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Disclosery

PFLD ETF SER SOLUTIONS

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AAM LW DUR PFD (fund)

67 managers (68 13F filers) reported a position in PFLD shares at 2025-09-30, 13,960,713 shares in all. 12 filers opened a position and 9 filers sold out during the quarter.

Managers
67
13F filers
68
New
12
Added
15
Reduced
31
Sold out
9
Shares held by filers
13,960,713

Shares held by filers adds up every 13F filer's report, so a share reported by a parent and by its subsidiary counts twice (H9). Managers counts each filer group once.

13D and 13G filers

No 13D or 13G on this security in the data. Structured 13D/G data starts 2024-12-18.

Insider trades

No Form 4 transaction on this security in the data.

13F holders, Q3 2025

Filers in the available 13F reports with a share position at 2025-09-30, filer groups collapsed to one row (method), largest first. Options and principal amounts are left out. A group row states no % of portfolio, since each member reports its own portfolio: the members' percents are listed under it. A value about 1,000 times or 1/1,000 of the price other filers imply is shown as filed but neither ranks the row nor enters a sum.

HolderSharesValue% of portfolioChangeSource
MORGAN STANLEYin group MORGAN STANLEY5,117,852$101M0.01%-40,33013F-HR/ATimelineGroup
WELLS FARGO & COMPANY/MNin group WELLS FARGO & COMPANY/MN2,567,353$50.6M0.01%-84,43113F-HRTimelineGroup
LPL Financial LLC955,480$18.8M0.01%-240,44213F-HRTimeline
RAINEY & RANDALL WEALTH ADVISORS INC.657,407$13M2.17%-13,66913F-HRTimeline
RAYMOND JAMES FINANCIAL INCin group RAYMOND JAMES FINANCIAL INC534,104$10.5M<0.01%-51,58813F-HRTimelineGroup
OSAIC HOLDINGS, INC.in group OSAIC HOLDINGS, INC.476,080$9.32M0.01%+69,93313F-HRTimelineGroup
ROYAL BANK OF CANADAin group ROYAL BANK OF CANADA387,794$7.64M<0.01%+32,95613F-HRTimelineGroup
WEALTH ENHANCEMENT ADVISORY SERVICES, L…352,488$6.96M0.01%+187,71813F-HRTimeline
Cambridge Investment Research Advisors,…278,198$5.48M0.02%-9,24613F-HRTimeline
Cetera Investment Advisers255,737$5.04M0.01%+97,46913F-HRTimeline
L2 Asset Management, LLC249,319$4.93M0.71%new13F-HRTimeline
Sound Income Strategies, LLC241,728$4.76M0.26%-16,38513F-HRTimeline
AllSquare Wealth Management LLC191,732$3.78M1.99%-1,64313F-HRTimeline
CAPTRUST FINANCIAL ADVISORS161,675$3.19M0.01%-4,38013F-HRTimeline
Bleakley Financial Group, LLC125,471$2.47M0.06%+3,07313F-HRTimeline
Kestra Advisory Services, LLCgroup of 2 filers holding122,498$2.41M+5,325Timeline
COMMONWEALTH EQUITY SERVICES, LLC118,000$2.33M<0.01%-6,84813F-HRTimeline
Gotham Asset Management, LLC113,924$2.24M0.01%013F-HRTimeline
STIFEL FINANCIAL CORPin group STIFEL FINANCIAL CORP99,342$1.96M<0.01%-70,87313F-HRTimelineGroup
Janney Montgomery Scott LLC88,631$1.75M<0.01%-68513F-HRTimeline
JANE STREET GROUP, LLCin group JANE STREET GROUP, LLC72,575$1.43M<0.01%new13F-HRTimelineGroup
ENVESTNET ASSET MANAGEMENT INCin group ENVESTNET ASSET MANAGEMENT INC64,134$1.26M<0.01%-13,03913F-HRTimelineGroup
Coppell Advisory Solutions LLC54,454$1.07M0.11%-42113F-HRTimeline
FIDELIS CAPITAL PARTNERS, LLC50,650$998K0.08%new13F-HRTimeline
IFP Advisors, Inc48,286$951K0.02%-40013F-HR/ATimeline
