Skip to content
Disclosery

FDUS FIDUS INVT CORP

Follow

COM (common), issuer CIK 1513363

129 managers (130 13F filers) reported a position in FDUS shares at 2025-09-30, 9,575,838 shares in all. 18 filers opened a position and 8 filers sold out during the quarter.

Managers
129
13F filers
130
New
18
Added
46
Reduced
34
Sold out
8
Shares held by filers
9,575,838

Shares held by filers adds up every 13F filer's report, so a share reported by a parent and by its subsidiary counts twice (H9). Managers counts each filer group once.

13D and 13G filers

No 13D or 13G on this security in the data. Structured 13D/G data starts 2024-12-18.

Insider trades

No Form 4 transaction on this security in the data.

13F holders, Q3 2025

Filers in the available 13F reports with a share position at 2025-09-30, filer groups collapsed to one row (method), largest first. Options and principal amounts are left out. A group row states no % of portfolio, since each member reports its own portfolio: the members' percents are listed under it. A value about 1,000 times or 1/1,000 of the price other filers imply is shown as filed but neither ranks the row nor enters a sum.

HolderSharesValue% of portfolioChangeSource
VAN ECK ASSOCIATES CORPin group VAN ECK ASSOCIATES CORP903,443$18.3M0.02%+56,44913F-HRTimelineGroup
RAYMOND JAMES FINANCIAL INCin group RAYMOND JAMES FINANCIAL INC775,573$15.7M0.01%-38,12913F-HRTimelineGroup
Invesco Ltd.in group Invesco Ltd.497,921$10.1M<0.01%+51,21813F-HRTimelineGroup
Cetera Investment Advisers451,936$9.16M0.01%+81,60113F-HRTimeline
ENVESTNET ASSET MANAGEMENT INCin group ENVESTNET ASSET MANAGEMENT INC439,915$8.91M<0.01%+80,50013F-HRTimelineGroup
Columbus Macro, LLC401,460$8.13M0.93%+78,91713F-HRTimeline
UBS Group AGin group UBS Group AG375,736$7.61M<0.01%+77,34613F-HRTimelineGroup
Baird Financial Group, Inc.in group Baird Financial Group, Inc.356,300$7.22M0.01%+43,29813F-HRTimelineGroup
TWO SIGMA INVESTMENTS, LPgroup of 2 filers holding316,865$6.42M-351,627Timeline
BlackRock, Inc.in group BlackRock, Inc.248,625$5.04M<0.01%+55,47213F-HRTimelineGroup
Muzinich & Co., Inc.247,443$5.01M1.94%+57,21513F-HRTimeline
MORGAN STANLEYin group MORGAN STANLEY247,091$5.01M<0.01%-20,35413F-HR/ATimelineGroup
Legal & General Group Plcin group Legal & General Group Plc212,798$4.31M<0.01%-15,71413F-HRTimelineGroup
Sumitomo Mitsui Trust Group, Inc.in group Sumitomo Mitsui Trust Group, …209,241$4.24M<0.01%+56,77813F-HRTimelineGroup
NOVARE CAPITAL MANAGEMENT LLC199,839$4.05M0.31%+9,56413F-HRTimeline
PFG Advisors179,315$3.63M0.15%-9,18013F-HRTimeline
FRANKLIN RESOURCES INCin group Franklin Resources165,784$3.36M<0.01%-1,23213F-HRTimelineGroup
