Williams Jones & Associates LLC

13F filer, CIK 949743, New York, NY

Williams Jones & Associates LLC reported $4,073,779,000 across 443 holdings for the quarter ended 2017-09-30, in a 13F-HR filed 2017-11-14. Its ten largest share positions make up 26.61% of the portfolio.

Filed 2017-11-14 (acceptance time not in the bulk data set), ingested 2026-10-07 19:07:28 UTC13F-HR 0001104659-17-068370

Period: 2017-09-30
Reported value: $4.07B
Holdings: 443
Top 10 weight: 26.61%
New: 41
Sold out: 20

Largest buys vs the previous quarter

Security	Shares change	Approx. value
DOWDUPONT INCnew	+771,001	$53.4M
MKCadded	+306,243	$31.4M
ALBnew	+136,742	$18.6M
MUnew	+397,075	$15.6M
NVDAadded	+69,237	$12.4M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

Security	Shares change	Approx. value
Dow Chemical Companyexited	-745,524	-$47M
DHRreduced	-266,040	-$22.8M
SPLUNK INCreduced	-311,425	-$20.7M
XRAYreduced	-321,233	-$19.2M
PAYXreduced	-218,253	-$13.1M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2017

Share positions as resolved from 13F-HR 0001104659-17-068370, largest first. % of portfolio is the value over $4,066,672,000, the sum of the share positions whose value is usable for ratios (method).

