| CUBIST PHARMACEUTICALS INC | 229678AD9 | NOTE | 4,219,000 | $10,263,000 | thousands by filing date | principal |
| APOLLO RESIDENTIAL MORTGAGE | 03763V102 | COM | 694,351 | $10,263,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017950 | OPTION | 90,000 | $10,242,000 | thousands by filing date | put |
| HUNTSMAN CORP | 447011107 | COM | 415,814 | $10,231,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 572,727 | $10,212,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 1,166,512 | $10,195,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 276,352 | $10,175,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 518,297 | $10,127,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 215,321 | $10,125,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 9,861 | $10,117,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 363,301 | $10,092,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 383,519 | $10,087,000 | thousands by filing date | |
| SCHULMAN (A.) INC | 808194104 | COM | 285,763 | $10,076,000 | thousands by filing date | |
| EXTERRAN HLDGS INC 4.250 | 30225XAA1 | NOTE 4.250% 6/1 | 6,749,000 | $10,069,000 | thousands by filing date | principal |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 2,096,153 | $10,062,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 281,802 | $10,039,000 | thousands by filing date | |
| DDR CORP | 251591AX1 | NOTE | 8,975,000 | $10,030,000 | thousands by filing date | principal |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 167,835 | $10,020,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 1,285,488 | $9,988,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 6,061,569 | $9,941,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 173,401 | $9,918,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 1,018,900 | $9,914,000 | thousands by filing date | |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 686,033 | $9,893,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 278,558 | $9,888,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 134,330 | $9,879,000 | thousands by filing date | |
| AUGUSTA RES CORP | 050912203 | COM NEW | 6,859,128 | $9,807,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 106,797 | $9,803,000 | thousands by filing date | |
| POWERSHARES QQQ TRUST | 73935A906 | OPTION | 111,400 | $9,799,000 | thousands by filing date | call |
| SANDISK CORP | 80004CAD3 | CORPORATE OBLIG | 6,645,000 | $9,793,000 | thousands by filing date | principal |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 115,353 | $9,783,000 | thousands by filing date | |
| Q | 74876Y101 | Stock | 210,711 | $9,763,000 | thousands by filing date | |
| APOLLO GROUP INC | 037604105 | CL A | 356,409 | $9,738,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642AN6 | NOTE | 8,802,000 | $9,715,000 | thousands by filing date | principal |
| MDU RES GROUP INC | 552690109 | COM | 316,106 | $9,658,000 | thousands by filing date | |
| AOL INC | 00184X105 | COM | 206,995 | $9,649,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 491,716 | $9,648,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 232,337 | $9,645,000 | thousands by filing date | |
| KINDER MORGAN MANAGEMENT LLC | 49455U100 | SHS | 127,461 | $9,645,000 | thousands by filing date | |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 1,021,253 | $9,631,000 | thousands by filing date | |
| CLECO CORP NEW | 12561W105 | COM | 206,435 | $9,624,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 300,023 | $9,599,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 153,949 | $9,580,000 | thousands by filing date | |
| DAWSON GEOPHYSICAL CO | 239359102 | COM | 282,980 | $9,571,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 396,286 | $9,558,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 82,861 | $9,516,000 | thousands by filing date | |
| JOURNAL COMMUNICATIONS INC-A | 481130102 | COMMON STOCK | 1,020,518 | $9,501,000 | thousands by filing date | |
| OMNICARE | 681904AQ1 | NOTE3 | 9,420,000 | $9,497,000 | thousands by filing date | principal |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 208,801 | $9,483,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 132,566 | $9,476,000 | thousands by filing date | |
| ANAREN INC | 032744104 | COM | 338,150 | $9,465,000 | thousands by filing date | |
| FIFTH & PAC COS INC | 316645100 | COM | 295,069 | $9,463,000 | thousands by filing date | |
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 304,409 | $9,452,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 246,000 | $9,425,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901959 | OPTION | 534,400 | $9,421,000 | thousands by filing date | put |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 403,135 | $9,417,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 459,422 | $9,384,000 | thousands by filing date | |
| CAPITALSOURCE INC | 14055X102 | COM | 652,709 | $9,381,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 241,588 | $9,357,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 122,287 | $9,345,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 935,037 | $9,332,000 | thousands by filing date | |
| SPDR S&P 500 ETF TR | 78462F905 | OPTION | 50,000 | $9,235,000 | thousands by filing date | call |
