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Disclosery

GUG GUGGENHEIM ACTIVE ALLOC FD

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COMMON STOCK (fund), issuer CIK 1864208

58 managers (58 13F filers) reported a position in GUG shares at 2024-12-31, 9,185,104 shares in all. 12 filers opened a position and 4 filers sold out during the quarter.

Managers
58
13F filers
58
New
12
Added
22
Reduced
12
Sold out
4
Shares held by filers
9,185,104

Shares held by filers adds up every 13F filer's report, so a share reported by a parent and by its subsidiary counts twice (H9). Managers counts each filer group once.

13D and 13G filers

No 13D or 13G on this security in the data. Structured 13D/G data starts 2024-12-18.

Insider trades

No Form 4 transaction on this security in the data.

13F holders, Q4 2024

Filers in the available 13F reports with a share position at 2024-12-31, filer groups collapsed to one row (method), largest first. Options and principal amounts are left out. A group row states no % of portfolio, since each member reports its own portfolio: the members' percents are listed under it. A value about 1,000 times or 1/1,000 of the price other filers imply is shown as filed but neither ranks the row nor enters a sum.

HolderSharesValue% of portfolioChangeSource
MORGAN STANLEYin group MORGAN STANLEY2,410,013$35.8M<0.01%+373,75913F-HR/ATimelineGroup
GUGGENHEIM CAPITAL LLCin group GUGGENHEIM CAPITAL LLC950,000$14.1M0.12%013F-HRTimelineGroup
COHEN & STEERS, INC.in group COHEN & STEERS, INC.786,149$11.7M0.02%-158,10213F-HRTimelineGroup
Baird Financial Group, Inc.in group Baird Financial Group, Inc.735,643$10.9M0.02%+40,72313F-HRTimelineGroup
Advisors Asset Management, Inc.595,917$8.86M0.16%+108,04413F-HR/ATimeline
BANK OF AMERICA CORP /DE/in group BANK OF AMERICA CORP /DE/576,436$8.57M<0.01%-23,38513F-HRTimelineGroup
RAYMOND JAMES FINANCIAL INCin group RAYMOND JAMES FINANCIAL INC506,700$7.53M<0.01%13F-HR/ATimelineGroup
ROYAL BANK OF CANADAin group ROYAL BANK OF CANADA462,272$6.87M<0.01%-58,35713F-HRTimelineGroup
Pathstone Holdings, LLCin group Pathstone Holdings, LLC328,473$4.89M0.02%+108,11513F-HRTimelineGroup
Penserra Capital Management LLCin group Penserra Capital Management L…320,814$4.77M0.09%+21,61613F-HRTimelineGroup
WELLS FARGO & COMPANY/MNin group WELLS FARGO & COMPANY/MN251,604$3.74M<0.01%-1,33413F-HRTimelineGroup
CORRADO ADVISORS, LLC160,829$2.39M1.56%-10,91413F-HRTimeline
NorthCoast Asset Management LLC157,875$2.35M0.01%+88,45613F-HR/ATimeline
Kestra Advisory Services, LLCin group Kestra Advisory Services, LLC96,110$1.43M0.01%new13F-HRTimelineGroup
OPPENHEIMER & CO INCin group OPPENHEIMER ASSET MANAGEMENT …83,775$1.25M0.02%+10,45013F-HRTimelineGroup
STIFEL FINANCIAL CORPin group STIFEL FINANCIAL CORP55,192$821K<0.01%+39913F-HRTimelineGroup
OSAIC HOLDINGS, INC.in group OSAIC HOLDINGS, INC.54,682$813K<0.01%-5,54813F-HR/ATimelineGroup
UBS Group AGin group UBS Group AG49,047$729K<0.01%+35,92313F-HRTimelineGroup
