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Disclosery

GEM GOLDMAN SACHS ETF TR

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ACTIVEBETA EME (fund)

150 managers (151 13F filers) reported a position in GEM shares at 2025-09-30, 26,066,092 shares in all. 19 filers opened a position and 14 filers sold out during the quarter.

Managers
150
13F filers
151
New
19
Added
42
Reduced
53
Sold out
14
Shares held by filers
26,066,092

Shares held by filers adds up every 13F filer's report, so a share reported by a parent and by its subsidiary counts twice (H9). Managers counts each filer group once.

13D and 13G filers

No 13D or 13G on this security in the data. Structured 13D/G data starts 2024-12-18.

Insider trades

No Form 4 transaction on this security in the data.

13F holders, Q3 2025

Filers in the available 13F reports with a share position at 2025-09-30, filer groups collapsed to one row (method), largest first. Options and principal amounts are left out. A group row states no % of portfolio, since each member reports its own portfolio: the members' percents are listed under it. A value about 1,000 times or 1/1,000 of the price other filers imply is shown as filed but neither ranks the row nor enters a sum.

HolderSharesValue% of portfolioChangeSource
WELLS FARGO & COMPANY/MNin group WELLS FARGO & COMPANY/MN3,851,306$157M0.03%+328,38513F-HRTimelineGroup
SigFig Wealth Management, LLC3,220,033$131M4.04%-83,47913F-HRTimeline
GOLDMAN SACHS GROUP INCin group GOLDMAN SACHS GROUP INC2,829,414$115M0.02%-111,68313F-HRTimelineGroup
Betterment LLC2,174,673$88.6M0.18%+75,81913F-HRTimeline
LPL Financial LLC1,969,957$80.2M0.02%+51,42813F-HRTimeline
Arvest Bank Trust Division1,164,825$47.4M2.63%-47,35913F-HRTimeline
STATE OF WISCONSIN INVESTMENT BOARD1,091,863$44.5M0.1%013F-HRTimeline
ENVESTNET ASSET MANAGEMENT INCgroup of 2 filers holding1,059,331$43.1M+113,878Timeline
HB Wealth Management, LLC1,056,245$43M0.29%-68,70413F-HRTimeline
MORGAN STANLEYin group MORGAN STANLEY695,709$28.3M<0.01%-10,56413F-HR/ATimelineGroup
BANK OF AMERICA CORP /DE/in group BANK OF AMERICA CORP /DE/536,369$21.8M<0.01%+53,36413F-HR/ATimelineGroup
ARVEST INVESTMENTS, INC.422,781$17.2M2.47%-23,44513F-HRTimeline
RAYMOND JAMES FINANCIAL INCin group RAYMOND JAMES FINANCIAL INC401,218$16.3M0.01%+9,19713F-HRTimelineGroup
FIRST FOUNDATION ADVISORSin group FIRST FOUNDATION ADVISORS362,608$14.8M0.55%+31,81813F-HRTimelineGroup
Cetera Investment Advisers354,702$14.4M0.02%+4,18013F-HRTimeline
PRINCIPAL SECURITIES, INC.in group PRINCIPAL FINANCIAL GROUP INC331,224$13.5M0.22%+13,06213F-HRTimelineGroup
ROYAL BANK OF CANADAin group ROYAL BANK OF CANADA318,395$13M<0.01%-40,83113F-HRTimelineGroup
Apella Capital, LLC291,479$12.1M0.27%-46,80813F-HRTimeline
UBS Group AGin group UBS Group AG284,595$11.6M<0.01%+26,49513F-HRTimelineGroup
Sanctuary Advisors, LLC257,006$10.5M0.06%+247,19013F-HR/ATimeline
Strategic Financial Services, Inc.236,749$9.64M0.48%-9,09513F-HRTimeline
