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TOCT INNOVATOR ETFS TRUST

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EQUITY DEFINED (fund)

18 managers (18 13F filers) reported a position in TOCT shares at 2026-03-31, 395,762 shares in all. 4 filers opened a position and 2 filers sold out during the quarter.

Managers
18
13F filers
18
New
4
Added
6
Reduced
2
Sold out
2
Shares held by filers
395,762

Shares held by filers adds up every 13F filer's report, so a share reported by a parent and by its subsidiary counts twice (H9). Managers counts each filer group once.

13D and 13G filers

No 13D or 13G on this security in the data. Structured 13D/G data starts 2024-12-18.

Insider trades

No Form 4 transaction on this security in the data.

13F holders, Q1 2026

Filers in the available 13F reports with a share position at 2026-03-31, filer groups collapsed to one row (method), largest first. Options and principal amounts are left out. A group row states no % of portfolio, since each member reports its own portfolio: the members' percents are listed under it. A value about 1,000 times or 1/1,000 of the price other filers imply is shown as filed but neither ranks the row nor enters a sum.

HolderSharesValue% of portfolioChangeSource
CWM, LLCin group CWM, LLC58,367$1.53M<0.01%+9,56413F-HRTimelineGroup
HARBOUR INVESTMENTS, INC.49,959$1.31M0.02%+13,74913F-HRTimeline
Brookstone Capital Managementin group Brookstone Capital Management43,657$1.15M0.01%013F-HRTimelineGroup
Triad Wealth Partners, LLC41,759$1.1M0.09%+16,13413F-HRTimeline
ENVESTNET ASSET MANAGEMENT INCin group ENVESTNET ASSET MANAGEMENT INC32,494$854K<0.01%+8,13713F-HRTimelineGroup
MML INVESTORS SERVICES, LLC25,617$673K<0.01%-15,13513F-HRTimeline
Cambridge Investment Research Advisors,…25,163$662K<0.01%new13F-HRTimeline
HighTower Advisors, LLC23,638$621K<0.01%013F-HRTimeline
Orion Porfolio Solutions, LLC17,892$470K<0.01%+5,55413F-HRTimeline
Tradition Wealth Management, LLC16,055$422K0.03%013F-HRTimeline
Encompass More Asset Management13,442$353K0.06%+2,30313F-HRTimeline
SUSQUEHANNA INTERNATIONAL GROUP, LLPin group SUSQUEHANNA INTERNATIONAL GRO…11,885$312K<0.01%-11,40213F-HRTimelineGroup
Ashton Thomas Private Wealth, LLC11,605$305K0.01%new13F-HRTimeline
Fragasso Financial Advisors Inc11,029$291K0.02%013F-HRTimeline
Plan Group Financial, LLC9,433$248K0.06%013F-HRTimeline
HARBOR INVESTMENT ADVISORY, LLC2,283$60K<0.01%new13F-HRTimeline
AE Wealth Management LLC1,470$38.6K<0.01%new13F-HRTimeline
Allworth Financial LP14$369<0.01%013F-HRTimeline