WHITEBOX ADVISORS LLC

13F filer, CIK 1257391, MINNEAPOLIS, MN

WHITEBOX ADVISORS LLC reported $3,690,812,273 across 322 holdings for the quarter ended 2024-09-30, in a 13F-HR filed 2024-11-14. Its ten largest share positions make up 40.61% of the portfolio.

Filed 2024-11-14 (acceptance time not in the bulk data set), ingested 2026-10-07 18:26:56 UTC13F-HR 0001257391-24-000009

Period: 2024-09-30
Reported value: $3.69B
Holdings: 322
Top 10 weight: 40.61%
New: 44
Sold out: 72

Stakes and trades reported after 2024-09-30

13D, 13G and Form 4 filings by this filer's group, dated after the 13F period, on securities the quarter does not hold as shares.

KLXE KLX ENERGY SERVICES HOLDINGS: 13D 13,055,633 shares, 12.4% of the class, 13D filed 2026-10-06, 0000905148-26-004377 Timeline
Accepted 2026-10-06 20:28:30 UTC, ingested 2026-10-06 20:29:49 UTC

Largest buys vs the previous quarter

Security	Shares change	Approx. value
SIRInew	+1,176,722	$27.8M
GRFSadded	+1,519,093	$13.5M
CIVInew	+172,000	$8.72M
GIGCAPITAL7 CORPnew	+760,000	$7.58M
SIMAUnew	+500,000	$5.02M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

Security	Shares change	Approx. value
LBRDKreduced	-753,669	-$58.3M
NEEexited	-600,000	-$29.7M
PPLIreduced	-515,321	-$27.7M
BAXexited	-788,039	-$26.4M
LIBERTY MEDIA CORP DELexited	-1,136,498	-$25.2M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2024

Share positions as resolved from 13F-HR 0001257391-24-000009, largest first. % of portfolio is the value over $2,308,079,578, the sum of the share positions whose value is usable for ratios (method).

