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Disclosery

CLM CORNERSTONE STRATEGIC INVEST

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COM (fund), issuer CIK 814083

125 managers (126 13F filers) reported a position in CLM shares at 2025-09-30, 37,977,889 shares in all. 18 filers opened a position and 13 filers sold out during the quarter.

Managers
125
13F filers
126
New
18
Added
48
Reduced
30
Sold out
13
Shares held by filers
37,977,889

Shares held by filers adds up every 13F filer's report, so a share reported by a parent and by its subsidiary counts twice (H9). Managers counts each filer group once.

13D and 13G filers

No 13D or 13G on this security in the data. Structured 13D/G data starts 2024-12-18.

Insider trades

No Form 4 transaction on this security in the data.

13F holders, Q3 2025

Filers in the available 13F reports with a share position at 2025-09-30, filer groups collapsed to one row (method), largest first. Options and principal amounts are left out. A group row states no % of portfolio, since each member reports its own portfolio: the members' percents are listed under it. A value about 1,000 times or 1/1,000 of the price other filers imply is shown as filed but neither ranks the row nor enters a sum.

HolderSharesValue% of portfolioChangeSource
Alpine Global Management, LLC6,993,780$57.9M11.9%+380,98513F-HR/ATimeline
BOOTHBAY FUND MANAGEMENT, LLC6,408,552$53.1M1.34%+272,62313F-HRTimeline
SIT INVESTMENT ASSOCIATES INCin group SIT INVESTMENT ASSOCIATES INC5,977,044$49.5M1%+246,26813F-HRTimelineGroup
OSAIC HOLDINGS, INC.in group OSAIC HOLDINGS, INC.3,484,666$28.4M0.04%-8,88413F-HRTimelineGroup
Sculptor Capital LPin group Sculptor Capital LP2,812,450$23.3M0.32%+145,87613F-HRTimelineGroup
LPL Financial LLC1,452,239$12M<0.01%+89,94013F-HRTimeline
Cetera Investment Advisers1,067,083$8.84M0.01%+456,49813F-HRTimeline
Yakira Capital Management, Inc.1,021,653$8.46M3.15%-176,11613F-HRTimeline
RIVERNORTH CAPITAL MANAGEMENT, LLC1,011,315$8.37M0.48%-792,07713F-HRTimeline
COHEN & STEERS, INC.in group COHEN & STEERS, INC.669,931$5.55M0.01%-65,00013F-HRTimelineGroup
Cable Car Capital, LP661,614$5.48M2.35%-21113F-HRTimeline
Cambridge Investment Research Advisors,…525,268$4.35M0.01%+26,41913F-HRTimeline
Stratos Wealth Partners, LTD.in group Stratos Wealth Partners, LTD.508,478$4.21M0.05%-39,99913F-HRTimelineGroup
MORGAN STANLEYin group MORGAN STANLEY500,904$4.15M<0.01%-7,14013F-HR/ATimelineGroup
Perennial Investment Advisors, LLC454,903$3.77M0.31%+3,67513F-HRTimeline
RAYMOND JAMES FINANCIAL INCin group RAYMOND JAMES FINANCIAL INC345,578$2.86M<0.01%-5,85213F-HRTimelineGroup
Quarry LP272,335$2.25M0.55%-234,66113F-HRTimeline
COMMONWEALTH EQUITY SERVICES, LLC256,154$2.12M<0.01%+4,41413F-HRTimeline
J.W. COLE ADVISORS, INC.224,152$1.86M0.04%+18,22113F-HRTimeline
Aptus Capital Advisors, LLC199,067$1.65M0.02%-18,84313F-HRTimeline
Creative Planningin group Creative Planning198,944$1.65M<0.01%+77,97013F-HRTimelineGroup
StoneX Group Inc.in group StoneX Group Inc.159,082$1.32M0.06%+25,13313F-HRTimelineGroup
WJ Financial Advisors LLC150,899$1.25M1.21%13F-HRTimeline
Thrivent Financial for Lutheransin group Thrivent Financial for Luther…145,939$1.21M<0.01%013F-HRTimelineGroup
WINEBRENNER CAPITAL MANAGEMENT LLC133,754$1.11M0.8%+25,32813F-HRTimeline
Baird Financial Group, Inc.in group Baird Financial Group, Inc.116,380$964K<0.01%+24,98313F-HRTimelineGroup
BENJAMIN EDWARDS INCin group BENJAMIN EDWARDS INC89,832$744K0.01%-19,67913F-HRTimelineGroup
