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Disclosery

FCAL FIRST TR EXCH TRADED FD III

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CALIF MUN INCM (fund)

72 managers (73 13F filers) reported a position in FCAL shares at 2025-09-30, 2,627,829 shares in all. 6 filers opened a position and 10 filers sold out during the quarter.

Managers
72
13F filers
73
New
6
Added
29
Reduced
30
Sold out
10
Shares held by filers
2,627,829

Shares held by filers adds up every 13F filer's report, so a share reported by a parent and by its subsidiary counts twice (H9). Managers counts each filer group once.

13D and 13G filers

No 13D or 13G on this security in the data. Structured 13D/G data starts 2024-12-18.

Insider trades

No Form 4 transaction on this security in the data.

13F holders, Q3 2025

Filers in the available 13F reports with a share position at 2025-09-30, filer groups collapsed to one row (method), largest first. Options and principal amounts are left out. A group row states no % of portfolio, since each member reports its own portfolio: the members' percents are listed under it. A value about 1,000 times or 1/1,000 of the price other filers imply is shown as filed but neither ranks the row nor enters a sum.

HolderSharesValue% of portfolioChangeSource
LPL Financial LLC850,533$41.5M0.01%+62,65113F-HRTimeline
MORGAN STANLEYin group MORGAN STANLEY209,544$10.2M<0.01%-1,34813F-HR/ATimelineGroup
Composition Wealth, LLC153,234$7.47M0.11%-1,818,46113F-HRTimeline
Citizens Business Bank124,520$6.07M1.01%-1,19813F-HRTimeline
Westside Investment Management, Inc.110,445$5.39M0.86%+35013F-HRTimeline
GUGGENHEIM CAPITAL LLCin group GUGGENHEIM CAPITAL LLC102,046$4.98M0.04%-3,43113F-HRTimelineGroup
ROYAL BANK OF CANADAin group ROYAL BANK OF CANADA75,124$3.66M<0.01%-1,18513F-HRTimelineGroup
Cetera Investment Advisers74,670$3.64M<0.01%+8,76613F-HRTimeline
Southland Equity Partners LLC54,037$2.64M0.53%-19413F-HRTimeline
Ignite Planners, LLC52,921$2.58M0.42%+6,78513F-HRTimeline
Mariner, LLCin group Mariner, LLC47,503$2.32M<0.01%-12,15013F-HRTimelineGroup
Compound Planning, Inc.45,065$2.2M0.07%-3,58713F-HRTimeline
Magnus Financial Group LLC43,049$2.1M0.17%+2,29713F-HRTimeline
UBS Group AGin group UBS Group AG39,908$1.95M<0.01%-4,55513F-HRTimelineGroup
Running Point Capital Advisors, LLC36,287$1.77M0.47%+87213F-HRTimeline
OSAIC HOLDINGS, INC.in group OSAIC HOLDINGS, INC.33,558$1.62M<0.01%+11,14013F-HRTimelineGroup
INTEGRAL INVESTMENT ADVISORS, INC.30,655$1.5M0.4%+3,50713F-HRTimeline
MGO ONE SEVEN LLC29,875$1.46M0.03%-5,00013F-HRTimeline
ENVESTNET ASSET MANAGEMENT INCgroup of 2 filers holding26,584$1.3M+2,536Timeline
HighTower Advisors, LLC26,567$1.3M<0.01%+3,77713F-HRTimeline
CHANNEL WEALTH LLC22,116$1.08M0.29%-9,69213F-HRTimeline
Mutual Advisors, LLC21,666$1.07M0.02%+1013F-HRTimeline
Entruity Wealth, LLC20,735$1.01M0.78%+21813F-HRTimeline
Rockefeller Capital Management L.P.in group Rockefeller Capital Managemen…20,000$975K<0.01%-9,00013F-HRTimelineGroup
COMMONWEALTH EQUITY SERVICES, LLC18,921$923K<0.01%+41513F-HRTimeline
Cambridge Investment Research Advisors,…18,644$909K<0.01%-1,06813F-HRTimeline