Security	Shares	Value	% of portfolio	Change	Latest event	Timeline
VVISA INC	1,521,053	$160M	3.94%	-7,202		Timeline
MTDMETTLER TOLEDO INTERNATIONAL	199,049	$125M	3.06%	-6,761		Timeline
DOVDOVER CORP	1,237,931	$113M	2.78%	-44,362		Timeline
METAMETA PLATFORMS INC	641,163	$110M	2.69%	-30,428		Timeline
AAPLAPPLE INC	706,777	$109M	2.68%	-8,862		Timeline
FTVFORTIVE CORP	1,431,650	$101M	2.49%	+9,971		Timeline
GOOGLALPHABET INC	97,979	$95.4M	2.35%	-6,309		Timeline
ALLEALLEGION PLC	1,068,125	$92.4M	2.27%	-5,625		Timeline
ECLECOLAB INC	711,713	$91.5M	2.25%	+27,695		Timeline
JNJJOHNSON & JOHNSON	654,060	$85M	2.09%	+27,134		Timeline
IDXXIDEXX LABS INC	535,307	$83.2M	2.05%	-6,155		Timeline
CCICROWN CASTLE INC	816,740	$81.7M	2.01%	-12,020		Timeline
COSTCOSTCO WHOLESALE CORPORATION	481,337	$79.1M	1.94%	+14,043		Timeline
AMZNAMAZON COM INC	76,557	$73.6M	1.81%	-3,852		Timeline
ADPAUTOMATIC DATA PROCESSING IN	661,557	$72.3M	1.78%	-14,161		Timeline
CMCSACOMCAST CORP NEW	1,844,665	$71M	1.75%	-9,098		Timeline
MSFTMICROSOFT CORP	893,301	$66.5M	1.64%	+13,303		Timeline
TTDTHE TRADE DESK INC	1,043,642	$64.2M	1.58%	+58,717		Timeline
ONEXFONEX CORP (SUB VTG)	754,072	$58.4M	1.44%	-7,758		Timeline
USBUS BANCORP	1,009,006	$54.1M	1.33%	-8,992		Timeline
DOWDUPONT INCDOWDUPONT INC	771,001	$53.4M	1.31%	new
PEPPEPSICO INC	462,378	$51.5M	1.27%	+4,041		Timeline
MHKMOHAWK INDS INC	190,157	$47.1M	1.16%	+5,455		Timeline
JPMJPMORGAN CHASE & CO	492,541	$47M	1.16%	+4,728		Timeline
BRK-BBERKSHIRE HATHAWAY INC DEL	249,695	$45.8M	1.13%	+27,495		Timeline
WABWABTEC	596,585	$45.2M	1.11%	-37,738		Timeline
ACNACCENTURE PLC IRELAND	334,370	$45.2M	1.11%	-5,825		Timeline
TJXTJX COS INC NEW	603,668	$44.5M	1.09%	-89,406		Timeline
ATRAPTARGROUP INC	512,728	$44.3M	1.09%	+234		Timeline
EPDENTERPRISE PRODS PARTNERS L	1,695,963	$44.2M	1.09%	+9,330		Timeline
MKCMCCORMICK & CO INC	430,621	$44.2M	1.09%	+306,243		Timeline
EOGEOG RES INC	451,967	$43.7M	1.08%	+6,323		Timeline
BACBANK OF AMER CORP	1,672,576	$42.4M	1.04%	+64,840		Timeline
FDXFEDEX CORP	180,962	$40.8M	1%	+2,435		Timeline
DISDISNEY WALT CO	404,360	$39.9M	0.98%	-25,376		Timeline
GOOGALPHABET INC	40,308	$38.7M	0.95%	-1,300		Timeline
DHRDANAHER CORP DEL	448,491	$38.5M	0.95%	-266,040		Timeline
XRAYDENTSPLY SIRONA INC	641,970	$38.4M	0.94%	-321,233		Timeline
RAYTHEON CORAYTHEON CO	204,130	$38.1M	0.94%	+3,278
CDK GLOBAL INCCDK GLOBAL INC	523,336	$33M	0.81%	-7,017
IBBISHARES TR	98,412	$32.8M	0.81%	+5,856		Timeline
ROKROCKWELL AUTOMATION INC	176,239	$31.4M	0.77%	-2,630		Timeline
BLACKSTONE GROUP LP/THEBLACKSTONE GROUP LP/THE	899,256	$30M	0.74%	-20,665
XOMEXXON MOBIL CORP	352,635	$28.9M	0.71%	-12,806		Timeline
NKENIKE INC	552,987	$28.7M	0.71%	-71,973		Timeline
TMOTHERMO FISHER SCIENTIFIC INC	150,930	$28.6M	0.7%	+3,021		Timeline
WEXWEX INC	248,460	$27.9M	0.69%	-3,577		Timeline
CENTENNIAL RESOURCE DEV INCCENTENNIAL RESOURCE DEV INC	1,504,003	$27M	0.66%	+131,416
TROWPRICE T ROWE GROUP INC	281,728	$25.5M	0.63%	-7,535		Timeline
PRICELINE GRP INCPRICELINE GRP INC	13,104	$24M	0.59%	+36
CVXCHEVRON CORPORATION	201,566	$23.7M	0.58%	+484		Timeline
CLCOLGATE PALMOLIVE CO	323,354	$23.6M	0.58%	-9,049		Timeline
MAGELLAN MIDSTREAM PARTNERS…MAGELLAN MIDSTREAM PARTNERS, L	330,742	$23.5M	0.58%	+10,764
BMYBRISTOL-MYERS SQUIBB CO	361,173	$23M	0.57%	-445		Timeline
GTT COMMUNICATIONS INCGTT COMMUNICATIONS INC	697,685	$22.1M	0.54%	+22,285
SPYSTATE STR SPDR S&P 500 ETF T	84,665	$21.3M	0.52%	+4,331		Timeline
EQM MIDSTREAM PARTNERS LPEQM MIDSTREAM PARTNERS LP	273,012	$20.5M	0.5%	-6,860
CCITIGROUP INC	268,931	$19.6M	0.48%	+7,625		Timeline
ALBALBEMARLE CORP	136,742	$18.6M	0.46%	new		Timeline
CSCOCISCO SYS INC	526,192	$17.7M	0.44%	-35,522		Timeline
ALAIR LEASE CORP	411,784	$17.6M	0.43%	+251		Timeline
INTUINTUIT	119,744	$17M	0.42%	-125		Timeline
CBCHUBB LIMITED	117,348	$16.7M	0.41%	+4,190		Timeline
HONHONEYWELL INTL INC	117,818	$16.7M	0.41%	-1,073		Timeline
NVDANVIDIA CORPORATION	90,162	$16.1M	0.4%	+69,237		Timeline
RECKITT BENCKISER-SPON ADRECKITT BENCKISER-SPON AD	171,525	$15.7M	0.39%	-1,075
MUMICRON TECHNOLOGY INC	397,075	$15.6M	0.38%	new		Timeline
GENMAB A/SGENMAB A/S	70,288	$15.5M	0.38%	+6,508
AMERIGAS PARTNERS MLPAMERIGAS PARTNERS MLP	323,300	$14.5M	0.36%	+16,350
HDHOME DEPOT INC	84,917	$13.9M	0.34%	-411		Timeline
GLWCORNING INC	458,010	$13.7M	0.34%	+2,975		Timeline
AMGNAMGEN INC	68,277	$12.7M	0.31%	+930		Timeline
VOOVANGUARD INDEX FDS	53,461	$12.3M	0.3%	-6,301		Timeline
AXPAMERICAN EXPRESS CO	135,013	$12.2M	0.3%	-585		Timeline
SCHWCHARLES SCHWAB CORP (THE)	273,380	$12M	0.29%	+12,890		Timeline