| Synta Pharmaceuticals Corp. | 87162T206 | COM | 1,759,419 | $9,220,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208RAE6 | NOTE 2.750% 3/0 | 6,718,000 | $9,216,000 | thousands by filing date | principal |
| PAREXEL INTL CORP | 699462107 | COM | 203,380 | $9,188,000 | thousands by filing date | |
| INGRAM MICRO INC | 457153104 | CL A | 391,224 | $9,177,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 355,672 | $9,170,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 220,785 | $9,169,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 376,302 | $9,160,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 121,049 | $9,149,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 4,527,381 | $9,145,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 268,248 | $9,143,000 | thousands by filing date | |
| ACCURAY INC | 004397AC9 | BOND | 5,354,000 | $9,082,000 | thousands by filing date | principal |
| IMRIS INC | 45322N105 | COM | 5,696,727 | $9,057,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 307,377 | $9,043,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 499,412 | $9,003,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 334,740 | $8,985,000 | thousands by filing date | |
| MYLAN INC | 628530AJ6 | CORPORATE OBLIG | 2,738,000 | $8,977,000 | thousands by filing date | principal |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 1,102,741 | $8,966,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 8,520,000 | $8,952,000 | thousands by filing date | principal |
| SUNPOWER CORP | 867652406 | COM | 300,136 | $8,947,000 | thousands by filing date | |
| MB FINANCIAL INC | 55264U108 | COMMON STOCK | 278,296 | $8,922,000 | thousands by filing date | |
| CONVERGYS CORP | 212485106 | COM | 423,080 | $8,906,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 287,519 | $8,894,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 119,436 | $8,874,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 147,789 | $8,846,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J959 | OPTION | 65,000 | $8,808,000 | thousands by filing date | put |
| CUBIST PHARMACEUTICALS INC | 229678107 | COM | 127,832 | $8,804,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 770,079 | $8,779,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 162,122 | $8,746,000 | thousands by filing date | |
| IHS INC | 451734107 | CL A | 72,981 | $8,735,000 | thousands by filing date | |
| NEWPARK RES INC 4.000 | 651718AC2 | NOTE 4.000%10/0 | 6,488,000 | $8,710,000 | thousands by filing date | principal |
| BALLY TECHNOLOGIES | 05874B107 | COMMON STOCK | 110,699 | $8,684,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 254,080 | $8,674,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R105 | CL A | 266,317 | $8,643,000 | thousands by filing date | |
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 93,067 | $8,633,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 191,405 | $8,578,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 178,495 | $8,570,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 448,538 | $8,567,000 | thousands by filing date | |
| EQUINIX INC | 29444UAH9 | CNV | 3,922,000 | $8,565,000 | thousands by filing date | principal |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 1,392,413 | $8,536,000 | thousands by filing date | |
| AIR LEASE CORP | 00912XAK0 | NOTE 3.875%12/0 | 6,346,000 | $8,519,000 | thousands by filing date | principal |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 123,173 | $8,510,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 349,867 | $8,481,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AR4 | NOTE 1.875% 8/0 | 3,684,000 | $8,480,000 | thousands by filing date | principal |
| SWIFT TRANSPORTATION CO | 87074U101 | COM | 381,539 | $8,474,000 | thousands by filing date | |
| GOOGLE INC | 38259P904 | OPTION | 7,536 | $8,446,000 | thousands by filing date | call |
| AVIV REIT INC | 05381L101 | COMMON STOCK | 356,252 | $8,444,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 211,052 | $8,418,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 416,856 | $8,416,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158957 | OPTION | 75,000 | $8,384,000 | thousands by filing date | put |
| MEADOWBROOK INS GROUP INC | 58319P108 | COM | 1,203,915 | $8,379,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 922,566 | $8,331,000 | thousands by filing date | |
| TRANSOCEAN LTD | H8817H902 | OPTION | 168,500 | $8,327,000 | thousands by filing date | call |
| FEDERAL SIGNAL CORP | 313855108 | COM | 568,283 | $8,324,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 14,242 | $8,265,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 786,833 | $8,262,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 172,537 | $8,256,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 368,508 | $8,255,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 221,162 | $8,216,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 426,896 | $8,180,000 | thousands by filing date | |
| TELEFLEX INC | 879369AA4 | NOTE 3.875% 8/0 | 5,185,000 | $8,179,000 | thousands by filing date | principal |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 246,116 | $8,164,000 | thousands by filing date | |
| MONSANTO | 61166W903 | OPTION | 70,000 | $8,159,000 | thousands by filing date | call |
| AMERISAFE INC | 03071H100 | COM | 192,053 | $8,112,000 | thousands by filing date | |
