13F-HR filed by Elm3 Financial Group, LLC
Elm3 Financial Group, LLC filed this 13F-HR for the quarter ended 2024-12-31, filed 2025-01-27, with 90 holding rows worth $117,253,579.
- Accession
- 0001667731-25-000138
- Filer
- CIK 2011201
- Filed
- 2025-01-27
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2024
A holdings report, 90 entries on the cover page, a total value of $117,253,579 stated on the cover page (in dollars after the unit check, H1), rows summing to $117,253,579 with VALUE read as dollars as filed, 13F file number 028-24626. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INVESCO ACTIVELY MANAGED EXC | 46090A721 | AAA CLO FLTNG RT | 475,939 | $12,203,083 | dollars as filed | |
| NVIDIA Corp | 67066G104 | COM | 54,838 | $7,364,252 | dollars as filed | |
| BLACKROCK ETF TRUST II | 092528405 | ISHA FLOA LN ETF | 122,440 | $6,400,544 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 12,941 | $5,454,815 | dollars as filed | |
| Eli Lilly and Company | 532457108 | COM | 6,895 | $5,322,728 | dollars as filed | |
| INVESCO QQQ TR | 46090E103 | COM | 10,092 | $5,159,169 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 20,799 | $4,563,162 | dollars as filed | |
| Broadcom Inc. | 11135F101 | COM | 19,369 | $4,490,424 | dollars as filed | |
| Apple Inc | 037833100 | COM | 17,621 | $4,412,569 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G649 | COM | 17,904 | $3,767,998 | dollars as filed | |
| Invesco S&P MidCap Momentum ETF | 46137V464 | SHS | 25,534 | $3,154,180 | dollars as filed | |
| JANUS DETROIT STR TR | 47103U845 | HENDRSON AAA CL | 60,158 | $3,050,620 | dollars as filed | |
| PIMCO ETF TR | 72201R627 | SR LN ACTIVE ETF | 50,339 | $2,572,317 | dollars as filed | |
| BERKLEY W R CORP COM | 084423102 | Stock | 33,489 | $1,959,771 | dollars as filed | |
| iShares AAA CLO Active ETF | 092528504 | COM | 34,348 | $1,778,216 | dollars as filed | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 20,536 | $1,766,522 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 9,300 | $1,760,577 | dollars as filed | |
| T ROWE PRICE EXCHANGE-TRADED | 87283Q875 | US HIGH YIELD | 30,974 | $1,613,729 | dollars as filed | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 80,025 | $1,467,649 | dollars as filed | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 7,680 | $1,419,831 | dollars as filed | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 17,602 | $1,412,926 | dollars as filed | |
| Progressive Corporation | 743315103 | COM | 5,396 | $1,292,944 | dollars as filed | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 86,253 | $1,239,456 | dollars as filed | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 12,710 | $1,173,763 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q761 | US QUALTY FCTR | 20,357 | $1,165,867 | dollars as filed | |
| BLACKSTONE SECD LENDING FD | 09261X102 | COMMON STOCK | 34,633 | $1,118,992 | dollars as filed | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 14,734 | $1,101,813 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q670 | CORE PLUS BD ETF | 23,769 | $1,095,038 | dollars as filed | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 4,611 | $1,084,725 | dollars as filed | |
| WISDOMTREE TR | 97717Y477 | US QUALITY GROW | 21,407 | $1,054,509 | dollars as filed | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 784 | $993,750 | dollars as filed | |
| HOWMET AEROSPACE INC COM | 443201108 | Stock | 8,443 | $923,437 | dollars as filed | |
| SPY | 78462F103 | SHS | 1,462 | $857,114 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V472 | S&P MDCP QUALITY | 8,357 | $822,914 | dollars as filed | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 1,389 | $817,795 | dollars as filed | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 4,821 | $812,097 | dollars as filed | |
| Costco Wholesale Corporation | 22160K105 | COM | 850 | $778,681 | dollars as filed | |
| Home Depot, Inc | 437076102 | COM | 1,952 | $759,501 | dollars as filed | |
| CAPITAL GROUP DIVIDEND VALUE | 14020W106 | SHS CREAT UNIT | 21,168 | $746,394 | dollars as filed | |
| MODINE MFG CO COM | 607828100 | Stock | 5,876 | $681,205 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P595 | SENIOR LOAN ETF | 28,052 | $680,675 | dollars as filed | |