WYWEYERHAEUSER CO	345,884	$11.8M	0.29%	-40,100		Timeline
APDAIR PRODUCTS AND CHEMICALS I	72,581	$11M	0.27%	+2,212		Timeline
IEFAISHARES TR	164,518	$10.6M	0.26%	+1,155		Timeline
LOWLOWES COS INC	128,950	$10.3M	0.25%	+15		Timeline
DALDELTA AIR LINES INC	213,632	$10.3M	0.25%	+1,135		Timeline
GENERAL ELEC COGENERAL ELEC CO	421,936	$10.2M	0.25%	-50,659
WELLWELLTOWER INC	144,105	$10.1M	0.25%	+1,629		Timeline
NXPINXP SEMICONDUCTORS N V	89,491	$10.1M	0.25%	-11,560		Timeline
AMTAMERICAN TOWER CORP	73,743	$10.1M	0.25%	-185		Timeline
SYKSTRYKER CORPORATION	70,192	$9.97M	0.25%	0		Timeline
ITWILLINOIS TOOL WKS INC	64,240	$9.51M	0.23%	-330		Timeline
BRK-ABERKSHIRE HATHAWAY INC DEL	34	$9.34M	0.23%	0		Timeline
NSRGYNESTLE SA-SPONS ADR	101,150	$8.5M	0.21%	-1,879		Timeline
AIGAMERICAN INTL GROUP INC	137,486	$8.44M	0.21%	-843		Timeline
KOCOCA COLA CO	180,523	$8.12M	0.2%	+2,550		Timeline
ABTABBOTT LABORATORIES	152,175	$8.12M	0.2%	-275		Timeline
PNCPNC FINL SVCS GROUP INC	59,877	$8.07M	0.2%	-354		Timeline
IBMINTERNATIONAL BUSINESS MACHS	55,213	$8.01M	0.2%	-20,787		Timeline
DIASTATE STR SPDR DOW JONES IND	35,783	$8.01M	0.2%	+130		Timeline
IFFINTERNATIONAL FLAVORS&FRAGRA	56,000	$8M	0.2%	0		Timeline
VICTREX PLCVICTREX PLC	245,615	$7.8M	0.19%	0
MCHPMICROCHIP TECHNOLOGY INC.	86,785	$7.79M	0.19%	-1,146		Timeline
PFEPFIZER INC	216,460	$7.73M	0.19%	+12,875		Timeline
MRKMERCK & CO INC	120,369	$7.71M	0.19%	+3,800		Timeline
GISGENERAL MILLS INC	147,322	$7.62M	0.19%	-14,350		Timeline
LYBLYONDELLBASELL INDUSTRIES NV	73,905	$7.32M	0.18%	-1,775		Timeline
PowerShares QQQ Trust Unit …PowerShares QQQ Trust Unit Ser	49,945	$7.26M	0.18%	-8,676
ORCLORACLE CORP	148,601	$7.18M	0.18%	0		Timeline
EMREMERSON ELEC CO	112,475	$7.07M	0.17%	+550		Timeline
PAYXPAYCHEX INC	112,208	$6.73M	0.17%	-218,253		Timeline
IPINTERNATIONAL PAPER CO	116,322	$6.61M	0.16%	-4,963		Timeline
NMFCNEW MTN FIN CORP	458,625	$6.54M	0.16%	-40,500		Timeline
UPSUNITED PARCEL SVCS INC	53,015	$6.37M	0.16%	0		Timeline
VYMVANGUARD WHITEHALL FDS	78,483	$6.36M	0.16%	-12,666		Timeline
Guggenheim S&P 500 Equal We…Guggenheim S&P 500 Equal Weighted…	65,404	$6.25M	0.15%	-1,916
ZTSZOETIS INC	94,484	$6.02M	0.15%	+31,963		Timeline
PGPROCTER & GAMBLE CO	60,421	$5.5M	0.14%	+1,800		Timeline
IVVISHARES TR	20,984	$5.31M	0.13%	-40		Timeline
EBAYEBAY INC.	132,150	$5.08M	0.12%	-12,299		Timeline
CENTURYLINK INCCENTURYLINK INC	268,350	$5.07M	0.12%	-111,375
HBANHUNTINGTON BANCSHARES INC	362,581	$5.06M	0.12%	-8,211		Timeline
ENERGY TRANSFER PARTNERS LPENERGY TRANSFER PARTNERS LP	276,572	$5.06M	0.12%	-17,425
GMGENERAL MTRS CO	124,389	$5.02M	0.12%	+31,850		Timeline
CVSCVS HEALTH CORP	61,400	$4.99M	0.12%	+1,200		Timeline
TDTORONTO DOMINION BK ONT	88,199	$4.96M	0.12%	-2,286		Timeline
ABBVABBVIE INC	55,164	$4.9M	0.12%	-978		Timeline
CBS CORP NEWCBS CORP NEW	84,383	$4.89M	0.12%	+5,597
WTMWHITE MTNS INS GROUP LTD	5,691	$4.88M	0.12%	0		Timeline
ALLERGAN PLCALLERGAN PLC	23,369	$4.79M	0.12%	-2,545
WFCWELLS FARGO & CO	86,658	$4.78M	0.12%	-4,705		Timeline
EXPRESS SCRIPTS HLDG COEXPRESS SCRIPTS HLDG CO	75,310	$4.77M	0.12%	-850
XIFRXPLR INFRASTRUCTURE LP	117,850	$4.75M	0.12%	+46,125		Timeline
CGNXCOGNEX CORP	42,740	$4.71M	0.12%	new		Timeline
SYYSYSCO CORP	82,458	$4.45M	0.11%	0		Timeline
MDYSTATE STR SPDR S&P MIDCAP 40	13,449	$4.39M	0.11%	+365		Timeline
SLBSLB LIMITED	62,106	$4.33M	0.11%	-570		Timeline
VIPERVIPER	222,441	$4.15M	0.1%	-13,634
ETNEATON CORP PLC	53,404	$4.1M	0.1%	-9,864		Timeline
GSGOLDMAN SACHS GROUP INC	17,078	$4.05M	0.1%	+3,935		Timeline
BUCKEYE PARTNERS LP (BPL)BUCKEYE PARTNERS LP (BPL)	68,324	$3.89M	0.1%	+3,768
XLFSELECT SECTOR SPDR TR	149,220	$3.86M	0.09%	-26,755		Timeline
MDTMEDTRONIC PLC	48,365	$3.76M	0.09%	-2,172		Timeline
MMM3M CO	17,436	$3.66M	0.09%	+495		Timeline
MPLXMPLX LP	104,429	$3.66M	0.09%	-4,819		Timeline
HRLHORMEL FOODS CORP	112,839	$3.63M	0.09%	-9,649		Timeline
UNHUNITEDHEALTH GROUP INC	18,357	$3.6M	0.09%	+1,585		Timeline
VZVERIZON COMMUNICATIONS INC	72,238	$3.58M	0.09%	-9,589		Timeline
BALLBALL CORP	85,850	$3.55M	0.09%	+26,600		Timeline
PMPHILIP MORRIS INTL INC	31,436	$3.49M	0.09%	-2,221		Timeline
SCORPIO BULKERS INCSCORPIO BULKERS INC	492,551	$3.47M	0.09%	+27,616
MFA FINL INCMFA FINL INC	390,961	$3.42M	0.08%	-3,650
UNITED TECHNOLOGIES CORPUNITED TECHNOLOGIES CORP	29,091	$3.38M	0.08%	-8
CELGENE CORPCELGENE CORP	22,728	$3.31M	0.08%	+700
BIIBBIOGEN INC	10,507	$3.29M	0.08%	+4,431		Timeline
HSICSCHEIN HENRY INC	38,488	$3.16M	0.08%	+19,019		Timeline
NUENUCOR CORP	56,085	$3.14M	0.08%	-1,700		Timeline
