Skip to content
Disclosery

QQQX NUVEEN NASDAQ 100 DYNAMIC OV

Follow

COM SHS (fund), issuer CIK 1608741

140 managers (140 13F filers) reported a position in QQQX shares at 2024-12-31, 15,105,737 shares in all. 12 filers opened a position and 10 filers sold out during the quarter.

Managers
140
13F filers
140
New
12
Added
47
Reduced
34
Sold out
10
Shares held by filers
15,105,737

Shares held by filers adds up every 13F filer's report, so a share reported by a parent and by its subsidiary counts twice (H9). Managers counts each filer group once.

13D and 13G filers

No 13D or 13G on this security in the data. Structured 13D/G data starts 2024-12-18.

Insider trades

No Form 4 transaction on this security in the data.

13F holders, Q4 2024

Filers in the available 13F reports with a share position at 2024-12-31, filer groups collapsed to one row (method), largest first. Options and principal amounts are left out. A group row states no % of portfolio, since each member reports its own portfolio: the members' percents are listed under it. A value about 1,000 times or 1/1,000 of the price other filers imply is shown as filed but neither ranks the row nor enters a sum.

HolderSharesValue% of portfolioChangeSource
Karpus Management, Inc.1,842,824$49.8M1.47%+102,07213F-HRTimeline
MORGAN STANLEYin group MORGAN STANLEY1,806,405$48.9M<0.01%+72,56313F-HR/ATimelineGroup
Cornerstone Advisors, LLC1,119,284$30.3M1.21%-25,60013F-HRTimeline
WELLS FARGO & COMPANY/MNin group WELLS FARGO & COMPANY/MN1,079,535$29.2M0.01%+18,71413F-HRTimelineGroup
Invesco Ltd.in group Invesco Ltd.860,866$23.3M<0.01%+92,18013F-HRTimelineGroup
UBS Group AGin group UBS Group AG780,879$21.1M<0.01%-43,22013F-HRTimelineGroup
Nan Shan Life Insurance Co., Ltd.758,622$20.5M0.49%013F-HRTimeline
ROYAL BANK OF CANADAin group ROYAL BANK OF CANADA718,095$19.4M<0.01%+17,24913F-HRTimelineGroup
1607 Capital Partners, LLC644,987$17.4M1.4%+172,13213F-HRTimeline
LPL Financial LLC505,872$13.7M0.01%+2,66813F-HRTimeline
BANK OF AMERICA CORP /DE/in group BANK OF AMERICA CORP /DE/422,296$11.4M<0.01%+10,69013F-HRTimelineGroup
RAYMOND JAMES FINANCIAL INCin group RAYMOND JAMES FINANCIAL INC381,461$10.3M<0.01%13F-HR/ATimelineGroup
GUGGENHEIM CAPITAL LLCin group GUGGENHEIM CAPITAL LLC351,274$9.5M0.08%+40,24013F-HRTimelineGroup
Allspring Global Investments Holdings, …in group Allspring Global Investments …287,681$7.78M0.01%+101,82113F-HRTimelineGroup
HighTower Advisors, LLC287,426$7.77M0.01%+19,40713F-HRTimeline
Janney Montgomery Scott LLC267,573$7.24M0.02%-7,06913F-HRTimeline
AQR Arbitrage LLCin group AQR CAPITAL MANAGEMENT LLC214,012$5.79M0.14%+33,31713F-HRTimelineGroup
OSAIC HOLDINGS, INC.in group OSAIC HOLDINGS, INC.186,507$5.05M0.01%+10,56113F-HR/ATimelineGroup
Shaker Financial Services, LLC178,663$4.83M1.85%-105,48513F-HRTimeline
