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Disclosery

YLD PRINCIPAL EXCHANGE TRADED FD

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COM (fund)

63 managers (68 13F filers) reported a position in YLD shares at 2025-09-30, 17,209,938 shares in all. 11 filers opened a position and 4 filers sold out during the quarter.

Managers
63
13F filers
68
New
11
Added
35
Reduced
13
Sold out
4
Shares held by filers
17,209,938

Shares held by filers adds up every 13F filer's report, so a share reported by a parent and by its subsidiary counts twice (H9). Managers counts each filer group once.

13D and 13G filers

No 13D or 13G on this security in the data. Structured 13D/G data starts 2024-12-18.

Insider trades

No Form 4 transaction on this security in the data.

13F holders, Q3 2025

Filers in the available 13F reports with a share position at 2025-09-30, filer groups collapsed to one row (method), largest first. Options and principal amounts are left out. A group row states no % of portfolio, since each member reports its own portfolio: the members' percents are listed under it. A value about 1,000 times or 1/1,000 of the price other filers imply is shown as filed but neither ranks the row nor enters a sum.

HolderSharesValue% of portfolioChangeSource
PRINCIPAL FINANCIAL GROUP INCgroup of 2 filers holding4,983,311$96.7M+778,108Timeline
ENVESTNET ASSET MANAGEMENT INCgroup of 2 filers holding1,827,628$35.5M+609,676Timeline
LPL Financial LLC1,702,391$33.1M0.01%+290,26513F-HRTimeline
AMERIPRISE FINANCIAL INCin group AMERIPRISE FINANCIAL INC1,055,546$20.5M<0.01%new13F-HRTimelineGroup
Cyndeo Wealth Partners, LLC933,334$18.2M1.01%-4,49213F-HRTimeline
Ameritas Investment Partners, Inc.group of 2 filers holding858,685$16.7M+21,710Timeline
RAYMOND JAMES FINANCIAL INCin group RAYMOND JAMES FINANCIAL INC748,137$14.6M<0.01%+156,27613F-HRTimelineGroup
WELLS FARGO & COMPANY/MNin group WELLS FARGO & COMPANY/MN653,699$12.7M<0.01%+409,81813F-HRTimelineGroup
NICOLET BANKSHARES INCgroup of 2 filers holding595,158$11.5M+32,230Timeline
JPMORGAN CHASE & COin group JPMORGAN CHASE & CO475,448$9.25M<0.01%+37,15013F-HR/ATimelineGroup
Integrated Wealth Concepts LLC395,362$7.69M0.07%+119,11213F-HRTimeline
ROYAL BANK OF CANADAin group ROYAL BANK OF CANADA388,996$7.57M<0.01%+100,72013F-HRTimelineGroup
US BANCORP \DE\in group US BANCORP \DE\276,581$5.38M0.01%+5,27413F-HRTimelineGroup
BlueStem Wealth Partners, LLC267,765$5.21M0.6%+38,22813F-HRTimeline
NewEdge Advisors, LLC220,870$4.3M0.02%+106,41013F-HRTimeline
Manske Wealth Management178,351$3.47M1.06%+7,58813F-HRTimeline
McAdam, LLC171,253$3.33M0.16%+25,13713F-HRTimeline
Cedar Point Capital Partners, LLC156,683$3.05M2%+1,70413F-HRTimeline
Diversify Advisory Services, LLCin group Diversify Advisory Services, …129,837$2.47M0.08%new13F-HRTimelineGroup
Mariner, LLCin group Mariner, LLC116,414$2.26M<0.01%+25,87013F-HRTimelineGroup