IWMISHARES TR	20,757	$3.08M	0.08%	-971		Timeline
MTNVAIL RESORTS INC	13,468	$3.07M	0.08%	+2,756		Timeline
RHHBYROCHE HOLDINGS LTD-SPONS ADR	95,270	$3.05M	0.07%	-19,028		Timeline
INTCINTEL CORP	79,586	$3.03M	0.07%	-14,027		Timeline
CANADIAN PACIFIC RAILWAYSCANADIAN PACIFIC RAILWAYS	17,612	$2.96M	0.07%	-645
AALAMERICAN AIRLINES GROUP INC	61,213	$2.91M	0.07%	-5,855		Timeline
CHDCHURCH & DWIGHT CO INC	59,928	$2.9M	0.07%	0		Timeline
HALHALLIBURTON CO	60,579	$2.79M	0.07%	new		Timeline
TAT&T INC	70,766	$2.77M	0.07%	-2,606		Timeline
CATCATERPILLAR INC	22,158	$2.76M	0.07%	+950		Timeline
UNPUNION PAC CORP	23,600	$2.74M	0.07%	-365		Timeline
LIBERTY GLOBAL PLCLIBERTY GLOBAL PLC	80,032	$2.71M	0.07%	-4,068
ICEINTERCONTINENTAL EXCHANGE IN	39,060	$2.68M	0.07%	-1,005		Timeline
GWWWW GRAINGER INC	14,857	$2.67M	0.07%	0		Timeline
BGC PARTNERS INCBGC PARTNERS INC	182,472	$2.64M	0.06%	+57,222
LIBERTY MEDIA CORP DELLIBERTY MEDIA CORP DEL	62,997	$2.64M	0.06%	0
ACGLARCH CAP GROUP LTD	26,765	$2.64M	0.06%	0		Timeline
GENESEE & WYOMING INCGENESEE & WYOMING INC	34,529	$2.56M	0.06%	-3,000
WESTERN GAS PARTNERS LPWESTERN GAS PARTNERS LP	48,642	$2.49M	0.06%	+9,757
DISCOVER FINL SVCSDISCOVER FINL SVCS	37,387	$2.41M	0.06%	+3,650
LMTLOCKHEED MARTIN CORP	7,290	$2.26M	0.06%	+2,525		Timeline
KRNTKORNIT DIGITAL LTD	140,250	$2.15M	0.05%	+49,000		Timeline
GLDSPDR GOLD TR	17,598	$2.14M	0.05%	-950		Timeline
BNSBANK NOVA SCOTIA B C	32,650	$2.1M	0.05%	0		Timeline
VISNVISTANCE NETWORKS INC	63,060	$2.09M	0.05%	+50		Timeline
WALGREENS BOOTS ALLIANCE INCWALGREENS BOOTS ALLIANCE INC	26,635	$2.06M	0.05%	-1,750
DEDEERE & CO	16,300	$2.05M	0.05%	0		Timeline
CTASCINTAS CORP	14,044	$2.03M	0.05%	0		Timeline
NEENEXTERA ENERGY INC	13,554	$1.99M	0.05%	-715		Timeline
Phillips 66 Partners LPPhillips 66 Partners LP	37,717	$1.98M	0.05%	-7,715
TALLGRASS ENERGY LPTALLGRASS ENERGY LP	68,700	$1.94M	0.05%	-1,725
SENSATA TECHNOLOGIES HOLDINGSENSATA TECHNOLOGIES HOLDING	38,915	$1.87M	0.05%	+645
CIGNA CORPORATIONCIGNA CORPORATION	10,000	$1.87M	0.05%	0
ORLYOREILLY AUTOMOTIVE INC	8,595	$1.85M	0.05%	new		Timeline
BCEBCE INC	38,668	$1.81M	0.04%	-2,300		Timeline
DCP MIDSTREAM LPDCP MIDSTREAM LP	52,250	$1.81M	0.04%	-5,555
FCNTXFIDELITY CONTRAFUND	14,885	$1.8M	0.04%	+4,465		Timeline
BABOEING CO	7,090	$1.8M	0.04%	+363		Timeline
AAALCOA CORP	37,830	$1.76M	0.04%	new		Timeline
VTSAXVNGD MRNGST TS MK IDX FD-ADM	26,556	$1.67M	0.04%	+6,167		Timeline
VBVANGUARD INDEX FDS	11,765	$1.66M	0.04%	+14		Timeline
DHTDHT HOLDINGS INC	415,980	$1.66M	0.04%	+36,207		Timeline
EFAISHARES TR	24,134	$1.65M	0.04%	0		Timeline
TALLGRASS ENERGY PARTNERS LPTALLGRASS ENERGY PARTNERS LP	34,189	$1.64M	0.04%	+2,393
SCORPIO TANKERS INCSCORPIO TANKERS INC	473,125	$1.62M	0.04%	-84,975
AWKAMERICAN WTR WKS CO INC NEW	20,023	$1.62M	0.04%	-666		Timeline
NSCNORFOLK SOUTHN CORP	12,209	$1.61M	0.04%	+495		Timeline
CHTRCHARTER COMMUNICATIONS INC	4,414	$1.6M	0.04%	-4,916		Timeline
MOALTRIA GROUP INC	25,223	$1.6M	0.04%	-1,523		Timeline
GLNGGOLAR LNG LTD	70,235	$1.59M	0.04%	+8,820		Timeline
COPCONOCOPHILLIPS	31,148	$1.56M	0.04%	-350		Timeline
VCVISTEON CORP	12,094	$1.5M	0.04%	-3,879		Timeline
ADIANALOG DEVICES INC	16,870	$1.45M	0.04%	+8,922		Timeline
ABALLIANCEBERNSTEIN HLDG L P	58,600	$1.42M	0.04%	+2,000		Timeline
TRGPTARGA RES CORP	29,809	$1.41M	0.03%	+3,758		Timeline
MOSMOSAIC CO	63,525	$1.37M	0.03%	-7,000		Timeline
KMBKIMBERLY-CLARK CORP	11,400	$1.34M	0.03%	+450		Timeline
FIVE PRIME THERAPEUTICS INC.FIVE PRIME THERAPEUTICS INC.	32,765	$1.34M	0.03%	-31,395
FITBFIFTH THIRD BANCORP	47,522	$1.33M	0.03%	0		Timeline
CSXCSX CORP	23,250	$1.26M	0.03%	0		Timeline
BDXBECTON DICKINSON & CO	6,425	$1.26M	0.03%	0		Timeline
HOLLY ENERGY PARTNERS L PHOLLY ENERGY PARTNERS L P	37,670	$1.26M	0.03%	+2,395
KNOWLES CORPORATIONKNOWLES CORPORATION	79,266	$1.21M	0.03%	-3,950
FRCBFIRST REP BK SAN FRANCISCO CAL	11,435	$1.2M	0.03%	+2,158		Timeline
T. ROWE PRICE GROWTH STOCKT. ROWE PRICE GROWTH STOCK	17,615	$1.18M	0.03%	0
WILLIAMS PARTNERS L P NEWWILLIAMS PARTNERS L P NEW	29,799	$1.16M	0.03%	-3,402
SGUSTAR GROUP LP	100,000	$1.14M	0.03%	-5,000		Timeline
DUKDUKE ENERGY CORP NEW	12,805	$1.07M	0.03%	-209		Timeline
VANGUARD 500 INDEX FD INVES…VANGUARD 500 INDEX FD INVESTOR CL	4,590	$1.07M	0.03%	+13
HEDJWISDOMTREE TR	16,207	$1.05M	0.03%	0		Timeline
MCDMCDONALDS CORP	6,526	$1.02M	0.03%	+219		Timeline
BROOKFIELD ASSET MANAGEMENT…BROOKFIELD ASSET MANAGEMENT IN	24,755	$1.02M	0.03%	-3,250
VIGVANGUARD SPECIALIZED FUNDS	10,680	$1.01M	0.02%	-1,260		Timeline
