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DUKZ NORTHERN LIGHTS FD TR

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OCEA PK DIVE ETF (fund)

13 managers (14 13F filers) reported a position in DUKZ shares at 2026-03-31, 1,083,810 shares in all. 5 filers opened a position and 2 filers sold out during the quarter.

Managers
13
13F filers
14
New
5
Added
6
Reduced
1
Sold out
2
Shares held by filers
1,083,810

Shares held by filers adds up every 13F filer's report, so a share reported by a parent and by its subsidiary counts twice (H9). Managers counts each filer group once.

13D and 13G filers

No 13D or 13G on this security in the data. Structured 13D/G data starts 2024-12-18.

Insider trades

No Form 4 transaction on this security in the data.

13F holders, Q1 2026

Filers in the available 13F reports with a share position at 2026-03-31, filer groups collapsed to one row (method), largest first. Options and principal amounts are left out. A group row states no % of portfolio, since each member reports its own portfolio: the members' percents are listed under it. A value about 1,000 times or 1/1,000 of the price other filers imply is shown as filed but neither ranks the row nor enters a sum.

HolderSharesValue% of portfolioChangeSource
Spartan Wealth Advisory Services LLC404,521$10.1M0.88%13F-HRTimeline
VestGen Advisors, LLC317,534$8.08M0.23%new13F-HRTimeline
ENVESTNET ASSET MANAGEMENT INCgroup of 2 filers holding203,718$5.08M+27,536Timeline
INDEPENDENT FINANCIAL GROUP, LLC49,363$1.23M0.03%+29,55313F-HR/ATimeline
Cambridge Investment Research Advisors,…30,425$758K<0.01%+80913F-HRTimeline
Mutual Advisors, LLC22,261$555K0.01%+6,34413F-HRTimeline
COMMONWEALTH EQUITY SERVICES, LLC17,134$427K<0.01%-52313F-HRTimeline
SIGNATURE ESTATE & INVESTMENT ADVISORS …in group SIGNATURE ESTATE & INVESTMENT…15,568$388K0.01%new13F-HRTimelineGroup
PARK AVENUE SECURITIES LLCin group PARK AVENUE SECURITIES LLC9,647$240K<0.01%new13F-HRTimelineGroup
Ocean Park Asset Management, LLC8,631$215K0.01%+713F-HR/ATimeline
Farther Finance Advisors, LLC4,201$105K<0.01%new13F-HRTimeline
HARBOUR INVESTMENTS, INC.597$14.9K<0.01%013F-HRTimeline
UBS Group AGin group UBS Group AG210$5.23K<0.01%new13F-HRTimelineGroup