SPINNAKER TRUST201,665$8.21M0.46%-2,96913F-HRTimeline
AMERICAN NATIONAL BANK & TRUST175,942$7.17M0.71%+48,97513F-HRTimeline
Destiny Wealth Partners, LLC168,681$6.87M0.84%+4,80113F-HRTimeline
COMMONWEALTH EQUITY SERVICES, LLC157,158$6.4M0.01%-77913F-HRTimeline
GFG Capital, LLC151,006$6.15M2.12%-42213F-HRTimeline
MARSHALL WACE, LLPin group MARSHALL WACE, LLP147,817$6.02M0.01%013F-HRTimelineGroup
CoreCap Advisors, LLC136,877$5.58M0.2%+4,77113F-HRTimeline
Anchor Investment Management, LLC124,319$5.06M0.42%+8,01713F-HRTimeline
CENTRAL TRUST Co119,839$4.88M0.1%+15,52213F-HRTimeline
AlphaCore Capital LLC113,721$4.63M0.16%+4,10413F-HRTimeline
Gladstone Institutional Advisory LLC102,919$4.19M0.16%-2,00413F-HRTimeline
Keebeck Wealth Management94,071$3.83M0.45%+63,20613F-HRTimeline
1900 WEALTH MANAGEMENT LLC77,166$3.14M0.21%-1,20213F-HRTimeline
JANE STREET GROUP, LLCin group JANE STREET GROUP, LLC72,899$2.97M<0.01%-58,41913F-HRTimelineGroup
WEALTH ENHANCEMENT ADVISORY SERVICES, L…64,500$2.66M<0.01%-63613F-HRTimeline
GeoWealth Management, LLC58,334$2.38M0.09%-4,22813F-HRTimeline
Clay Northam Wealth Management, LLC56,828$2.31M1.32%+3,37113F-HRTimeline
OSAIC HOLDINGS, INC.in group OSAIC HOLDINGS, INC.56,270$2.28M<0.01%+27,41813F-HRTimelineGroup
Mariner, LLCin group Mariner, LLC50,920$2.07M<0.01%-2,83813F-HRTimelineGroup
Vestmark Advisory Solutions, Inc.50,145$2.04M0.04%new13F-HRTimeline
ELEVATION POINT WEALTH PARTNERS, LLC50,145$2.04M0.14%new13F-HRTimeline
ATWOOD & PALMER INC47,205$1.92M0.11%-10513F-HRTimeline
&PARTNERS44,697$1.82M0.01%+12,67913F-HRTimeline
Baird Financial Group, Inc.in group Baird Financial Group, Inc.41,987$1.71M<0.01%+1,72413F-HRTimelineGroup
SHUFRO ROSE & CO LLC42,431$1.41M0.12%-16013F-HRTimeline
Golden State Wealth Management, LLC33,676$1.37M0.15%-72613F-HRTimeline
Prostatis Group LLC32,168$1.31M0.33%-37113F-HRTimeline
Ascentis Independent Advisorsin group Ascentis Wealth Management, L…27,450$1.12M0.19%-2,26213F-HRTimelineGroup
STIFEL FINANCIAL CORPin group STIFEL FINANCIAL CORP26,061$1.06M<0.01%new13F-HRTimelineGroup
OLD MISSION CAPITAL LLC25,369$1.03M0.04%-23,63913F-HRTimeline
Elmwood Wealth Management, Inc.25,220$1.03M0.36%013F-HRTimeline
LifePlan Investment Advisors, Inc.24,659$1M0.42%+3,00713F-HRTimeline
Bank of New York Mellon Corpin group Bank of New York Mellon Corp23,820$970K<0.01%-1,62213F-HRTimelineGroup
NewEdge Advisors, LLC22,074$899K<0.01%-5513F-HRTimeline
TRUIST FINANCIAL CORPin group TRUIST FINANCIAL CORP21,304$868K<0.01%-2,69213F-HRTimelineGroup
Edge Financial Advisors LLC18,820$767K0.34%-1,19513F-HRTimeline
CITIGROUP INCin group CITIGROUP INC18,119$738K<0.01%+2313F-HRTimelineGroup
IAG Wealth Partners, LLC17,640$718K0.09%+51313F-HRTimeline
Syntegra Private Wealth Group, LLC16,350$666K0.06%013F-HRTimeline
Integrated Wealth Concepts LLC15,786$643K0.01%+1,53613F-HRTimeline
WHITTIER TRUST CO OF NEVADA INC15,410$637K0.01%-1,50013F-HRTimeline
