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Disclosery

PFL PIMCO INCOME STRATEGY FD

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COM (fund), issuer CIK 1244183

71 managers (71 13F filers) reported a position in PFL shares at 2024-12-31, 6,472,439 shares in all. 10 filers opened a position and 7 filers sold out during the quarter.

Managers
71
13F filers
71
New
10
Added
27
Reduced
14
Sold out
7
Shares held by filers
6,472,439

Shares held by filers adds up every 13F filer's report, so a share reported by a parent and by its subsidiary counts twice (H9). Managers counts each filer group once.

13D and 13G filers

No 13D or 13G on this security in the data. Structured 13D/G data starts 2024-12-18.

Insider trades

No Form 4 transaction on this security in the data.

13F holders, Q4 2024

Filers in the available 13F reports with a share position at 2024-12-31, filer groups collapsed to one row (method), largest first. Options and principal amounts are left out. A group row states no % of portfolio, since each member reports its own portfolio: the members' percents are listed under it. A value about 1,000 times or 1/1,000 of the price other filers imply is shown as filed but neither ranks the row nor enters a sum.

HolderSharesValue% of portfolioChangeSource
RIVERNORTH CAPITAL MANAGEMENT, LLC1,275,940$10.7M0.51%+27,10513F-HRTimeline
INDEPENDENT FINANCIAL GROUP, LLC588,528$4.93M0.16%+11,31213F-HRTimeline
MORGAN STANLEYin group MORGAN STANLEY495,535$4.15M<0.01%+77,41613F-HR/ATimelineGroup
GUGGENHEIM CAPITAL LLCin group GUGGENHEIM CAPITAL LLC470,241$3.94M0.03%+101,41213F-HRTimelineGroup
CENTAURUS FINANCIAL, INC.310,230$2.6M0.16%+80,61113F-HRTimeline
Invesco Ltd.in group Invesco Ltd.304,143$2.55M<0.01%+16,46713F-HRTimelineGroup
Atria Wealth Solutions, Inc.264,141$2.21M0.02%+10,69413F-HRTimeline
OSAIC HOLDINGS, INC.in group OSAIC HOLDINGS, INC.257,639$2.16M<0.01%+44,29013F-HR/ATimelineGroup
STIFEL FINANCIAL CORPin group STIFEL FINANCIAL CORP249,509$2.09M<0.01%+8,64913F-HRTimelineGroup
LPL Financial LLC240,082$2.01M<0.01%-5,63813F-HRTimeline
BANK OF AMERICA CORP /DE/in group BANK OF AMERICA CORP /DE/185,751$1.56M<0.01%+11,07713F-HRTimelineGroup
ROYAL BANK OF CANADAin group ROYAL BANK OF CANADA152,425$1.28M<0.01%+24,60613F-HRTimelineGroup
HORIZON KINETICS ASSET MANAGEMENT LLC135,486$1.14M0.01%013F-HRTimeline
Cambridge Investment Research Advisors,…120,390$1.01M<0.01%+23,81013F-HRTimeline
AMERIPRISE FINANCIAL INCin group AMERIPRISE FINANCIAL INC114,811$962K<0.01%-1,18513F-HRTimelineGroup
COMMONWEALTH EQUITY SERVICES, LLC100,503$842K<0.01%-13,88613F-HRTimeline
NewEdge Advisors, LLC88,050$738K<0.01%+4,40013F-HRTimeline
Cetera Investment Advisers84,499$708K<0.01%-8,75413F-HRTimeline
TRUIST FINANCIAL CORPin group TRUIST FINANCIAL CORP81,398$682K<0.01%-14,45413F-HRTimelineGroup
Apollon Wealth Management, LLCin group Apollon Wealth Management, LLC69,413$582K0.01%+11,20013F-HRTimelineGroup
Janney Montgomery Scott LLC62,641$525K<0.01%+8,76413F-HRTimeline
Noble Wealth Management PBC61,530$516K0.36%13F-HRTimeline
SYNOVUS FINANCIAL CORP47,277$396K0.01%-48,37313F-HRTimeline
Sanctuary Advisors, LLC36,920$311K<0.01%+68113F-HRTimeline
Mariner, LLCin group Mariner, LLC32,989$276K<0.01%-73913F-HRTimelineGroup