OSAIC HOLDINGS, INC.in group OSAIC HOLDINGS, INC.98,303$1.91M<0.01%+15,12013F-HRTimelineGroup
AJ Advisors, LLC88,969$1.73M0.71%-5,88613F-HRTimeline
STIFEL FINANCIAL CORPin group STIFEL FINANCIAL CORP88,010$1.71M<0.01%-5,38413F-HRTimelineGroup
COMMONWEALTH EQUITY SERVICES, LLC79,695$1.55M<0.01%+37,37213F-HRTimeline
Fifth Third Securities, Inc.in group FIFTH THIRD BANK, NATIONAL AS…57,995$1.13M0.08%new13F-HRTimelineGroup
Hobart Private Capital, LLC52,376$1.02M0.21%+32113F-HRTimeline
Kestra Advisory Services, LLCgroup of 2 filers holding44,347$863K-5,751Timeline
Capital Investment Advisory Services, L…42,475$826K0.07%-5,49213F-HRTimeline
Private Advisor Group, LLC40,650$791K<0.01%+15,85013F-HRTimeline
Tyche Wealth Partners LLC37,976$739K0.13%+12,71313F-HRTimeline
Cambridge Investment Research Advisors,…35,341$687K<0.01%-24,68613F-HRTimeline
MML INVESTORS SERVICES, LLC34,395$669K<0.01%+3,21413F-HRTimeline
Brueske Advisory Services, LLC32,143$625K0.34%+2,06813F-HRTimeline
Smartleaf Asset Management LLC31,638$615K0.04%-48313F-HRTimeline
PFG Investments, LLC27,270$530K0.03%+2,42613F-HRTimeline
CreativeOne Wealth, LLCin group CreativeOne Wealth, LLC27,243$530K0.01%-3,61813F-HRTimelineGroup
DAVENPORT & Co LLC25,377$494K<0.01%+4,66913F-HRTimeline
TRUIST FINANCIAL CORPin group TRUIST FINANCIAL CORP23,631$460K<0.01%+11,84513F-HRTimelineGroup
Equitable Holdings, Inc.in group Equitable Holdings, Inc.22,593$439K<0.01%+5,00213F-HRTimelineGroup
Milestones Private Investment Advisors …19,934$388K0.26%-87013F-HRTimeline
Steward Partners Investment Advisory, L…18,063$351K<0.01%+16,75413F-HRTimeline
Gallagher Fiduciary Advisors, LLCin group Gallagher Fiduciary Advisors,…16,465$320K0.01%new13F-HRTimelineGroup
Atria Investments, Inc15,680$305K<0.01%new13F-HRTimeline
VERUS CAPITAL PARTNERS, LLC15,679$305K0.02%+1,64613F-HR/ATimeline
OAK HILL WEALTH ADVISORS, LLC15,002$292K0.05%013F-HRTimeline
Janney Montgomery Scott LLC14,973$291K<0.01%-23413F-HRTimeline
Belpointe Asset Management LLC12,347$240K0.01%+92713F-HRTimeline
ELEVATUS WELATH MANAGEMENT10,581$206K0.06%new13F-HRTimeline
Advisory Services Network, LLC8,876$173K<0.01%new13F-HRTimeline
Annis Gardner Whiting Capital Advisors,…7,103$138K0.03%new13F-HRTimeline
GPS Wealth Strategies Group, LLC5,738$112K0.01%013F-HRTimeline
IFP Advisors, Inc5,339$104K<0.01%new13F-HR/ATimeline
PRIVATE TRUST CO NA5,238$102K0.01%013F-HRTimeline
Global Retirement Partners, LLC4,821$93.8K<0.01%+6013F-HRTimeline
FIRST COMMUNITY TRUST NA2,113$41.1K0.03%013F-HRTimeline
Cape Investment Advisory, Inc.1,862$36.2K0.04%-1,06713F-HRTimeline
UBS Group AGin group UBS Group AG1,605$31.2K<0.01%new13F-HRTimelineGroup
COMERICA BANK1,287$25K<0.01%013F-HRTimeline
CoreCap Advisors, LLC562$10.9K<0.01%013F-HRTimeline
HARBOUR INVESTMENTS, INC.329$6.4K<0.01%013F-HRTimeline
Kings Path Partners LLC300$5.83K<0.01%new13F-HRTimeline
MORGAN STANLEYin group MORGAN STANLEY151$2.94K<0.01%013F-HR/ATimelineGroup
FMR LLCin group FMR LLC14$28<0.01%013F-HRTimelineGroup