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Disclosery

FTA FIRST TR EXCHANGE-TRADED ALP

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COM SHS (fund)

201 managers (203 13F filers) reported a position in FTA shares at 2025-09-30, 9,676,370 shares in all. 14 filers opened a position and 15 filers sold out during the quarter.

Managers
201
13F filers
203
New
14
Added
74
Reduced
74
Sold out
15
Shares held by filers
9,676,370

Shares held by filers adds up every 13F filer's report, so a share reported by a parent and by its subsidiary counts twice (H9). Managers counts each filer group once.

13D and 13G filers

No 13D or 13G on this security in the data. Structured 13D/G data starts 2024-12-18.

Insider trades

No Form 4 transaction on this security in the data.

13F holders, Q3 2025

Filers in the available 13F reports with a share position at 2025-09-30, filer groups collapsed to one row (method), largest first. Options and principal amounts are left out. A group row states no % of portfolio, since each member reports its own portfolio: the members' percents are listed under it. A value about 1,000 times or 1/1,000 of the price other filers imply is shown as filed but neither ranks the row nor enters a sum.

HolderSharesValue% of portfolioChangeSource
MORGAN STANLEYin group MORGAN STANLEY2,052,051$171M0.01%-20,49413F-HR/ATimelineGroup
UBS Group AGin group UBS Group AG969,485$80.8M0.02%-4,56113F-HRTimelineGroup
LPL Financial LLC923,866$77M0.02%+51,38213F-HRTimeline
ENVESTNET ASSET MANAGEMENT INCgroup of 2 filers holding413,975$34.5M-11,004Timeline
BANK OF AMERICA CORP /DE/in group BANK OF AMERICA CORP /DE/346,204$28.8M<0.01%+3,46213F-HR/ATimelineGroup
Cetera Investment Advisers342,252$28.5M0.03%+49,44213F-HRTimeline
RAYMOND JAMES FINANCIAL INCin group RAYMOND JAMES FINANCIAL INC291,928$24.3M0.01%+6,61013F-HRTimelineGroup
ROYAL BANK OF CANADAin group ROYAL BANK OF CANADA272,360$22.7M<0.01%+4,41613F-HRTimelineGroup
IHT Wealth Management, LLC215,525$18M0.45%-25,01013F-HRTimeline
WELLS FARGO & COMPANY/MNin group WELLS FARGO & COMPANY/MN200,322$16.7M<0.01%-6,80013F-HRTimelineGroup
Integrated Wealth Concepts LLC199,655$16.6M0.15%-2,29313F-HRTimeline
Kingsview Wealth Management, LLC195,229$16.3M0.25%-4,35913F-HRTimeline
Private Advisor Group, LLC162,233$13.5M0.07%-10,69013F-HRTimeline
Cambridge Investment Research Advisors,…154,380$12.9M0.04%+17,28113F-HRTimeline
COMMONWEALTH EQUITY SERVICES, LLC154,141$12.8M0.02%+1,00013F-HRTimeline
OSAIC HOLDINGS, INC.in group OSAIC HOLDINGS, INC.140,361$11.7M0.02%-13,05013F-HRTimelineGroup
ASSETMARK, INCin group ASSETMARK, INC138,191$11.5M0.02%+6,90913F-HRTimelineGroup
Holistic Financial Partners134,023$11.2M4.57%+1,83213F-HRTimeline
Vestmark Advisory Solutions, Inc.98,318$8.19M0.16%-104,53013F-HRTimeline
HARBOUR INVESTMENTS, INC.91,939$7.66M0.17%+52,23013F-HRTimeline
Kaydan Wealth Management, Inc.89,144$7.43M2.12%-2,12913F-HRTimeline
GOLDMAN SACHS GROUP INCin group GOLDMAN SACHS GROUP INC84,860$7.07M<0.01%-15,21213F-HRTimelineGroup