Security	Shares	Value	% of portfolio	Change	Timeline
LBRDKLIBERTY BROADBAND CORP	2,224,438	$172M	7.45%	-753,669	Timeline
TFPMTRIPLE FLAG PRECIOUS METAL	3,054,703	$49.4M	2.14%	-174,956	Timeline
PPLIPEOPLE INC	833,259	$44.8M	1.94%	-515,321	Timeline
GRFSGRIFOLS S A	4,221,483	$37.5M	1.62%	+1,519,093	Timeline
HEI-AHEICO CORP NEW	148,351	$30.2M	1.31%	0	Timeline
SIRISIRIUSXM HOLDINGS INC	1,176,722	$27.8M	1.21%	new	Timeline
VALVALARIS LTD	459,111	$25.6M	1.11%	-1,894	Timeline
ACIALBERTSONS COMPANIES INC	1,357,682	$25.1M	1.09%	+81,413	Timeline
CHRDCHORD ENERGY CORPORATION	185,264	$24.1M	1.05%	+23,980	Timeline
BLCOBAUSCH PLUS LOMB CORP	1,243,245	$24M	1.04%	-302,701	Timeline
UPWHEELS UP EXPERIENCE INC	42,686,519	$22.6M	0.98%	-341,682	Timeline
GPORGULFPORT ENERGY CORP	103,980	$15.7M	0.68%	-15,000	Timeline
BITOPROSHARES TR	697,042	$13.4M	0.58%	+114,872	Timeline
NENOBLE CORP PLC	365,083	$13.2M	0.57%	-19,511	Timeline
BHCBAUSCH HEALTH COS INC	1,436,787	$11.7M	0.51%	-3,099	Timeline
NCMINATIONAL CINEMEDIA INC	1,390,867	$9.81M	0.42%	-30,000	Timeline
NACNUVEEN CA DIVI ADV MUN	791,703	$9.41M	0.41%	-328,669	Timeline
LBRDALIBERTY BROADBAND CORP	118,151	$9.08M	0.39%	0	Timeline
CYHCOMMUNITY HEALTH SYS INC NEW	1,462,773	$8.88M	0.38%	-1,558,160	Timeline
DCHDAUCH CORP	1,415,173	$8.75M	0.38%	+389,760	Timeline
CIVICIVITAS RESOURCES INC	172,000	$8.72M	0.38%	new	Timeline
GIGCAPITAL7 CORPGIGCAPITAL7 CORP	760,000	$7.58M	0.33%	new
CSTMCONSTELLIUM SE	447,284	$7.27M	0.32%	+127,923	Timeline
GMGENERAL MTRS CO	160,776	$7.21M	0.31%	-27,215	Timeline
GTGOODYEAR TIRE & RUBR CO	693,028	$6.13M	0.27%	+284,168	Timeline
EQCEQUITY COMMONWEALTH	264,626	$5.27M	0.23%	-794,374	Timeline
SIMAUSIM ACQUISITION CORP. I	500,000	$5.02M	0.22%	new	Timeline
AAMAA MISSION ACQUISITION COR-A	450,000	$4.51M	0.2%	new	Timeline
HCM II ACQUISITION CORPHCM II ACQUISITION CORP	400,000	$4M	0.17%	new
THCTENET HEALTHCARE CORP	21,402	$3.56M	0.15%	-7,000	Timeline
MBIMBIA INC	844,431	$3.01M	0.13%	+50,000	Timeline
EQV VENTURES ACQUISITION COREQV VENTURES ACQUISITION COR	300,000	$2.98M	0.13%	new
SVCSERVICE PPTYS TR	640,602	$2.92M	0.13%	+30,000	Timeline
CCOCLEAR CHANNEL OUTDOOR HLDGS	1,807,486	$2.89M	0.13%	+185,700	Timeline
CARAVIS BUDGET GROUP INC	33,003	$2.89M	0.13%	+13,000	Timeline
VINE HILL CAP INVT CORP.VINE HILL CAP INVT CORP.	265,000	$2.65M	0.11%	new
VMOINVESCO MUN OPPORTUNIT TR	254,394	$2.61M	0.11%	+16,871	Timeline
TONTUGRAF GLOBAL CORP	250,000	$2.51M	0.11%	0	Timeline
LAUNCH ONE ACQUISITION CORPLAUNCH ONE ACQUISITION CORP	250,000	$2.5M	0.11%	new
BLACK SPADE ACQUISITION II CBLACK SPADE ACQUISITION II C	250,000	$2.49M	0.11%	new
NORDSTROM INCNORDSTROM INC	108,957	$2.45M	0.11%	+4,500
WBDWARNER BROS DISCOVERY INC	261,832	$2.16M	0.09%	+15,000	Timeline
HOUSANYWHERE REAL ESTATE INC	398,489	$2.02M	0.09%	+248,489	Timeline
VRNSVARONIS SYS INC	35,500	$2.01M	0.09%	new	Timeline
POLEUANDRETTI ACQUISITION CORP II	200,000	$2M	0.09%	new	Timeline
XNQPXNUVEEN PA INVT QUALITY MUN F	139,454	$1.76M	0.08%	-19,877	Timeline
PARAMOUNT GLOBALPARAMOUNT GLOBAL	163,723	$1.74M	0.08%	+40,000
MERCMERCER INTL INC	254,014	$1.72M	0.07%	+80,000	Timeline
BLACKROCK MUNIHLDGS NY QLTYBLACKROCK MUNIHLDGS NY QLTY	147,993	$1.65M	0.07%	+8,020
UCFICN HEALTHY FOOD TECH GROUP C	150,000	$1.53M	0.07%	0	Timeline
VLOSUVELOS ACQUISITION I CORP	150,000	$1.5M	0.07%	new	Timeline
VOYAGER ACQUISITION CORPVOYAGER ACQUISITION CORP	150,000	$1.5M	0.06%	new
RRYDER SYS INC	10,014	$1.46M	0.06%	-8,500	Timeline
BOXBOX INC	44,300	$1.45M	0.06%	new	Timeline
SBIWESTERN ASSET INTER MUNI	171,438	$1.41M	0.06%	+1,994	Timeline
DMBBNY MELLON MUN BD INFRASTRUC	125,910	$1.41M	0.06%	+6,269	Timeline
AZUL S AAZUL S A	402,775	$1.39M	0.06%	new
AFBALLIANCEBERNSTEIN NATL MUN I	113,955	$1.34M	0.06%	+6,905	Timeline
XNXJXNUVEEN NEW JERSEY	101,909	$1.33M	0.06%	-197,461	Timeline
KSSKOHLS CORP	62,770	$1.32M	0.06%	+10,000	Timeline