D.A. DAVIDSON & CO.155,751$3.16M0.02%+39,87913F-HRTimeline
Advisors Asset Management, Inc.151,293$3.07M0.05%-3,31713F-HR/ATimeline
GraniteShares Advisors LLC145,333$2.94M1.7%+12,80113F-HRTimeline
Ethos Financial Group, LLC142,864$2.89M0.23%+5,49913F-HRTimeline
LPL Financial LLC93,708$1.9M<0.01%+10,71513F-HRTimeline
HighTower Advisors, LLC93,028$1.88M<0.01%+2,16313F-HRTimeline
Capital Investment Advisory Services, L…92,082$1.87M0.15%+7,55813F-HRTimeline
NewEdge Advisors, LLC88,103$1.78M0.01%-3,01013F-HRTimeline
CAPITAL ADVISORY GROUP ADVISORY SERVICE…85,032$1.72M0.54%+7,41413F-HRTimeline
Qube Research & Technologies Ltd83,214$1.69M<0.01%+18,28513F-HRTimeline
MGB Wealth Management, LLC82,120$1.66M0.47%-7,65513F-HRTimeline
Davis Investment Partners, LLC77,133$1.57M0.54%+2913F-HRTimeline
Palogic Value Management, L.P.72,673$1.47M0.62%+3,57213F-HRTimeline
AMERIPRISE FINANCIAL INCin group AMERIPRISE FINANCIAL INC72,062$1.46M<0.01%-20,01813F-HRTimelineGroup
IHT Wealth Management, LLC71,681$1.45M0.04%+2,10013F-HRTimeline
Plan Group Financial, LLC68,713$1.39M0.37%+18,95013F-HRTimeline
Legacy Capital Wealth Partners, LLC65,449$1.33M0.29%-58813F-HRTimeline
MARSHALL WACE, LLPin group MARSHALL WACE, LLP64,929$1.32M<0.01%new13F-HRTimelineGroup
RIVERBRIDGE PARTNERS LLC58,480$1.18M0.02%+19,50513F-HRTimeline
Y-Intercept (Hong Kong) Ltd58,246$1.18M0.03%-4,11513F-HRTimeline
ROCKLAND TRUST CO55,912$1.13M0.05%new13F-HRTimeline
Greenland Capital Management LP55,000$1.11M0.16%+1,81013F-HRTimeline
WT Wealth Management51,113$1.04M0.3%-74213F-HRTimeline
CREDIT AGRICOLE S Ain group CREDIT AGRICOLE S A50,401$1.02M<0.01%13F-HRTimelineGroup
Trexquant Investment LP50,151$1.02M0.01%-26,38213F-HRTimeline
TRUIST FINANCIAL CORPin group TRUIST FINANCIAL CORP44,872$909K<0.01%-83113F-HRTimelineGroup
CANADA LIFE ASSURANCE Coin group CANADA LIFE ASSURANCE Co43,709$884K<0.01%+10,61513F-HRTimelineGroup
Hennion & Walsh Asset Management, Inc.41,978$850K0.03%-2,03813F-HRTimeline
COMMONWEALTH EQUITY SERVICES, LLC39,945$809K<0.01%+4,82113F-HRTimeline
Virtus Investment Advisers, LLCin group Virtus Investment Advisers, L…39,844$807K0.23%-1,41113F-HRTimelineGroup
DAVENPORT & Co LLC35,887$727K<0.01%-35013F-HRTimeline
Caprock Group, LLC32,665$703K0.02%13F-HRTimeline
NORTHWESTERN MUTUAL WEALTH MANAGEMENT COin group NORTHWESTERN MUTUAL INVESTMEN…31,228$633K<0.01%+31,07813F-HRTimelineGroup
Brevan Howard Capital Management LPin group Brevan Howard Capital Managem…31,091$630K0.01%new13F-HRTimelineGroup
LEVEL FOUR ADVISORY SERVICES, LLCin group LEVEL FOUR ADVISORY SERVICES,…30,994$628K0.02%+50713F-HRTimelineGroup
MERCER GLOBAL ADVISORS INC /ADV30,089$610K<0.01%+30613F-HRTimeline
Creative Planningin group Creative Planning28,044$568K<0.01%new13F-HRTimelineGroup
