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Disclosery

AXSM AXSOME THERAPEUTICS INC.

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Stock (common), issuer CIK 1579428

347 managers (356 13F filers) reported a position in AXSM shares at 2025-09-30, 37,189,519 shares in all. 45 filers opened a position and 40 filers sold out during the quarter.

Managers
347
13F filers
356
New
45
Added
146
Reduced
104
Sold out
40
Shares held by filers
37,189,519

Shares held by filers adds up every 13F filer's report, so a share reported by a parent and by its subsidiary counts twice (H9). Managers counts each filer group once.

13D and 13G filers

No 13D or 13G on this security in the data. Structured 13D/G data starts 2024-12-18.

Insider trades

No Form 4 transaction on this security in the data.

13F holders, Q3 2025

Filers in the available 13F reports with a share position at 2025-09-30, filer groups collapsed to one row (method), largest first. Options and principal amounts are left out. A group row states no % of portfolio, since each member reports its own portfolio: the members' percents are listed under it. A value about 1,000 times or 1/1,000 of the price other filers imply is shown as filed but neither ranks the row nor enters a sum.

HolderSharesValue% of portfolioChangeSource
Rockefeller Capital Management L.P.in group Rockefeller Capital Managemen…5,737$697K<0.01%new13F-HRTimelineGroup
TOCQUEVILLE ASSET MANAGEMENT L.P.in group TOCQUEVILLE ASSET MANAGEMENT …5,650$686K0.01%+45013F-HRTimelineGroup
CABOT WEALTH MANAGEMENT INC5,560$675K0.07%new13F-HRTimeline
LOS ANGELES CAPITAL MANAGEMENT LLC5,555$675K<0.01%+1,13113F-HRTimeline
STIFEL FINANCIAL CORPin group STIFEL FINANCIAL CORP5,507$669K<0.01%+1,18513F-HRTimelineGroup
Cerity Partners LLCin group Cerity Partners LLC5,404$656K<0.01%-24813F-HRTimelineGroup
CWM, LLCin group CWM, LLC5,151$626K<0.01%+2,14613F-HRTimelineGroup
PRUDENTIAL FINANCIAL INCin group PRUDENTIAL FINANCIAL INC5,058$614K<0.01%-17,75013F-HRTimelineGroup
Yarbrough Capital, LLC5,054$614K0.02%013F-HRTimeline
Legato Capital Management LLC5,051$613K0.07%+75013F-HRTimeline
Henshaw Capital LLC5,036$612K0.02%-1,83513F-HRTimeline
Values First Advisors, Inc.4,882$593K0.32%-22713F-HRTimeline
GSA CAPITAL PARTNERS LLP4,767$579K0.05%new13F-HRTimeline
VICTORY CAPITAL MANAGEMENT INC4,740$576K<0.01%-8313F-HRTimeline
Lion Street Advisors, LLC14,677$565K0.2%+5,61913F-HRTimeline
Cornerstone Select Advisors, LLC4,375$531K0.39%013F-HRTimeline
Goodwin Investment Advisory4,241$515K0.55%013F-HRTimeline
Virtus Investment Advisers, LLCin group Virtus Investment Advisers, L…4,183$508K0.15%013F-HRTimelineGroup
Ameritas Investment Partners, Inc.group of 2 filers holding4,116$500K-751Timeline
Tidal Investments LLCin group Tidal Investments LLC4,021$488K<0.01%-20413F-HRTimelineGroup