BKHABLACK HAWK ACQUISITION CORP	125,000	$1.28M	0.06%	0	Timeline
CAPNUCAYSON ACQUISITION CORP	125,000	$1.25M	0.05%	new	Timeline
TAT&T INC	55,713	$1.23M	0.05%	-92,134	Timeline
DSMBNY MELLON STRATEGIC MUN BD	192,127	$1.2M	0.05%	+26,319	Timeline
HTZWWHERTZ GLOBAL HLDGS INC	515,114	$1.13M	0.05%	-191,287	Timeline
DT CLOUD ACQUISITION CORPDT CLOUD ACQUISITION CORP	107,306	$1.11M	0.05%	0
BLACKROCK MUNIHOLDINGS QUAL…BLACKROCK MUNIHOLDINGS QUALITY	101,047	$1.08M	0.05%	+5,757
CUBWULIONHEART HOLDINGS	100,000	$1.02M	0.04%	0	Timeline
ELECTRA BATTERY MATERIALS COELECTRA BATTERY MATERIALS CO	1,759,703	$1M	0.04%	0
FVNNUFUTURE VISION II ACQUISITION	100,000	$1M	0.04%	new	Timeline
BLACKROCK N Y MUN INCOME TRUBLACKROCK N Y MUN INCOME TRU	82,517	$908K	0.04%	+7,084
VODVODAFONE GROUP PLC	90,585	$908K	0.04%	0	Timeline
KVACFKEEN VISION ACQUISITION CORP	75,000	$807K	0.03%	0	Timeline
NNNEXTNAV INC	71,999	$539K	0.02%	0	Timeline
HYACHAYMAKER ACQUISITION CORP IV	50,000	$533K	0.02%	0	Timeline
DTSQDT CLOUD STAR ACQUISITION CO	50,000	$500K	0.02%	new	Timeline
CXEMFS HIGH INCOME MUN TR	116,625	$467K	0.02%	+10,475	Timeline
CXHMFS INVT GRADE MUN TR	49,454	$407K	0.02%	+793	Timeline
TGNATEGNA INC	25,500	$402K	0.02%	new	Timeline
OPITQOFFICE PPTYS INCOME TR COM SHS	157,646	$344K	0.01%	0	Timeline
EBSEMERGENT BIOSOLUTIONS INC	40,427	$338K	0.01%	new	Timeline
QETAQUETTA ACQUISITION CORP	30,000	$312K	0.01%	0	Timeline
MGMMGM RESORTS INTERNATIONAL	7,662	$300K	0.01%	new	Timeline
AI Transportation Acquisiti…AI Transportation Acquisition Corp	20,000	$210K	0.01%	0
Trinseo PLCTrinseo PLC	39,146	$200K	0.01%	new
URGENTLY INC COM NEWURGENTLY INC COM NEW	278,189	$189K	0.01%	0
NOMNUVEEN MO QUALITY MUN INCOME	14,718	$162K	0.01%	+2,887	Timeline
NAZNUVEEN ARIZONA QLTY MUN INC	11,133	$132K	0.01%	-25,143	Timeline
ENGNWENGENE HOLDINGS INC	33,333	$70K	<0.01%	0	Timeline
ESPRESPERION THERAPEUTICS INC NE	30,182	$49.8K	<0.01%	new	Timeline
BURTECH ACQUISITION CORPBURTECH ACQUISITION CORP	225,000	$45K	<0.01%	0
VGASWVERDE CLEAN FUELS INC	190,419	$40K	<0.01%	0	Timeline
OCSAWOCULIS HOLDING AG	16,833	$35.3K	<0.01%	0	Timeline
BKHARBLACK HAWK ACQUISITION CORP	25,000	$29K	<0.01%	0	Timeline
DRTSWALPHA TAU MEDICAL LTD	146,256	$27.8K	<0.01%	0	Timeline
DYCQRDT CLOUD ACQUISITION CORP RT 0	107,306	$26.8K	<0.01%	0	Timeline
RTS/IRON HORSE ACQUISITIONS…RTS/IRON HORSE ACQUISITIONS CORP …	150,000	$25.5K	<0.01%	0
UNITED HOMES GROUP INCUNITED HOMES GROUP INC	25,000	$25K	<0.01%	0
DIGIASISIA WARRANTSDIGIASISIA WARRANTS	124,940	$23.7K	<0.01%	0
POLESTAR AUTOMOTIVE HLDG UKPOLESTAR AUTOMOTIVE HLDG UK	75,000	$22.5K	<0.01%	0
AIRJWAIRJOULE TECHNOLOGIES CORP	50,000	$21K	<0.01%	0	Timeline
INCEPTION GROWTH ACQUISITIO…INCEPTION GROWTH ACQUISITION RTS	175,000	$21K	<0.01%	0
WTS/EVERGREEN CORPORATION E…WTS/EVERGREEN CORPORATION EXP 02/…	350,000	$21K	<0.01%	0
SK GROWTH OPPORTUNITIES CORPSK GROWTH OPPORTUNITIES CORP	100,000	$21K	<0.01%	0
NOVA VISION ACQUISITION CORPNOVA VISION ACQUISITION CORP	80,000	$19.6K	<0.01%	0
OAK WOODS ACQUISITION CORPOAK WOODS ACQUISITION CORP	68,000	$18.5K	<0.01%	0
CRMLWCRITICAL METALS CORP	75,000	$18K	<0.01%	0	Timeline
Rigel Resource Acquisition …Rigel Resource Acquisition Corp	50,000	$17.5K	<0.01%	0
GLOBAL BLOCKCHAIN ACQUI CORPGLOBAL BLOCKCHAIN ACQUI CORP	225,000	$17.3K	<0.01%	0
FLYEXCLUSIVE INCFLYEXCLUSIVE INC	53,325	$17.1K	<0.01%	0
COCHWENVOY MEDICAL INC	184,000	$14.7K	<0.01%	0	Timeline
AA MISSION ACQUISITI…AA MISSION ACQUISITION …	225,000	$13.5K	<0.01%	new
GOLD ROYALTY CORPGOLD ROYALTY CORP	44,755	$13.4K	<0.01%	-5,245
NORTHVIEW ACQUISITION CO-RTSNORTHVIEW ACQUISITION CO-RTS	250,000	$12.8K	<0.01%	0
RF ACQUISITION CORPRF ACQUISITION CORP	100,000	$12K	<0.01%	0
DENALI CAPITAL ACQUISITN CORDENALI CAPITAL ACQUISITN COR	200,000	$12K	<0.01%	0
BANNIX ACQUISITION CORPBANNIX ACQUISITION CORP	100,000	$11.8K	<0.01%	0