SageView Advisory Group, LLC15,526$632K0.02%-7013F-HRTimeline
Empirical Asset Management, LLC15,270$622K0.17%new13F-HRTimeline
Worth Financial Advisory Group, LLC13,773$561K0.31%+7013F-HRTimeline
WHITTIER TRUST CO13,433$556K0.01%-9413F-HRTimeline
Mengis Capital Management, Inc.13,629$555K0.11%+7,69413F-HRTimeline
Cambridge Investment Research Advisors,…13,163$536K<0.01%+3,44913F-HRTimeline
Kelman-Lazarov, Inc.12,963$528K0.08%-2,21513F-HRTimeline
Strategies Wealth Advisors, LLC11,997$489K0.05%013F-HRTimeline
Orion Porfolio Solutions, LLC11,935$486K<0.01%+82613F-HRTimeline
Creative Planningin group Creative Planning11,362$463K<0.01%new13F-HRTimelineGroup
MORRIS FINANCIAL CONCEPTS, INC.11,103$452K0.16%-38213F-HRTimeline
ALTFEST L J & CO INC11,010$448K0.05%-1,68313F-HRTimeline
JPMORGAN CHASE & COin group JPMORGAN CHASE & CO10,935$445K<0.01%-56013F-HR/ATimelineGroup
COMERICA BANK10,386$423K<0.01%013F-HRTimeline
Maia Wealth LLC9,754$414K0.07%-2,15913F-HRTimeline
Focus Partners Advisor Solutions, LLCin group Focus Partners Wealth10,082$411K<0.01%-11513F-HRTimelineGroup
Haverford Trust Co10,009$408K<0.01%-1,56713F-HRTimeline
CreativeOne Wealth, LLCin group CreativeOne Wealth, LLC9,441$385K0.01%-1,76813F-HRTimelineGroup
Clearwater Capital Advisors, LLC9,380$382K0.03%013F-HRTimeline
Consolidated Portfolio Review Corp9,292$378K0.05%+1,19113F-HRTimeline
PRIVATE TRUST CO NA9,146$373K0.03%+6,99713F-HRTimeline
Glenview Trust Co8,882$362K0.01%-1513F-HRTimeline
HighTower Advisors, LLC8,881$362K<0.01%-32413F-HRTimeline
Wealthspire Advisors, LLC8,796$358K<0.01%013F-HRTimeline
Global Retirement Partners, LLC8,440$344K0.01%+37213F-HRTimeline
Wedmont Private Capital8,136$335K0.01%+13613F-HRTimeline
CogentBlue Wealth Advisors, LLC7,380$301K0.2%-7713F-HRTimeline
D.A. DAVIDSON & CO.7,213$294K<0.01%-31713F-HRTimeline
Kathmere Capital Management, LLC6,433$262K0.02%013F-HRTimeline
Advisory Services Network, LLC6,144$250K<0.01%-6413F-HRTimeline
Greenspring Advisors, LLC6,132$250K0.04%13F-HRTimeline
Legacy Advisors, LLC6,005$245K0.03%new13F-HRTimeline
U.S. Capital Wealth Advisors, LLC5,973$243K0.01%013F-HRTimeline
Rockefeller Capital Management L.P.in group Rockefeller Capital Managemen…5,766$235K<0.01%new13F-HRTimelineGroup
Wealthfront Advisers LLC5,565$227K<0.01%new13F-HRTimeline
EVOKE WEALTH, LLC5,000$204K<0.01%new13F-HRTimeline
ENDEAVOR PRIVATE WEALTH, INC.4,985$203K0.06%new13F-HRTimeline
CENTAURUS FINANCIAL, INC.4,000$163K0.01%-20013F-HRTimeline
JONES FINANCIAL COMPANIES LLLPin group JONES FINANCIAL COMPANIES LLLP2,930$118K<0.01%+63713F-HRTimelineGroup
Capital Advisors, Ltd. LLC2,302$94K0.01%013F-HRTimeline
FMR LLCin group FMR LLC2,225$90.6K<0.01%+43013F-HRTimelineGroup
Transamerica Financial Advisors, LLCin group Transamerica Financial Adviso…1,785$72.7K0.01%new13F-HRTimelineGroup
Steward Partners Investment Advisory, L…1,560$63.5K<0.01%013F-HRTimeline
TD Waterhouse Canada Inc.1,075$44.1K<0.01%013F-HRTimeline