FARALLON CAPITAL MANAGEMENT, L.L.C.4,000$486K<0.01%013F-HR/ATimeline
Mirador Capital Partners LP4,000$486K0.07%013F-HRTimeline
Aries Wealth Management4,000$486K0.11%013F-HRTimeline
MARTINGALE ASSET MANAGEMENT L P3,800$462K0.01%-113F-HRTimeline
Pathstone Holdings, LLCin group Pathstone Holdings, LLC3,799$461K<0.01%+53713F-HRTimelineGroup
INTRUST BANK NA3,764$457K0.04%+88913F-HRTimeline
Leonteq Securities AG3,737$454K0.02%-4813F-HRTimeline
PUBLIC EMPLOYEES RETIREMENT ASSOCIATION…3,704$450K<0.01%013F-HRTimeline
FORBES J M & CO LLP3,704$450K0.04%013F-HRTimeline
Old North State Wealth Management, LLC3,450$419K0.2%013F-HRTimeline
MACKENZIE FINANCIAL CORP3,382$411K<0.01%+1,09713F-HRTimeline
Point72 Hong Kong Ltd3,203$389K0.02%new13F-HRTimeline
XPONANCE LLC3,189$387K<0.01%+3513F-HRTimeline
PROFUND ADVISORS LLC3,122$379K0.01%-94113F-HRTimeline
Quantinno Capital Management LP2,842$345K<0.01%+66813F-HRTimeline
Arax Advisory Partners2,707$329K<0.01%+2,64013F-HRTimeline
FIDUCIARY FAMILY OFFICE, LLC2,670$324K0.09%new13F-HRTimeline
LANARK FINANCIAL, INC.2,670$324K0.02%+6013F-HRTimeline
Graham Capital Management, L.P.2,607$317K0.01%-1,77713F-HRTimeline
Headlands Technologies LLC2,574$313K0.02%+2,47613F-HRTimeline
Freestone Grove Partners LP2,494$303K<0.01%new13F-HRTimeline
B. Riley Wealth Advisors, Inc.2,473$300K0.01%+213F-HRTimeline
Moors & Cabot, Inc.2,380$289K0.01%+5013F-HRTimeline
Lombard Odier Asset Management (USA) Co…2,379$289K0.07%-2713F-HRTimeline
O'SHAUGHNESSY ASSET MANAGEMENT, LLC2,330$283K<0.01%new13F-HRTimeline
HRT FINANCIAL LP2,281$277K<0.01%new13F-HRTimeline
EntryPoint Capital, LLC2,263$275K0.11%+17613F-HRTimeline
McAdam, LLC2,198$267K0.01%+213F-HRTimeline
Orion Porfolio Solutions, LLC2,189$266K<0.01%+5313F-HRTimeline
Invst, LLC2,140$260K0.03%+2613F-HRTimeline
Tortoise Investment Management, LLC2,136$259K0.02%013F-HRTimeline
Adams Wealth Management2,169$259K0.06%013F-HRTimeline
CacheTech Inc.2,169$259K0.05%013F-HRTimeline
Quantitative Investment Management, LLC2,095$254K0.04%new13F-HRTimeline
Baader Bank Aktiengesellschaft2,115$252K0.02%new13F-HRTimelineThe filing omitted confidential holdings, a later amendment may add them.
Verition Fund Management LLC1,989$242K<0.01%new13F-HRTimeline
MERCER GLOBAL ADVISORS INC /ADV1,962$238K<0.01%new13F-HRTimeline
Vident Advisory, LLCin group Vident Advisory, LLC1,957$238K<0.01%new13F-HRTimelineGroup
TRUIST FINANCIAL CORPin group TRUIST FINANCIAL CORP1,955$237K<0.01%new13F-HRTimelineGroup
DAVENPORT & Co LLC1,867$227K<0.01%new13F-HRTimeline
M&T Bank Corpin group M&T Bank Corp1,864$226K<0.01%new13F-HRTimelineGroup
PNC Financial Services Group, Inc.in group PNC Financial Services Group,…1,856$225K<0.01%+10713F-HRTimelineGroup
XTX Topco Ltdin group XTX Topco Ltd1,839$223K0.01%new13F-HRTimelineGroup
SIGNATURE ESTATE & INVESTMENT ADVISORS …in group SIGNATURE ESTATE & INVESTMENT…1,832$222K<0.01%new13F-HRTimelineGroup