BTMWQBITCOIN DEPOT INC	225,000	$11.2K	<0.01%	0	Timeline
BRLSWBOREALIS FOODS INC	160,000	$11.2K	<0.01%	0	Timeline
MOBXWMOBIX LABS INC	100,000	$11K	<0.01%	0	Timeline
DISTOKEN ACQUISITION CORP (…DISTOKEN ACQUISITION CORP (U.S.) …	100,000	$11K	<0.01%	0
VSEEWVSEE HEALTH INC	250,000	$10K	<0.01%	0	Timeline
FLDDWFOLD HLDGS INC	50,000	$10K	<0.01%	0	Timeline
VISION SENSING ACQUISITION CVISION SENSING ACQUISITION C	225,000	$9.83K	<0.01%	0
BIGBEAR AI HLDGS INCBIGBEAR AI HLDGS INC	68,769	$9.63K	<0.01%	0
RZLVWREZOLVE AI PLC	50,000	$9K	<0.01%	new	Timeline
SUMMIT HEALTHCARE ACQUISITI…SUMMIT HEALTHCARE ACQUISITION	125,000	$8.26K	<0.01%	0
CSLM Acquisition CorpCSLM Acquisition Corp	45,000	$7.65K	<0.01%	0
THUNDER BRDG CAP PRTNRS IV ITHUNDER BRDG CAP PRTNRS IV I	53,800	$7.11K	<0.01%	0
Aimfinity Investment Corp IAimfinity Investment Corp I	350,000	$7.04K	<0.01%	0
APX ACQUISITION CORP IAPX ACQUISITION CORP I	125,000	$6.25K	<0.01%	0
ILEARNINGENGINES INCILEARNINGENGINES INC	23,000	$6.09K	<0.01%	0
DTSQRDT CLOUD STAR ACQUISITION CO	50,000	$6K	<0.01%	new	Timeline
BUKIT JALIL GBL ACQUISITIONBUKIT JALIL GBL ACQUISITION	50,000	$6K	<0.01%	0
POWERUP ACQUISITION CORPPOWERUP ACQUISITION CORP	125,000	$5.29K	<0.01%	0
OPTXWSYNTEC OPTICS HLDGS INC	75,000	$5.25K	<0.01%	0	Timeline
SBCWWSBC MED GROUP HLDGS INC	35,000	$5.25K	<0.01%	0	Timeline
AISPWAIRSHIP AI HLDGS INC	23,000	$4.83K	<0.01%	0	Timeline
NORTHVIEW ACQUISITION CORPNORTHVIEW ACQUISITION CORP	125,000	$4.69K	<0.01%	0
CN HEALTHY FOOD TECH GROUP CCN HEALTHY FOOD TECH GROUP C	150,000	$4.61K	<0.01%	0
HOLLEY INCHOLLEY INC	79,311	$4.36K	<0.01%	-5,064
HAYMAKER ACQUISITION CORP IVHAYMAKER ACQUISITION CORP IV	25,000	$4K	<0.01%	0
Futuretech II Acquisition C…Futuretech II Acquisition Corp	151,600	$3.85K	<0.01%	0
INSIGHT ACQUISITION CORPINSIGHT ACQUISITION CORP	75,000	$3.83K	<0.01%	0
CYCUWCYCURION INC	175,000	$3.81K	<0.01%	0	Timeline
DUET ACQUISITION CORP (U.S.)DUET ACQUISITION CORP (U.S.)	195,100	$3.8K	<0.01%	0
HHG CAPITAL CORPORATIONHHG CAPITAL CORPORATION	55,000	$3.75K	<0.01%	0
EON RESOURCES INCEON RESOURCES INC	75,000	$3.75K	<0.01%	0
MRNOWMURANO GLOBAL INVT PLC	25,000	$3.75K	<0.01%	0	Timeline
GORES HOLDINGS IX INCGORES HOLDINGS IX INC	50,000	$3.75K	<0.01%	0
FORTUNE RI -CW23 EQUITYFORTUNE RI -CW23 EQUITY	137,500	$3.74K	<0.01%	0
EXCELFIN ACQUISITION CORPEXCELFIN ACQUISITION CORP	25,000	$3.73K	<0.01%	0
RF ACQUISITION CORPRF ACQUISITION CORP	100,000	$3.68K	<0.01%	0
KVACWKEEN VISION ACQUISITION CORP	75,000	$3.61K	<0.01%	0	Timeline
NVNIWNVNI GROUP LIMITED	175,000	$3.6K	<0.01%	0	Timeline
NOVA VISION ACQUISITION CORPNOVA VISION ACQUISITION CORP	80,000	$3.6K	<0.01%	0
INCEPTION GR -23 EQUITYINCEPTION GR -23 EQUITY	87,500	$3.51K	<0.01%	0
VEEAWVEEA INC	14,200	$3.41K	<0.01%	new	Timeline
AI TRANSPORTATION ACQUIS-RTSAI TRANSPORTATION ACQUIS-RTS	20,000	$3.4K	<0.01%	0
GLOBAL BLK-CW27 EQUITYGLOBAL BLK-CW27 EQUITY	225,000	$3.38K	<0.01%	0
CSLM ACQUISITION CORPCSLM ACQUISITION CORP	22,500	$3.13K	<0.01%	0
BLEUACACIA LTDBLEUACACIA LTD	100,000	$3.12K	<0.01%	0
MARBLEGATE ACQUISITION CORPMARBLEGATE ACQUISITION CORP	87,500	$3K	<0.01%	0
TECHNOLOGY & TELECOMMUNICAT…TECHNOLOGY & TELECOMMUNICATION	125,000	$3K	<0.01%	0
Everest Consolidator Acquis…Everest Consolidator Acquisition …	100,000	$2.97K	<0.01%	0
ESLAWESTRELLA IMMUNOPHARMA INC	45,476	$2.92K	<0.01%	0	Timeline
ZOOZWZOOZ STRATEGY LTD	62,500	$2.8K	<0.01%	0	Timeline
MSAIWMULTISENSOR AI HOLDINGS INC	104,126	$2.63K	<0.01%	0	Timeline
BAERWBRIDGER AEROSPACE GRP HLDGS	46,000	$2.61K	<0.01%	0	Timeline
ZEOWWZEO ENERGY CORP	50,000	$2.53K	<0.01%	0	Timeline
TARGET GLOBAL ACQUISI I CORPTARGET GLOBAL ACQUISI I CORP	33,333	$2.5K	<0.01%	0
HERAMBA ELECTRIC EQHERAMBA ELECTRIC EQ	25,000	$2.5K	<0.01%	new
SDCL EDGE ACQUISITION CORPSDCL EDGE ACQUISITION CORP	25,000	$2.5K	<0.01%	0
AESTHER HC -CW23 EQUITYAESTHER HC -CW23 EQUITY	50,000	$2.45K	<0.01%	0