Encompass More Asset Management83,826$694K0.13%+3,50913F-HRTimeline
CREATIVE FINANCIAL DESIGNS INC /ADV83,436$691K0.05%+1,69413F-HRTimeline
Prospera Financial Services Inc82,665$684K0.01%+11,93913F-HRTimeline
CreativeOne Wealth, LLCin group CreativeOne Wealth, LLC69,080$572K0.01%+29,96813F-HRTimelineGroup
HighTower Advisors, LLC68,768$569K<0.01%+9,27213F-HRTimeline
AE Wealth Management LLC67,617$560K<0.01%+17,45313F-HRTimeline
JANE STREET GROUP, LLCin group JANE STREET GROUP, LLC67,540$559K<0.01%+2,53513F-HRTimelineGroup
Strategic Financial Concepts, LLC66,200$548K0.08%+1,50013F-HRTimeline
AMERIFLEX GROUP, INC.64,600$535K0.2%new13F-HRTimeline
Kestra Advisory Services, LLCgroup of 2 filers holding59,944$496K+1,200Timeline
Private Advisor Group, LLC50,972$422K<0.01%-70913F-HRTimeline
STIFEL FINANCIAL CORPin group STIFEL FINANCIAL CORP50,531$418K<0.01%+3,31613F-HRTimelineGroup
TORONTO DOMINION BANKin group TORONTO DOMINION BANK50,000$414K<0.01%013F-HRTimelineGroup
Garden State Investment Advisory Servic…49,239$408K0.1%-12,46713F-HRTimeline
ENVESTNET ASSET MANAGEMENT INCin group ENVESTNET ASSET MANAGEMENT INC45,432$376K<0.01%+22013F-HRTimelineGroup
CoreCap Advisors, LLC41,633$345K0.01%-10,32313F-HRTimeline
SUSQUEHANNA INTERNATIONAL GROUP, LLPin group SUSQUEHANNA INTERNATIONAL GRO…39,962$331K<0.01%+11,80113F-HRTimelineGroup
PFG Investments, LLC39,019$323K0.02%+1,70113F-HRTimeline
Dynamic Advisor Solutions LLC38,947$322K0.01%-2,59813F-HRTimeline
MGO ONE SEVEN LLC35,383$293K0.01%+8313F-HRTimeline
MARK SHEPTOFF FINANCIAL PLANNING, LLC34,913$289K0.14%new13F-HRTimeline
OneAscent Family Office, LLCin group OneAscent Financial Services …34,000$282K0.23%new13F-HRTimelineGroup
SeaCrest Wealth Management, LLC30,490$259K0.03%+6,55213F-HRTimeline
WEALTH ENHANCEMENT ADVISORY SERVICES, L…29,149$245K<0.01%-1,95113F-HRTimeline
BlackRock, Inc.in group BlackRock, Inc.29,204$242K<0.01%-53,94013F-HRTimelineGroup
Buska Wealth Management, LLC28,317$234K0.07%+10,30013F-HRTimeline
A4 Wealth Advisors LLC27,744$230K0.19%13F-HRTimeline
Rockefeller Capital Management L.P.in group Rockefeller Capital Managemen…27,156$225K<0.01%+1,45413F-HRTimelineGroup
MILLENNIUM MANAGEMENT LLCin group MILLENNIUM MANAGEMENT LLC26,574$220K<0.01%013F-HRTimelineGroup
Virtu Financial LLCin group Virtu Financial LLC26,536$220K0.01%new13F-HRTimelineGroup
Chicago Partners Investment Group LLC26,236$217K0.01%-11513F-HRTimeline
Fisher Asset Management, LLC25,604$212K<0.01%new13F-HRTimeline
CITADEL ADVISORS LLCin group CITADEL ADVISORS LLC25,111$208K<0.01%-12,81813F-HRTimelineGroup
Redhawk Wealth Advisors, Inc.24,754$205K0.02%+1,07613F-HRTimeline
UBS Group AGin group UBS Group AG23,390$194K<0.01%+19613F-HRTimelineGroup
HF Advisory Group, LLC22,745$188K0.07%+80613F-HRTimeline
Summit Financial, LLC21,787$180K<0.01%+16013F-HRTimeline
Sequoia Financial Advisors, LLC21,400$177K<0.01%013F-HRTimeline
Vantage Financial Partners, LLC21,275$176K0.04%-16213F-HRTimeline
Pathstone Holdings, LLCin group Pathstone Holdings, LLC21,012$174K<0.01%013F-HRTimelineGroup
INTEGRITY ALLIANCE, LLC.19,962$165K0.01%new13F-HRTimeline
EVOLUTION WEALTH MANAGEMENT INC.19,425$161K0.17%013F-HR/ATimeline
Sanctuary Advisors, LLC18,900$156K<0.01%+10013F-HR/ATimeline
LANARK FINANCIAL, INC.18,455$153K0.01%013F-HRTimeline
FIRETHORN WEALTH PARTNERS, LLC17,925$148K0.06%+77913F-HRTimeline
BECKER CAPITAL MANAGEMENT INC17,630$146K<0.01%new13F-HRTimeline
WEDBUSH SECURITIES INC17,150$142K<0.01%+3,30013F-HRTimeline
Capital CS Group, LLC16,287$135K0.22%-6,28113F-HRTimeline
