Finley John David
Reporting owner on Forms 3, 4 and 5, CIK 1851034.
Finley John David reported on 1 issuer in 1 filing, the latest a Form 4 filed 2026-10-07.
Issuers
| Issuer | Roles in the latest filing | Filings | Last filed |
|---|---|---|---|
| PALI · PALISADE BIO, INC.CIK 1357459 | director, officer (CEO CFO) | 1 | 2026-10-07 |
Transactions and holdings
Every row of the person's Forms 3, 4 and 5, newest first, with the price and the amount owned after the row as filed.
| Security | Date | Code | Shares | Price | Owned after | Filing |
|---|---|---|---|---|---|---|
| PALI · PALISADE BIO, INC.Common Stock | 2026-10-06 | M exercised | +3,227,384 | 3,356,672 | Form 4 | |
| PALI · PALISADE BIO, INC.Common Stock | 2026-10-06 | F withheld for tax | -1,411,982 | $1.49 | 1,944,690 | Form 4 |
| PALI · PALISADE BIO, INC.Common Stock, holding | 88,451 | Form 4 | ||||
| PALI · PALISADE BIO, INC.Restricted Stock Units, derivative | 2026-10-06 | M exercised | -3,059,800 | $0 | 6,119,600 | Form 4 |
| PALI · PALISADE BIO, INC.Restricted Stock Units, derivative | 2026-10-06 | M exercised | -167,584 | $0 | 1,508,249 | Form 4 |
Filings
The person's Forms 3, 4 and 5, and any 13D or 13G naming it.
| Filing | Subject | Filed | Accepted | Ingested |
|---|---|---|---|---|
| Form 4 0001493152-26-046201 | PALISADE BIO, INC. | 2026-10-07 |