AIIOWROBO.AI INC.	50,000	$2.38K	<0.01%	0	Timeline
CDTTWCDT EQUITY INC	200,000	$2.36K	<0.01%	0	Timeline
00	90,000	$2.23K	<0.01%	0
BNAIWBRAND ENGAGEMENT NETWORK INC	30,666	$2.15K	<0.01%	0	Timeline
AERTWAERIES TECHNOLOGY INC	60,662	$2.12K	<0.01%	0	Timeline
Cartesian Growth Corp IICartesian Growth Corp II	33,333	$2K	<0.01%	0
PLMWFPLUM ACQUISITION CORP. III WAR	25,000	$2K	<0.01%	0	Timeline
BANNIX ACQUISITION CORPBANNIX ACQUISITION CORP	100,000	$2K	<0.01%	0
IX ACQUISITION CORPIX ACQUISITION CORP	25,000	$1.95K	<0.01%	0
VAST RENEWABLES LIMITEDVAST RENEWABLES LIMITED	37,500	$1.88K	<0.01%	0
Oak Woods Acquisition CorpOak Woods Acquisition Corp	68,000	$1.84K	<0.01%	0
NEW ERA ENERGY & DIGITAL IN…NEW ERA ENERGY & DIGITAL INC WT E…	37,500	$1.77K	<0.01%	0
BLOCKCHAIN COINVSTRS ACQ CRPBLOCKCHAIN COINVSTRS ACQ CRP	75,000	$1.72K	<0.01%	0
SWIFTMERGE ACQUISITION CORPSWIFTMERGE ACQUISITION CORP	25,000	$1.7K	<0.01%	0
Distoken Acquisition CorpDistoken Acquisition Corp	100,000	$1.69K	<0.01%	0
ONMDWONEMEDNET CORP	49,700	$1.69K	<0.01%	0	Timeline
GCT SEMICONDUCTOR HLDG INCGCT SEMICONDUCTOR HLDG INC	12,500	$1.63K	<0.01%	0
APLMWAPOLLOMICS INC	200,000	$1.62K	<0.01%	0	Timeline
CARTICA ACQUISITION CORPCARTICA ACQUISITION CORP	10,000	$1.6K	<0.01%	0
WTS PYROPHYTE ACQUISITIONWTS PYROPHYTE ACQUISITION	25,000	$1.5K	<0.01%	0
BOLT PROJECTS HLDSBOLT PROJECTS HLDS	23,000	$1.38K	<0.01%	new
DevvStream CorpDevvStream Corp	37,500	$1.36K	<0.01%	0
BLEUACACIA LTDBLEUACACIA LTD	50,000	$1.36K	<0.01%	0
ATHENA TECHNOLOGY ACQUISITI…ATHENA TECHNOLOGY ACQUISITION	50,000	$1.32K	<0.01%	0
RCF ACQUISITION CORPRCF ACQUISITION CORP	25,000	$1.26K	<0.01%	0
RDZNWROADZEN INC	20,000	$1.25K	<0.01%	0	Timeline
Healthcare AI Acquisition C…Healthcare AI Acquisition Corp	50,000	$1.25K	<0.01%	0
HOVRWNEW HORIZON AIRCRAFT LTD	100,000	$1.23K	<0.01%	0	Timeline
TNL MediageneTNL Mediagene	75,000	$1.21K	<0.01%	0
TVGNWTEVOGEN INC	92,787	$1.2K	<0.01%	0	Timeline
LONGEVITY HEALTH HLDGS INCLONGEVITY HEALTH HLDGS INC	18,750	$1.12K	<0.01%	0
CPTWFCAPTIVISION INC	37,500	$1.12K	<0.01%	0	Timeline
XCF Global IncXCF Global Inc	25,370	$1.05K	<0.01%	0
BATTERY FUTURE ACQUISITION CBATTERY FUTURE ACQUISITION C	50,000	$1K	<0.01%	0
RMCOWROYALTY MGMT HLDG CORP	86,204	$905	<0.01%	0	Timeline
TLGY ACQUISITION CORPORATIO…TLGY ACQUISITION CORPORATION W	37,500	$900	<0.01%	0
FINNOVATE ACQUISITION CORPFINNOVATE ACQUISITION CORP	45,000	$900	<0.01%	0
ZAPATA COMPUTING HLDGS INCZAPATA COMPUTING HLDGS INC	25,000	$893	<0.01%	0
Pearl Holdings Acquisition …Pearl Holdings Acquisition Corp	25,000	$778	<0.01%	0
Papaya Growth Opportunity C…Papaya Growth Opportunity Corp I	25,000	$760	<0.01%	0
LibityLibity	12,500	$750	<0.01%	0
BUKIT JALIL GBL ACQUISITIONBUKIT JALIL GBL ACQUISITION	25,000	$750	<0.01%	0
ECXWWECARX HOLDINGS INC	34,500	$735	<0.01%	0	Timeline
ALTENERGY ACQUISITION CORPALTENERGY ACQUISITION CORP	62,500	$700	<0.01%	0
GLOBAL TECHNOLGY ACQSTN CORPGLOBAL TECHNOLGY ACQSTN CORP	12,500	$635	<0.01%	0
EVE MOBILITY ACQUISITION COREVE MOBILITY ACQUISITION COR	12,500	$588	<0.01%	0
ATLANTIC COASTAL AQSTN CORPATLANTIC COASTAL AQSTN CORP	12,500	$575	<0.01%	0
SRIVARU HOLDING LIMITEDSRIVARU HOLDING LIMITED	35,000	$525	<0.01%	0
ISPOWINSPIRATO INC WT EXP 02/09/27	30,000	$516	<0.01%	0	Timeline
TWIN RIDGE CAPITAL ACQUISIT…TWIN RIDGE CAPITAL ACQUISITION	15,333	$501	<0.01%	0
MOUNTAIN & CO I ACQUISITN COMOUNTAIN & CO I ACQUISITN CO	50,000	$500	<0.01%	0
HHG CAPITAL CORPORATIONHHG CAPITAL CORPORATION	55,000	$336	<0.01%	0
PINSTRIPES HOLDINGS INCPINSTRIPES HOLDINGS INC	27,500	$297	<0.01%	0
Invest Acquisition CorpInvest Acquisition Corp	25,000	$258	<0.01%	0
CACTUS ACQUISITION CORP 1 L…CACTUS ACQUISITION CORP 1 LTD	10,000	$234	<0.01%	0
ONYX ACQUISITION CO IONYX ACQUISITION CO I	12,500	$141	<0.01%	0
WTS PHOENIX BIOTECH ACQUISI…WTS PHOENIX BIOTECH ACQUISITIO	25,000	$128	<0.01%	0