Root Financial Partners, LLC1,021$41.6K<0.01%new13F-HRTimeline
BANK OF MONTREAL /CAN/in group BANK OF MONTREAL /CAN/992$40.4K<0.01%013F-HRTimelineGroup
Qube Research & Technologies Ltd982$40K<0.01%-39513F-HRTimeline
Allworth Financial LP974$39.7K<0.01%013F-HRTimeline
Independence Bank of Kentucky850$34.6K<0.01%013F-HRTimeline
HARBOUR INVESTMENTS, INC.791$32.2K<0.01%-3113F-HRTimeline
MAI Capital Management700$28.5K<0.01%013F-HRTimeline
Aptus Capital Advisors, LLC682$27.8K<0.01%-113F-HRTimeline
Salomon & Ludwin, LLC600$24.8K<0.01%new13F-HRTimeline
NORTHWESTERN MUTUAL WEALTH MANAGEMENT COin group NORTHWESTERN MUTUAL INVESTMEN…567$23.1K<0.01%+17913F-HRTimelineGroup
Cullen/Frost Bankers, Inc.in group Cullen/Frost Bankers, Inc.557$22.7K<0.01%013F-HRTimelineGroup
US BANCORP \DE\in group US BANCORP \DE\508$20.7K<0.01%+5413F-HRTimelineGroup
SOA Wealth Advisors, LLC.506$20.6K<0.01%new13F-HRTimeline
Princeton Global Asset Management LLC497$20.2K<0.01%013F-HRTimeline
LANARK FINANCIAL, INC.455$18.5K<0.01%013F-HRTimeline
Rialto Wealth Management, LLC439$17.9K<0.01%013F-HRTimeline
O'SHAUGHNESSY ASSET MANAGEMENT, LLC405$16.5K<0.01%013F-HRTimeline
PNC Financial Services Group, Inc.in group PNC Financial Services Group,…379$15.4K<0.01%+2013F-HRTimelineGroup
EverSource Wealth Advisors, LLCin group EverSource Wealth Advisors, L…355$14.5K<0.01%-6113F-HRTimelineGroup
GPS Wealth Strategies Group, LLC349$14.2K<0.01%013F-HRTimeline
CREATIVE FINANCIAL DESIGNS INC /ADV331$13.5K<0.01%013F-HRTimeline
Harbor Asset Planning, Inc.327$13.3K0.01%013F-HRTimeline
CWM, LLCin group CWM, LLC273$11K<0.01%+8713F-HRTimelineGroup
Colonial Trust Co / SCin group Colonial Trust Advisors208$8.47K<0.01%013F-HRTimelineGroup
Heritage Wealth Advisors200$8.15K<0.01%013F-HRTimeline
HFM Investment Advisors, LLC145$5.91K<0.01%-4413F-HRTimeline
AE Wealth Management LLC109$4.44K<0.01%-3213F-HRTimeline
Larson Financial Group LLC100$4.07K<0.01%new13F-HRTimeline
Activest Wealth Management92$3.75K<0.01%new13F-HRTimeline
Realta Investment Advisors88$3.56K<0.01%new13F-HRTimeline
Breakwater Investment Management75$3.06K<0.01%013F-HRTimeline
Parallel Advisors, LLC74$3.01K<0.01%013F-HRTimeline
ASSETMARK, INCin group ASSETMARK, INC68$2.77K<0.01%+5713F-HRTimelineGroup
Cheviot Value Management, LLC65$2.77K<0.01%013F-HRTimeline
AdvisorNet Financial, Inc64$2.61K<0.01%-7913F-HRTimeline
Key Financial Inc41$1.69K<0.01%013F-HRTimeline
MARK SHEPTOFF FINANCIAL PLANNING, LLC29$1.18K<0.01%013F-HRTimeline
UMB Bank, n.a.27$1.1K<0.01%013F-HRTimelineThe filing omitted confidential holdings, a later amendment may add them.
Frazier Financial Advisors, LLC10$426<0.01%013F-HRTimeline
GABLES CAPITAL MANAGEMENT INC.4$163<0.01%013F-HRTimeline
Tower Research Capital LLC (TRC)in group Tower Research Capital LLC (T…2$81<0.01%new13F-HRTimelineGroup
Smallwood Wealth Investment Management,…2$81<0.01%new13F-HRTimeline
10Elms LLP1$41<0.01%013F-HRTimeline
Smartleaf Asset Management LLC1$40<0.01%-113F-HRTimeline