Atria Investments, Inc1,769$215K<0.01%new13F-HRTimeline
BANK HAPOALIM BMin group BANK HAPOALIM BM1,750$213K0.03%new13F-HRTimelineGroup
Rafferty Asset Management, LLC1,742$212K<0.01%-45713F-HRTimeline
WealthPlan Investment Management, LLC1,693$206K0.01%new13F-HRTimeline
Allworth Financial LP1,442$175K<0.01%+8913F-HRTimeline
BESSEMER GROUP INCin group BESSEMER GROUP INC1,415$172K<0.01%+1,28013F-HRTimelineGroup
Clearstead Advisors, LLC1,328$161K<0.01%+13613F-HRTimeline
AMALGAMATED BANK1,269$154K<0.01%013F-HRTimeline
ASSETMARK, INCin group ASSETMARK, INC1,253$152K<0.01%+12913F-HRTimelineGroup
Quarry LP1,250$152K0.04%-1,25013F-HRTimeline
FINANCIAL CONSULATE, INC1,217$148K0.02%new13F-HRTimeline
KBC Group NVin group KBC Group NV1,121$136K<0.01%013F-HRTimelineGroup
NISA INVESTMENT ADVISORS, LLC1,082$131K<0.01%+5513F-HRTimeline
GF FUND MANAGEMENT CO. LTD.1,074$130K<0.01%-16713F-HRTimeline
Bayforest Capital Ltd1,062$129K0.06%new13F-HRTimeline
SECTORAL ASSET MANAGEMENT INC1,020$124K0.08%013F-HRTimeline
Walleye Capital LLCgroup of 2 filers holding839$102K-3,560Timeline
Tower Research Capital LLC (TRC)in group Tower Research Capital LLC (T…762$92.5K<0.01%-3,11813F-HRTimelineGroup
Point72 (DIFC) Ltd564$68.5K<0.01%new13F-HRTimeline
AlphaQuest LLC554$67.3K<0.01%-1,05413F-HRTimeline
Johnson Financial Group, Inc.in group Johnson Financial Group, Inc.503$61.1K<0.01%new13F-HRTimelineGroup
Covestor Ltd501$61K0.03%+37413F-HRTimeline
Abich Financial Wealth Management LLC496$60.2K0.02%13F-HRTimeline
NATIXISin group Natixis Investment Managers485$58.9K<0.01%013F-HRTimelineGroup
NORTHWESTERN MUTUAL WEALTH MANAGEMENT COin group NORTHWESTERN MUTUAL INVESTMEN…472$57.3K<0.01%+6613F-HRTimelineGroup
Key Financial Inc450$53.4K0.01%013F-HRTimeline
ARMSTRONG ADVISORY GROUP, INC423$51.4K<0.01%013F-HRTimeline
TRUST CO OF VERMONT400$48.6K<0.01%013F-HRTimeline
UMB Bank, n.a.371$45.1K<0.01%+25313F-HRTimelineThe filing omitted confidential holdings, a later amendment may add them.
EverSource Wealth Advisors, LLCin group EverSource Wealth Advisors, L…355$43.1K<0.01%+4113F-HRTimelineGroup
Advisory Services Network, LLC330$40.1K<0.01%new13F-HRTimeline
BNP PARIBAS ASSET MANAGEMENT Holding S.…in group BNP PARIBAS ASSET MANAGEMENT …326$40K<0.01%013F-HRTimelineGroup
ESSEX INVESTMENT MANAGEMENT CO LLC317$38.5K0.01%new13F-HRTimeline
MAI Capital Management291$35.3K<0.01%013F-HRTimeline
Optiver Holding B.V.in group Optiver Holding B.V.288$35K<0.01%+13013F-HRTimelineGroup
FIRST HORIZON CORP276$33.5K<0.01%13F-HRTimeline
Washington Trust Advisors, Inc.250$30.4K<0.01%013F-HRTimeline
JONES FINANCIAL COMPANIES LLLPin group JONES FINANCIAL COMPANIES LLLP252$29.5K<0.01%-5213F-HRTimelineGroup
SIGNATUREFD, LLC229$27.8K<0.01%013F-HRTimeline
HUNTINGTON NATIONAL BANKin group HUNTINGTON NATIONAL BANK228$27.7K<0.01%+2913F-HRTimelineGroup
