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Disclosery

FTA FIRST TR EXCHANGE-TRADED ALP

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COM SHS (fund)

204 managers (207 13F filers) reported a position in FTA shares at 2025-12-31, 9,393,991 shares in all. 11 filers opened a position and 12 filers sold out during the quarter.

Managers
204
13F filers
207
New
11
Added
66
Reduced
84
Sold out
12
Shares held by filers
9,393,991

Shares held by filers adds up every 13F filer's report, so a share reported by a parent and by its subsidiary counts twice (H9). Managers counts each filer group once.

13D and 13G filers

No 13D or 13G on this security in the data. Structured 13D/G data starts 2024-12-18.

Insider trades

No Form 4 transaction on this security in the data.

13F holders, Q4 2025

Filers in the available 13F reports with a share position at 2025-12-31, filer groups collapsed to one row (method), largest first. Options and principal amounts are left out. A group row states no % of portfolio, since each member reports its own portfolio: the members' percents are listed under it. A value about 1,000 times or 1/1,000 of the price other filers imply is shown as filed but neither ranks the row nor enters a sum.

HolderSharesValue% of portfolioChangeSource
MORGAN STANLEYin group MORGAN STANLEY2,009,411$173M0.01%-42,64013F-HR/ATimelineGroup
LPL Financial LLC1,001,829$86.3M0.02%+77,96313F-HRTimeline
UBS Group AGgroup of 2 filers holding972,613$83.8M+3,128Timeline
ENVESTNET ASSET MANAGEMENT INCgroup of 2 filers holding409,142$35.2M-4,833Timeline
BANK OF AMERICA CORP /DE/in group BANK OF AMERICA CORP /DE/347,048$29.9M<0.01%+84413F-HRTimelineGroup
Cetera Investment Advisers343,490$29.6M0.03%+1,23813F-HRTimeline
ROYAL BANK OF CANADAin group ROYAL BANK OF CANADA297,555$25.6M<0.01%+25,19513F-HRTimelineGroup
RAYMOND JAMES FINANCIAL INCin group RAYMOND JAMES FINANCIAL INC237,267$20.4M0.01%-54,66113F-HRTimelineGroup
WELLS FARGO & COMPANY/MNin group WELLS FARGO & COMPANY/MN195,046$16.8M<0.01%-5,27613F-HRTimelineGroup
Kingsview Wealth Management, LLC191,676$16.5M0.24%-3,55313F-HRTimeline
Cambridge Investment Research Advisors,…158,983$13.7M0.04%+4,60313F-HRTimeline
Private Advisor Group, LLC151,263$13M0.06%-10,97013F-HRTimeline
ASSETMARK, INCin group ASSETMARK, INC141,002$12.1M0.02%+2,81113F-HRTimelineGroup
Holistic Financial Partners138,081$11.9M4.31%+4,05813F-HRTimeline
OSAIC HOLDINGS, INC.in group OSAIC HOLDINGS, INC.135,355$11.7M0.02%-5,00613F-HRTimelineGroup
COMMONWEALTH EQUITY SERVICES, LLC133,816$11.5M0.02%-20,32513F-HRTimeline
HARBOUR INVESTMENTS, INC.100,604$8.67M0.18%+8,66513F-HRTimeline
NewEdge Advisors, LLC99,385$8.56M0.03%+71,58613F-HRTimeline
Vestmark Advisory Solutions, Inc.96,188$8.29M0.11%-2,13013F-HRTimeline
BENJAMIN EDWARDS INCin group BENJAMIN EDWARDS INC94,302$8.13M0.09%+10,36613F-HRTimelineGroup
Kaydan Wealth Management, Inc.89,251$7.69M2.23%+10713F-HRTimeline
IHT Wealth Management, LLC88,106$7.59M0.18%-127,41913F-HRTimeline
