13F-HR filed by WHITEBOX ADVISORS LLC
WHITEBOX ADVISORS LLC filed this 13F-HR for the quarter ended 2024-09-30, filed 2024-11-14, with 321 holding rows worth $3,668,188,418.
- Accession
- 0001257391-24-000009
- Filer
- CIK 1257391
- Filed
- 2024-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2024
A holdings report, 321 entries on the cover page, a total value of $3,668,188,418 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,668,188,418 with VALUE read as dollars as filed, 13F file number 028-10715. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 968,800 | $555,858,688 | dollars as filed | put |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 2,224,438 | $171,926,813 | dollars as filed | |
| INSMED INC | 457669AB5 | NOTE 0.750% 6/0 | 62,024,000 | $142,283,056 | dollars as filed | principal |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 750,000 | $133,020,000 | dollars as filed | put |
| MICROSTRATEGY INC | 594972AE1 | NOTE 2/1 | 96,220,000 | $131,051,640 | dollars as filed | principal |
| FRESHPET INC | 358039AB1 | NOTE 3.000% 4/0 | 58,100,000 | $120,964,200 | dollars as filed | principal |
| KKR & CO INC | 48251W104 | COM | 800,000 | $104,464,000 | dollars as filed | put |
| SEMTECH CORP | 816850AF8 | NOTE 1.625%11/0 | 57,950,000 | $81,941,300 | dollars as filed | principal |
| SPDR SER TR | 78468R556 | S&P OILGAS EXP | 550,000 | $72,336,000 | dollars as filed | put |
| VANECK ETF TRUST | 92189H607 | OIL SERVICES ETF | 250,000 | $70,927,500 | dollars as filed | put |
| Apple Inc | 037833100 | COM | 300,000 | $69,900,000 | dollars as filed | put |
| AMERICAN AIRLINES GROUP INC | 02376RAF9 | NOTE 6.500% 7/0 | 66,470,000 | $68,164,985 | dollars as filed | principal |
| iShares Russell 2000 ETF | 464287655 | SHS | 300,000 | $66,267,000 | dollars as filed | put |
| SUNNOVA ENERGY INTL INC. | 86745KAF1 | NOTE 0.250%12/0 | 79,902,000 | $59,127,480 | dollars as filed | principal |
| ON SEMICONDUCTOR CORP | 682189AS4 | NOTE 5/0 | 39,000,000 | $57,135,000 | dollars as filed | principal |
| Wayfair Inc | 94419LAR2 | Convertible bond | 35,750,000 | $52,641,875 | dollars as filed | principal |
| SEA LTD | 81141RAF7 | NOTE 2.375%12/0 | 43,500,000 | $52,113,000 | dollars as filed | principal |
| ENCORE CAP GROUP INC | 292554AP7 | NOTE 4.000% 3/1 | 50,200,000 | $50,576,500 | dollars as filed | principal |
| CINEMARK HLDGS INC | 17243VAB8 | NOTE 4.500% 8/1 | 25,482,000 | $50,454,360 | dollars as filed | principal |
| TRIPLE FLAG PRECIOUS METAL COM | 89679M104 | Stock | 3,054,703 | $49,431,415 | dollars as filed | |
| COLLEGIUM PHARMACEUTICAL INC | 19459JAC8 | NOTE 2.875% 2/1 | 37,450,000 | $47,093,375 | dollars as filed | principal |
| PEOPLE INC | 44891N208 | COM NEW | 833,259 | $44,845,999 | dollars as filed | |
| NOVAVAX INC | 670002AD6 | NOTE 5.000%12/1 | 34,750,000 | $43,738,036 | dollars as filed | principal |
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 5,800,000 | $41,180,000 | dollars as filed | put |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 4,221,483 | $37,486,769 | dollars as filed | |
| WAYFAIR INC | 94419LAP6 | NOTE 3.250% 9/1 | 30,250,000 | $36,390,750 | dollars as filed | principal |
| CANADIAN SOLAR INC | 136635AG4 | NOTE 2.500%10/0 | 35,382,000 | $34,303,355 | dollars as filed | principal |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 1,750,000 | $32,340,000 | dollars as filed | put |
| ARRAY TECHNOLOGIES INC | 04271TAB6 | NOTE 1.000%12/0 | 43,287,000 | $32,137,950 | dollars as filed | principal |
| HEICO CORP NEW | 422806208 | CL A | 148,351 | $30,228,000 | dollars as filed | |
| LUMENTUM HLDGS INC | 55024UAH2 | NOTE 1.500%12/1 | 25,017,000 | $29,036,444 | dollars as filed | principal |
| WOLFSPEED INC | 977852AD4 | NOTE 1.875%12/0 | 77,000,000 | $28,644,000 | dollars as filed | principal |
| XOMETRY INC | 98423FAB5 | NOTE 1.000% 2/0 | 33,235,000 | $28,216,515 | dollars as filed | principal |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 1,000,000 | $27,840,000 | dollars as filed | put |
| SIRIUSXM HOLDINGS INC | 829933100 | COMMON STOCK | 1,176,722 | $27,829,475 | dollars as filed | |
| HERBALIFE LTD | 42703MAF0 | NOTE 4.250% 6/1 | 35,884,000 | $26,254,188 | dollars as filed | principal |
| VALARIS LTD | G9460G101 | CL A | 459,111 | $25,595,438 | dollars as filed | |
| ALBERTSONS COMPANIES INC COMMON STOCK | 013091103 | Stock | 1,357,682 | $25,089,963 | dollars as filed | |