BENJAMIN EDWARDS INCin group BENJAMIN EDWARDS INC83,936$7M0.08%+3,15613F-HRTimelineGroup
TRUIST FINANCIAL CORPin group TRUIST FINANCIAL CORP80,981$6.75M0.01%-2,45413F-HRTimelineGroup
AE Wealth Management LLC68,487$5.71M0.04%-25,29613F-HRTimeline
Janney Montgomery Scott LLC66,299$5.52M0.01%-3,09913F-HRTimeline
Kestra Advisory Services, LLCgroup of 2 filers holding61,877$5.16M-2,394Timeline
COTTONWOOD CAPITAL ADVISORS, LLC60,232$5.02M3.66%-70313F-HRTimeline
Midwest Heritage Bank, FSB58,477$4.87M1.73%-2,29413F-HRTimeline
STIFEL FINANCIAL CORPin group STIFEL FINANCIAL CORP56,194$4.68M<0.01%-26813F-HRTimelineGroup
Snowden Capital Advisors LLC55,375$4.61M0.13%+99013F-HRTimeline
Atria Investments, Inc41,983$3.5M0.04%-78613F-HRTimeline
Bank of New York Mellon Corpin group Bank of New York Mellon Corp41,388$3.45M<0.01%+1,31813F-HRTimelineGroup
Prospera Financial Services Inc41,032$3.42M0.06%+3,07913F-HRTimeline
IFP Advisors, Inc40,708$3.39M0.09%+2,01613F-HR/ATimeline
Trueblood Wealth Management, LLC39,627$3.3M1.29%+53713F-HRTimeline
Creative Planningin group Creative Planning39,576$3.3M<0.01%-3,75613F-HRTimelineGroup
D.A. DAVIDSON & CO.38,259$3.19M0.02%+13313F-HRTimeline
IAMS WEALTH MANAGEMENT, LLC34,521$2.88M1.15%-86613F-HRTimeline
Baird Financial Group, Inc.in group Baird Financial Group, Inc.30,933$2.58M<0.01%-8713F-HRTimelineGroup
Gateway Wealth Partners, LLC30,472$2.54M0.34%+77013F-HRTimeline
Regal Investment Advisors LLC29,025$2.42M0.16%-49813F-HRTimeline
NewEdge Advisors, LLC27,799$2.32M0.01%+1,81613F-HRTimeline
Midwest Financial Network, LLC27,214$2.27M1.84%+5,83713F-HRTimeline
SUSQUEHANNA INTERNATIONAL GROUP, LLPin group SUSQUEHANNA INTERNATIONAL GRO…23,827$1.99M<0.01%-10,25013F-HRTimelineGroup
Orion Porfolio Solutions, LLC23,475$1.96M0.02%-6213F-HRTimeline
Triton Wealth Management, PLLC23,397$1.93M0.73%-28413F-HRTimeline
Coppell Advisory Solutions LLC23,150$1.92M0.2%-84813F-HRTimeline
OneAscent Financial Services LLCin group OneAscent Financial Services …22,985$1.92M0.23%+63113F-HR/ATimelineGroup
FSB PREMIER WEALTH MANAGEMENT, INC.22,209$1.85M0.61%-1,06513F-HRTimeline
PARK AVENUE SECURITIES LLCin group PARK AVENUE SECURITIES LLC22,052$1.84M0.01%+68913F-HRTimelineGroup
JPMORGAN CHASE & COin group JPMORGAN CHASE & CO20,384$1.7M<0.01%-9413F-HR/ATimelineGroup
SILVER OAK SECURITIES, INCORPORATED18,856$1.57M0.12%+1113F-HRTimeline
Equitable Holdings, Inc.in group Equitable Holdings, Inc.18,665$1.56M0.01%+7813F-HRTimelineGroup
Sanctuary Advisors, LLC18,650$1.55M0.01%+1,15113F-HR/ATimeline
CITADEL ADVISORS LLCin group CITADEL ADVISORS LLC18,649$1.55M<0.01%+14,87513F-HRTimelineGroup
NewEdge Wealth, LLC17,162$1.42M0.02%+1813F-HRTimeline
LaSalle St. Investment Advisors, LLC16,948$1.41M0.25%+5213F-HRTimeline
StoneX Group Inc.in group StoneX Group Inc.16,019$1.33M0.06%-60413F-HRTimelineGroup
JONES FINANCIAL COMPANIES LLLPin group JONES FINANCIAL COMPANIES LLLP15,443$1.28M<0.01%+6,72913F-HRTimelineGroup
Waverly Advisors, LLC14,954$1.25M0.01%-2013F-HRTimeline