Cornerstone Wealth Management, LLC27,792$563K0.03%+61913F-HRTimeline
Steward Partners Investment Advisory, L…27,724$562K<0.01%+2,44013F-HRTimeline
Quantinno Capital Management LP27,165$550K<0.01%013F-HRTimeline
Cambridge Investment Research Advisors,…26,595$539K<0.01%-31013F-HRTimeline
Stratos Wealth Partners, LTD.in group Stratos Wealth Partners, LTD.26,200$531K0.01%013F-HRTimelineGroup
NATIXISin group Natixis Investment Managers25,525$519K<0.01%-1,22613F-HRTimelineGroup
NORTHERN TRUST CORPin group NORTHERN TRUST CORP23,169$469K<0.01%+2,96713F-HRTimelineGroup
Beacon Pointe Advisors, LLC22,628$458K<0.01%013F-HRTimeline
BANK OF AMERICA CORP /DE/in group BANK OF AMERICA CORP /DE/22,519$456K<0.01%+4,84613F-HR/ATimelineGroup
Summit Trail Advisors, LLC22,502$456K0.01%013F-HRTimeline
EAGLE GLOBAL ADVISORS LLC22,325$452K0.02%013F-HRTimeline
Global Retirement Partners, LLC21,337$432K0.01%+20,54913F-HRTimeline
OPPENHEIMER & CO INCin group OPPENHEIMER ASSET MANAGEMENT …20,859$423K0.01%+53613F-HRTimelineGroup
OPTIMUM INVESTMENT ADVISORS20,628$418K0.17%+23513F-HRTimeline
VestGen Advisors, LLC20,628$418K0.01%new13F-HRTimeline
WELLS FARGO & COMPANY/MNin group WELLS FARGO & COMPANY/MN20,369$413K<0.01%-3,51813F-HRTimelineGroup
Accredited Investors Inc.20,000$405K0.02%013F-HRTimeline
Prospera Financial Services Inc19,966$405K0.01%-20513F-HRTimeline
WEALTH ENHANCEMENT ADVISORY SERVICES, L…19,973$399K<0.01%-48913F-HRTimeline
Monument Capital Management19,039$386K0.1%new13F-HRTimeline
Cordgrass Capital Advisors, LLC17,981$364K0.09%013F-HRTimeline
Apollon Wealth Management, LLCin group Apollon Wealth Management, LLC17,852$362K0.01%new13F-HRTimelineGroup
STIFEL FINANCIAL CORPin group STIFEL FINANCIAL CORP16,565$336K<0.01%+2,57013F-HRTimelineGroup
Clearstead Advisors, LLC16,432$333K<0.01%-4,22913F-HRTimeline
Ascentis Independent Advisorsin group Ascentis Wealth Management, L…16,305$330K0.06%+56513F-HRTimelineGroup
Koss-Olinger Consulting, LLC16,153$326K0.03%013F-HRTimeline
Verition Fund Management LLC15,700$318K<0.01%+1,60013F-HRTimeline
Private Advisor Group, LLC15,085$306K<0.01%+35113F-HRTimeline
JT Stratford LLC15,046$305K0.04%new13F-HRTimeline
OSAIC HOLDINGS, INC.in group OSAIC HOLDINGS, INC.13,092$281K<0.01%013F-HRTimelineGroup
HB Wealth Management, LLC13,599$276K<0.01%013F-HRTimeline
Morey & Quinn Wealth Partners, LLC13,278$269K0.2%-1,50013F-HRTimeline
Fiduciary Alliance LLC13,025$264K0.02%013F-HRTimeline
Bragg Financial Advisors, Inc13,011$264K0.01%013F-HRTimeline
Sage Investment Counsel LLC12,070$245K0.27%013F-HRTimeline
Mariner, LLCin group Mariner, LLC12,038$244K<0.01%+52313F-HRTimelineGroup
