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NOVP PGIM ROCK ETF TR

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S&P 500 BUFFER (fund)

13 managers (13 13F filers) reported a position in NOVP shares at 2026-03-31, 655,424 shares in all. 1 filer opened a position and 0 filers sold out during the quarter.

Managers
13
13F filers
13
New
1
Added
3
Reduced
3
Sold out
0
Shares held by filers
655,424

Shares held by filers adds up every 13F filer's report, so a share reported by a parent and by its subsidiary counts twice (H9). Managers counts each filer group once.

13D and 13G filers

No 13D or 13G on this security in the data. Structured 13D/G data starts 2024-12-18.

Insider trades

No Form 4 transaction on this security in the data.

13F holders, Q1 2026

Filers in the available 13F reports with a share position at 2026-03-31, filer groups collapsed to one row (method), largest first. Options and principal amounts are left out. A group row states no % of portfolio, since each member reports its own portfolio: the members' percents are listed under it. A value about 1,000 times or 1/1,000 of the price other filers imply is shown as filed but neither ranks the row nor enters a sum.

HolderSharesValue% of portfolioChangeSource
PRUDENTIAL FINANCIAL INCin group PRUDENTIAL FINANCIAL INC380,602$11.3M0.01%+105,92613F-HRTimelineGroup
RAYMOND JAMES FINANCIAL INCin group RAYMOND JAMES FINANCIAL INC178,063$5.27M<0.01%+159,13813F-HRTimelineGroup
COMMONWEALTH EQUITY SERVICES, LLC37,117$1.1M<0.01%+1,95513F-HRTimeline
Kestra Advisory Services, LLCin group Kestra Advisory Services, LLC20,392$604K<0.01%-1,54013F-HRTimelineGroup
Maltin Wealth Management, Inc.16,724$495K0.19%new13F-HRTimeline
Steward Partners Investment Advisory, L…12,855$381K<0.01%013F-HRTimeline
ROYAL BANK OF CANADAin group ROYAL BANK OF CANADA3,314$98K<0.01%-3,95013F-HRTimelineGroup
Parallel Advisors, LLC1,839$54.5K<0.01%013F-HR/ATimeline
DHJJ Financial Advisors, Ltd.1,824$54K0.02%013F-HRTimeline
Spire Wealth Managementin group Spire Wealth Management1,395$41.3K<0.01%013F-HRTimelineGroup
PNC Financial Services Group, Inc.in group PNC Financial Services Group,…796$23.6K<0.01%013F-HRTimelineGroup
HARBOUR INVESTMENTS, INC.500$14.8K<0.01%013F-HRTimeline
UBS Group AGin group UBS Group AG3$89<0.01%-2213F-HRTimelineGroup