DUKZ NORTHERN LIGHTS FD TR

OCEA PK DIVE ETF (fund)

9 managers (10 13F filers) reported a position in DUKZ shares at 2025-12-31, 286,456 shares in all. 5 filers opened a position and 1 filer sold out during the quarter.

Managers: 9
13F filers: 10
New: 5
Added: 3
Reduced: 1
Sold out: 1
Shares held by filers: 286,456

Shares held by filers adds up every 13F filer's report, so a share reported by a parent and by its subsidiary counts twice (H9). Managers counts each filer group once.

13D and 13G filers

No 13D or 13G on this security in the data. Structured 13D/G data starts 2024-12-18.

Insider trades

No Form 4 transaction on this security in the data.

13F holders, Q4 2025

Filers in the available 13F reports with a share position at 2025-12-31, filer groups collapsed to one row (method), largest first. Options and principal amounts are left out. A group row states no % of portfolio, since each member reports its own portfolio: the members' percents are listed under it. A value about 1,000 times or 1/1,000 of the price other filers imply is shown as filed but neither ranks the row nor enters a sum.

Holder	Shares	Value	% of portfolio	Change	Source
ENVESTNET ASSET MANAGEMENT INCgroup of 2 filers holding	176,182	$4.45M		new	Timeline ENVESTNET ASSET MANAGEMENT INC: 166,905 (<0.01%) 13F-HR Envestnet Portfolio Solutions, In…: 9,277 (<0.01%) 13F-HR
Cambridge Investment Research Advisors,…	29,616	$749K	<0.01%	-1,997	13F-HR Timeline
INDEPENDENT FINANCIAL GROUP, LLC	19,810	$501K	0.01%	new	13F-HR Timeline
COMMONWEALTH EQUITY SERVICES, LLC	17,657	$446K	<0.01%	+202	13F-HR Timeline
OSAIC HOLDINGS, INC.in group OSAIC HOLDINGS, INC.	16,000	$404K	<0.01%	+15,997	13F-HR Timeline Group
Mutual Advisors, LLC	15,917	$402K	0.01%	+7,237	13F-HR Timeline
Ocean Park Asset Management, LLC	8,624	$218K	0.01%	new	13F-HR Timeline
Kestra Advisory Services, LLCin group Kestra Advisory Services, LLC	2,053	$51.9K	<0.01%	new	13F-HR Timeline Group
HARBOUR INVESTMENTS, INC.	597	$15.1K	<0.01%	0	13F-HR Timeline