GOLDMAN SACHS GROUP INCin group GOLDMAN SACHS GROUP INC84,522$7.28M<0.01%-33813F-HR/ATimelineGroup
TRUIST FINANCIAL CORPin group TRUIST FINANCIAL CORP76,887$6.62M0.01%-4,09413F-HRTimelineGroup
AE Wealth Management LLC70,747$6.09M0.03%+2,26013F-HRTimeline
Janney Montgomery Scott LLC64,959$5.6M0.01%-1,34013F-HRTimeline
Kestra Advisory Services, LLCgroup of 2 filers holding61,794$5.32M-83Timeline
COTTONWOOD CAPITAL ADVISORS, LLC60,088$5.18M3.69%-14413F-HRTimeline
STIFEL FINANCIAL CORPin group STIFEL FINANCIAL CORP58,096$5M<0.01%+1,90213F-HRTimelineGroup
Snowden Capital Advisors LLC55,397$4.77M0.12%+2213F-HRTimeline
Midwest Heritage Bank, FSB55,085$4.75M1.64%-3,39213F-HRTimeline
IFP Advisors, Inc42,400$3.65M0.08%+1,69213F-HRTimeline
Prospera Financial Services Inc42,168$3.63M0.06%+1,13613F-HRTimeline
Atria Investments, Inc41,042$3.54M0.04%-94113F-HRTimeline
Trueblood Wealth Management, LLC40,902$3.52M1.38%+1,27513F-HRTimeline
Bank of New York Mellon Corpin group Bank of New York Mellon Corp40,152$3.46M<0.01%-1,23613F-HRTimelineGroup
Creative Planningin group Creative Planning39,786$3.43M<0.01%+21013F-HRTimelineGroup
D.A. DAVIDSON & CO.37,782$3.25M0.02%-47713F-HRTimeline
Gateway Wealth Partners, LLC33,928$2.92M0.33%+3,45613F-HRTimeline
IAMS WEALTH MANAGEMENT, LLC31,690$2.73M0.99%-2,83113F-HRTimeline
Baird Financial Group, Inc.in group Baird Financial Group, Inc.30,972$2.67M<0.01%+3913F-HRTimelineGroup
Midwest Financial Network, LLC28,110$2.42M1.87%+89613F-HRTimeline
Regal Investment Advisors LLC28,017$2.41M0.14%-1,00813F-HRTimeline
Orion Porfolio Solutions, LLC25,001$2.15M0.02%+1,52613F-HRTimeline
Triton Wealth Management, PLLC23,155$2.11M0.79%-24213F-HRTimeline
Coppell Advisory Solutions LLC22,996$2M0.2%-15413F-HRTimeline
OneAscent Financial Services LLCin group OneAscent Financial Services …22,170$1.91M0.18%-81513F-HRTimelineGroup
FSB PREMIER WEALTH MANAGEMENT, INC.22,036$1.9M0.6%-17313F-HRTimeline
PARK AVENUE SECURITIES LLCin group PARK AVENUE SECURITIES LLC21,639$1.86M0.02%-41313F-HRTimelineGroup
SILVER OAK SECURITIES, INCORPORATED19,106$1.66M0.11%+25013F-HRTimeline
JONES FINANCIAL COMPANIES LLLPin group JONES FINANCIAL COMPANIES LLLP19,217$1.66M<0.01%+3,77413F-HRTimelineGroup
Sanctuary Advisors, LLC19,067$1.64M0.01%+41713F-HRTimeline
Equitable Holdings, Inc.in group Equitable Holdings, Inc.18,929$1.63M0.01%+26413F-HRTimelineGroup
JPMORGAN CHASE & COin group JPMORGAN CHASE & CO18,837$1.62M<0.01%-1,54713F-HRTimelineGroup
LaSalle St. Investment Advisors, LLC16,875$1.45M0.23%-7313F-HRTimeline
NewEdge Wealth, LLC16,792$1.45M0.02%-37013F-HRTimeline
Western Wealth Management, LLC15,148$1.3M0.06%+48213F-HRTimeline
StoneX Group Inc.in group StoneX Group Inc.14,957$1.29M0.06%-1,06213F-HRTimelineGroup
Mariner, LLCin group Mariner, LLC14,934$1.29M<0.01%013F-HRTimelineGroup
HBW ADVISORY SERVICES LLC14,907$1.28M0.14%+9,71313F-HRTimeline
FIRST TRUST ADVISORS LPin group FIRST TRUST ADVISORS LP14,288$1.23M<0.01%-1713F-HRTimelineGroup
Waverly Advisors, LLC14,101$1.21M0.01%-85313F-HRTimeline