HB Wealth Management, LLC42,361$835K0.01%new13F-HRTimeline
CITADEL ADVISORS LLCin group CITADEL ADVISORS LLC40,160$791K<0.01%+12,34713F-HRTimelineGroup
Alpine Bank Wealth Managementin group Alpine Bank Wealth Management39,146$771K0.11%+33,96113F-HRTimelineGroup
WEDBUSH SECURITIES INC39,125$771K0.03%-45013F-HRTimeline
INDEPENDENT FINANCIAL GROUP, LLC38,145$751K0.02%-13,61213F-HRTimeline
Apollon Wealth Management, LLCin group Apollon Wealth Management, LLC27,131$534K0.01%-9,09313F-HRTimelineGroup
National Wealth Management Group, LLC27,030$532K0.2%-7,76913F-HRTimeline
Ameritas Advisory Services, LLCin group Ameritas Investment Partners,…24,631$485K0.03%-2,25213F-HRTimelineGroup
HUB Investment Partners, LLC24,012$473K0.02%013F-HRTimeline
Global Financial Private Client, LLC21,639$426K0.15%-57313F-HRTimeline
Oregon Pacific Wealth Management, LLC19,484$384K0.33%+49913F-HRTimeline
J.W. COLE ADVISORS, INC.18,866$372K0.01%-5,17213F-HRTimeline
BANK OF AMERICA CORP /DE/in group BANK OF AMERICA CORP /DE/18,347$361K<0.01%new13F-HR/ATimelineGroup
Cullen/Frost Bankers, Inc.in group Cullen/Frost Bankers, Inc.17,572$346K<0.01%+10,16213F-HRTimelineGroup
COMERICA BANK15,167$299K<0.01%+26613F-HRTimeline
Gladstone Institutional Advisory LLC15,005$296K0.01%-97613F-HRTimeline
Concorde Asset Management, LLC14,200$280K0.12%13F-HRTimeline
Creative Planningin group Creative Planning13,800$272K<0.01%-3,00013F-HRTimelineGroup
Private Advisor Group, LLC12,924$255K<0.01%+1,86313F-HRTimeline
PRIVATE TRUST CO NA12,575$248K0.02%-79413F-HRTimeline
Foundations Investment Advisors, LLC12,147$239K<0.01%+89413F-HRTimeline
CSM Advisors, LLC12,000$236K0.01%-13,00013F-HRTimeline
Hilltop Holdings Inc.in group Hilltop Holdings Inc.10,734$211K0.01%-1,01813F-HRTimelineGroup
SUSQUEHANNA INTERNATIONAL GROUP, LLPin group SUSQUEHANNA INTERNATIONAL GRO…10,405$205K<0.01%new13F-HRTimelineGroup
Steward Partners Investment Advisory, L…10,355$204K<0.01%-5,04913F-HRTimeline
UBS Group AGin group UBS Group AG9,900$195K<0.01%-38,14113F-HRTimelineGroup
BANK OF MONTREAL /CAN/in group BANK OF MONTREAL /CAN/7,000$138K<0.01%-3,00013F-HRTimelineGroup
Advisory Services Network, LLC6,622$130K<0.01%new13F-HRTimeline
PRINCIPAL SECURITIES, INC.in group PRINCIPAL FINANCIAL GROUP INC4,204$82.8K<0.01%-16,66313F-HRTimelineGroup
Rockefeller Capital Management L.P.in group Rockefeller Capital Managemen…2,600$51.2K<0.01%new13F-HRTimelineGroup
MassMutual Private Wealth & Trust, FSB2,097$41.3K<0.01%013F-HRTimeline
AE Wealth Management LLC1,846$36.4K<0.01%new13F-HRTimeline
Farther Finance Advisors, LLC1,111$21.9K<0.01%new13F-HRTimeline
Global Retirement Partners, LLC1,010$19.9K<0.01%+87713F-HRTimeline
WEBSTER BANK, N. A.735$14.5K<0.01%013F-HRTimeline
Allworth Financial LP533$10.5K<0.01%013F-HRTimeline
NewEdge Advisors, LLC449$8.85K<0.01%013F-HRTimeline
Medallion Wealth Advisors, LLC343$6.76K<0.01%new13F-HRTimeline
J.Safra Asset Management Corp240$4.73K<0.01%new13F-HRTimeline
CoreCap Advisors, LLC100$1.97K<0.01%013F-HRTimeline
CWM, LLCin group CWM, LLC50$1K<0.01%013F-HRTimelineGroup
JPMORGAN CHASE & COin group JPMORGAN CHASE & CO0$3<0.01%013F-HR/ATimelineGroupAmount filed as zero, left out of ratios.