Catalina Capital Group, LLC17,310$844K0.52%-2,63413F-HRTimeline
Golden State Wealth Management, LLC17,168$837K0.09%+9,98013F-HRTimeline
FORONJY FINANCIAL LLC16,589$809K0.35%-67613F-HRTimeline
JANE STREET GROUP, LLCin group JANE STREET GROUP, LLC16,433$801K<0.01%-72,52113F-HRTimelineGroup
WESPAC Advisors SoCal, LLC15,287$746K0.15%new13F-HRTimeline
Blue Zone Wealth Advisors, LLC14,000$683K0.14%-9,78613F-HRTimeline
New Insight Wealth Advisors13,072$638K0.24%-2,09013F-HRTimeline
FLOW TRADERS U.S. LLC12,152$593K0.02%+4,03413F-HRTimeline
CENTAURUS FINANCIAL, INC.11,985$584K0.03%013F-HRTimeline
Tidemark, LLC11,348$553K0.16%-3,43213F-HRTimeline
CLIFFORD SWAN INVESTMENT COUNSEL LLC11,345$553K0.02%013F-HRTimeline
Koshinski Asset Management, Inc.11,165$545K0.04%new13F-HRTimeline
RAYMOND JAMES FINANCIAL INCin group RAYMOND JAMES FINANCIAL INC11,122$542K<0.01%-75313F-HRTimelineGroup
Warren Street Wealth Advisors, LLC9,067$442K0.13%-213F-HRTimeline
Inspire Advisors, LLCin group Inspire Investing, LLC8,927$435K0.04%+3,93513F-HRTimelineGroup
Guild Investment Management, Inc.8,000$390K0.31%+2,00013F-HRTimeline
Farther Finance Advisors, LLC8,000$390K0.01%+2,00013F-HRTimeline
SUSQUEHANNA INTERNATIONAL GROUP, LLPin group SUSQUEHANNA INTERNATIONAL GRO…7,935$387K<0.01%-4,04913F-HRTimelineGroup
D.A. DAVIDSON & CO.7,888$385K<0.01%+3,61913F-HRTimeline
Perennial Investment Advisors, LLC7,484$365K0.03%-1,44413F-HRTimeline
Hennion & Walsh Asset Management, Inc.7,225$352K0.01%new13F-HRTimeline
Towerpoint Wealth, LLC7,179$350K0.14%-36713F-HRTimeline
NewEdge Advisors, LLC7,131$348K<0.01%-2,60713F-HRTimeline
CLG LLC7,128$348K0.09%+4813F-HRTimeline
Equitable Holdings, Inc.in group Equitable Holdings, Inc.6,548$319K<0.01%-2,87713F-HRTimelineGroup
SeaCrest Wealth Management, LLC5,917$290K0.03%new13F-HRTimeline
TriaGen Wealth Management LLC5,736$280K0.07%-88613F-HRTimeline
WEALTH ENHANCEMENT ADVISORY SERVICES, L…5,655$277K<0.01%+27913F-HRTimeline
FLAGSTAR SECURITIES, INCin group FLAGSTAR SECURITIES, INC5,579$272K0.08%+69013F-HRTimelineGroup
KINGSWOOD WEALTH ADVISORS, LLC5,189$253K0.02%-2,03313F-HRTimeline
Steward Partners Investment Advisory, L…5,100$249K<0.01%013F-HRTimeline
Integrity Financial Corp /WA5,055$247K0.12%+31313F-HRTimeline
Argyle Capital Partners, LLC5,051$246K0.18%013F-HRTimeline
Quantinno Capital Management LP4,914$240K<0.01%new13F-HRTimeline
TWIN PEAKS WEALTH ADVISORS, LLC4,797$234K0.08%013F-HRTimeline
Cypress Wealth Services, LLC4,355$212K0.03%+3613F-HRTimeline
AMERIFLEX GROUP, INC.3,086$151K0.06%+1,54313F-HRTimeline
HARBOUR INVESTMENTS, INC.1,476$72K<0.01%+413F-HRTimeline
Allworth Financial LP1,380$67.3K<0.01%013F-HRTimeline
PRIVATE TRUST CO NA1,162$56.7K<0.01%-22713F-HRTimeline
COMERICA BANK984$48K<0.01%new13F-HRTimeline
Global Retirement Partners, LLC905$44.1K<0.01%+713F-HRTimeline
Larson Financial Group LLC900$43.9K<0.01%013F-HRTimeline
Ameritas Investment Partners, Inc.in group Ameritas Investment Partners,…857$41.8K<0.01%-2,05413F-HRTimelineGroup
Team Financial Group, LLC35$1.71K<0.01%013F-HRTimeline
WELLS FARGO & COMPANY/MNin group WELLS FARGO & COMPANY/MN1$50<0.01%+113F-HRTimelineGroup