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Disclosery

BANX ARROWMARK FINANCIAL CORP

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COM (fund), issuer CIK 1578987

36 managers (36 13F filers) reported a position in BANX shares at 2025-09-30, 878,999 shares in all. 7 filers opened a position and 4 filers sold out during the quarter.

Managers
36
13F filers
36
New
7
Added
8
Reduced
8
Sold out
4
Shares held by filers
878,999

Shares held by filers adds up every 13F filer's report, so a share reported by a parent and by its subsidiary counts twice (H9). Managers counts each filer group once.

13D and 13G filers

No 13D or 13G on this security in the data. Structured 13D/G data starts 2024-12-18.

Insider trades

No Form 4 transaction on this security in the data.

13F holders, Q3 2025

Filers in the available 13F reports with a share position at 2025-09-30, filer groups collapsed to one row (method), largest first. Options and principal amounts are left out. A group row states no % of portfolio, since each member reports its own portfolio: the members' percents are listed under it. A value about 1,000 times or 1/1,000 of the price other filers imply is shown as filed but neither ranks the row nor enters a sum.

HolderSharesValue% of portfolioChangeSource
RAYMOND JAMES FINANCIAL INCin group RAYMOND JAMES FINANCIAL INC179,070$3.93M<0.01%+1,41413F-HRTimelineGroup
STIFEL FINANCIAL CORPin group STIFEL FINANCIAL CORP153,523$3.37M<0.01%-1,14713F-HRTimelineGroup
ArrowMark Colorado Holdings LLC137,327$3.01M0.06%-59,56213F-HRTimeline
Noble Wealth Management PBC77,679$1.7M0.91%13F-HRTimeline
Everstar Asset Management, LLC44,188$969K0.55%+3,76613F-HRTimeline
OSAIC HOLDINGS, INC.in group OSAIC HOLDINGS, INC.34,208$742K<0.01%+11,48713F-HRTimelineGroup
MORGAN STANLEYin group MORGAN STANLEY30,940$678K<0.01%+12,22113F-HR/ATimelineGroup
Capital Investment Advisors, LLC27,496$603K0.01%013F-HRTimeline
BARD ASSOCIATES INC27,155$595K0.16%-13,88013F-HRTimeline
MARSHALL WACE, LLPin group MARSHALL WACE, LLP25,821$566K<0.01%+7,39813F-HRTimelineGroup
OPPENHEIMER & CO INCin group OPPENHEIMER ASSET MANAGEMENT …22,293$489K0.01%+6,28413F-HRTimelineGroup
Falcon Wealth Planning18,862$413K0.04%013F-HRTimeline
Catalina Capital Group, LLC15,678$344K0.21%013F-HRTimeline
Rockefeller Capital Management L.P.in group Rockefeller Capital Managemen…14,762$324K<0.01%new13F-HRTimelineGroup
Accurate Wealth Management, LLC14,374$311K0.04%new13F-HRTimeline
Oxbow Advisors, LLC10,890$239K0.02%-10013F-HRTimeline
Cambridge Investment Research Advisors,…10,137$222K<0.01%+16013F-HRTimeline
Private Advisor Group, LLC9,350$205K<0.01%new13F-HRTimeline
Belpointe Asset Management LLC9,300$204K0.01%new13F-HRTimeline
MAI Capital Management5,250$115K<0.01%013F-HRTimeline
BANK OF AMERICA CORP /DE/in group BANK OF AMERICA CORP /DE/3,050$66.9K<0.01%-413F-HR/ATimelineGroup
UMB Bank, n.a.2,700$59.2K<0.01%013F-HRTimelineThe filing omitted confidential holdings, a later amendment may add them.
TRUST CO OF VERMONT1,750$38.4K<0.01%-57513F-HRTimeline
CALDWELL SUTTER CAPITAL, INC.693$15.2K0.01%013F-HRTimeline
Pathway Financial Advisers, LLC557$12.2K<0.01%new13F-HRTimeline
Wilmington Savings Fund Society, FSB500$11K<0.01%013F-HR/ATimeline
UBS Group AGin group UBS Group AG445$9.75K<0.01%-57413F-HRTimelineGroup
Sound Income Strategies, LLC449$9.7K<0.01%013F-HRTimeline
Allworth Financial LP200$4.38K<0.01%013F-HRTimeline
NFSG Corp200$4.38K<0.01%013F-HRTimeline
SIMPLEX TRADING, LLC120$2K<0.01%new13F-HRTimeline
Creekmur Asset Management LLC10$227<0.01%013F-HRTimeline
SBI Securities Co., Ltd.10$219<0.01%-113F-HRTimeline
FMR LLCin group FMR LLC6$132<0.01%+413F-HRTimelineGroup
Russell Investments Group, Ltd.in group Russell Investments Group, Lt…5$110<0.01%new13F-HRTimelineGroup
WELLS FARGO & COMPANY/MNin group WELLS FARGO & COMPANY/MN1$15<0.01%013F-HRTimelineGroup