LLYELI LILLY & CO	11,750	$1M	0.02%	-100		Timeline
IEMGISHARES INC	18,575	$1M	0.02%	+2,775		Timeline
XLKSELECT SECTOR SPDR TR	16,213	$958K	0.02%	0		Timeline
UNILEVER N VUNILEVER N V	16,096	$950K	0.02%	0
QCOMQUALCOMM INC	18,205	$944K	0.02%	-310		Timeline
FIDELITY LOW-PRICED STOCKFIDELITY LOW-PRICED STOCK	18,154	$941K	0.02%	new
ANTERO MIDSTREAM LPANTERO MIDSTREAM LP	29,725	$937K	0.02%	+5,125
ROPROPER TECHNOLOGIES INC	3,825	$931K	0.02%	+75		Timeline
FIDELITY GROWTH FDFIDELITY GROWTH FD	5,057	$885K	0.02%	new
VANGUARD LARGE CAP INDEX AD…VANGUARD LARGE CAP INDEX ADMIRAL	15,115	$881K	0.02%	-586
AMPAMERIPRISE FINL INC	5,721	$850K	0.02%	-21		Timeline
VEUVANGUARD INTL EQUITY INDEX F	16,043	$846K	0.02%	0		Timeline
FANGDIAMONDBACK ENERGY INC	8,614	$844K	0.02%	new		Timeline
ARATANA THERAPEUTICS INCARATANA THERAPEUTICS INC	137,675	$844K	0.02%	+23,300
TXNTEXAS INSTRS INC	9,324	$836K	0.02%	-70		Timeline
EAELECTRONIC ARTS INC	6,994	$826K	0.02%	0		Timeline
EEMISHARES TR	18,108	$811K	0.02%	0		Timeline
BNYBANK OF NY MELLON CORP	15,246	$808K	0.02%	+5,964		Timeline
DDOMINION ENERGY INC	10,446	$804K	0.02%	-6,100		Timeline
IJHISHARES TR	4,354	$779K	0.02%	-19		Timeline
ETENERGY TRANSFER L P	44,525	$774K	0.02%	+8,975		Timeline
Aberdeen Emerg Mkt InstAberdeen Emerg Mkt Inst	48,798	$761K	0.02%	new
TRVTRAVELERS COMPANIES INC	6,177	$757K	0.02%	0		Timeline
PPLPPL CORP	19,767	$750K	0.02%	-160		Timeline
SWPPXSCHWAB S&P 500 INDEX-SEL	18,880	$742K	0.02%	new		Timeline
ELLAUDER ESTEE COS INC	6,865	$740K	0.02%	0		Timeline
AMERICAN CENTURY ULTRA INVAMERICAN CENTURY ULTRA INV	17,079	$737K	0.02%	new
BBHVANECK ETF TRUST	5,480	$735K	0.02%	0		Timeline
DOMINION ENERGY MIDSTRM PRTNDOMINION ENERGY MIDSTRM PRTN	22,590	$723K	0.02%	+130
MARMARRIOTT INTL INC NEW	6,515	$718K	0.02%	+2,000		Timeline
MAMASTERCARD INCORPORATED	5,042	$712K	0.02%	0		Timeline
GBDCGOLUB CAP BDC INC	37,000	$696K	0.02%	-3,500		Timeline
GETSWIFT LTDGETSWIFT LTD	337,450	$685K	0.02%	new
VANGUARD BALANCED INDEX FUN…VANGUARD BALANCED INDEX FUND ADMI…	20,260	$680K	0.02%	0
LKFTLAKEFRONT BIOTHERAPEUTICS NV	6,670	$679K	0.02%	-84,647		Timeline
LABORATORY CORP OF AMERICALABORATORY CORP OF AMERICA	4,483	$677K	0.02%	0
SKXSKECHERS U S A INC	26,565	$667K	0.02%	-100		Timeline
CANOPY GROWTH CORPCANOPY GROWTH CORP	76,500	$658K	0.02%	+200
BTIBRITISH AMERN TOB PLC	10,420	$651K	0.02%	new		Timeline
PWCDFPOWER CORP CANADA	25,336	$643K	0.02%	0		Timeline
CACCAMDEN NATL CORP	14,600	$637K	0.02%	+1,500		Timeline
CERNER CORPCERNER CORP	8,815	$629K	0.02%	-1,305
ISRGINTUITIVE SURGICAL INC	600	$628K	0.02%	0		Timeline
GIGAMON INCGIGAMON INC	14,880	$627K	0.02%	-870
UGIUGI CORP NEW	13,200	$619K	0.02%	0		Timeline
INVESCO INTERNATIONAL VAINVESCO INTERNATIONAL VA	14,986	$609K	0.01%	new
WMTWALMART INC	7,670	$599K	0.01%	-20,700		Timeline
Vanguard Small Cap Value In…Vanguard Small Cap Value Index Ad…	10,718	$588K	0.01%	0
PNWPINNACLE WEST CAP CORP	6,800	$575K	0.01%	-603		Timeline
KANSAS CITY SOUTHERNKANSAS CITY SOUTHERN	5,250	$571K	0.01%	0
PRAXAIR INCPRAXAIR INC	4,025	$562K	0.01%	+475
NVSNOVARTIS AG	6,530	$561K	0.01%	+100		Timeline
PUTNAM LARGE CAP VALUE APUTNAM LARGE CAP VALUE A	23,079	$543K	0.01%	0
ROYAL DUTCH SHELL PLC SPN A…ROYAL DUTCH SHELL PLC SPN ADR	8,804	$533K	0.01%	+200
LIBERTY MEDIA CORP DELLIBERTY MEDIA CORP DEL	12,740	$533K	0.01%	-300
GILDGILEAD SCIENCES INC	6,460	$523K	0.01%	-470		Timeline
VIMAXVNGD MRNGST MD-CP IDX FD-ADM	2,837	$517K	0.01%	0		Timeline
BABAALIBABA GROUP HLDG LTD	2,968	$513K	0.01%	+785		Timeline
VANGUARD WNDSR AD IIVANGUARD WNDSR AD II	7,385	$503K	0.01%	0
ALLALLSTATE CORP	5,405	$497K	0.01%	0		Timeline
KRESPDR SERIES TRUST	8,673	$492K	0.01%	0		Timeline
MONMOUTH REAL ESTATE INVT COMONMOUTH REAL ESTATE INVT CO	30,393	$492K	0.01%	0
AMATAPPLIED MATLS INC	9,298	$484K	0.01%	0		Timeline
BAXBAXTER INTL INC	7,699	$483K	0.01%	0		Timeline
CPBTHE CAMPBELLS COMPANY	10,103	$473K	0.01%	-11,896		Timeline
MFS VALUE IMFS VALUE I	11,654	$468K	0.01%	-1,203
BLACKROCK INCBLACKROCK INC	1,043	$466K	0.01%	0
WTSWATTS WATER TECHNOLOGIES INC	6,700	$464K	0.01%	0		Timeline
CMECME GROUP INC	3,401	$461K	0.01%	0		Timeline
BPBP PLC	11,822	$454K	0.01%	-81		Timeline
MATTHEWS INTL FDS PAC TIGER…MATTHEWS INTL FDS PAC TIGER FD	15,443	$445K	0.01%	0
BXPBXP INC	3,551	$436K	0.01%	-199		Timeline
HARBOR INTL FDHARBOR INTL FD	6,193	$435K	0.01%	-581
VFIAXVANGUARD 500 INDEX-ADM	1,867	$434K	0.01%	-25		Timeline
TC PIPELINES LPTC PIPELINES LP	8,274	$433K	0.01%	-1,485
VECTREN CORPVECTREN CORP	6,547	$431K	0.01%	0
TRANSCANADA CORPTRANSCANADA CORP	8,700	$430K	0.01%	new
