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Disclosery

ARDC ARES DYNAMIC CR ALLOCATION F

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COM (fund), issuer CIK 1515324

65 managers (65 13F filers) reported a position in ARDC shares at 2025-09-30, 7,277,659 shares in all. 13 filers opened a position and 7 filers sold out during the quarter.

Managers
65
13F filers
65
New
13
Added
23
Reduced
17
Sold out
7
Shares held by filers
7,277,659

Shares held by filers adds up every 13F filer's report, so a share reported by a parent and by its subsidiary counts twice (H9). Managers counts each filer group once.

13D and 13G filers

No 13D or 13G on this security in the data. Structured 13D/G data starts 2024-12-18.

Insider trades

No Form 4 transaction on this security in the data.

13F holders, Q3 2025

Filers in the available 13F reports with a share position at 2025-09-30, filer groups collapsed to one row (method), largest first. Options and principal amounts are left out. A group row states no % of portfolio, since each member reports its own portfolio: the members' percents are listed under it. A value about 1,000 times or 1/1,000 of the price other filers imply is shown as filed but neither ranks the row nor enters a sum.

HolderSharesValue% of portfolioChangeSource
WELLS FARGO & COMPANY/MNin group WELLS FARGO & COMPANY/MN1,792,521$25.2M0.01%+106,59013F-HRTimelineGroup
MORGAN STANLEYin group MORGAN STANLEY483,519$6.8M<0.01%+44,15713F-HR/ATimelineGroup
Advisors Asset Management, Inc.420,778$5.92M0.1%+46,32213F-HR/ATimeline
GUGGENHEIM CAPITAL LLCin group GUGGENHEIM CAPITAL LLC371,118$5.22M0.04%-12,44613F-HRTimelineGroup
Foundations Investment Advisors, LLC370,332$5.21M0.08%+17,73413F-HRTimeline
United Advisor Group, LLC351,855$4.95M0.67%+15,57613F-HRTimeline
Invesco Ltd.in group Invesco Ltd.326,194$4.59M<0.01%+28,33713F-HRTimelineGroup
AdvisorNet Financial, Inc319,133$4.49M0.25%+84,01313F-HRTimeline
Hennion & Walsh Asset Management, Inc.264,787$3.73M0.13%+25,68313F-HRTimeline
Janney Montgomery Scott LLC234,501$3.3M0.01%+208,71513F-HRTimeline
Huntleigh Advisors, Inc.214,792$3.02M0.52%+13,89413F-HRTimeline
NewEdge Wealth, LLC216,714$3.02M0.04%+83,88913F-HRTimeline
Capital Investment Advisors, LLC201,101$2.83M0.05%-2,42013F-HRTimeline
STIFEL FINANCIAL CORPin group STIFEL FINANCIAL CORP189,230$2.66M<0.01%-114,04413F-HRTimelineGroup
BANK OF AMERICA CORP /DE/in group BANK OF AMERICA CORP /DE/184,597$2.6M<0.01%-63,37213F-HR/ATimelineGroup
Secure Asset Management, LLC141,017$1.98M0.33%-36,35613F-HRTimeline
Farther Finance Advisors, LLC107,227$1.51M0.02%-29,96313F-HRTimeline
Curated Wealth Partners LLC85,639$1.2M0.15%013F-HRTimeline
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.in group LANDSCAPE CAPITAL MANAGEMENT,…75,052$1.06M0.07%-46,63113F-HRTimelineGroup
NATIONS FINANCIAL GROUP INC, /IA/ /ADV69,503$978K0.06%-19713F-HRTimeline
&PARTNERS67,380$948K0.01%+31,58813F-HRTimeline
OSAIC HOLDINGS, INC.in group OSAIC HOLDINGS, INC.56,994$824K<0.01%-4,12813F-HRTimelineGroup
Virtu Financial LLCin group Virtu Financial LLC55,893$786K0.04%new13F-HRTimelineGroup
Polar Asset Management Partners Inc.54,731$770K0.02%+1,36113F-HR/ATimeline
