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Disclosery

GLAD GLADSTONE CAP CORP

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COM NEW (common), issuer CIK 1143513

85 managers (86 13F filers) reported a position in GLAD shares at 2025-09-30, 2,674,189 shares in all. 15 filers opened a position and 7 filers sold out during the quarter.

Managers
85
13F filers
86
New
15
Added
29
Reduced
16
Sold out
7
Shares held by filers
2,674,189

Shares held by filers adds up every 13F filer's report, so a share reported by a parent and by its subsidiary counts twice (H9). Managers counts each filer group once.

13D and 13G filers

No 13D or 13G on this security in the data. Structured 13D/G data starts 2024-12-18.

Insider trades

No Form 4 transaction on this security in the data.

13F holders, Q3 2025

Filers in the available 13F reports with a share position at 2025-09-30, filer groups collapsed to one row (method), largest first. Options and principal amounts are left out. A group row states no % of portfolio, since each member reports its own portfolio: the members' percents are listed under it. A value about 1,000 times or 1/1,000 of the price other filers imply is shown as filed but neither ranks the row nor enters a sum.

HolderSharesValue% of portfolioChangeSource
VAN ECK ASSOCIATES CORPin group VAN ECK ASSOCIATES CORP489,749$10.7M0.01%-7,57813F-HRTimelineGroup
UBS Group AGin group UBS Group AG230,218$5.03M<0.01%+62,73813F-HRTimelineGroup
TWO SIGMA INVESTMENTS, LPgroup of 2 filers holding161,348$3.53M-13,019Timeline
BlackRock, Inc.in group BlackRock, Inc.157,974$3.45M<0.01%+28,65513F-HRTimelineGroup
Legal & General Group Plcin group Legal & General Group Plc136,853$2.99M<0.01%-12,34613F-HRTimelineGroup
LPL Financial LLC133,884$2.93M<0.01%-6,78013F-HRTimeline
D.A. DAVIDSON & CO.115,951$2.54M0.02%+2,71113F-HRTimeline
MARSHALL WACE, LLPin group MARSHALL WACE, LLP109,263$2.39M<0.01%+100,83713F-HRTimelineGroup
GOLDMAN SACHS GROUP INCin group GOLDMAN SACHS GROUP INC98,800$2.16M<0.01%+83,60213F-HRTimelineGroup
DNB Asset Management ASin group DNB Asset Management AS88,475$1.93M0.01%013F-HRTimelineGroup
MORGAN STANLEYin group MORGAN STANLEY72,822$1.59M<0.01%+15,39313F-HR/ATimelineGroup
SUSQUEHANNA INTERNATIONAL GROUP, LLPin group SUSQUEHANNA INTERNATIONAL GRO…71,882$1.57M<0.01%+34,56013F-HRTimelineGroup
Advisors Asset Management, Inc.63,182$1.38M0.02%+6,62213F-HR/ATimeline
RAYMOND JAMES FINANCIAL INCin group RAYMOND JAMES FINANCIAL INC59,261$1.3M<0.01%+15,68113F-HRTimelineGroup
Legacy Capital Wealth Partners, LLC52,407$1.15M0.25%-30213F-HRTimeline
MILLENNIUM MANAGEMENT LLCin group MILLENNIUM MANAGEMENT LLC50,849$1.11M<0.01%new13F-HRTimelineGroup
Kovack Advisors, Inc.41,017$897K0.08%+2,53813F-HRTimeline
WELLS FARGO & COMPANY/MNin group WELLS FARGO & COMPANY/MN39,174$857K<0.01%-7,12313F-HRTimelineGroup
Cetera Investment Advisers36,734$803K<0.01%+15,51713F-HRTimeline
Qube Research & Technologies Ltd35,293$772K<0.01%+16,10913F-HRTimeline
Ausdal Financial Partners, Inc.28,674$627K0.03%-3,46013F-HRTimeline
Trexquant Investment LP28,490$623K0.01%-6,31313F-HRTimeline
Brevan Howard Capital Management LPin group Brevan Howard Capital Managem…27,851$609K0.01%+13,96413F-HRTimelineGroup
DENALI ADVISORS LLC27,333$598K0.07%-4,96813F-HRTimeline
Quadrature Capital Ltdin group Quadrature Capital Ltd25,211$552K0.01%new13F-HRTimelineGroup
INTERNATIONAL ASSETS INVESTMENT MANAGEM…15,989$433K0.03%013F-HRTimeline
ROYAL BANK OF CANADAin group ROYAL BANK OF CANADA19,511$427K<0.01%-7,99313F-HRTimelineGroup
JANE STREET GROUP, LLCin group JANE STREET GROUP, LLC19,147$419K<0.01%new13F-HRTimelineGroup
Virtus Investment Advisers, LLCin group Virtus Investment Advisers, L…17,698$387K0.11%-4,43513F-HRTimelineGroup
