RIVERNORTH CAPITAL MANAGEMENT, LLC More: the full row for RIVERNORTH CAPITAL MANAGEMENT, LLC 4,536,095 $47.9M 2.54% -50,738 13F-HR Timeline MORGAN STANLEY in group MORGAN STANLEY More: the full row for MORGAN STANLEY 1,426,765 $15.1M <0.01% +5,672 13F-HR Timeline Group GUGGENHEIM CAPITAL LLC in group GUGGENHEIM CAPITAL LLC More: the full row for GUGGENHEIM CAPITAL LLC 1,030,642 $10.9M 0.1% -76,582 13F-HR Timeline Group Congress Park Capital LLC More: the full row for Congress Park Capital LLC 809,000 $8.53M 3.23% +93,000 13F-HR Timeline Pathstone Holdings, LLC in group Pathstone Holdings, LLC More: the full row for Pathstone Holdings, LLC 775,932 $8.26M 0.04% +194,466 13F-HR Timeline Group MacKay Shields LLC More: the full row for MacKay Shields LLC 558,209 $5.89M 0.19% +169,456 13F-HR Timeline CITY OF LONDON INVESTMENT MANAGEMENT CO… More: the full row for CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 473,939 $5M 0.53% +339,141 13F-HR Timeline Fiera Capital Corp in group Fiera Capital Corp More: the full row for Fiera Capital Corp 284,782 $3M 0.01% -18,257 13F-HR Timeline Group VAN ECK ASSOCIATES CORP in group VAN ECK ASSOCIATES CORP More: the full row for VAN ECK ASSOCIATES CORP 281,492 $2.97M <0.01% -66,150 13F-HR Timeline Group BANK OF AMERICA CORP /DE/ in group BANK OF AMERICA CORP /DE/ More: the full row for BANK OF AMERICA CORP /DE/ 267,894 $2.83M <0.01% +9,890 13F-HR Timeline Group LPL Financial LLC More: the full row for LPL Financial LLC 264,157 $2.79M <0.01% +14,930 13F-HR Timeline SIT INVESTMENT ASSOCIATES INC in group SIT INVESTMENT ASSOCIATES INC More: the full row for SIT INVESTMENT ASSOCIATES INC 241,479 $2.55M 0.06% +57,379 13F-HR Timeline Group BROWN BROTHERS HARRIMAN & CO in group BROWN BROTHERS HARRIMAN & CO More: the full row for BROWN BROTHERS HARRIMAN & CO 235,344 $2.48M 0.02% 0 13F-HR Timeline Group ROBINSON CAPITAL MANAGEMENT, LLC More: the full row for ROBINSON CAPITAL MANAGEMENT, LLC 235,298 $2.48M 1.01% +214,964 13F-HR Timeline Hennion & Walsh Asset Management, Inc. More: the full row for Hennion & Walsh Asset Management, Inc. 168,783 $1.78M 0.08% new 13F-HR Timeline WELLS FARGO & COMPANY/MN in group WELLS FARGO & COMPANY/MN More: the full row for WELLS FARGO & COMPANY/MN 165,150 $1.74M <0.01% -31,906 13F-HR Timeline Group RAYMOND JAMES FINANCIAL INC in group RAYMOND JAMES FINANCIAL INC More: the full row for RAYMOND JAMES FINANCIAL INC 145,846 $1.54M <0.01% +25,580 13F-HR Timeline Group UBS Group AG in group UBS Group AG More: the full row for UBS Group AG 138,864 $1.47M <0.01% -15,040 13F-HR Timeline Group ROTHSCHILD INVESTMENT LLC More: the full row for ROTHSCHILD INVESTMENT LLC 130,400 $1.38M 0.09% 0 13F-HR Timeline Karpus Management, Inc. More: the full row for Karpus Management, Inc. 128,498 $1.36M 0.04% +10,000 13F-HR Timeline Intellectus Partners, LLC More: the full row for Intellectus Partners, LLC 126,500 $1.34M 0.33% +7,000 13F-HR Timeline Cambridge Investment Research Advisors,… More: the full row for Cambridge Investment Research Advisors, Inc. 118,767 $1.25M <0.01% +23,473 13F-HR Timeline COMMONWEALTH EQUITY SERVICES, LLC More: the full row for COMMONWEALTH EQUITY SERVICES, LLC 117,215 $1.24M <0.01% +30,623 13F-HR Timeline KIM, LLC