| Check Point Software Technologies Ltd | 162825103 | COM | 513,940 | $8,105,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 376,779 | $8,094,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 508,868 | $8,080,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 189,670 | $8,060,000 | thousands by filing date | |
| VERIZON COMMUNICATIONS INC | 92343V906 | OPTION | 164,000 | $8,059,000 | thousands by filing date | call |
| CARDINAL FINANCIAL CORP | 14149F109 | COMMON STOCK | 447,534 | $8,051,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 160,620 | $8,034,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 134,528 | $8,033,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612J507 | COM PAR $0.001 | 617,463 | $8,019,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 339,730 | $8,015,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 273,086 | $8,012,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AC3 | NOTE 1.750%12/0 | 6,916,000 | $7,979,000 | thousands by filing date | principal |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 87,828 | $7,974,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 265,941 | $7,956,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 201,330 | $7,938,000 | thousands by filing date | |
| DFC GLOBAL CORP | 23324T107 | COM | 692,455 | $7,928,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055AE7 | NOTE | 5,762,000 | $7,920,000 | thousands by filing date | principal |
| GENERAL MTRS CO | 37045V951 | OPTION | 193,700 | $7,917,000 | thousands by filing date | put |
| INTL PAPER CO | 460146954 | OPTION | 161,400 | $7,914,000 | thousands by filing date | put |
| SPDR S&P MIDCAP 400 ETF TR | 78467Y958 | OPTION | 32,400 | $7,912,000 | thousands by filing date | put |
| HNI CORP COM | 404251100 | Stock | 202,767 | $7,873,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 232,114 | $7,868,000 | thousands by filing date | |
| DUPONT FABROS TECHNOLOGY INC | 26613Q106 | COM | 317,292 | $7,840,000 | thousands by filing date | |
| PEPCO HOLDINGS INC | 713291102 | COM | 408,517 | $7,816,000 | thousands by filing date | |
| ENDO HEALTH SOLUTIONS INC | 29264FAB2 | BOND | 3,368,000 | $7,803,000 | thousands by filing date | principal |
| MONSANTO | 61166W952 | OPTION | 66,900 | $7,798,000 | thousands by filing date | put |
| OLIN CORP | 680665205 | COM PAR $1 | 269,811 | $7,785,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 155,524 | $7,779,000 | thousands by filing date | |
| PIEDMONT NATURAL GAS CO | 720186105 | COM | 234,428 | $7,774,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 845,913 | $7,748,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 575,303 | $7,738,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 40,463 | $7,727,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 108,662 | $7,721,000 | thousands by filing date | |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 663,654 | $7,718,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 285,150 | $7,717,000 | thousands by filing date | |
| CYAN INC | 23247W104 | COM | 1,455,663 | $7,701,000 | thousands by filing date | |
| HEIDELBERG MATLS AG FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 427093109 | ADR | 1,178,231 | $7,684,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 329,032 | $7,683,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 113,887 | $7,664,000 | thousands by filing date | |
| AT&T INC | 00206R953 | OPTION | 217,700 | $7,654,000 | thousands by filing date | put |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 360,816 | $7,620,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 63,473 | $7,613,000 | thousands by filing date | |
| HILLSHIRE BRANDS CO | 432589109 | COM | 227,501 | $7,609,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 901,270 | $7,607,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 50,735 | $7,566,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 1,147,990 | $7,565,000 | thousands by filing date | |
| VIRGINIA COMM BANCORP INC | 92778Q109 | COM | 445,165 | $7,562,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 236,195 | $7,559,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 319,299 | $7,552,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 277,044 | $7,547,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 915,921 | $7,546,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 149,966 | $7,540,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 431,970 | $7,533,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 101,351 | $7,478,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 186,585 | $7,474,000 | thousands by filing date | |
| INTEGRYS ENERGY GROUP INC | 45822P105 | COM | 137,154 | $7,462,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 230,636 | $7,440,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 504,305 | $7,378,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 433,719 | $7,370,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 203,762 | $7,368,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 131,969 | $7,356,000 | thousands by filing date | |
| RYLAND GROUP 0.250 | 783764AS2 | NOTE 0.250% 6/0 | 7,874,000 | $7,347,000 | thousands by filing date | principal |
| HARMAN INTL INDS INC | 413086109 | COM | 89,478 | $7,325,000 | thousands by filing date | |