SHELL MIDSTREAM PARTNERS L PSHELL MIDSTREAM PARTNERS L P	15,040	$419K	0.01%	-1,975
TIFFANY & CO NEWTIFFANY & CO NEW	4,534	$416K	0.01%	0
COLUMBIA ACORN INTERNATIONA…COLUMBIA ACORN INTERNATIONAL FUND	8,798	$409K	0.01%	0
WRBBERKLEY W R CORP	6,100	$407K	0.01%	0		Timeline
YUMYUM BRANDS INC	5,500	$405K	0.01%	0		Timeline
VNOVORNADO RLTY TR	5,198	$400K	0.01%	0		Timeline
ENTERCOM COMMUNICATIONS CORPENTERCOM COMMUNICATIONS CORP	34,600	$396K	0.01%	new
MorphosysMorphosys	4,650	$392K	0.01%	new
T. ROWE PRICE EQUITY INCOMET. ROWE PRICE EQUITY INCOME	11,428	$391K	0.01%	0
BENFRANKLIN TEMPLETON INC	8,746	$389K	0.01%	-890		Timeline
GLAXOSMITHKLINE PLC-ADRGLAXOSMITHKLINE PLC-ADR	9,505	$386K	0.01%	+1,505
DVYISHARES TR	4,100	$384K	0.01%	-3,500		Timeline
VTIVANGUARD INDEX FDS	2,964	$384K	0.01%	-97		Timeline
CHHCHOICE HOTELS INTL INC	6,000	$383K	0.01%	0		Timeline
STAASTAAR SURGICAL CO	30,610	$381K	0.01%	0		Timeline
American Funds Amcap F2American Funds Amcap F2	12,247	$381K	0.01%	0
NOCNORTHROP GRUMMAN CORP	1,306	$376K	0.01%	0		Timeline
KHCKRAFT HEINZ CO	4,840	$375K	0.01%	-325		Timeline
IHS MARKIT LTDIHS MARKIT LTD	8,465	$373K	0.01%	+2,500
GGP INCGGP INC	17,815	$370K	0.01%	0
AMEAMETEK INC	5,539	$366K	0.01%	0		Timeline
ABRDN US SMALL CAP EQUITY I…ABRDN US SMALL CAP EQUITY INST	9,771	$364K	0.01%	new
PAAPLAINS ALL AMERN PIPELINE L	16,977	$360K	0.01%	-398		Timeline
ENBENBRIDGE INC	8,492	$355K	0.01%	+370		Timeline
BUDANHEUSER BUSCH INBEV SA NV	2,950	$352K	0.01%	-1,700		Timeline
VLOVALERO ENERGY CORP	4,550	$350K	0.01%	-1,000		Timeline
TWEEDY BRN GLOBAL VALUETWEEDY BRN GLOBAL VALUE	12,302	$346K	0.01%	0
INGERSOLL-RAND PLCINGERSOLL-RAND PLC	3,870	$345K	0.01%	+600
CNICANADIAN NATL RY CO	4,150	$344K	0.01%	-600		Timeline
BIOVERATIV INCBIOVERATIV INC	5,990	$342K	0.01%	+2,521
NFLXNETFLIX INC.	1,882	$341K	0.01%	+100		Timeline
LBRDKLIBERTY BROADBAND CORP	3,548	$338K	0.01%	-123		Timeline
MDLZMONDELEZ INTL INC	8,204	$334K	0.01%	-1,260		Timeline
HESS CORPHESS CORP	7,038	$330K	0.01%	-774
IEVISHARES TR	6,900	$323K	0.01%	0		Timeline
DTEDTE ENERGY CO	3,000	$322K	0.01%	0		Timeline
WECWEC ENERGY GROUP INC	5,126	$322K	0.01%	0		Timeline
SCHULMAN (A.) INCSCHULMAN (A.) INC	9,400	$321K	0.01%	new
VANGUARD TOTAL INTL STOCK I…VANGUARD TOTAL INTL STOCK INDEX A…	10,678	$314K	0.01%	0
SPGSIMON PPTY GROUP INC NEW	1,933	$311K	0.01%	-332		Timeline
PFFISHARES TR	8,000	$310K	0.01%	0		Timeline
IWRISHARES TR	1,556	$307K	0.01%	0		Timeline
RJFRAYMOND JAMES FINL INC	3,625	$306K	0.01%	0		Timeline
AMERICA MOVIL-SPN ADR CL LAMERICA MOVIL-SPN ADR CL L	17,264	$306K	0.01%	new
LIONS GATE ENTMNT CORPLIONS GATE ENTMNT CORP	9,000	$301K	0.01%	new
Apollo Global ManagementApollo Global Management	10,000	$301K	0.01%	-100
STTSTATE STR CORP	3,141	$300K	0.01%	+800		Timeline
KEXKIRBY CORP	4,550	$300K	0.01%	0		Timeline
HEARTLAND VALUE INVESTORHEARTLAND VALUE INVESTOR	6,818	$296K	0.01%	0
VOVANGUARD INDEX FDS	2,000	$294K	0.01%	0		Timeline
TORCHMARK CORPTORCHMARK CORP	3,672	$294K	0.01%	0
BWXTBWX TECHNOLOGIES INC	5,100	$286K	0.01%	0		Timeline
GABELLI ASSET FD SH BEN INTGABELLI ASSET FD SH BEN INT	4,659	$283K	0.01%	0
LLOEWS CORP	5,866	$281K	0.01%	0		Timeline
GRACE W R & CO DEL NEW COMGRACE W R & CO DEL NEW COM	3,895	$281K	0.01%	0
URIUNITED RENTALS INC	2,000	$277K	0.01%	0		Timeline
FISFIDELITY NATL INFORMATION SV	2,930	$274K	0.01%	-35		Timeline
Fidelity Advisor Freedom 20…Fidelity Advisor Freedom 2030 A	18,019	$270K	0.01%	-2,510
EFXEQUIFAX INC	2,500	$265K	0.01%	0		Timeline
VANGUARD TAX-MGD CAP APPRECVANGUARD TAX-MGD CAP APPREC	2,050	$265K	0.01%	0
DODGE & COX INT'LDODGE & COX INT'L	5,671	$265K	0.01%	0
DWS GLOBAL SMALL CAP SDWS GLOBAL SMALL CAP S	6,324	$265K	0.01%	0
CLXCLOROX CO DEL	1,991	$263K	0.01%	0		Timeline
COMMERCEHUB INCCOMMERCEHUB INC	11,501	$260K	0.01%	new
LBRDALIBERTY BROADBAND CORP	2,744	$258K	0.01%	0		Timeline
PSXPHILLIPS 66	2,797	$256K	0.01%	+200		Timeline
SPLUNK INCSPLUNK INC	3,820	$254K	0.01%	-311,425
JCIJOHNSON CONTROLS INTERNATION	6,240	$251K	0.01%	-149,294		Timeline
IVWISHARES TR	1,743	$250K	0.01%	-20		Timeline
MPCMARATHON PETE CORP	4,400	$247K	0.01%	0		Timeline
PEOPLE'S UNITED FINANCIAL I…PEOPLE'S UNITED FINANCIAL INC	13,533	$245K	0.01%	0
MDXGMIMEDX GROUP INC	20,500	$244K	0.01%	0		Timeline
OAKMARK INTL FDOAKMARK INTL FD	8,472	$244K	0.01%	0
OXYOCCIDENTAL PETE CORP	3,775	$242K	0.01%	new		Timeline
PIONEER NATURAL RESOURCES COPIONEER NATURAL RESOURCES CO	1,625	$240K	0.01%	-2,920
APACHE CORPAPACHE CORP	5,235	$240K	0.01%	0
WASHINGTON MUTUAL INVS FDWASHINGTON MUTUAL INVS FD	5,356	$239K	0.01%	+21