Mariner, LLCin group Mariner, LLC14,934$1.24M<0.01%+8,67913F-HRTimelineGroup
Western Wealth Management, LLC14,666$1.22M0.06%-33713F-HRTimeline
Arkadios Wealth Advisors14,473$1.21M0.03%-43913F-HRTimeline
FIRST TRUST ADVISORS LPin group FIRST TRUST ADVISORS LP14,305$1.19M<0.01%+1713F-HRTimelineGroup
Chicago Partners Investment Group LLC14,086$1.18M0.03%-83013F-HRTimeline
Stratos Wealth Partners, LTD.in group Stratos Wealth Partners, LTD.14,034$1.17M0.01%-62613F-HRTimelineGroup
TCFG WEALTH MANAGEMENT, LLCin group TCFG Investment Advisors, LLC13,959$1.16M0.46%-1213F-HR/ATimelineGroup
MML INVESTORS SERVICES, LLC13,864$1.16M<0.01%-9,94013F-HRTimeline
Richmond Investment Services, LLC13,232$1.1M0.21%-20613F-HRTimeline
PFG Advisors12,942$1.08M0.04%-3,57613F-HRTimeline
RMR Capital Management, LLC12,744$1.06M0.74%+1,01513F-HRTimeline
WINEBRENNER CAPITAL MANAGEMENT LLC11,865$989K0.71%-1,04613F-HRTimeline
GREAT VALLEY ADVISOR GROUP, INC.in group GREAT VALLEY ADVISOR GROUP, I…11,401$951K0.02%+7913F-HRTimelineGroup
Keystone Wealth Services, LLC10,378$865K0.19%-9813F-HRTimeline
Sigma Planning Corp10,130$844K0.02%+51513F-HRTimeline
Global Retirement Partners, LLC10,082$840K0.02%+25813F-HRTimeline
PNC Financial Services Group, Inc.in group PNC Financial Services Group,…10,013$834K<0.01%-39613F-HRTimelineGroup
INDEPENDENT FINANCIAL GROUP, LLC9,880$823K0.02%+44013F-HRTimeline
MPWM ADVISORY SOLUTIONS, LLC9,533$794K0.47%-10013F-HRTimeline
Blackhawk Capital Partners, LLC9,268$772K0.3%-46813F-HRTimeline
Eukles Asset Management9,182$765K0.3%+19513F-HRTimeline
Allworth Financial LP9,130$761K<0.01%+10513F-HRTimeline
Concurrent Investment Advisors, LLCin group Concurrent Investment Advisor…8,977$748K0.01%-40613F-HRTimelineGroup
COMERICA BANK8,611$718K<0.01%-22113F-HRTimeline
Three Seasons Wealth, LLC8,008$667K0.07%013F-HRTimeline
Morey & Quinn Wealth Partners, LLC7,650$637K0.47%013F-HRTimeline
MEITAV INVESTMENT HOUSE LTDin group MEITAV INVESTMENT HOUSE LTD7,550$629K0.01%013F-HRTimelineGroup
Steward Partners Investment Advisory, L…7,505$625K<0.01%-75913F-HRTimeline
OPPENHEIMER & CO INCin group OPPENHEIMER ASSET MANAGEMENT …7,496$625K0.01%-24513F-HRTimelineGroup
Mutual Advisors, LLC7,447$622K0.01%+1113F-HRTimeline
HighTower Advisors, LLC6,966$580K<0.01%+213F-HRTimeline
Pinnacle Family Advisors, LLC6,961$580K0.25%-2213F-HRTimeline
Rockefeller Capital Management L.P.in group Rockefeller Capital Managemen…6,895$575K<0.01%new13F-HRTimelineGroup
STAR Financial Bank6,801$567K0.34%013F-HRTimeline
Clearwater Capital Advisors, LLC6,494$541K0.05%-8413F-HRTimeline
IFS Group,LLC6,354$532K0.47%13F-HRTimeline
NORTHWESTERN MUTUAL WEALTH MANAGEMENT COin group NORTHWESTERN MUTUAL INVESTMEN…5,957$496K<0.01%-1,13213F-HRTimelineGroup
Gladstone Institutional Advisory LLC5,910$492K0.02%+11613F-HRTimeline
Founders Financial Alliance, LLC5,814$484K0.09%+2813F-HRTimeline
American Institute for Advanced Investm…5,760$480K0.31%-50013F-HRTimeline
MGB Wealth Management, LLC5,638$470K0.13%+513F-HRTimeline
Independent Wealth Network Inc.5,618$468K0.15%+4813F-HRTimeline
