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TOCT INNOVATOR ETFS TRUST

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EQUITY DEFINED (fund)

18 managers (18 13F filers) reported a position in TOCT shares at 2025-12-31, 365,894 shares in all. 18 filers opened a position and 0 filers sold out during the quarter.

Managers
18
13F filers
18
New
18
Added
0
Reduced
0
Sold out
0
Shares held by filers
365,894

Shares held by filers adds up every 13F filer's report, so a share reported by a parent and by its subsidiary counts twice (H9). Managers counts each filer group once.

13D and 13G filers

No 13D or 13G on this security in the data. Structured 13D/G data starts 2024-12-18.

Insider trades

No Form 4 transaction on this security in the data.

13F holders, Q4 2025

Filers in the available 13F reports with a share position at 2025-12-31, filer groups collapsed to one row (method), largest first. Options and principal amounts are left out. A group row states no % of portfolio, since each member reports its own portfolio: the members' percents are listed under it. A value about 1,000 times or 1/1,000 of the price other filers imply is shown as filed but neither ranks the row nor enters a sum.

HolderSharesValue% of portfolioChangeSource
CWM, LLCin group CWM, LLC48,803$1.29M<0.01%new13F-HRTimelineGroup
Brookstone Capital Managementin group Brookstone Capital Management43,657$1.16M0.01%new13F-HRTimelineGroup
MML INVESTORS SERVICES, LLC40,752$1.08M<0.01%new13F-HRTimeline
HARBOUR INVESTMENTS, INC.36,210$961K0.02%new13F-HRTimeline
Triad Wealth Partners, LLC25,625$680K0.06%new13F-HRTimeline
ENVESTNET ASSET MANAGEMENT INCin group ENVESTNET ASSET MANAGEMENT INC24,357$646K<0.01%new13F-HRTimelineGroup
HighTower Advisors, LLC23,638$627K<0.01%new13F-HRTimeline
SUSQUEHANNA INTERNATIONAL GROUP, LLPin group SUSQUEHANNA INTERNATIONAL GRO…23,287$618K<0.01%new13F-HRTimelineGroup
RAYMOND JAMES FINANCIAL INCin group RAYMOND JAMES FINANCIAL INC18,459$490K<0.01%new13F-HRTimelineGroup
Tradition Wealth Management, LLC16,055$426K0.03%new13F-HRTimeline
JANE STREET GROUP, LLCin group JANE STREET GROUP, LLC12,851$341K<0.01%new13F-HRTimelineGroup
Orion Porfolio Solutions, LLC12,338$327K<0.01%new13F-HRTimeline
Encompass More Asset Management11,139$296K0.05%new13F-HRTimeline
Fragasso Financial Advisors Inc11,029$293K0.02%new13F-HRTimeline
Plan Group Financial, LLC9,433$250K0.06%new13F-HRTimeline
Vantage Financial Partners, LLC7,942$211K0.04%new13F-HRTimeline
Global Retirement Partners, LLC305$8.08K<0.01%new13F-HRTimeline
Allworth Financial LP14$372<0.01%new13F-HRTimeline