| ALUMINA LTD ADR | 022205108 | COM | 1,841,593 | $7,294,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 280,853 | $7,273,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 339,359 | $7,263,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 241,053 | $7,256,000 | thousands by filing date | |
| UNITEDHEALTH GROUP INC | 91324P953 | OPTION | 95,894 | $7,221,000 | thousands by filing date | put |
| GENCORP INC | 368682AN0 | SDCV | 3,575,000 | $7,204,000 | thousands by filing date | principal |
| VONAGE HLDGS CORP | 92886T201 | COM | 2,162,143 | $7,201,000 | thousands by filing date | |
| COVANCE INC | 222816100 | COM | 81,546 | $7,181,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 156,436 | $7,158,000 | thousands by filing date | |
| ARROWHEAD RESEARCH CORP | 042797209 | COM | 657,732 | $7,137,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 150,816 | $7,133,000 | thousands by filing date | |
| CON-WAY INC | 205944101 | COM | 179,341 | $7,121,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 133,268 | $7,112,000 | thousands by filing date | |
| FACEBOOK INC | 30303M904 | OPTION | 129,900 | $7,099,000 | thousands by filing date | call |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 100,492 | $7,093,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 187,414 | $7,088,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 2,843,382 | $7,080,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 38,200 | $7,059,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 106,660 | $7,052,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 164,128 | $7,028,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 1,003,538 | $7,005,000 | thousands by filing date | |
| RDA MICROELECTRONICS INC | 749394102 | SPONSORED ADR | 391,799 | $7,005,000 | thousands by filing date | |
| KEYCORP NEW | 493267405 | PFD 7.75% SR A | 54,154 | $7,002,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 225,113 | $6,988,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 286,529 | $6,975,000 | thousands by filing date | |
| OUTERWALL INC | 690070107 | COM | 103,511 | $6,963,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 129,607 | $6,934,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 96,324 | $6,915,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 219,016 | $6,899,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 191,714 | $6,889,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 965,767 | $6,886,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670900 | OPTION | 58,000 | $6,876,000 | thousands by filing date | call |
| RADIAN GROUP INC | 750236AK7 | BOND | 4,830,000 | $6,853,000 | thousands by filing date | principal |
| WINDSTREAM HLDGS INC | 97382A101 | COM | 856,069 | $6,832,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 65,158 | $6,825,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 71,358 | $6,824,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729NBP4 | NOTE 7.000% 3/1 | 5,000,000 | $6,813,000 | thousands by filing date | principal |
| AVATAR HLDGS INC | 053494AG5 | NOTE 7.500% 2/1 | 6,443,000 | $6,813,000 | thousands by filing date | principal |
| ENCORE CAP GROUP INC | 292554102 | COM | 135,494 | $6,811,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 89,582 | $6,803,000 | thousands by filing date | |
| STELLARONE CORP | 85856G100 | COMMON STOCK | 282,267 | $6,793,000 | thousands by filing date | |
| PANTRY INC | 698657103 | COM | 404,655 | $6,791,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 208,320 | $6,787,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 105,059 | $6,776,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 143,731 | $6,773,000 | thousands by filing date | |
| BANRO CORP | 066800103 | COM | 12,181,126 | $6,772,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 802,269 | $6,771,000 | thousands by filing date | |
| KALOBIOS PHARMACEUTICALS INC | 48344T100 | COM | 1,528,650 | $6,757,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 219,012 | $6,748,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 226,375 | $6,746,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 234,669 | $6,737,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 99,037 | $6,729,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 149,645 | $6,669,000 | thousands by filing date | |
| KAMADA LTD | M6240T109 | SHS | 448,395 | $6,668,000 | thousands by filing date | |
| NORCRAFT COS INC | 65557Y105 | COM | 339,875 | $6,668,000 | thousands by filing date | |
| COMCAST CORPORATIO | 20030N903 | OPTION | 127,700 | $6,636,000 | thousands by filing date | call |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 142,520 | $6,626,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 207,967 | $6,613,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 80,719 | $6,611,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 179,764 | $6,602,000 | thousands by filing date | |
| STEWART ENTERPRISES INC | 860370AH8 | NOTE 3.125% 7/1 | 5,275,000 | $6,601,000 | thousands by filing date | principal |
| MSCI INC COM | 55354G100 | Stock | 150,968 | $6,600,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 93,932 | $6,599,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 178,335 | $6,562,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-14-000264 | this filing | 2014-02-13 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000019617-14-000292 | base | 2014-02-26 | acceptance time not in the bulk data set |