NORTHERN TRUST CORPin group NORTHERN TRUST CORP16,774$367K<0.01%+1,24613F-HRTimelineGroup
MACKENZIE FINANCIAL CORP16,410$359K<0.01%013F-HRTimeline
Connor, Clark & Lunn Investment Managem…14,978$328K<0.01%new13F-HRTimeline
Fortress Financial Solutions, LLC14,502$317K0.35%-58913F-HRTimeline
Quantbot Technologies LP14,444$316K0.01%+10,17213F-HRTimeline
HRT FINANCIAL LP12,762$279K<0.01%-19,46713F-HRTimeline
COMMONWEALTH EQUITY SERVICES, LLC11,581$253K<0.01%+6313F-HRTimeline
BANK OF AMERICA CORP /DE/in group BANK OF AMERICA CORP /DE/11,263$246K<0.01%+3,57913F-HR/ATimelineGroup
AMERIFLEX GROUP, INC.10,674$233K0.09%new13F-HRTimeline
Private Advisor Group, LLC10,460$229K<0.01%013F-HRTimeline
Cambridge Investment Research Advisors,…9,727$213K<0.01%+1,85113F-HRTimeline
DEUTSCHE BANK AG\in group DEUTSCHE BANK AG\9,509$208K<0.01%013F-HRTimelineGroup
Cubist Systematic Strategies, LLC7,880$172K<0.01%new13F-HRTimeline
JPMORGAN CHASE & COin group JPMORGAN CHASE & CO5,817$127K<0.01%+4,10013F-HR/ATimelineGroup
OSAIC HOLDINGS, INC.in group OSAIC HOLDINGS, INC.4,087$106K<0.01%-2,53313F-HRTimelineGroup
NATIONAL BANK OF CANADA /FI/in group NATIONAL BANK OF CANADA /FI/4,200$91.8K<0.01%013F-HRTimelineGroup
Aquatic Capital Management LLC4,148$90.7K<0.01%+13713F-HRTimeline
Advisory Services Network, LLC3,370$73.7K<0.01%new13F-HRTimeline
Register Financial Advisors LLC3,228$70.6K0.03%013F-HRTimeline
Tower Research Capital LLC (TRC)in group Tower Research Capital LLC (T…2,594$56.7K<0.01%+2,18913F-HRTimelineGroup
Farther Finance Advisors, LLC2,470$54K<0.01%-3113F-HRTimeline
SIMPLEX TRADING, LLC2,442$53K<0.01%new13F-HRTimeline
Larson Financial Group LLC2,400$52.5K<0.01%+1,90013F-HRTimeline
CWM, LLCin group CWM, LLC2,246$49K<0.01%+1,05913F-HRTimelineGroup
PFS Partners, LLC1,969$43.1K0.02%013F-HRTimeline
NOMURA ASSET MANAGEMENT CO LTDin group NOMURA ASSET MANAGEMENT CO LTD1,766$38.6K<0.01%013F-HRTimelineGroup
Allworth Financial LP1,700$37.2K<0.01%013F-HRTimeline
PRIVATE TRUST CO NA1,573$34.4K<0.01%013F-HRTimeline
WFA of San Diego, LLC1,550$33.9K0.02%013F-HRTimeline
Point72 Asia (Singapore) Pte. Ltd.1,511$33K0.01%new13F-HRTimeline
Atlantic Union Bankshares Corpin group Atlantic Union Bankshares Corp1,400$30.6K<0.01%new13F-HRTimelineGroup
Steward Partners Investment Advisory, L…1,367$29.9K<0.01%013F-HRTimeline
JONES FINANCIAL COMPANIES LLLPin group JONES FINANCIAL COMPANIES LLLP1,310$29.1K<0.01%+22613F-HRTimelineGroup
COMERICA BANK1,250$27.3K<0.01%013F-HRTimeline
Rockefeller Capital Management L.P.in group Rockefeller Capital Managemen…1,098$24K<0.01%new13F-HRTimelineGroup
State of Alaska, Department of Revenue917$20K<0.01%new13F-HRTimeline
Aventura Private Wealth, LLC606$13.3K<0.01%013F-HRTimeline
Vermillion Wealth Management, Inc.500$10.9K<0.01%013F-HRTimeline
ORG Partners LLC500$10.9K<0.01%013F-HRTimeline
Harbor Asset Planning, Inc.386$8.44K0.01%013F-HRTimeline
NFSG Corp327$7.15K<0.01%013F-HRTimeline
MRP Capital Investments, LLC202$5.45K<0.01%013F-HR/ATimeline
Creekmur Asset Management LLC241$5.28K<0.01%+513F-HRTimeline
Russell Investments Group, Ltd.in group Russell Investments Group, Lt…200$4.37K<0.01%013F-HRTimelineGroup
WealthCollab, LLC170$3.72K<0.01%013F-HRTimeline
Caitong International Asset Management …150$3.28K<0.01%+10413F-HRTimeline
SALEM INVESTMENT COUNSELORS INC100$2.19K<0.01%new13F-HRTimeline
Key Financial Inc100$2.16K<0.01%013F-HRTimeline
VALLEY NATIONAL ADVISERS INC100$2K<0.01%013F-HRTimeline
Main Street Group, LTD51$1.12K<0.01%+113F-HRTimeline
KERR FINANCIAL PLANNING Corp51$979<0.01%13F-HR/ATimeline
IFP Advisors, Inc43$940<0.01%+113F-HR/ATimeline
OAKWORTH CAPITAL, INC.25$547<0.01%013F-HRTimeline
Blue Trust, Inc.17$372<0.01%new13F-HRTimeline
FMR LLCin group FMR LLC2$44<0.01%new13F-HRTimelineGroup
ASSETMARK, INCin group ASSETMARK, INC1$22<0.01%-15013F-HRTimelineGroup