Stratos Wealth Partners, LTD.in group Stratos Wealth Partners, LTD.14,051$1.21M0.01%+1713F-HRTimelineGroup
MML INVESTORS SERVICES, LLC13,918$1.2M<0.01%+5413F-HRTimeline
Arkadios Wealth Advisors13,382$1.15M0.02%-1,09113F-HRTimeline
TCFG WEALTH MANAGEMENT, LLCin group TCFG Investment Advisors, LLC13,309$1.15M0.45%-65013F-HRTimelineGroup
Richmond Investment Services, LLC13,246$1.14M0.2%+1413F-HRTimeline
Chicago Partners Investment Group LLC12,709$1.14M0.03%-1,37713F-HRTimeline
Sun Financial Inc11,966$1.03M0.57%13F-HRTimeline
WINEBRENNER CAPITAL MANAGEMENT LLC11,847$1.02M0.68%-1813F-HRTimeline
SUSQUEHANNA INTERNATIONAL GROUP, LLPin group SUSQUEHANNA INTERNATIONAL GRO…11,827$1.02M<0.01%-12,00013F-HRTimelineGroup
GREAT VALLEY ADVISOR GROUP, INC.in group GREAT VALLEY ADVISOR GROUP, I…11,762$1.01M0.02%+36113F-HRTimelineGroup
RMR Capital Management, LLC11,195$964K0.7%-1,54913F-HRTimeline
INDEPENDENT FINANCIAL GROUP, LLC10,476$903K0.02%+59613F-HRTimeline
Integrated Wealth Concepts LLC10,259$884K0.01%-189,39613F-HRTimeline
Pacific Excel Wealth Advisors, Inc.10,055$866K1.64%13F-HRTimeline
PNC Financial Services Group, Inc.in group PNC Financial Services Group,…10,037$865K<0.01%+2413F-HRTimelineGroup
MPWM ADVISORY SOLUTIONS, LLC9,509$819K0.46%-2413F-HRTimeline
Concurrent Investment Advisors, LLCin group Concurrent Investment Advisor…9,298$801K0.01%+32113F-HRTimelineGroup
PFG Advisors9,239$796K0.04%-3,70313F-HRTimeline
Allworth Financial LP8,901$767K<0.01%-22913F-HRTimeline
Eukles Asset Management8,813$759K0.3%-36913F-HRTimeline
Blackhawk Capital Partners, LLC8,720$751K0.28%-54813F-HRTimeline
Three Seasons Wealth, LLC8,008$690K0.07%013F-HRTimeline
Morey & Quinn Wealth Partners, LLC7,650$659K0.47%013F-HRTimeline
COMERICA BANK7,553$651K<0.01%-1,05813F-HRTimeline
MEITAV INVESTMENT HOUSE LTDin group MEITAV INVESTMENT HOUSE LTD7,550$650K0.01%013F-HRTimelineGroup
Mutual Advisors, LLC7,482$645K0.01%+3513F-HRTimeline
OPPENHEIMER & CO INCin group OPPENHEIMER ASSET MANAGEMENT …7,339$632K0.01%-15713F-HRTimelineGroup
HighTower Advisors, LLC6,966$600K<0.01%013F-HRTimeline
Pinnacle Family Advisors, LLC6,945$598K0.26%-1613F-HRTimeline
STAR Financial Bank6,479$558K0.29%-32213F-HRTimeline
Steward Partners Investment Advisory, L…6,461$557K<0.01%-1,04413F-HRTimeline
Clearwater Capital Advisors, LLC6,407$552K0.05%-8713F-HRTimeline
NORTHWESTERN MUTUAL WEALTH MANAGEMENT COin group NORTHWESTERN MUTUAL INVESTMEN…6,298$543K<0.01%+34113F-HR/ATimelineGroup
Founders Financial Alliance, LLC6,150$530K0.1%+33613F-HRTimeline
BlueChip Wealth Advisors LLC6,085$524K0.22%+1,01713F-HRTimeline
Gladstone Institutional Advisory LLC5,944$512K0.02%+3413F-HRTimeline
Rockefeller Capital Management L.P.in group Rockefeller Capital Managemen…5,824$502K<0.01%-1,07113F-HR/ATimelineGroup
American Institute for Advanced Investm…5,670$488K0.31%-9013F-HRTimeline
MGB Wealth Management, LLC5,648$487K0.14%+1013F-HRTimeline
Independent Wealth Network Inc.5,627$485K0.15%+913F-HRTimeline
Proactive Wealth Strategies LLC5,607$483K0.19%+3313F-HRTimeline
Asset Allocation Strategies LLC5,573$480K0.09%+2,69013F-HRTimeline