AMERIPRISE FINANCIAL INCin group AMERIPRISE FINANCIAL INC177,530$4.8M<0.01%-4,68213F-HRTimelineGroup
FLAGSHIP HARBOR ADVISORS, LLC165,721$4.48M0.24%-33,54813F-HRTimeline
Arete Wealth Advisors, LLC120,979$3.28M0.24%-21913F-HRTimeline
Thomas J. Herzfeld Advisors, Inc.117,169$3.17M1.02%+3,46813F-HRTimeline
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.in group LANDSCAPE CAPITAL MANAGEMENT,…111,641$3.02M0.32%-140,15613F-HRTimelineGroup
WOLVERINE ASSET MANAGEMENT LLCin group WOLVERINE ASSET MANAGEMENT LLC87,801$2.38M0.04%-147,83913F-HRTimelineGroup
D.A. DAVIDSON & CO.86,103$2.33M0.02%+2,45113F-HRTimeline
COMMONWEALTH EQUITY SERVICES, LLC82,519$2.23M<0.01%-1,81313F-HRTimeline
Ionic Capital Management LLC74,146$2.01M1.98%-27,58613F-HRTimeline
MONECO ADVISORS, LLC68,495$1.85M0.2%-64113F-HR/ATimeline
AXXCESS WEALTH MANAGEMENT, LLC55,458$1.5M0.04%+1,79413F-HRTimeline
SCHNIEDERS CAPITAL MANAGEMENT LLC49,985$1.35M0.27%-75013F-HRTimeline
PNC Financial Services Group, Inc.in group PNC Financial Services Group,…49,235$1.33M<0.01%+3,04013F-HRTimelineGroup
ABSOLUTE INVESTMENT ADVISERS, LLC46,255$1.25M0.16%new13F-HRTimeline
NewEdge Advisors, LLC37,431$1.01M0.01%+21013F-HRTimeline
Advisors Asset Management, Inc.37,426$1.01M0.02%+19,09913F-HR/ATimeline
Dakota Wealth Management35,950$972K0.02%+1,79513F-HRTimeline
FIRST TRUST ADVISORS LPin group FIRST TRUST ADVISORS LP33,782$914K<0.01%+27413F-HRTimelineGroup
Cetera Investment Advisers33,562$908K<0.01%-1,18613F-HRTimeline
GREAT VALLEY ADVISOR GROUP, INC.in group GREAT VALLEY ADVISOR GROUP, I…33,187$898K0.02%-55813F-HRTimelineGroup
Atria Wealth Solutions, Inc.30,830$834K0.01%+5113F-HRTimeline
KINGSWOOD WEALTH ADVISORS, LLC29,984$811K0.06%+15,68913F-HRTimeline
Quarry LP26,846$726K0.14%new13F-HRTimeline
Private Advisor Group, LLC26,613$720K<0.01%+2,38013F-HRTimeline
Arkadios Wealth Advisors26,289$711K0.04%+17,15713F-HRTimeline
Stratos Wealth Partners, LTD.in group Stratos Wealth Partners, LTD.23,251$629K0.01%+6,51813F-HRTimelineGroup
SAPIENT CAPITAL LLC22,438$607K0.01%013F-HRTimeline
Huntleigh Advisors, Inc.21,619$585K0.13%13F-HRTimeline
SUSQUEHANNA INTERNATIONAL GROUP, LLPin group SUSQUEHANNA INTERNATIONAL GRO…20,613$558K<0.01%+1,61213F-HRTimelineGroup
Alteri Wealth LLC20,563$556K0.15%13F-HRTimeline
Mutual Advisors, LLC20,045$542K0.02%+9113F-HRTimeline
Cambridge Investment Research Advisors,…20,006$541K<0.01%+1,78413F-HRTimeline
WEDBUSH SECURITIES INC19,751$534K0.02%+1313F-HRTimeline
TRUIST FINANCIAL CORPin group TRUIST FINANCIAL CORP19,487$527K<0.01%-94013F-HRTimelineGroup
B. Riley Wealth Advisors, Inc.18,182$492K0.02%-8213F-HRTimeline
DAVENPORT & Co LLC17,500$473K<0.01%013F-HRTimeline
Avory & Company, LLC17,157$464K0.26%013F-HRTimeline
THURSTON, SPRINGER, MILLER, HERD & TITA…16,784$454K0.09%+12,24813F-HRTimeline
