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NOVP PGIM ROCK ETF TR

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S&P 500 BUFFER (fund)

12 managers (12 13F filers) reported a position in NOVP shares at 2025-12-31, 377,193 shares in all. 7 filers opened a position and 1 filer sold out during the quarter.

Managers
12
13F filers
12
New
7
Added
3
Reduced
0
Sold out
1
Shares held by filers
377,193

Shares held by filers adds up every 13F filer's report, so a share reported by a parent and by its subsidiary counts twice (H9). Managers counts each filer group once.

13D and 13G filers

No 13D or 13G on this security in the data. Structured 13D/G data starts 2024-12-18.

Insider trades

No Form 4 transaction on this security in the data.

13F holders, Q4 2025

Filers in the available 13F reports with a share position at 2025-12-31, filer groups collapsed to one row (method), largest first. Options and principal amounts are left out. A group row states no % of portfolio, since each member reports its own portfolio: the members' percents are listed under it. A value about 1,000 times or 1/1,000 of the price other filers imply is shown as filed but neither ranks the row nor enters a sum.

HolderSharesValue% of portfolioChangeSource
PRUDENTIAL FINANCIAL INCin group PRUDENTIAL FINANCIAL INC274,676$8.36M0.01%+89,92713F-HRTimelineGroup
COMMONWEALTH EQUITY SERVICES, LLC35,162$1.07M<0.01%+23,41513F-HRTimeline
Kestra Advisory Services, LLCin group Kestra Advisory Services, LLC21,932$668K<0.01%new13F-HRTimelineGroup
RAYMOND JAMES FINANCIAL INCin group RAYMOND JAMES FINANCIAL INC18,925$576K<0.01%new13F-HRTimelineGroup
Steward Partners Investment Advisory, L…12,855$391K<0.01%new13F-HRTimeline
ROYAL BANK OF CANADAin group ROYAL BANK OF CANADA7,264$221K<0.01%+3,41013F-HRTimelineGroup
Parallel Advisors, LLC1,839$56K<0.01%013F-HRTimeline
DHJJ Financial Advisors, Ltd.1,824$55.5K0.02%new13F-HRTimeline
Spire Wealth Managementin group Spire Wealth Management1,395$42.5K<0.01%new13F-HRTimelineGroup
PNC Financial Services Group, Inc.in group PNC Financial Services Group,…796$24.2K<0.01%new13F-HRTimelineGroup
HARBOUR INVESTMENTS, INC.500$15.2K<0.01%013F-HRTimeline
UBS Group AGin group UBS Group AG25$761<0.01%new13F-HRTimelineGroup