Kraft, Davis & Associates, LLC5,131$454K0.1%013F-HRTimeline
Ashton Thomas Private Wealth, LLC5,261$453K0.01%+32013F-HRTimeline
Sigma Planning Corp5,235$451K0.01%-4,89513F-HRTimeline
Global Retirement Partners, LLC5,107$440K0.01%-4,97513F-HRTimeline
IFG Advisory, LLC4,534$391K0.02%-93313F-HRTimeline
Apollon Wealth Management, LLCin group Apollon Wealth Management, LLC4,476$386K0.01%+913F-HRTimelineGroup
RFG Advisory, LLC4,371$377K0.01%-22713F-HRTimeline
DAVENPORT & Co LLC4,341$374K<0.01%-81913F-HRTimeline
PRINCIPAL SECURITIES, INC.in group PRINCIPAL FINANCIAL GROUP INC4,258$367K0.01%+20013F-HRTimelineGroup
FMR LLCin group FMR LLC4,238$365K<0.01%-1413F-HRTimelineGroup
WEDBUSH SECURITIES INC4,236$365K0.01%+55813F-HRTimeline
1776 Wealth LLC4,224$364K0.14%-14513F-HRTimeline
KPP Advisory Services LLC4,186$361K0.05%013F-HRTimeline
DAYMARK WEALTH PARTNERS, LLC4,180$360K0.01%-2913F-HRTimeline
Valmark Advisers, Inc.4,143$357K<0.01%013F-HRTimeline
GeoWealth Management, LLC3,990$344K0.01%-12713F-HRTimeline
CITADEL ADVISORS LLCin group CITADEL ADVISORS LLC3,776$325K<0.01%-14,87313F-HRTimelineGroup
ABLE Financial Group, LLC3,772$325K0.07%-813F-HRTimeline
PRIVATE CLIENT SERVICES, LLC3,660$315K0.1%013F-HRTimeline
FLOW TRADERS U.S. LLC3,615$311K0.01%new13F-HRTimeline
&PARTNERS3,577$308K<0.01%+50013F-HRTimeline
Beacon Pointe Advisors, LLC3,374$291K<0.01%013F-HRTimeline
Janney Capital Management LLC3,263$281K0.02%013F-HRTimeline
WESBANCO BANK INC3,234$279K0.01%-5013F-HRTimeline
INTEGRITY ALLIANCE, LLC.3,202$276K0.01%+72813F-HRTimeline
Tidemark, LLC3,169$273K0.08%013F-HRTimeline
WEALTH ENHANCEMENT ADVISORY SERVICES, L…3,007$265K<0.01%+6013F-HRTimeline
World Investment Advisors2,989$257K<0.01%new13F-HR/ATimeline
Focus Partners Advisor Solutions, LLCin group Focus Partners Wealth2,955$255K<0.01%new13F-HRTimelineGroup
Wealthcare Advisory Partners LLCin group Wealthcare Advisory Partners …2,950$254K<0.01%-51613F-HRTimelineGroup
Koshinski Asset Management, Inc.2,915$251K0.02%-9313F-HRTimeline
Retirement Planning Group, LLC2,914$251K0.01%-55213F-HRTimeline
WealthTrust Asset Management, LLC2,862$247K0.17%+713F-HRTimeline
Avantax Planning Partners, Inc.2,855$246K0.01%013F-HRTimeline
Ausdal Financial Partners, Inc.2,843$245K0.01%-26513F-HRTimeline
NORTHWEST WEALTH MANAGEMENT, LLC2,835$244K0.04%-113F-HRTimeline
Aprio Wealth Management, LLC2,822$243K0.01%+1713F-HRTimeline
Compound Planning, Inc.2,812$242K0.01%+3513F-HRTimeline
MERCER GLOBAL ADVISORS INC /ADV2,788$240K<0.01%new13F-HRTimeline
REAP Financial Group, LLC2,774$239K0.05%-48613F-HRTimeline
Sequent Planning LLC2,730$235K0.06%-11713F-HRTimeline
MTM Investment Management, LLC2,705$233K0.07%013F-HRTimeline
Cresset Asset Management, LLC2,653$229K<0.01%+313F-HRTimeline
626 Financial, LLC2,645$228K0.1%013F-HRTimeline
DHJJ Financial Advisors, Ltd.2,517$217K0.07%013F-HRTimeline
RHODES INVESTMENT ADVISORS INC /ADV2,505$216K0.17%13F-HRTimeline
Key Client Fiduciary Advisors, LLC2,500$215K0.07%-30013F-HRTimeline
Pine Valley Investments Ltd Liability Co2,432$209K0.01%new13F-HRTimeline