Proactive Wealth Strategies LLC5,574$464K0.2%+2713F-HRTimeline
IFG Advisory, LLC5,467$456K0.02%+78813F-HRTimeline
HBW ADVISORY SERVICES LLC5,194$433K0.05%+57313F-HRTimeline
Kraft, Davis & Associates, LLC5,131$433K0.11%013F-HRTimeline
DAVENPORT & Co LLC5,160$430K<0.01%-16813F-HRTimeline
BlueChip Wealth Advisors LLC5,068$422K0.18%-54513F-HRTimeline
Ashton Thomas Private Wealth, LLC4,941$412K0.01%+64013F-HRTimeline
RFG Advisory, LLC4,598$383K0.01%-3,58513F-HRTimeline
Apollon Wealth Management, LLCin group Apollon Wealth Management, LLC4,467$372K0.01%-8213F-HRTimelineGroup
1776 Wealth LLC4,369$364K0.14%-74813F-HRTimeline
FMR LLCin group FMR LLC4,252$354K<0.01%+16413F-HRTimelineGroup
DAYMARK WEALTH PARTNERS, LLC4,209$351K0.01%+43513F-HRTimeline
KPP Advisory Services LLC4,186$349K0.05%013F-HRTimeline
Valmark Advisers, Inc.4,143$345K<0.01%013F-HRTimeline
GeoWealth Management, LLC4,117$343K0.01%+1,21713F-HRTimeline
PRINCIPAL SECURITIES, INC.in group PRINCIPAL FINANCIAL GROUP INC4,058$338K0.01%+14713F-HRTimelineGroup
ABLE Financial Group, LLC3,780$315K0.07%+9213F-HRTimeline
WEDBUSH SECURITIES INC3,678$306K0.01%+65213F-HRTimeline
PRIVATE CLIENT SERVICES, LLC3,660$305K0.1%-11813F-HRTimeline
Retirement Planning Group, LLC3,466$289K0.01%new13F-HRTimeline
Wealthcare Advisory Partners LLCin group Wealthcare Advisory Partners …3,466$289K0.01%-9613F-HRTimelineGroup
Beacon Pointe Advisors, LLC3,374$281K<0.01%new13F-HRTimeline
WESBANCO BANK INC3,284$274K0.01%013F-HRTimeline
Janney Capital Management LLC3,263$272K0.02%013F-HRTimeline
REAP Financial Group, LLC3,260$272K0.06%+17313F-HRTimeline
J.W. COLE ADVISORS, INC.3,178$265K0.01%-513F-HRTimeline
Tidemark, LLC3,169$264K0.08%013F-HRTimeline
Ausdal Financial Partners, Inc.3,108$259K0.01%+613F-HRTimeline
&PARTNERS3,077$256K<0.01%+41113F-HRTimeline
Koshinski Asset Management, Inc.3,008$251K0.02%+513F-HRTimeline
TUCKER ASSET MANAGEMENT LLC2,969$247K0.07%-8813F-HRTimeline
INTERNATIONAL ASSETS INVESTMENT MANAGEM…3,087$247K0.02%013F-HRTimeline
WEALTH ENHANCEMENT ADVISORY SERVICES, L…2,947$247K<0.01%+8613F-HRTimeline
Asset Allocation Strategies LLC2,883$240K0.05%new13F-HRTimeline
Nova Wealth Management, Inc.2,876$240K0.17%-74113F-HRTimeline
Avantax Planning Partners, Inc.2,855$238K0.01%013F-HRTimeline
WealthTrust Asset Management, LLC2,855$238K0.16%+613F-HRTimeline
Sequent Planning LLC2,847$237K0.07%-8713F-HRTimeline
NORTHWEST WEALTH MANAGEMENT, LLC2,836$236K0.04%013F-HRTimeline
Aprio Wealth Management, LLC2,805$234K0.02%+1313F-HRTimeline
Key Client Fiduciary Advisors, LLC2,800$233K0.08%013F-HRTimeline
NFSG Corp2,777$231K0.03%+8213F-HRTimeline
Compound Planning, Inc.2,777$231K0.01%+8213F-HRTimeline
MTM Investment Management, LLC2,705$225K0.07%-80913F-HRTimeline
Moloney Securities Asset Management, LLC2,702$225K0.03%+13913F-HRTimeline
Cresset Asset Management, LLC2,650$221K<0.01%+213F-HR/ATimeline
626 Financial, LLC2,645$220K0.1%013F-HRTimeline
Empirical Asset Management, LLC2,569$214K0.06%+1113F-HRTimeline
DHJJ Financial Advisors, Ltd.2,517$210K0.07%+113F-HRTimeline
