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ARB ALTSHARES TRUST

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MERGER ARBITRAGE (fund)

31 managers (32 13F filers) reported a position in ARB shares at 2024-09-30, 2,253,044 shares in all. 2 filers opened a position and 2 filers sold out during the quarter.

Managers
31
13F filers
32
New
2
Added
15
Reduced
11
Sold out
2
Shares held by filers
2,253,044

Shares held by filers adds up every 13F filer's report, so a share reported by a parent and by its subsidiary counts twice (H9). Managers counts each filer group once.

13D and 13G filers

No 13D or 13G on this security in the data. Structured 13D/G data starts 2024-12-18.

Insider trades

No Form 4 transaction on this security in the data.

13F holders, Q3 2024

Filers in the available 13F reports with a share position at 2024-09-30, filer groups collapsed to one row (method), largest first. Options and principal amounts are left out. A group row states no % of portfolio, since each member reports its own portfolio: the members' percents are listed under it. A value about 1,000 times or 1/1,000 of the price other filers imply is shown as filed but neither ranks the row nor enters a sum.

HolderSharesValue% of portfolioChangeSource
CANTOR FITZGERALD INVESTMENT ADVISORS L…in group CANTOR FITZGERALD, L. P.538,582$14.9M1.02%+93,04313F-HRTimelineGroup
New York Life Investment Management LLCin group New York Life Investment Mana…359,540$9.97M0.1%+56,59413F-HRTimelineGroup
ENVESTNET ASSET MANAGEMENT INCgroup of 2 filers holding237,985$6.6M-3,630Timeline
Orion Porfolio Solutions, LLC171,919$4.77M0.05%+4,98213F-HRTimeline
Orion Portfolio Solutions, LLC171,919$4.77M0.05%+4,98213F-HRTimeline
Legend Financial Advisors, Inc.157,452$4.36M3.01%-3,69113F-HRTimeline
HARBOUR INVESTMENTS, INC.99,492$2.76M0.08%+22,29613F-HRTimeline
HighTower Advisors, LLC93,248$2.57M<0.01%+1,66613F-HRTimeline
Diversify Advisory Services, LLCin group Diversify Advisory Services, …63,026$1.76M0.09%+2,23913F-HRTimelineGroup
OSAIC HOLDINGS, INC.in group OSAIC HOLDINGS, INC.61,936$1.72M<0.01%+1,51013F-HRTimelineGroup
PFG Advisors44,785$1.24M0.08%+15,05113F-HRTimeline
CAPTRUST FINANCIAL ADVISORS44,008$1.22M<0.01%-3,56613F-HRTimeline
Cetera Investment Advisers35,907$995K<0.01%+1,23513F-HRTimeline
Atria Investments, Inc30,045$833K0.01%+1,46113F-HRTimeline
ASSETMARK, INCin group ASSETMARK, INC29,903$829K<0.01%+11613F-HRTimelineGroup
Advisors Preferred, LLCin group Advisors Preferred, LLC22,043$610K0.09%-6,12613F-HRTimelineGroup
MORGAN STANLEYin group MORGAN STANLEY16,301$452K<0.01%-9,72513F-HR/ATimelineGroup
BANK OF AMERICA CORP /DE/in group BANK OF AMERICA CORP /DE/16,299$452K<0.01%-9,41713F-HRTimelineGroup
Columbus Macro, LLC14,173$394K0.14%-12813F-HRTimeline
Dynamic Advisor Solutions LLC10,926$303K0.01%new13F-HRTimeline
MERCER GLOBAL ADVISORS INC /ADV8,185$227K<0.01%-10413F-HRTimeline
JANE STREET GROUP, LLCin group JANE STREET GROUP, LLC8,042$223K<0.01%-207,77213F-HRTimelineGroup
CONCOURSE FINANCIAL GROUP SECURITIES, I…7,999$222K0.01%-90013F-HRTimeline
Steward Partners Investment Advisory, L…3,481$96.5K<0.01%+95813F-HRTimeline
Allworth Financial LP3,208$88.9K<0.01%-1,40013F-HRTimeline
PRIVATE TRUST CO NA2,040$56.5K0.01%013F-HRTimeline
JPMORGAN CHASE & COin group JPMORGAN CHASE & CO340$9.43K<0.01%013F-HR/ATimelineGroup
ROYAL BANK OF CANADAin group ROYAL BANK OF CANADA174$5K<0.01%+413F-HRTimelineGroup
WELLS FARGO & COMPANY/MNin group WELLS FARGO & COMPANY/MN74$2.05K<0.01%new13F-HRTimelineGroup
NORTHWESTERN MUTUAL WEALTH MANAGEMENT COin group NORTHWESTERN MUTUAL INVESTMEN…8$222<0.01%013F-HRTimelineGroup
Bruce G. Allen Investments, LLC4$111<0.01%013F-HRTimeline