MERCER GLOBAL ADVISORS INC /ADV16,254$440K<0.01%+2,45113F-HRTimeline
Moors & Cabot, Inc.15,337$415K0.02%+1913F-HRTimeline
Quantedge Capital Pte Ltd15,300$414K0.15%+3,60013F-HRTimeline
STIFEL FINANCIAL CORPin group STIFEL FINANCIAL CORP15,115$409K<0.01%+56613F-HRTimelineGroup
Cyndeo Wealth Partners, LLC14,910$403K0.03%013F-HRTimeline
Sanctuary Advisors, LLC14,094$385K<0.01%-11,44213F-HRTimeline
CAPTRUST FINANCIAL ADVISORS14,134$382K<0.01%-15013F-HRTimeline
INTERNATIONAL ASSETS INVESTMENT MANAGEM…13,972$375K0.03%-357,06213F-HRTimeline
Aviance Capital Partners, LLC13,409$363K0.05%+27513F-HRTimeline
Financial Advocates Investment Manageme…12,852$348K0.02%013F-HRTimeline
ENVESTNET ASSET MANAGEMENT INCin group ENVESTNET ASSET MANAGEMENT INC12,832$347K<0.01%+2,62513F-HRTimelineGroup
COMERICA BANK12,783$346K<0.01%+313F-HR/ATimeline
Lindbrook Capital, LLC12,757$345K0.03%-38013F-HRTimeline
Diversified Enterprises, LLC12,379$335K0.03%-32613F-HRTimeline
J.W. COLE ADVISORS, INC.12,098$327K0.01%-8113F-HRTimeline
Pathstone Holdings, LLCin group Pathstone Holdings, LLC12,007$325K<0.01%+80013F-HRTimelineGroup
Diversify Advisory Services, LLCin group Diversify Advisory Services, …11,795$314K0.02%-1,67513F-HRTimelineGroup
Mariner, LLCin group Mariner, LLC11,046$299K<0.01%new13F-HRTimelineGroup
MGB Wealth Management, LLC11,000$298K0.09%013F-HRTimeline
TriaGen Wealth Management LLC10,951$296K0.1%013F-HRTimeline
GOLDMAN SACHS GROUP INCin group GOLDMAN SACHS GROUP INC10,806$292K<0.01%013F-HRTimelineGroup
MILLENNIUM MANAGEMENT LLCin group MILLENNIUM MANAGEMENT LLC10,746$291K<0.01%-1,58313F-HRTimelineGroup
Register Financial Advisors LLC10,465$283K0.14%+1113F-HRTimeline
GWN SECURITIES INC.10,051$279K0.07%13F-HRTimeline
Bay Capital Advisors, LLC9,950$269K0.22%13F-HRTimeline
AVANTAX ADVISORY SERVICES, INC.9,793$265K<0.01%+1,51813F-HRTimeline
Merit Financial Group, LLC9,378$254K<0.01%-53013F-HRTimeline
Jacobi Capital Management LLC9,251$250K0.02%+27913F-HRTimeline
Kestra Advisory Services, LLCin group Kestra Advisory Services, LLC9,028$244K<0.01%new13F-HRTimelineGroup
Sovran Advisors, LLC9,242$244K0.03%13F-HRTimeline
WealthTrust Asset Management, LLC8,875$240K0.17%new13F-HRTimeline
WealthShield Partners, LLC8,617$233K0.03%-64913F-HRTimeline
Cornerstone Wealth Group, LLC8,453$229K0.02%013F-HRTimeline
Aspen Investment Management Inc8,150$220K0.1%013F-HRTimeline
Compound Planning, Inc.7,986$216K0.01%-19613F-HRTimeline
Next Level Private LLC7,930$215K0.09%new13F-HRTimeline
US BANCORP \DE\in group US BANCORP \DE\7,817$211K<0.01%-40213F-HRTimelineGroup
Hennion & Walsh Asset Management, Inc.7,790$211K0.01%new13F-HRTimeline
Left Brain Wealth Management, LLC7,637$207K0.08%new13F-HRTimeline
GRIFFIN ASSET MANAGEMENT, INC.7,587$205K0.02%new13F-HRTimeline