J.W. COLE ADVISORS, INC.43,607$648K0.03%+3,75413F-HRTimeline
JOURNEY STRATEGIC WEALTH LLC37,142$552K0.02%-8,85013F-HRTimeline
Walleye Capital LLCin group Walleye Capital LLC33,815$503K<0.01%new13F-HRTimelineGroup
HighTower Advisors, LLC32,336$481K<0.01%new13F-HRTimeline
Marex Group Ltdin group Marex Group Ltd31,739$472K0.01%new13F-HRTimelineGroup
U.S. Capital Wealth Advisors, LLC26,802$399K0.01%013F-HRTimeline
Concurrent Investment Advisors, LLCin group Concurrent Investment Advisor…26,550$395K0.01%+3,16913F-HRTimelineGroup
ENVESTNET ASSET MANAGEMENT INCin group ENVESTNET ASSET MANAGEMENT INC26,271$391K<0.01%+1,82913F-HRTimelineGroup
DAVENPORT & Co LLC25,200$375K<0.01%-1,00013F-HRTimeline
Rockefeller Capital Management L.P.in group Rockefeller Capital Managemen…23,366$347K<0.01%-9,19313F-HRTimelineGroup
WEDBUSH SECURITIES INC22,658$337K0.01%+7,80013F-HRTimeline
LPL Financial LLC20,047$298K<0.01%new13F-HRTimeline
Kingsview Wealth Management, LLC19,605$292K0.01%-25513F-HRTimeline
Aviance Capital Partners, LLC19,424$289K0.04%+1,66413F-HRTimeline
PFG Investments, LLC18,850$280K0.02%-13,00013F-HRTimeline
Cetera Investment Advisers17,733$264K<0.01%+1,95913F-HRTimeline
B. Riley Wealth Advisors, Inc.16,563$246K0.01%-1,81413F-HRTimeline
Nordwand Advisors, LLC16,500$245K0.1%013F-HRTimeline
Independent Advisor Alliance16,103$239K<0.01%new13F-HRTimeline
Arete Wealth Advisors, LLC15,529$231K0.02%+30913F-HRTimeline
Invesco Ltd.in group Invesco Ltd.13,247$197K<0.01%new13F-HRTimelineGroup
MGB Wealth Management, LLC12,011$179K0.06%+74713F-HRTimeline
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.in group LANDSCAPE CAPITAL MANAGEMENT,…11,839$176K0.02%new13F-HRTimelineGroup
COMMONWEALTH EQUITY SERVICES, LLC11,336$169K<0.01%+25913F-HRTimeline
Laird Norton Wetherby Wealth Management…11,232$167K0.01%013F-HRTimeline
SUSQUEHANNA INTERNATIONAL GROUP, LLPin group SUSQUEHANNA INTERNATIONAL GRO…10,366$154K<0.01%new13F-HRTimelineGroup
Steward Partners Investment Advisory, L…9,664$144K<0.01%+4,70013F-HRTimeline
SouthState Bank Corpin group SouthState Bank Corp8,425$125K0.01%new13F-HRTimelineGroup
Annis Gardner Whiting Capital Advisors,…7,500$112K0.03%013F-HRTimeline
Avior Wealth Management, LLC5,479$81.5K<0.01%+1,91313F-HRTimeline
JPMORGAN CHASE & COin group JPMORGAN CHASE & CO4,350$64.7K<0.01%+55013F-HRTimelineGroup
COMERICA BANK2,200$32.7K<0.01%013F-HR/ATimeline
HARBOUR INVESTMENTS, INC.1,500$22.3K<0.01%013F-HRTimeline
Geneos Wealth Management Inc.1,500$22.3K<0.01%013F-HRTimeline
BESSEMER GROUP INCin group BESSEMER GROUP INC1,106$16K<0.01%new13F-HRTimelineGroup
NORTHWESTERN MUTUAL WEALTH MANAGEMENT COin group NORTHWESTERN MUTUAL INVESTMEN…750$11.2K<0.01%new13F-HRTimelineGroup
Noble Wealth Management PBC700$10.4K0.01%13F-HRTimeline
Provenance Wealth Advisors, LLC361$5.37K<0.01%013F-HRTimeline
FMR LLCin group FMR LLC167$2.48K<0.01%+16513F-HRTimelineGroup
CONCOURSE FINANCIAL GROUP SECURITIES, I…0$00%013F-HRTimelineValue filed as zero, left out of ratios. Amount filed as zero, left out of ratios.