Options

Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).

Security	Type	Amount	Value	Change
SPYSTATE STR SPDR S&P 500 ETF T SHS	put	968,800	$556M	-50,500
RCLROYAL CARIBBEAN GROUP Stock	put	750,000	$133M	0
KKRKKR & CO INC COM	put	800,000	$104M	+600,000
XOPSPDR SERIES TRUST S&P OILGAS EXP	put	550,000	$72.3M	new
OIHVANECK ETF TRUST OIL SERVICES ETF	put	250,000	$70.9M	+100,000
AAPLAPPLE INC COM	put	300,000	$69.9M	+150,000
IWMISHARES TR SHS	put	300,000	$66.3M	new
LUMNLUMEN TECHNOLOGIES INC COM	put	5,800,000	$41.2M	+4,300,000
CCLCARNIVAL CORP Stock	put	1,750,000	$32.3M	0
CNKCINEMARK HLDGS INC Stock	put	1,000,000	$27.8M	new
RUNSUNRUN INC COM	put	1,250,000	$22.6M	0
HLFHERBALIFE LTD COM SHS	put	3,000,000	$21.6M	+1,500,000
AALAMERICAN AIRLINES GROUP INC Stock	put	1,750,000	$19.7M	0
WOLFSPEED INCWOLFSPEED INC COM	put	2,000,000	$19.4M	+1,000,000
MSTRSTRATEGY INC Stock	put	110,000	$18.5M	+99,000
RIVNRIVIAN AUTOMOTIVE INC Stock	put	1,500,000	$16.8M	0
UALUNITED AIRLS HLDGS INC Stock	put	270,000	$15.4M	0
BYNDBEYOND MEAT INC COM	put	2,050,000	$13.9M	-800,000
QQQINVESCO QQQ TR COM	put	22,100	$10.8M	-600
AMCAMC ENTMT HLDGS INC CL A NEW	put	2,200,000	$10M	+500,000
NOVAQSUNNOVA ENERGY INTERNATIONAL I COM	put	800,000	$7.79M	-200,000
EWZISHARES INC MSCI BRAZIL ETF	put	200,000	$5.9M	0
EBSEMERGENT BIOSOLUTIONS INC COM	put	500,000	$4.17M	0
UPSTUPSTART HLDGS INC STOK	put	100,000	$4M	-200,000
BEBLOOM ENERGY CORP COM	put	340,000	$3.59M	0
NIONIO INC ADR	put	500,000	$3.34M	0
JBLUJETBLUE AIRWAYS CORP COM	call	500,000	$3.28M	new
MPTMEDICAL PROPERTIES TRUST INC REIT	put	500,000	$2.92M	new
AZUL S AAZUL S A OPT	put	500,000	$1.72M	0
SPIRIT AIRLS INCSPIRIT AIRLS INC COM	put	500,000	$1.2M	0
OPITQOFFICE PPTYS INCOME TR COM SHS COM SHS BEN INT	call	500,000	$1.09M	0
SPIRIT AIRLS INCSPIRIT AIRLS INC COM	call	300,000	$720K	new
WW INTL INCWW INTL INC COM	put	200,000	$176K	0

Principal amounts

Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).