More: the full row for KIM, LLC 116,100 $1.22M 0.19% 0 13F-HR Timeline Rareview Capital LLC More: the full row for Rareview Capital LLC 100,437 $1.06M 0.67% -2,450 13F-HR Timeline Nova R Wealth, Inc. More: the full row for Nova R Wealth, Inc. 93,803 $990K 0.49% 0 13F-HR Timeline Chicago Partners Investment Group LLC More: the full row for Chicago Partners Investment Group LLC 93,401 $956K 0.03% 0 13F-HR Timeline Atala Financial Inc More: the full row for Atala Financial Inc 90,165 $951K 0.69% 0 13F-HR Timeline COHEN & STEERS, INC. in group COHEN & STEERS, INC. More: the full row for COHEN & STEERS, INC. 83,315 $879K <0.01% 0 13F-HR Timeline Group Invesco Ltd. in group Invesco Ltd. More: the full row for Invesco Ltd. 79,047 $834K <0.01% +5,345 13F-HR Timeline Group ROYAL BANK OF CANADA in group ROYAL BANK OF CANADA More: the full row for ROYAL BANK OF CANADA 71,367 $753K <0.01% +24,775 13F-HR/A Timeline Group Rockefeller Capital Management L.P. in group Rockefeller Capital Managemen… More: the full row for Rockefeller Capital Management L.P. 67,574 $713K <0.01% +2,083 13F-HR Timeline Group NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO in group NORTHWESTERN MUTUAL INVESTMEN… More: the full row for NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 64,848 $684K <0.01% -1,003 13F-HR Timeline Group OSAIC HOLDINGS, INC. in group OSAIC HOLDINGS, INC. More: the full row for OSAIC HOLDINGS, INC. 61,487 $649K <0.01% +8,371 13F-HR Timeline Group AMERIPRISE FINANCIAL INC in group AMERIPRISE FINANCIAL INC More: the full row for AMERIPRISE FINANCIAL INC 54,652 $577K <0.01% +169 13F-HR Timeline Group 180 WEALTH ADVISORS, LLC More: the full row for 180 WEALTH ADVISORS, LLC 47,845 $505K 0.08% -1,700 13F-HR Timeline Wheelhouse Advisory Group LLC More: the full row for Wheelhouse Advisory Group LLC 42,707 $451K 0.26% -8,647 13F-HR Timeline LANDSCAPE CAPITAL MANAGEMENT, L.L.C. in group LANDSCAPE CAPITAL MANAGEMENT,… More: the full row for LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 39,666 $418K 0.04% +9,957 13F-HR Timeline Group Cetera Investment Advisers More: the full row for Cetera Investment Advisers 37,598 $397K <0.01% -170 13F-HR Timeline NewEdge Advisors, LLC More: the full row for NewEdge Advisors, LLC 36,626 $386K <0.01% +10,800 13F-HR Timeline MAI Capital Management More: the full row for MAI Capital Management 33,782 $356K <0.01% -308 13F-HR Timeline Bank of New York Mellon Corp in group Bank of New York Mellon Corp More: the full row for Bank of New York Mellon Corp 32,830 $346K <0.01% +495 13F-HR Timeline Group Fortitude Advisory Group L.L.C. More: the full row for Fortitude Advisory Group L.L.C. 32,076 $318K 0.23% +1,800 13F-HR Timeline BRANDYWINE OAK PRIVATE WEALTH LLC More: the full row for BRANDYWINE OAK PRIVATE WEALTH LLC 30,000 $316K 0.03% 0 13F-HR Timeline WOLVERINE ASSET MANAGEMENT LLC in group WOLVERINE ASSET MANAGEMENT LLC More: the full row for WOLVERINE ASSET MANAGEMENT LLC 27,907 $294K 0.01% +16,147 13F-HR Timeline Group RFG Advisory, LLC More: the full row for RFG Advisory, LLC 27,300 $288K 0.01% +500 13F-HR Timeline Corient Private Wealth LP in group Corient Private Wealth LP More: the full row for Corient Private Wealth LP 26,094 $275K <0.01% +10,141 13F-HR Timeline Group GatePass Capital, LLC More: the full row for GatePass Capital, LLC 24,000 $253K 0.19% +4,000 13F-HR Timeline WEALTH ENHANCEMENT ADVISORY SERVICES, L… More: the full row for WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 23,924 $252K <0.01% +310 13F-HR Timeline Advisor Resource Council More: the full row for Advisor Resource Council 23,200 $245K 0.02% new 13F-HR Timeline AmeriServ Wealth Advisors in group AmeriServ Wealth Advisors More: the full row for AmeriServ Wealth Advisors 22,375 $236K 0.14% 0 13F-HR Timeline Group COMERICA BANK More: the full row for COMERICA BANK 22,322 $235K <0.01% -1,891 13F-HR Timeline BANK OF MONTREAL /CAN/ in group BANK OF MONTREAL /CAN/ More: the full row for BANK OF MONTREAL /CAN/ 21,518 $227K <0.01% +132 13F-HR Timeline Group Sanctuary Advisors, LLC More: the full row for Sanctuary Advisors, LLC 19,528 $206K <0.01% 0 13F-HR Timeline TRANSCEND CAPITAL ADVISORS, LLC More: the full row for TRANSCEND CAPITAL ADVISORS, LLC 19,316 $204K 0.01% +2,316 13F-HR Timeline Ranch Capital Advisors Inc. More: the full row for Ranch Capital Advisors Inc. 18,848 $199K 0.09% +34 13F-HR Timeline CENTAURUS FINANCIAL, INC. More: the full row for CENTAURUS FINANCIAL, INC. 18,670 $197K 0.01% -100 13F-HR Timeline Summit Trail Advisors, LLC More: the full row for Summit Trail Advisors, LLC 16,849 $192K 0.01% new 13F-HR Timeline Main Street Financial Solutions, LLC More: the full row for Main Street Financial Solutions, LLC 17,733 $187K 0.02% 0 13F-HR Timeline HOLLENCREST CAPITAL MANAGEMENT More: the full row for HOLLENCREST CAPITAL MANAGEMENT 16,985 $179K 0.01% 0 13F-HR Timeline HighTower Advisors, LLC More: the full row for HighTower Advisors, LLC 16,496 $174K <0.01% -1,824 13F-HR Timeline Pettinga Financial Advisors LLC More: the full row for Pettinga Financial Advisors LLC 16,180 $171K 0.04% new 13F-HR Timeline AlphaCore Capital LLC More: the full row for AlphaCore Capital LLC 15,677 $166K 0.01% new 13F-HR Timeline MONTAG A & ASSOCIATES INC More: the full row for MONTAG A & ASSOCIATES INC 14,939 $158K 0.01% +7,926 13F-HR Timeline Avior Wealth Management, LLC More: the full row for Avior Wealth Management, LLC 14,488 $153K 0.01% +4,386 13F-HR Timeline SFMG, LLC More: the full row for SFMG, LLC 14,213 $150K 0.01% 0 13F-HR Timeline Geneos Wealth Management Inc. More: the full row for Geneos Wealth Management Inc. 13,107 $138K <0.01% +11,891 13F-HR Timeline Private Advisor Group, LLC More: the full row for Private Advisor Group, LLC 12,814 $135K <0.01% +727 13F-HR Timeline CHOREO, LLC More: the full row for CHOREO, LLC 12,610 $134K <0.01% -128 13F-HR Timeline Atria Wealth Solutions, Inc. More: the full row for Atria Wealth Solutions, Inc. 12,580 $133K <0.01% +1,410 13F-HR Timeline TRUIST FINANCIAL CORP in group TRUIST FINANCIAL CORP More: the full row for TRUIST FINANCIAL CORP 12,464 $131K <0.01% +47 13F-HR Timeline Group GOLDMAN SACHS GROUP INC in group GOLDMAN SACHS GROUP INC More: the full row for GOLDMAN SACHS GROUP INC 11,655 $123K <0.01% 0 13F-HR/A Timeline Group SUSQUEHANNA INTERNATIONAL GROUP, LLP in group SUSQUEHANNA INTERNATIONAL GRO… More: the full row for SUSQUEHANNA INTERNATIONAL GROUP, LLP 11,307 $119K <0.01% -101,986 13F-HR