RAYMOND JAMES FINANCIAL INCin group RAYMOND JAMES FINANCIAL INC31,787$266K<0.01%13F-HR/ATimelineGroup
READYSTATE ASSET MANAGEMENT LP31,116$261K0.01%new13F-HRTimeline
Kingsview Wealth Management, LLC30,848$259K0.01%+86813F-HRTimeline
StoneX Group Inc.in group StoneX Group Inc.30,000$252K0.01%new13F-HR/ATimelineGroup
WELLS FARGO & COMPANY/MNin group WELLS FARGO & COMPANY/MN29,637$248K<0.01%013F-HRTimelineGroup
Semus Wealth Partners LLC26,040$218K0.14%-9,70113F-HRTimeline
Moser Wealth Advisors, LLC25,733$216K0.11%-2,34813F-HRTimeline
Elm3 Financial Group, LLC25,083$210K0.18%13F-HRTimeline
Sonora Investment Management Group, LLC25,065$210K0.02%013F-HRTimeline
TD Waterhouse Canada Inc.24,785$206K<0.01%013F-HRTimeline
Financial Advocates Investment Manageme…23,033$193K0.01%+10,23313F-HRTimeline
SHUFRO ROSE & CO LLC22,600$189K0.01%013F-HRTimeline
Consolidated Portfolio Review Corp22,540$189K0.03%+1,83013F-HRTimeline
Armor Investment Advisors, LLC22,118$185K0.08%-90013F-HRTimeline
Western Wealth Management, LLC21,047$176K0.01%-1,55813F-HR/ATimeline
Lido Advisors, LLCin group Lido Advisors, LLC20,000$169K<0.01%013F-HRTimelineGroup
UBS Group AGin group UBS Group AG17,574$147K<0.01%+8813F-HRTimelineGroup
WealthPlan Investment Management, LLC16,724$140K0.01%+37413F-HRTimeline
D.A. DAVIDSON & CO.16,311$137K<0.01%-8,32613F-HRTimeline
Tudor Financial Inc.15,531$130K0.08%new13F-HRTimeline
Element Wealth, LLC15,495$130K0.07%new13F-HRTimeline
Creative Planningin group Creative Planning15,373$129K<0.01%+913F-HRTimelineGroup
TWO SIGMA SECURITIES, LLC15,360$129K0.02%new13F-HRTimeline
Kestra Advisory Services, LLCin group Kestra Advisory Services, LLC14,151$119K<0.01%+3,08313F-HRTimelineGroup
Geneos Wealth Management Inc.13,793$116K<0.01%+1,43713F-HRTimeline
Fortitude Advisory Group L.L.C.13,091$110K0.07%013F-HRTimeline
Miller Financial Services LLC11,126$93.2K0.08%13F-HRTimeline
INTEGRITY ALLIANCE, LLC.10,478$87.8K0.01%13F-HRTimeline
CoreCap Advisors, LLC10,180$85.3K<0.01%-1,80013F-HRTimeline
NORTHWESTERN MUTUAL WEALTH MANAGEMENT COin group NORTHWESTERN MUTUAL INVESTMEN…10,049$84.2K<0.01%-18513F-HRTimelineGroup
AMERIFLEX GROUP, INC.8,939$75.6K0.03%13F-HRTimeline
Van Hulzen Asset Management, LLC7,000$58.7K<0.01%new13F-HRTimeline
Anfield Capital Management, LLCin group Anfield Capital Management, L…6,669$55.9K0.02%new13F-HRTimelineGroup
NATIONAL BANK OF CANADA /FI/in group NATIONAL BANK OF CANADA /FI/2,739$23K<0.01%+23513F-HRTimelineGroup
THURSTON, SPRINGER, MILLER, HERD & TITA…2,000$16.8K<0.01%013F-HRTimeline
Raleigh Capital Management Inc.1,575$13.2K0.01%+24513F-HRTimeline
Caldwell Trust Co1,500$12.6K<0.01%013F-HRTimeline
Synergy Asset Management, LLCin group Synergy Asset Management, LLC1,100$9.43K<0.01%new13F-HRTimelineGroup
Sound Income Strategies, LLC1,041$8.73K<0.01%+2913F-HRTimeline
Financial Gravity Companies, Inc.in group Financial Gravity Companies, …894$7.49K<0.01%013F-HRTimelineGroup
COMERICA BANK730$6.12K<0.01%013F-HR/ATimeline
Steward Partners Investment Advisory, L…524$4.39K<0.01%new13F-HRTimeline
Key Financial Inc488$4.09K<0.01%013F-HRTimeline
FNY Investment Advisers, LLC500$4K<0.01%013F-HRTimeline
FMR LLCin group FMR LLC1$8<0.01%new13F-HRTimelineGroup
CONCOURSE FINANCIAL GROUP SECURITIES, I…0$00%013F-HRTimelineValue filed as zero, left out of ratios. Amount filed as zero, left out of ratios.