WORLD WRESTLING ENTMT INCWORLD WRESTLING ENTMT INC	10,000	$236K	0.01%	new
EQTEQT CORP	3,600	$235K	0.01%	new		Timeline
XELXCEL ENERGY INC	4,900	$232K	0.01%	0		Timeline
FRANKLIN MUTUAL GLOBAL DISC…FRANKLIN MUTUAL GLOBAL DISCOVERY Z	6,979	$232K	0.01%	new
LIBERTY GLOBAL PLCLIBERTY GLOBAL PLC	7,053	$231K	0.01%	-1,500
CIT GROUP INC COM NEWCIT GROUP INC COM NEW	4,691	$230K	0.01%	-29,921
Fidelity Spartan 500 Index …Fidelity Spartan 500 Index Fun	2,600	$230K	0.01%	new
Bowater IncBowater Inc	80,740	$229K	0.01%	0
TSLATESLA INC	665	$227K	0.01%	0		Timeline
TIME WARNER INCTIME WARNER INC	2,203	$226K	0.01%	+191
IWVISHARES TR	1,510	$225K	0.01%	0		Timeline
MNSTMONSTER BEVERAGE CORP NEW	4,000	$221K	0.01%	new		Timeline
EDCONSOLIDATED EDISON INC	2,722	$220K	0.01%	-150		Timeline
YUMCYUM CHINA HLDGS INC	5,500	$220K	0.01%	0		Timeline
VWOVANGUARD INTL EQUITY INDEX F	4,910	$214K	0.01%	0		Timeline
SJMSMUCKER J M CO	2,039	$214K	0.01%	+200		Timeline
ROYAL DUTCH SHELL PLC SPN A…ROYAL DUTCH SHELL PLC SPN ADR	3,387	$212K	0.01%	new
CTSHCOGNIZANT TECHNOLOGY SOLUTIO	2,830	$205K	0.01%	new		Timeline
AMERICAN FUNDS AMCAP AAMERICAN FUNDS AMCAP A	6,580	$203K	<0.01%	new
JPMORGAN TR I US LARGE SELJPMORGAN TR I US LARGE SEL	6,345	$203K	<0.01%	new
SCRIPPS NETWORKS INTERACT INSCRIPPS NETWORKS INTERACT IN	2,350	$202K	<0.01%	-33,725
AON PLCAON PLC	1,375	$201K	<0.01%	new
VIRNETX HLDG CORPVIRNETX HLDG CORP	51,353	$200K	<0.01%	+16,000
JOHN HANCOCK FDS II LIFES G…JOHN HANCOCK FDS II LIFES GRW	11,833	$199K	<0.01%	0
Direxion Daily Small Cap Be…Direxion Daily Small Cap Bear	14,340	$196K	<0.01%	+1,100
DREYFUS PREMIER INVT FDS IN…DREYFUS PREMIER INVT FDS INC D	14,874	$194K	<0.01%	0
TOCAGEN INCTOCAGEN INC	15,000	$187K	<0.01%	new
AMARIN CORP PLCAMARIN CORP PLC	52,698	$184K	<0.01%	+33,500
SBLKSTAR BULK CARRIERS CORP.	18,000	$175K	<0.01%	-13,600		Timeline
ROYCE FD PENN MUT INVROYCE FD PENN MUT INV	13,947	$172K	<0.01%	0
FIDELITY GOVERNMENT MONEY M…FIDELITY GOVERNMENT MONEY MARKET	159,789	$160K	<0.01%	+3,055
Ramaco Resources IncRamaco Resources Inc	22,050	$146K	<0.01%	+4,000
T. ROWE PRICE OVERSEAS STOC…T. ROWE PRICE OVERSEAS STOCK I	12,722	$142K	<0.01%	0
XEXGXEATON VANCE TAX-MANAGED GLOB	14,743	$138K	<0.01%	0		Timeline
PIERIS PHARMACEUTICALS INCPIERIS PHARMACEUTICALS INC	24,000	$138K	<0.01%	new
OPKOPKO HEALTH INC	17,300	$119K	<0.01%	+6,000		Timeline
GENER8 MARITIME INCGENER8 MARITIME INC	25,500	$115K	<0.01%	-1,550
ALLIANZ FDS RCM MIDCAP INSALLIANZ FDS RCM MIDCAP INS	25,706	$113K	<0.01%	0
TEEKAY CORPORATIONTEEKAY CORPORATION	12,200	$109K	<0.01%	0
ACELRX PHARMACEUTICALS INCACELRX PHARMACEUTICALS INC	22,800	$105K	<0.01%	new
CXCEMEX SAB DE CV	10,000	$91K	<0.01%	new		Timeline
HIXWESTERN ASSET HIGH INCOM FD	12,085	$87K	<0.01%	-4,200		Timeline
WILLBROS GROUP INCWILLBROS GROUP INC	26,000	$84K	<0.01%	new
PIMCO COMMODITY REAL RETURN…PIMCO COMMODITY REAL RETURN STRAT…	10,865	$71K	<0.01%	+172
DFA INTERNATIONAL REAL ESTA…DFA INTERNATIONAL REAL ESTATE SEC…	12,299	$63K	<0.01%	0
ASTERIAS BIOTHERAPEUTICS INCASTERIAS BIOTHERAPEUTICS INC	15,100	$51K	<0.01%	0
RegeneRx BiopharmaceuticalsRegeneRx Biopharmaceuticals	150,000	$50K	<0.01%	+40,000
ION SIGNATURE TECHNOLOGY INCION SIGNATURE TECHNOLOGY INC	50,000	$50K	<0.01%	0
GENE EXPRESS, INC. COMMON S…GENE EXPRESS, INC. COMMON STOC	100,000	$50K	<0.01%	0
EAGLE BULK SHIPPING INCEAGLE BULK SHIPPING INC	10,000	$46K	<0.01%	0
SGYPQSYNERGY PHARMACEUTICALS DEL	11,000	$32K	<0.01%	0		Timeline
TURQUOISE HILL RESOURCES LTDTURQUOISE HILL RESOURCES LTD	10,000	$31K	<0.01%	0
LWLGLIGHTWAVE LOGIC INC	20,000	$29K	<0.01%	0		Timeline
HARTE-HANKS INCHARTE-HANKS INC	10,000	$11K	<0.01%	0
APPLIED MINERALS INC COMAPPLIED MINERALS INC COM	237,817	$10K	<0.01%	0
TITAN MEDICAL INC.TITAN MEDICAL INC.	22,000	$6K	<0.01%	0
PKTXPROTOKINETIX INC	40,000	$2K	<0.01%	0		Timeline
ISLET SCIENCES INC COMISLET SCIENCES INC COM	91,666	$0	0%	0	Value filed as zero, left out of ratios.
SOLUCORP INDUSTRIES LTDSOLUCORP INDUSTRIES LTD	11,000	$0	0%	0	Value filed as zero, left out of ratios.
PALLADON VENTURES LTDPALLADON VENTURES LTD	20,500	$0	0%	0	Value filed as zero, left out of ratios.
GENE EXPRESS, INC. COM STOCKGENE EXPRESS, INC. COM STOCK	100,000	$0	0%	0	Value filed as zero, left out of ratios.
Solaris Power Cells Inc (NV)Solaris Power Cells Inc (NV)	350,000	$0	0%	0	Value filed as zero, left out of ratios.
STANDARDIZED GENOMICS, INCSTANDARDIZED GENOMICS, INC	100,000	$0	0%	0	Value filed as zero, left out of ratios.
STANDARDIZED PROTEOMICS, INCSTANDARDIZED PROTEOMICS, INC	100,000	$0	0%	0	Value filed as zero, left out of ratios.