| Lockheed Martin Corporation | 539830109 | COM | 1,312 | $637,372 | dollars as filed | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 53,865 | $629,687 | dollars as filed | |
| DT MIDSTREAM INC COMMON STOCK | 23345M107 | Stock | 6,181 | $614,570 | dollars as filed | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 4,113 | $573,790 | dollars as filed | |
| FIDELITY MERRIMACK STR TR | 316188408 | LOW DURTIN ETF | 11,326 | $565,507 | dollars as filed | |
| PHILLIPS 66 COM | 718546104 | Stock | 4,881 | $556,124 | dollars as filed | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 2,981 | $542,423 | dollars as filed | |
| S&P Global,Inc. | 78409V104 | COM | 1,030 | $512,926 | dollars as filed | |
| VANECK ETF TRUST | 92189F676 | COM | 2,064 | $499,927 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V100 | AEROSPACE DEFN | 4,153 | $476,480 | dollars as filed | |
| AUTOZONE INC COM | 053332102 | Stock | 140 | $448,280 | dollars as filed | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 2,314 | $440,724 | dollars as filed | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 5,496 | $420,185 | dollars as filed | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 2,044 | $403,670 | dollars as filed | |
| UnitedHealth Group Inc | 91324P102 | COM | 797 | $403,170 | dollars as filed | |
| JPMorgan Chase & Co | 46625H100 | COM | 1,675 | $401,550 | dollars as filed | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 28,390 | $380,994 | dollars as filed | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 2,051 | $363,615 | dollars as filed | |
| KLA CORP | 482480100 | COM | 573 | $361,094 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 16,935 | $356,820 | dollars as filed | |
| META PLATFORMS INC CL A | 30303M102 | COM | 599 | $350,743 | dollars as filed | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 6,763 | $344,101 | dollars as filed | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 1,432 | $344,081 | dollars as filed | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 23,201 | $338,735 | dollars as filed | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 2,579 | $326,883 | dollars as filed | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 3,752 | $323,683 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092360 | FUNDAMENTAL LARG | 6,837 | $313,750 | dollars as filed | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 1,173 | $309,901 | dollars as filed | |
| VERTIV HOLDINGS CO COM CL A | 92537N108 | Stock | 2,623 | $297,999 | dollars as filed | |
| NASDAQ INC COM | 631103108 | Stock | 3,799 | $293,701 | dollars as filed | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 29,862 | $292,946 | dollars as filed | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 38,625 | $287,756 | dollars as filed | |
| VTI | 922908769 | COM | 924 | $267,746 | dollars as filed | |
| Tesla Motors, Inc | 88160R101 | COM | 644 | $260,073 | dollars as filed | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 5,505 | $249,223 | dollars as filed | |
| Fidelity Blue Chip Growth ETF | 316092352 | SHS | 5,299 | $245,132 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E123 | S&P SMLCP INDL | 1,820 | $244,549 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 3,657 | $238,955 | dollars as filed | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 368 | $234,059 | dollars as filed | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 2,870 | $214,486 | dollars as filed | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 1,646 | $211,667 | dollars as filed | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 25,083 | $210,196 | dollars as filed | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 176 | $208,701 | dollars as filed | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 13,645 | $208,223 | dollars as filed | |
| VANECK ETF TRUST | 92189F437 | COM | 7,224 | $207,115 | dollars as filed | |
| EXXON MOBIL CORP | 30231G102 | COM | 1,874 | $201,586 | dollars as filed | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 12,400 | $129,704 | dollars as filed | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 11,880 | $127,472 | dollars as filed | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 10,910 | $85,753 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001667731-25-000138 | this filing | 2025-01-27 | acceptance time not in the bulk data set |