Bison Wealth, LLC2,306$208K0.02%new13F-HRTimeline
Sequoia Financial Advisors, LLC2,361$203K<0.01%new13F-HRTimeline
Keating Financial Advisory Services, In…2,298$198K0.03%13F-HRTimeline
Parallel Advisors, LLC2,261$195K<0.01%+2,23513F-HRTimeline
TUCKER ASSET MANAGEMENT LLC2,250$194K0.06%-71913F-HRTimeline
MAI Capital Management2,176$187K<0.01%-10413F-HRTimeline
Hilton Head Capital Partners, LLC2,161$186K0.11%13F-HRTimeline
US BANCORP \DE\in group US BANCORP \DE\1,947$168K<0.01%-5913F-HRTimelineGroup
Nova Wealth Management, Inc.1,892$163K0.11%-98413F-HRTimeline
Rossby Financial, LCC1,809$156K0.05%-4113F-HRTimeline
INTERNATIONAL ASSETS INVESTMENT MANAGEM…1,644$142K0.01%-1,44313F-HRTimeline
CENTAURUS FINANCIAL, INC.1,615$139K0.01%-28013F-HRTimeline
Spire Wealth Managementin group Spire Wealth Management1,601$138K<0.01%013F-HRTimelineGroup
Sound Income Strategies, LLC1,548$138K0.01%+1,54813F-HRTimeline
CWM, LLCin group CWM, LLC1,552$134K<0.01%013F-HRTimelineGroup
2UniFi Bank1,485$128K0.06%013F-HRTimeline
Farther Finance Advisors, LLC1,201$103K<0.01%013F-HRTimeline
Hilltop National Bank1,037$89.3K0.02%013F-HRTimeline
Pinnacle Bancorp, Inc.963$83K0.02%013F-HRTimeline
BLAIR WILLIAM & CO/IL928$79.9K<0.01%-48713F-HRTimeline
Golden State Wealth Management, LLC898$77.4K0.01%013F-HRTimeline
BESSEMER GROUP INCin group BESSEMER GROUP INC784$68K<0.01%013F-HRTimelineGroup
Smithfield Trust Co720$62K<0.01%+12013F-HRTimeline
PRIVATE TRUST CO NA613$52.8K<0.01%013F-HRTimeline
Smartleaf Asset Management LLC562$48.8K<0.01%+41513F-HRTimeline
GAMMA Investing LLC563$48.5K<0.01%013F-HRTimeline
CX Institutional468$40K<0.01%-10613F-HRTimeline
Cullen/Frost Bankers, Inc.in group Cullen/Frost Bankers, Inc.455$39.2K<0.01%+15413F-HRTimelineGroup
Signature Equity Partners, LLC403$34.7K0.02%13F-HRTimeline
Sunbelt Securities, Inc.370$31.9K<0.01%013F-HRTimeline
Asset Dedication, LLC343$29.5K<0.01%013F-HRTimeline
Geneos Wealth Management Inc.300$25.8K<0.01%013F-HRTimeline
CREATIVE FINANCIAL DESIGNS INC /ADV300$25.8K<0.01%013F-HRTimeline
Russell Investments Group, Ltd.in group Russell Investments Group, Lt…297$25.6K<0.01%013F-HRTimelineGroup
HANTZ FINANCIAL SERVICES, INC.267$23K<0.01%013F-HRTimelineThe filing omitted confidential holdings, a later amendment may add them.
CITIGROUP INCin group CITIGROUP INC227$19.6K<0.01%013F-HRTimelineGroup
CoreCap Advisors, LLC226$19.5K<0.01%+7313F-HRTimeline
Dunhill Financial, LLC217$18.7K<0.01%013F-HRTimeline
Luminist Capital LLC211$18.2K0.02%013F-HRTimeline
LANARK FINANCIAL, INC.210$18.1K<0.01%-3913F-HRTimeline
Ancora Advisors LLCin group Ancora Advisors LLC207$17.8K<0.01%013F-HRTimelineGroup
AdvisorNet Financial, Inc177$15.3K<0.01%+8113F-HRTimeline
CITY HOLDING CO165$14.2K<0.01%013F-HRTimeline
Blue Trust, Inc.156$13.4K<0.01%+113F-HRTimeline
Arax Advisory Partners124$10.7K<0.01%new13F-HRTimeline
AMERIFLEX GROUP, INC.103$8.87K<0.01%-10313F-HRTimeline
Key Financial Inc46$3.96K<0.01%013F-HRTimeline
Strive Financial Group ,LLC37$3.19K<0.01%13F-HR/ATimeline