Security	Type	Amount	Value	Change
INSMED INCINSMED INC NOTE 0.750% 6/0	principal	62,024,000	$142M	+27,974,000
MICROSTRATEGY INCMICROSTRATEGY INC NOTE 2/1	principal	96,220,000	$131M	-6,000,000
FRESHPET INCFRESHPET INC NOTE 3.000% 4/0	principal	58,100,000	$121M	-17,900,000
SEMTECH CORPSEMTECH CORP NOTE 1.625%11/0	principal	57,950,000	$81.9M	-18,500,000
AMERICAN AIRLINES GROUP INCAMERICAN AIRLINES GROUP INC NOTE 6.500% 7/0	principal	66,470,000	$68.2M	-20,000,000
SUNNOVA ENERGY INTL INC.SUNNOVA ENERGY INTL INC. NOTE 0.250%12/0	principal	79,902,000	$59.1M	-3,418,000
ON SEMICONDUCTOR CORPON SEMICONDUCTOR CORP NOTE 5/0	principal	39,000,000	$57.1M	-2,500,000
WAYFAIR INCWAYFAIR INC Convertible bond	principal	35,750,000	$52.6M	+3,500,000
SEA LTDSEA LTD NOTE 2.375%12/0	principal	43,500,000	$52.1M	+22,500,000
ENCORE CAP GROUP INCENCORE CAP GROUP INC NOTE 4.000% 3/1	principal	50,200,000	$50.6M	-500,000
CINEMARK HLDGS INCCINEMARK HLDGS INC NOTE 4.500% 8/1	principal	25,482,000	$50.5M	+10,711,000
COLLEGIUM PHARMACEUTICAL INCCOLLEGIUM PHARMACEUTICAL INC NOTE 2.875% 2/1	principal	37,450,000	$47.1M	+10,500,000
NOVAVAX INCNOVAVAX INC NOTE 5.000%12/1	principal	34,750,000	$43.7M	0
WAYFAIR INCWAYFAIR INC NOTE 3.250% 9/1	principal	30,250,000	$36.4M	-3,000,000
CANADIAN SOLAR INCCANADIAN SOLAR INC NOTE 2.500%10/0	principal	35,382,000	$34.3M	0
ARRAY TECHNOLOGIES INCARRAY TECHNOLOGIES INC NOTE 1.000%12/0	principal	43,287,000	$32.1M	+13,761,000
LUMENTUM HLDGS INCLUMENTUM HLDGS INC NOTE 1.500%12/1	principal	25,017,000	$29M	+1,517,000
WOLFSPEED INCWOLFSPEED INC NOTE 1.875%12/0	principal	77,000,000	$28.6M	0
XOMETRY INCXOMETRY INC NOTE 1.000% 2/0	principal	33,235,000	$28.2M	+1,250,000
HERBALIFE LTDHERBALIFE LTD NOTE 4.250% 6/1	principal	35,884,000	$26.3M	new
ZYNEX INCZYNEX INC NOTE 5.000% 5/1	principal	25,000,000	$24.5M	+2,500,000
ARTIVION INCARTIVION INC NOTE 4.250% 7/0	principal	19,250,000	$23.9M	0
HCI GROUP INCHCI GROUP INC NOTE 4.750% 6/0	principal	16,250,000	$23.3M	0
NABORS INDS INCNABORS INDS INC NOTE 1.750% 6/1	principal	29,547,000	$22.6M	0
Esperion Therapeutics IncEsperion Therapeutics Inc NOTE 4.000%11/15/25	principal	23,850,000	$22.6M	0
NIO INCNIO INC NOTE 4.625%10/1	principal	26,000,000	$22.6M	new
TRANSOCEAN INCTRANSOCEAN INC DEB 4.625% 9/3	principal	13,283,000	$19.6M	0
WORLD KINECT CORPORATIONWORLD KINECT CORPORATION Convertible	principal	16,074,000	$19.5M	new
WAYFAIR INCWAYFAIR INC NOTE 0.625%10/0	principal	20,000,000	$19M	new
BLOOM ENERGY CORPBLOOM ENERGY CORP Bond	principal	19,715,000	$18.1M	-2,000,000
LUMINAR TECHNOLOGIES INCLUMINAR TECHNOLOGIES INC DEBT 11.500% 1/1	principal	25,753,000	$16.7M	new
PTC THERAPEUTICS INCPTC THERAPEUTICS INC NOTE 1.500% 9/1	principal	15,500,000	$16.1M	+1,000,000
LIBERTY INTERACTIVE LLCLIBERTY INTERACTIVE LLC DEB 3.750% 2/1	principal	43,663,000	$15.1M	0
COINBASE GLOBAL INCCOINBASE GLOBAL INC NOTE 0.500% 6/0	principal	12,000,000	$11.7M	+6,500,000
VISHAY INTERTECHNOLOGY INCVISHAY INTERTECHNOLOGY INC NOTE 2.250% 9/1	principal	12,500,000	$11.4M	new
ZSCALER INCZSCALER INC NOTE 0.125% 7/0	principal	8,668,000	$10.6M	-7,500,000
BEYOND MEAT INCBEYOND MEAT INC NOTE 3/1	principal	62,998,000	$10.4M	-13,240,000
ENCORE CAP GROUP INCENCORE CAP GROUP INC NOTE 3.250%10/0	principal	7,550,000	$9.65M	-2,500,000
MARA HOLDINGS INCMARA HOLDINGS INC NOTE 1.000%12/0	principal	10,755,000	$9.52M	-19,000,000
TWO HARBORS INVENTMENT CORPOTWO HARBORS INVENTMENT CORPO NOTE 6.250% 1/1	principal	9,279,000	$9.02M	0
TPI COMPOSITES INCTPI COMPOSITES INC FIXED	principal	16,201,000	$8.92M	+4,000,000
UPSTART HLDGS INCUPSTART HLDGS INC NOTE 0.250% 8/1	principal	7,861,000	$6.96M	-24,500,000
GROUPON INCGROUPON INC NOTE 1.125% 3/1	principal	7,300,000	$6.52M	0
OMEROS CORPOMEROS CORP NOTE 5.250% 2/1	principal	8,500,000	$5.74M	-2,500,000
NIO INCNIO INC NOTE 3.875%10/1	principal	6,000,000	$5.54M	new
WOLFSPEED INCWOLFSPEED INC NOTE 1.750% 5/0	principal	7,639,000	$5.32M	-5,570,000
GOSSAMER BIO INCGOSSAMER BIO INC NOTE 5.000% 6/0	principal	10,004,000	$5.24M	0
LIBERTY INTERACTIVE LLCLIBERTY INTERACTIVE LLC DEB 4.000%11/1	principal	14,559,000	$5.17M	0
OATLY GROUP ABOATLY GROUP AB NOTE 9.250% 9/1	principal	6,728,172	$4.88M	0
REDFIN CORPREDFIN CORP NOTE 0.500% 4/0	principal	5,685,000	$4.14M	0
SPIRIT AIRLS INCSPIRIT AIRLS INC NOTE 1.000% 5/1	principal	9,577,000	$2.89M	new
CARDLYTICS INCCARDLYTICS INC BOND	principal	3,000,000	$2.73M	0
BILIBILI INCBILIBILI INC NOTE 0.500%12/0	principal	2,700,000	$2.67M	0
VERITONE INCVERITONE INC NOTE 1.750%11/1	principal	7,650,000	$2.44M	0
INNOVATE CORPINNOVATE CORP NOTE 7.500% 8/0	principal	6,887,000	$2.12M	0
SUNNOVA ENERGY INTL INC.SUNNOVA ENERGY INTL INC. NOTE 2.625% 2/1	principal	3,250,000	$2.1M	-2,000,000
FARO Technologies IncFARO Technologies Inc Convertible bond	principal	2,000,000	$1.87M	0
CUTERA INCCUTERA INC NOTE 4.000% 6/0	principal	10,390,000	$1.73M	-1,000,000

Sold out in Q3 2024

Positions in the previous quarter's report that this quarter's report no longer lists.