&PARTNERS7,417$201K<0.01%new13F-HRTimeline
CWM, LLCin group CWM, LLC6,901$187K<0.01%+6,32613F-HRTimelineGroup
Allworth Financial LP5,492$152K<0.01%-35113F-HRTimeline
Capital Analysts, LLCin group Capital Analysts, LLC5,404$146K0.01%013F-HRTimelineGroup
Main Street Group, LTD4,318$117K0.04%013F-HRTimeline
Caitlin John, LLC4,017$109K0.07%+8113F-HRTimeline
Steward Partners Investment Advisory, L…3,360$90.9K<0.01%013F-HRTimeline
Hexagon Capital Partners LLC2,766$74.8K0.01%013F-HRTimeline
TD Waterhouse Canada Inc.2,676$72.2K<0.01%013F-HRTimeline
NORTHWESTERN MUTUAL WEALTH MANAGEMENT COin group NORTHWESTERN MUTUAL INVESTMEN…2,503$67.7K<0.01%-27113F-HRTimelineGroup
Global Retirement Partners, LLC2,290$61.9K<0.01%013F-HRTimeline
Sunbelt Securities, Inc.1,834$49.8K<0.01%013F-HRTimeline
CoreCap Advisors, LLC1,700$46K<0.01%-913F-HRTimeline
ORG Partners LLC1,688$45.7K0.01%013F-HRTimeline
PRIVATE TRUST CO NA1,500$40.6K<0.01%013F-HRTimeline
CoreFirst Bank & Trust1,316$35.6K0.02%013F-HRTimeline
MATHER GROUP, LLC.1,262$34.1K<0.01%013F-HRTimeline
Key Financial Inc1,104$29.9K0.01%013F-HRTimeline
Clearstead Advisors, LLC1,000$27.1K<0.01%013F-HRTimeline
Coppell Advisory Solutions LLC625$17K<0.01%013F-HRTimeline
Stonebridge Financial Group, LLC525$14.2K<0.01%13F-HRTimeline
Ramirez Asset Management, Inc.500$13.5K<0.01%013F-HRTimeline
Salomon & Ludwin, LLC491$13.3K<0.01%013F-HRTimeline
HOLLENCREST CAPITAL MANAGEMENT383$10.3K<0.01%+1413F-HRTimeline
FIFTH THIRD BANCORPin group FIFTH THIRD BANK, NATIONAL AS…375$10.1K<0.01%new13F-HRTimelineGroup
Noble Wealth Management PBC375$10.1K0.01%13F-HRTimeline
Spire Wealth Managementin group Spire Wealth Management352$9.52K<0.01%013F-HRTimelineGroup
PRINCIPAL SECURITIES, INC.in group PRINCIPAL FINANCIAL GROUP INC300$8.12K<0.01%013F-HRTimelineGroup
RICHARDS, MERRILL & PETERSON, INC.300$8.12K<0.01%13F-HRTimeline
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC270$7.3K<0.01%-3013F-HRTimeline
Vermillion Wealth Management, Inc.237$6.41K<0.01%13F-HRTimeline
Golden State Wealth Management, LLC210$5.68K<0.01%13F-HRTimeline
Anchor Investment Management, LLC200$5.41K<0.01%013F-HRTimeline
WPG Advisers, LLC161$4.36K<0.01%13F-HRTimeline
Geneos Wealth Management Inc.157$4.25K<0.01%new13F-HRTimeline
Wood Tarver Financial Group, LLC172$4K<0.01%13F-HRTimeline
Financial Management Professionals, Inc.136$3.68K<0.01%+1513F-HRTimeline
HARBOUR INVESTMENTS, INC.100$2.71K<0.01%013F-HRTimeline
Park Square Financial Group, LLC82$2.22K<0.01%13F-HRTimeline
PSI Advisors, LLC31$826<0.01%+113F-HRTimeline
LANARK FINANCIAL, INC.27$7470.07%-25,02313F-HRTimeline
GPS Wealth Strategies Group, LLC8$224<0.01%013F-HRTimeline
CONCOURSE FINANCIAL GROUP SECURITIES, I…0$00%013F-HRTimelineValue filed as zero, left out of ratios. Amount filed as zero, left out of ratios.