AMERIPRISE FINANCIAL INCin group AMERIPRISE FINANCIAL INC15,930$132K<0.01%+1413F-HRTimelineGroup
MONEY CONCEPTS CAPITAL CORP15,901$132K0.01%new13F-HRTimeline
Meridian Wealth Management, LLC15,283$127K<0.01%-3,84313F-HRTimeline
Allworth Financial LP14,476$120K<0.01%+1313F-HRTimeline
Pasadena Private Wealth, LLC14,114$117K0.02%+16913F-HRTimeline
Mariner, LLCin group Mariner, LLC13,694$113K<0.01%new13F-HRTimelineGroup
DAVENPORT & Co LLC12,773$106K<0.01%013F-HRTimeline
NewEdge Advisors, LLC12,682$105K<0.01%-17,18313F-HRTimeline
Empirical Financial Services, LLC d.b.a…12,100$100K<0.01%new13F-HRTimeline
Integrated Wealth Concepts LLC11,805$97.8K<0.01%-40513F-HRTimeline
MOSAIC FAMILY WEALTH PARTNERS, LLC11,863$97.7K0.01%+41513F-HRTimeline
Larson Financial Group LLC11,578$95.9K<0.01%+1,45613F-HRTimeline
HARBOR INVESTMENT ADVISORY, LLC11,204$92.8K0.01%013F-HRTimeline
OneDigital Investment Advisors LLC10,260$85K<0.01%013F-HRTimeline
Sonora Investment Management Group, LLC10,135$83.9K0.01%013F-HRTimeline
Valmark Advisers, Inc.10,000$82.8K<0.01%013F-HRTimeline
Kingsview Wealth Management, LLC10,000$82.8K<0.01%013F-HRTimeline
Marshall Financial Group, LLC10,000$82.8K0.02%013F-HRTimeline
NFSG Corp10,000$82.8K0.01%013F-HRTimeline
Thomas J. Herzfeld Advisors, Inc.9,539$79K0.03%-1,065,42713F-HRTimeline
GPS Wealth Strategies Group, LLC8,010$66.3K0.01%013F-HRTimeline
Anfield Capital Management, LLCin group Anfield Capital Management, L…6,528$54.1K0.02%013F-HRTimelineGroup
US BANCORP \DE\in group US BANCORP \DE\6,505$53.9K<0.01%-250,00013F-HRTimelineGroup
NORTHWESTERN MUTUAL WEALTH MANAGEMENT COin group NORTHWESTERN MUTUAL INVESTMEN…5,647$46.8K<0.01%-4,10813F-HRTimelineGroup
Atlantic Union Bankshares Corpin group Atlantic Union Bankshares Corp5,500$45.5K<0.01%new13F-HRTimelineGroup
Sound Income Strategies, LLC4,864$41.2K<0.01%013F-HRTimeline
Farther Finance Advisors, LLC4,804$39.8K<0.01%013F-HRTimeline
TSFG, LLC2,419$20K<0.01%+6813F-HRTimeline
IFP Advisors, Inc2,000$16.6K<0.01%new13F-HR/ATimeline
ASSETMARK, INCin group ASSETMARK, INC1,971$16.3K<0.01%013F-HRTimelineGroup
Arax Advisory Partners1,923$15.9K<0.01%new13F-HRTimeline
Aventura Private Wealth, LLC1,500$12.4K<0.01%013F-HRTimeline
Sunbelt Securities, Inc.1,387$11.5K<0.01%+20613F-HRTimeline
PNC Financial Services Group, Inc.in group PNC Financial Services Group,…1,250$10.3K<0.01%+5013F-HRTimelineGroup
Ameritas Advisory Services, LLCin group Ameritas Investment Partners,…1,234$10.2K<0.01%+4313F-HRTimelineGroup
Keener Financial Planning LLC1,150$9K<0.01%new13F-HRTimeline
GODSEY & GIBB, INC1,000$8.28K<0.01%013F-HRTimeline
DUNCKER STREETT & CO INC1,000$8.28K<0.01%new13F-HRTimeline
Avalon Trust Co1,000$8.28K<0.01%013F-HRTimeline
ROYAL BANK OF CANADAin group ROYAL BANK OF CANADA1,000$8K<0.01%-1,59413F-HRTimelineGroup
MAI Capital Management959$7.94K<0.01%-18,90613F-HRTimeline
GoalVest Advisory LLC928$7.68K<0.01%new13F-HRTimeline
PRINCIPAL SECURITIES, INC.in group PRINCIPAL FINANCIAL GROUP INC700$5.8K<0.01%013F-HRTimelineGroup
SALEM INVESTMENT COUNSELORS INC700$5.8K<0.01%013F-HRTimeline
HIGHLINE WEALTH PARTNERS LLC400$3.31K<0.01%new13F-HRTimeline
Tower Research Capital LLC (TRC)in group Tower Research Capital LLC (T…206$1.71K<0.01%new13F-HRTimelineGroup
HARBOUR INVESTMENTS, INC.38$315<0.01%013F-HRTimeline
WELLS FARGO & COMPANY/MNin group WELLS FARGO & COMPANY/MN5$43<0.01%+213F-HRTimelineGroup
DANSKE BANK A/S2$17<0.01%013F-HR/ATimeline
Steward Partners Investment Advisory, L…1$4<0.01%013F-HRTimeline