Virtus Investment Advisers, LLCin group Virtus Investment Advisers, L…50,547$711K0.2%-71313F-HRTimelineGroup
RAYMOND JAMES FINANCIAL INCin group RAYMOND JAMES FINANCIAL INC50,535$711K<0.01%+2,78113F-HRTimelineGroup
UBS Group AGin group UBS Group AG44,365$624K<0.01%-1,92613F-HRTimelineGroup
ROYAL BANK OF CANADAin group ROYAL BANK OF CANADA43,795$616K<0.01%+2,97813F-HRTimelineGroup
LPL Financial LLC38,445$541K<0.01%+4,27213F-HRTimeline
READYSTATE ASSET MANAGEMENT LP37,414$526K0.03%-52,94313F-HRTimeline
NWF Advisory Services Inc.34,150$480K0.05%-5,10013F-HRTimeline
NFSG Corp29,013$408K0.06%-1,53113F-HRTimeline
Cetera Investment Advisers28,794$405K<0.01%+10,93513F-HRTimeline
OPPENHEIMER & CO INCin group OPPENHEIMER ASSET MANAGEMENT …28,515$401K<0.01%new13F-HRTimelineGroup
JANE STREET GROUP, LLCin group JANE STREET GROUP, LLC27,874$392K<0.01%new13F-HRTimelineGroup
Cedar Wealth Management, LLC20,927$294K0.09%+76113F-HRTimeline
NewEdge Advisors, LLC20,339$286K<0.01%+60013F-HRTimeline
E&G Advisors, LLC16,646$234K0.05%-10013F-HRTimeline
Williams Jones Wealth Management, LLC.15,435$217K<0.01%013F-HRTimeline
Composition Wealth, LLC15,000$211K<0.01%-20,00013F-HRTimeline
QTR Family Wealth, LLC14,500$204K0.1%new13F-HRTimeline
Balyasny Asset Management L.P.in group Balyasny Asset Management13,347$188K<0.01%new13F-HRTimelineGroup
Waverly Advisors, LLC12,766$180K<0.01%+10613F-HRTimeline
WOLVERINE ASSET MANAGEMENT LLCin group WOLVERINE ASSET MANAGEMENT LLC12,424$175K<0.01%-54,72613F-HRTimelineGroup
HRT FINANCIAL LP11,813$166K<0.01%+1,40613F-HRTimeline
NEUBERGER BERMAN GROUP LLCin group NEUBERGER BERMAN GROUP LLC10,000$141K<0.01%013F-HRTimelineGroup
Anfield Capital Management, LLCin group Anfield Capital Management, L…8,147$115K0.03%013F-HRTimelineGroup
Federation des caisses Desjardins du Qu…7,600$107K<0.01%013F-HRTimeline
GoalVest Advisory LLC7,000$98.5K0.02%013F-HRTimeline
Spire Wealth Managementin group Spire Wealth Management6,500$91.5K<0.01%013F-HRTimelineGroup
CoreCap Advisors, LLC4,517$63.6K<0.01%+1,13613F-HRTimeline
WEBSTER BANK, N. A.2,531$35.6K<0.01%013F-HRTimeline
Rockefeller Capital Management L.P.in group Rockefeller Capital Managemen…1,800$25.3K<0.01%new13F-HRTimelineGroup
EverSource Wealth Advisors, LLCin group EverSource Wealth Advisors, L…1,595$22.4K<0.01%+53813F-HRTimelineGroup
Turim 21 Investimentos Ltda.1,403$19.7K0.01%new13F-HRTimeline
Future Financial Wealth Managment LLC1,300$18.3K0.01%013F-HRTimelineThe filing omitted confidential holdings, a later amendment may add them.
Bangor Savings Bank1,211$17K<0.01%new13F-HRTimeline
BNP PARIBAS FINANCIAL MARKETSin group BNP PARIBAS FINANCIAL MARKETS871$12.3K<0.01%new13F-HRTimelineGroup
MAI Capital Management572$8.04K<0.01%013F-HRTimeline
CWM, LLCin group CWM, LLC412$6K<0.01%new13F-HRTimelineGroup
Turning Point Benefit Group, Inc.383$5.38K<0.01%new13F-HRTimeline
BOYD WATTERSON ASSET MANAGEMENT LLC/OH275$3.87K<0.01%013F-HRTimeline
HIGHLINE WEALTH PARTNERS LLC250$3.52K<0.01%new13F-HRTimeline
NORTHWESTERN MUTUAL WEALTH MANAGEMENT COin group NORTHWESTERN MUTUAL INVESTMEN…33$464<0.01%new13F-HRTimelineGroup
ASSETMARK, INCin group ASSETMARK, INC7$98<0.01%013F-HRTimelineGroup