Options

Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).

Security	Type	Amount	Value	Change
AMERICAN INTL GROUP INCAMERICAN INTL GROUP INC *W EXP 01/19/202	call	4,305	$264K	new

Sold out in Q3 2017

Positions in the previous quarter's report that this quarter's report no longer lists.

Security	Shares before	Value before	Type
Dow Chemical CompanyDow Chemical Company	745,524	$47M	shares
WJA VALUE EQUITY FUNDWJA VALUE EQUITY FUND	5,941	$6.6M	shares
LAMRLAMAR ADVERTISING CO	72,611	$5.34M	shares
PYPLPAYPAL HLDGS INC	66,148	$3.55M	shares
VIACOM INCVIACOM INC	54,410	$1.83M	shares
OUTFRONT MEDIA INCOUTFRONT MEDIA INC	69,699	$1.61M	shares
DU PONT E I DE NEMOURS & CODU PONT E I DE NEMOURS & CO	17,373	$1.4M	shares
INGRINGREDION INC	11,550	$1.38M	shares
REYNOLDS AMERICAN INCREYNOLDS AMERICAN INC	19,990	$1.3M	shares
RRCRANGE RES CORP	17,450	$404K	shares
CYHCOMMUNITY HEALTH SYS INC NEW	33,500	$334K	shares
GAPGAP INC	13,000	$286K	shares
PCGPG&E CORP	4,069	$270K	shares
HDVISHARES TR	3,000	$249K	shares
CLLSCELLECTIS S A	9,450	$244K	shares
KKELLANOVA	2,956	$205K	shares
MSIMOTOROLA SOLUTIONS INC	2,315	$201K	shares
VGPMXVanguard Specialized Portfolio	10,485	$107K	shares
ASCARDMORE SHIPPING CORP	10,500	$86K	shares
POLARIS MATLS CORP COMPOLARIS MATLS CORP COM	10,225	$8K	shares

How Q3 2017 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

Filing	Role	Amendment	Filed	Accepted	Ingested
13F-HR 0001104659-17-068370	base		2017-11-14	acceptance time not in the bulk data set	2026-10-07 19:07:28 UTC