INTEGRITY ALLIANCE, LLC.2,474$206K0.01%new13F-HRTimeline
ShoreHaven Wealth Partners, LLC2,403$200K0.07%new13F-HRTimeline
MAI Capital Management2,280$190K<0.01%013F-HRTimeline
Tower Research Capital LLC (TRC)in group Tower Research Capital LLC (T…2,052$171K<0.01%+2,04513F-HRTimelineGroup
Advisory Services Network, LLC2,040$170K<0.01%new13F-HRTimeline
US BANCORP \DE\in group US BANCORP \DE\2,006$167K<0.01%-6,81313F-HRTimelineGroup
CENTAURUS FINANCIAL, INC.1,895$158K0.01%+27413F-HRTimeline
Rossby Financial, LCC1,850$155K0.05%+49113F-HRTimeline
Spire Wealth Managementin group Spire Wealth Management1,601$133K<0.01%-2313F-HRTimelineGroup
CWM, LLCin group CWM, LLC1,552$129K<0.01%+6013F-HRTimelineGroup
2UniFi Bank1,485$124K0.06%013F-HRTimeline
BLAIR WILLIAM & CO/IL1,415$118K<0.01%-2,71213F-HRTimeline
Farther Finance Advisors, LLC1,201$100K<0.01%-18013F-HRTimeline
GPS Wealth Strategies Group, LLC1,040$86.7K0.01%+313F-HRTimeline
Hilltop National Bank1,037$86.4K0.02%013F-HRTimeline
Pinnacle Bancorp, Inc.963$80.2K0.02%013F-HRTimeline
Golden State Wealth Management, LLC898$74.8K0.01%013F-HRTimeline
BESSEMER GROUP INCin group BESSEMER GROUP INC784$65K<0.01%013F-HRTimelineGroup
O'SHAUGHNESSY ASSET MANAGEMENT, LLC668$55.7K<0.01%-2213F-HRTimeline
PRIVATE TRUST CO NA613$51.1K<0.01%+18313F-HRTimeline
Smithfield Trust Co600$50K<0.01%013F-HRTimeline
CX Institutional574$48K<0.01%new13F-HRTimeline
GAMMA Investing LLC563$46.9K<0.01%013F-HRTimeline
CLEAR INVESTMENT RESEARCH, LLC531$44.3K0.06%new13F-HRTimeline
Sunbelt Securities, Inc.370$30.8K<0.01%-39913F-HRTimeline
Main Street Group, LTD360$30K0.01%013F-HRTimeline
Asset Dedication, LLC343$28.6K<0.01%013F-HRTimeline
Cullen/Frost Bankers, Inc.in group Cullen/Frost Bankers, Inc.301$25.1K<0.01%new13F-HRTimelineGroup
Geneos Wealth Management Inc.300$25K<0.01%013F-HRTimeline
CREATIVE FINANCIAL DESIGNS INC /ADV300$25K<0.01%013F-HRTimeline
Russell Investments Group, Ltd.in group Russell Investments Group, Lt…297$24.7K<0.01%013F-HRTimelineGroup
HANTZ FINANCIAL SERVICES, INC.267$22K<0.01%013F-HRTimelineThe filing omitted confidential holdings, a later amendment may add them.
LANARK FINANCIAL, INC.249$20.8K<0.01%-2,11513F-HRTimeline
CITIGROUP INCin group CITIGROUP INC227$18.9K<0.01%013F-HRTimelineGroup
Dunhill Financial, LLC217$18.1K<0.01%013F-HRTimeline
Luminist Capital LLC211$17.7K0.02%013F-HRTimeline
Ancora Advisors LLCin group Ancora Advisors LLC207$17.2K<0.01%013F-HRTimelineGroup
AMERIFLEX GROUP, INC.206$17.2K0.01%new13F-HRTimeline
CITY HOLDING CO165$13.7K<0.01%013F-HRTimeline
Blue Trust, Inc.155$12.9K<0.01%+113F-HRTimeline
CoreCap Advisors, LLC153$12.7K<0.01%013F-HRTimeline
Smartleaf Asset Management LLC147$12.2K<0.01%new13F-HRTimeline
Wealthspire Advisors, LLC131$10.9K<0.01%new13F-HRTimeline
AdvisorNet Financial, Inc96$8K<0.01%013F-HRTimeline
AMERICAN NATIONAL BANK & TRUST79$6.58K<0.01%013F-HRTimeline
Key Financial Inc46$3.85K<0.01%013F-HRTimeline
Parallel Advisors, LLC26$2.17K<0.01%013F-HRTimeline
KELLEHER FINANCIAL ADVISORS10$833<0.01%new13F-HRTimeline