Security	Shares before	Value before	Type
ROYAL CARIBBEAN GROUPROYAL CARIBBEAN GROUP	71,300,000	$230M	principal
BREAD FINANCIAL HOLDINGS INBREAD FINANCIAL HOLDINGS IN	42,543,000	$56.6M	principal
NEENEXTERA ENERGY INC	600,000	$29.7M	shares
BAXBAXTER INTL INC	788,039	$26.4M	shares
LIBERTY MEDIA CORP DELLIBERTY MEDIA CORP DEL	1,136,498	$25.2M	shares
AQNALGONQUIN POWER & UTILITIES	3,157,963	$18.5M	shares
INFINERA CORPINFINERA CORP	17,000,000	$18.4M	principal
ZILLOW GROUP INCZILLOW GROUP INC	14,883,000	$17.9M	principal
CHTRCHARTER COMMUNICATIONS INC	50,000	$14.9M	call
LIBERTY MEDIA CORP DEL COM …LIBERTY MEDIA CORP DEL COM LBTY S…	452,001	$10M	shares
ANYWHERE REAL ESTATE GROUP LANYWHERE REAL ESTATE GROUP L	8,576,000	$6.88M	principal
CABLE ONE INCCABLE ONE INC	5,000,000	$3.71M	principal
GPNGLOBAL PMTS INC	37,000	$3.58M	shares
PIONEER MUNICIPAL HIGH INCO…PIONEER MUNICIPAL HIGH INCOME	329,238	$3.01M	shares
NBHNEUBERGER MUN FD INC	249,474	$2.66M	shares
PIONEER MUNICIPAL HIGH INCO…PIONEER MUNICIPAL HIGH INCOME	269,192	$2.21M	shares
MAXEON SOLAR TECHNOLOGIES LTMAXEON SOLAR TECHNOLOGIES LT	2,416,000	$2.06M	put
LUCID GROUP INCLUCID GROUP INC	700,000	$1.83M	put
BNY MELLON MUN INCOME INCBNY MELLON MUN INCOME INC	210,519	$1.51M	shares
VPVINVESCO PA VALUE MUN INC TR	127,118	$1.38M	shares
VTNINVESCO TR INVT GRADE NEW YO	120,354	$1.35M	shares
PIONEER MUN HIGH INCOME OPPOPIONEER MUN HIGH INCOME OPPO	114,612	$1.34M	shares
GVAGRANITE CONSTR INC	20,200	$1.25M	shares
FMNFEDERATED HERMES PREM MUNI I	95,981	$1.1M	shares
UPWHEELS UP EXPERIENCE INC	541,100	$1.02M	put
OVVOVINTIV INC	21,550	$1.01M	shares
BALLYS CORPORATIONBALLYS CORPORATION	79,639	$953K	shares
AALAMERICAN AIRLINES GROUP INC	79,245	$898K	shares
SIRIUS XM HOLDINGS INCSIRIUS XM HOLDINGS INC	286,674	$811K	shares
LUCID GROUP INCLUCID GROUP INC	300,000	$783K	shares
CCLCARNIVAL CORP	41,679	$780K	shares
Oak Woods Acquisition CorpOak Woods Acquisition Corp	68,000	$740K	shares
CUTERA INCCUTERA INC	3,800,000	$720K	principal
KTFDWS MUN INCOME TR	63,001	$597K	shares
SPIRIT AIRLS INCSPIRIT AIRLS INC	140,000	$512K	shares
TPRTAPESTRY INC	11,770	$504K	shares
GRAFTECH INTL LTDGRAFTECH INTL LTD	500,000	$485K	call
99 ACQUISITION GROUP INC99 ACQUISITION GROUP INC	35,000	$368K	shares
DWS STRATEGIC MUN INCOME TRDWS STRATEGIC MUN INCOME TR	34,777	$343K	shares
SABLE OFFSHORE CORPSABLE OFFSHORE CORP	29,958	$128K	shares
WESTROCK COFFEE COWESTROCK COFFEE CO	50,000	$111K	shares
GROYGOLD ROYALTY CORP	49,300	$69.5K	shares
INTUITIVE MACHINES INCINTUITIVE MACHINES INC	75,000	$51K	shares
ALGOMA STL GROUP INCALGOMA STL GROUP INC	47,644	$42.9K	shares
ZURA BIO LTDZURA BIO LTD	75,000	$30K	shares
MONTEREY CAP ACQUISITION CORMONTEREY CAP ACQUISITION COR	75,000	$13.5K	shares
99 ACQUISITION GROUP INC99 ACQUISITION GROUP INC	35,000	$9.45K	shares
FINTECH ECOSYSTEM DEVEFINTECH ECOSYSTEM DEVE	75,000	$8.25K	shares
KERNEL GROUP HOLDINGS INCKERNEL GROUP HOLDINGS INC	56,902	$7.42K	shares
ARMADA ACQUISITION CORP IARMADA ACQUISITION CORP I	50,000	$6.97K	shares
TORTOISEECOFIN ACQUISITION CTORTOISEECOFIN ACQUISITION C	44,137	$6.93K	shares
SLAM CORPSLAM CORP	23,000	$5.72K	shares
Arogo Capital Acquisition C…Arogo Capital Acquisition Corp	176,000	$5.28K	shares
GOLDEN ARROW MERGER CORPGOLDEN ARROW MERGER CORP	23,000	$3.45K	shares
Aura FAT Projects Acquisiti…Aura FAT Projects Acquisition Corp	200,000	$3.22K	shares
MONTEREY CAP ACQUISITION CORMONTEREY CAP ACQUISITION COR	75,000	$3.08K	shares
CANNA-GLOBAL ACQUISITION CO…CANNA-GLOBAL ACQUISITION CORP	275,000	$2.89K	shares
PROJECT ENERGY REIMAGINED ACPROJECT ENERGY REIMAGINED AC	25,000	$2.12K	shares
OCA ACQUISITION CORPOCA ACQUISITION CORP	22,724	$2.05K	shares
ENPHYS ACQUISITION CORPENPHYS ACQUISITION CORP	50,000	$1.75K	shares
Zalatoris II Acquisition Co…Zalatoris II Acquisition Corp	40,482	$1.63K	shares
PROOF ACQUISITION CORP I WT…PROOF ACQUISITION CORP I WT EX	100,000	$1.45K	shares
ZCARWZOOMCAR HLDGS INC WT EXP 12/31	100,000	$1.4K	shares
SPECTAIRE HOLDINGS INCSPECTAIRE HOLDINGS INC	37,500	$1.33K	shares
PLUM ACQUISITION CORP IPLUM ACQUISITION CORP I	14,200	$1.21K	shares
99 ACQUISITION GROUP INC99 ACQUISITION GROUP INC	35,000	$1.16K	shares
HOLDCO NUVUHOLDCO NUVU	50,000	$1.06K	shares
SEP ACQUISITION CORPSEP ACQUISITION CORP	125,000	$925	shares
FINTECH ECOSYSTEM DEVEFINTECH ECOSYSTEM DEVE	37,500	$750	shares
PBMWWPSYENCE BIOMEDICAL LTD	50,000	$525	shares
EFFECTOR THERAPEUTICS INCEFFECTOR THERAPEUTICS INC	298,145	$358	shares
Blueriver Acquisition CorpBlueriver Acquisition Corp	23,000	$313	shares

How Q3 2024 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

Filing	Role	Amendment	Filed	Accepted	Ingested
13F-HR 0001257391-24-000009	base		2024-11-14	acceptance time not in the bulk data set	2026-10-07 18:26:56 UTC
13F-HR/A 0000905148-26-003950	added	new holdings	2026-08-26	acceptance time not in the bulk data set	2026-10-06 09:57:27 UTC