FIFTH THIRD BANCORPin group FIFTH THIRD BANK, NATIONAL AS…212$25.7K<0.01%+1213F-HRTimelineGroup
Versant Capital Management, Inc204$24.8K<0.01%+20313F-HRTimeline
Smartleaf Asset Management LLC199$23.4K<0.01%+8413F-HRTimeline
Essential Partners LLC192$23.3K0.01%-2413F-HRTimeline
Daiwa Securities Group Inc.in group Daiwa Securities Group Inc.165$20K<0.01%-1213F-HRTimelineGroup
GAMMA Investing LLC162$19.7K<0.01%+9813F-HRTimeline
QUADRANT CAPITAL GROUP LLC135$16.4K<0.01%new13F-HRTimeline
DANSKE BANK A/S100$12.1K<0.01%013F-HR/ATimeline
Sterling Capital Management LLC98$11.9K<0.01%013F-HRTimeline
Global Retirement Partners, LLC85$10.3K<0.01%013F-HRTimeline
Rise Advisors, LLC80$9.72K<0.01%013F-HRTimeline
JPL Wealth Management, LLC76$9.23K<0.01%new13F-HRTimeline
True Wealth Design, LLC75$9.11K<0.01%+3013F-HRTimeline
WPG Advisers, LLC70$8.5K0.01%+113F-HRTimeline
ROTHSCHILD INVESTMENT LLC60$7.29K<0.01%-2013F-HRTimeline
HARBOUR INVESTMENTS, INC.60$7.29K<0.01%013F-HRTimeline
MassMutual Private Wealth & Trust, FSB53$6.44K<0.01%-5313F-HRTimeline
Orion Capital Management LLC50$6.07K<0.01%013F-HRTimeline
Larson Financial Group LLC44$5.34K<0.01%+4313F-HRTimeline
PRIVATE TRUST CO NA41$4.98K<0.01%013F-HRTimeline
Farther Finance Advisors, LLC39$4.74K<0.01%+1013F-HRTimeline
LRI Investments, LLC31$3.78K<0.01%+813F-HRTimeline
Rakuten Securities, Inc.in group Rakuten Group, Inc.30$3.64K<0.01%+413F-HRTimelineGroup
MEEDER ASSET MANAGEMENT INCin group Meeder Advisory Services, Inc.28$3.4K<0.01%new13F-HRTimelineGroup
Parkside Financial Bank & Trust23$2.79K<0.01%013F-HRTimeline
SBI Securities Co., Ltd.21$2.55K<0.01%+213F-HRTimeline
Bare Financial Services, Inc21$2.55K<0.01%+1113F-HRTimeline
AdvisorNet Financial, Inc20$2.43K<0.01%new13F-HRTimeline
GPS Wealth Strategies Group, LLC18$2.19K<0.01%013F-HRTimeline
Geneos Wealth Management Inc.16$1.94K<0.01%-3413F-HRTimeline
North Star Investment Management Corp.13$1.58K<0.01%013F-HRTimeline
Parallel Advisors, LLC12$1.46K<0.01%013F-HRTimeline
Bell Investment Advisors, Inc11$1.34K<0.01%-513F-HRTimeline
Physician Wealth Advisors, Inc.10$1.22K<0.01%-413F-HRTimeline
Steward Partners Investment Advisory, L…10$1.22K<0.01%013F-HRTimeline
MONTAG A & ASSOCIATES INC8$972<0.01%new13F-HRTimeline
GHP Investment Advisors, Inc.6$729<0.01%new13F-HRTimeline
Cornerstone Planning Group LLC5$666<0.01%013F-HRTimeline
Sunbelt Securities, Inc.2$243<0.01%new13F-HRTimeline
Atlantic Union Bankshares Corpin group Atlantic Union Bankshares Corp1$122<0.01%new13F-HRTimelineGroup
TFC Financial Management, Inc.1$122<0.01%013F-HRTimeline
Concord Wealth Partnersin group Concord Wealth Partners1$121<0.01%013F-HRTimelineGroup
NOMURA ASSET MANAGEMENT CO LTDin group NOMURA ASSET MANAGEMENT CO LTD0$00%013F-HRTimelineGroupValue filed as zero, left out of ratios. Amount filed as zero, left out of ratios.