Timeline Group Bramshill Investments, LLC More: the full row for Bramshill Investments, LLC 11,021 $116K 0.01% new 13F-HR Timeline Mariner, LLC in group Mariner, LLC More: the full row for Mariner, LLC 11,000 $116K <0.01% 0 13F-HR Timeline Group SIMON QUICK ADVISORS, LLC More: the full row for SIMON QUICK ADVISORS, LLC 10,982 $116K 0.01% +439 13F-HR Timeline Capital Investment Advisors, LLC More: the full row for Capital Investment Advisors, LLC 10,525 $111K <0.01% new 13F-HR Timeline Perigon Wealth Management, LLC More: the full row for Perigon Wealth Management, LLC 10,306 $109K <0.01% 0 13F-HR Timeline Avidian Wealth Enterprises, LLC More: the full row for Avidian Wealth Enterprises, LLC 10,203 $108K <0.01% +103 13F-HR Timeline PNC Financial Services Group, Inc. in group PNC Financial Services Group,… More: the full row for PNC Financial Services Group, Inc. 10,022 $106K <0.01% 0 13F-HR Timeline Group Camelot Portfolios, LLC More: the full row for Camelot Portfolios, LLC 10,000 $106K 0.07% 0 13F-HR Timeline Sandy Spring Bank More: the full row for Sandy Spring Bank 5,000 $52.8K <0.01% 0 13F-HR Timeline PRINCIPAL SECURITIES, INC. in group PRINCIPAL FINANCIAL GROUP INC More: the full row for PRINCIPAL SECURITIES, INC. 3,315 $34.4K <0.01% 0 13F-HR Timeline Group JONES FINANCIAL COMPANIES LLLP in group JONES FINANCIAL COMPANIES LLLP More: the full row for JONES FINANCIAL COMPANIES LLLP 1,750 $18.5K <0.01% 0 13F-HR/A Timeline Group Farther Finance Advisors, LLC More: the full row for Farther Finance Advisors, LLC 1,173 $12.5K <0.01% new 13F-HR Timeline Lowe Wealth Advisors, LLC More: the full row for Lowe Wealth Advisors, LLC 1,005 $10.6K <0.01% 0 13F-HR Timeline US BANCORP \DE\ in group US BANCORP \DE\ More: the full row for US BANCORP \DE\ 1,000 $10.6K <0.01% 0 13F-HR Timeline Group WPG Advisers, LLC More: the full row for WPG Advisers, LLC 759 $8.01K 0.01% -488 13F-HR Timeline McClarren Financial Advisors, Inc. More: the full row for McClarren Financial Advisors, Inc. 10 $7K <0.01% new 13F-HR Timeline FNY Investment Advisers, LLC More: the full row for FNY Investment Advisers, LLC 500 $5K <0.01% new 13F-HR Timeline Mascoma Wealth Management LLC More: the full row for Mascoma Wealth Management LLC 421 $4.44K <0.01% 0 13F-HR Timeline COLDSTREAM CAPITAL MANAGEMENT INC More: the full row for COLDSTREAM CAPITAL MANAGEMENT INC 406 $4.28K <0.01% new 13F-HR Timeline BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC More: the full row for BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 400 $4.22K <0.01% 0 13F-HR Timeline CNB Bank More: the full row for CNB Bank 361 $3.81K <0.01% 0 13F-HR Timeline EverSource Wealth Advisors, LLC in group EverSource Wealth Advisors, L… More: the full row for EverSource Wealth Advisors, LLC 109 $1.15K <0.01% 0 13F-HR Timeline Group HANTZ FINANCIAL SERVICES, INC. More: the full row for HANTZ FINANCIAL SERVICES, INC. 108 $1K <0.01% +1 13F-HR Timeline The filing omitted confidential holdings, a later amendment may add them. CONCOURSE FINANCIAL GROUP SECURITIES, I… More: the full row for CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0 $0 0 13F-HR Timeline Value filed as zero, left out of ratios. Amount filed as zero, left out of ratios.