Kestra Advisory Services, LLCin group Kestra Advisory Services, LLC11,576$235K<0.01%new13F-HRTimelineGroup
Secure Asset Management, LLC11,366$231K0.04%new13F-HRTimeline
INDEPENDENT FINANCIAL GROUP, LLC11,050$224K0.01%013F-HRTimeline
Janney Montgomery Scott LLC10,458$212K<0.01%-513F-HRTimeline
ADVISORY RESEARCH INC10,403$211K0.03%-17113F-HRTimeline
BLAIR WILLIAM & CO/IL9,883$200K<0.01%new13F-HRTimeline
JPMORGAN CHASE & COin group JPMORGAN CHASE & CO8,793$178K<0.01%+4,39513F-HR/ATimelineGroup
ROYAL BANK OF CANADAin group ROYAL BANK OF CANADA7,664$155K<0.01%-4,42413F-HRTimelineGroup
Farther Finance Advisors, LLC7,346$149K<0.01%013F-HRTimeline
Rockefeller Capital Management L.P.in group Rockefeller Capital Managemen…6,684$135K<0.01%new13F-HRTimelineGroup
BROWN BROTHERS HARRIMAN & COin group BROWN BROTHERS HARRIMAN & CO5,337$108K<0.01%013F-HRTimelineGroup
CWM, LLCin group CWM, LLC4,123$84K<0.01%+3,37413F-HRTimelineGroup
Millstone Evans Group, LLC3,686$74.7K0.05%013F-HRTimeline
MAI Capital Management3,132$63.5K<0.01%013F-HRTimeline
Advisory Services Network, LLC3,002$60.8K<0.01%new13F-HRTimeline
SIMPLEX TRADING, LLC2,576$52K<0.01%-13,88213F-HRTimeline
GPS Wealth Strategies Group, LLC2,378$48.2K0.01%-36113F-HRTimeline
Capital Advisors, Ltd. LLC2,250$46K0.01%013F-HRTimeline
BNP PARIBAS FINANCIAL MARKETSin group BNP PARIBAS FINANCIAL MARKETS2,223$45K<0.01%+2,18513F-HRTimelineGroup
Promus Capital, LLC2,023$41K0.03%013F-HRTimeline
Sound Income Strategies, LLC1,783$34.8K<0.01%-11513F-HRTimeline
Atlantic Union Bankshares Corpin group Atlantic Union Bankshares Corp1,500$30.4K<0.01%new13F-HRTimelineGroup
ORG Partners LLC1,416$28.7K0.01%013F-HRTimeline
State of Alaska, Department of Revenue1,431$28K<0.01%new13F-HRTimeline
AdvisorNet Financial, Inc1,229$24.9K<0.01%-49913F-HRTimeline
Cedar Wealth Management, LLC992$20.1K0.01%013F-HRTimeline
Quarry LP773$15.7K<0.01%-1,59313F-HRTimeline
PNC Financial Services Group, Inc.in group PNC Financial Services Group,…750$15.2K<0.01%013F-HRTimelineGroup
1 NORTH WEALTH SERVICES LLC600$12.2K<0.01%013F-HRTimeline
SouthState Bank Corpin group SouthState Bank Corp500$10.1K<0.01%new13F-HRTimelineGroup
Peterson Wealth Services343$2.47K<0.01%+22113F-HRTimeline
FLAGSHIP WEALTH ADVISORS, LLC84$1.7K<0.01%new13F-HRTimeline
Russell Investments Group, Ltd.in group Russell Investments Group, Lt…72$1.46K<0.01%013F-HRTimelineGroup
N.E.W. Advisory Services LLC62$1.26K<0.01%013F-HRTimeline
Geneos Wealth Management Inc.51$1.03K<0.01%013F-HRTimeline
Private Wealth Asset Management, LLC10$203<0.01%new13F-HRTimeline
Smartleaf Asset Management LLC7$141<0.01%013F-HRTimeline
Caitong International Asset Management …4$81<0.01%013F-HRTimeline
DANSKE BANK A/S1$20<0.01%013F-HR/ATimeline