| ZYNEX INC | 98986MAD5 | NOTE 5.000% 5/1 | 25,000,000 | $24,497,396 | dollars as filed | principal |
| CHORD ENERGY CORPORATION | 674215207 | COM NEW | 185,264 | $24,126,931 | dollars as filed | |
| BAUSCH PLUS LOMB CORP | 071705107 | COMMON SHARES | 1,243,245 | $23,982,196 | dollars as filed | |
| ARTIVION INC | 228903AB6 | NOTE 4.250% 7/0 | 19,250,000 | $23,871,349 | dollars as filed | principal |
| HCI GROUP INC | 40416EAF0 | NOTE 4.750% 6/0 | 16,250,000 | $23,270,000 | dollars as filed | principal |
| NABORS INDS INC | 62957HAL9 | NOTE 1.750% 6/1 | 29,547,000 | $22,630,047 | dollars as filed | principal |
| Esperion Therapeutics Inc | 29664WAB1 | NOTE 4.000%11/15/25 | 23,850,000 | $22,612,781 | dollars as filed | principal |
| SUNRUN INC | 86771W105 | COM | 1,250,000 | $22,575,000 | dollars as filed | put |
| NIO INC | 62914VAK2 | NOTE 4.625%10/1 | 26,000,000 | $22,568,000 | dollars as filed | principal |
| HERBALIFE LTD | G4412G101 | COM SHS | 3,000,000 | $21,570,000 | dollars as filed | put |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 1,750,000 | $19,670,000 | dollars as filed | put |
| TRANSOCEAN INC | 893830BW8 | DEB 4.625% 9/3 | 13,283,000 | $19,618,991 | dollars as filed | principal |
| World Kinect Corporation Note 3.250 percent 7/0 | 98149GAB6 | Convertible | 16,074,000 | $19,513,836 | dollars as filed | principal |
| WOLFSPEED INC | 977852102 | COM | 2,000,000 | $19,400,000 | dollars as filed | put |
| WAYFAIR INC | 94419LAM3 | NOTE 0.625%10/0 | 20,000,000 | $19,025,888 | dollars as filed | principal |
| STRATEGY INC CL A NEW | 594972408 | Stock | 110,000 | $18,546,000 | dollars as filed | put |
| Bloom Energy Corp | 093712AK3 | Bond | 19,715,000 | $18,121,071 | dollars as filed | principal |
| RIVIAN AUTOMOTIVE INC COM CL A | 76954A103 | Stock | 1,500,000 | $16,830,000 | dollars as filed | put |
| LUMINAR TECHNOLOGIES INC | 550424AE5 | DEBT 11.500% 1/1 | 25,753,000 | $16,652,364 | dollars as filed | principal |
| PTC THERAPEUTICS INC | 69366JAD3 | NOTE 1.500% 9/1 | 15,500,000 | $16,069,384 | dollars as filed | principal |
| GULFPORT ENERGY CORP COMMON SHARES | 402635502 | Stock | 103,980 | $15,737,373 | dollars as filed | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 270,000 | $15,406,200 | dollars as filed | put |
| LIBERTY MEDIA CORP DEL | 530715AL5 | DEB 3.750% 2/1 | 43,663,000 | $15,063,735 | dollars as filed | principal |
| BEYOND MEAT INC | 08862E109 | COM | 2,050,000 | $13,899,000 | dollars as filed | put |
| PROSHARES TR | 74347G440 | BITCOIN ETF | 697,042 | $13,376,236 | dollars as filed | |
| NOBLE CORP PLC ORD SHS A | G65431127 | Stock | 365,083 | $13,194,100 | dollars as filed | |
| COINBASE GLOBAL INC | 19260QAB3 | NOTE 0.500% 6/0 | 12,000,000 | $11,742,000 | dollars as filed | principal |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 1,436,787 | $11,724,182 | dollars as filed | |
| VISHAY INTERTECHNOLOGY INC | 928298AR9 | NOTE 2.250% 9/1 | 12,500,000 | $11,443,750 | dollars as filed | principal |
| INVESCO QQQ TR | 46090E103 | COM | 22,100 | $10,786,347 | dollars as filed | put |
| ZSCALER INC | 98980GAB8 | NOTE 0.125% 7/0 | 8,668,000 | $10,574,960 | dollars as filed | principal |
| BEYOND MEAT INC | 08862EAB5 | NOTE 3/1 | 62,998,000 | $10,394,614 | dollars as filed | principal |
| AMC ENTMT HLDGS INC | 00165C302 | CL A NEW | 2,200,000 | $10,010,000 | dollars as filed | put |
| NATIONAL CINEMEDIA INC | 635309206 | COMMON STOCK | 1,390,867 | $9,805,612 | dollars as filed | |
| ENCORE CAP GROUP INC | 292554AM4 | NOTE 3.250%10/0 | 7,550,000 | $9,645,125 | dollars as filed | principal |
| MARA HOLDINGS INC | 565788AB2 | NOTE 1.000%12/0 | 10,755,000 | $9,522,149 | dollars as filed | principal |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 791,703 | $9,413,349 | dollars as filed | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 118,151 | $9,076,360 | dollars as filed | |
| TWO HARBORS INVENTMENT CORPO | 90187BAB7 | NOTE 6.250% 1/1 | 9,279,000 | $9,023,828 | dollars as filed | principal |
| TPI COMPOSITES INC | 87266jab0 | FIXED | 16,201,000 | $8,918,651 | dollars as filed | principal |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 1,462,773 | $8,879,032 | dollars as filed | |
| DAUCH CORP | 024061103 | COM | 1,415,173 | $8,745,769 | dollars as filed | |
| CIVITAS RESOURCES INC COM NEW | 17888H103 | Stock | 172,000 | $8,715,240 | dollars as filed | |
| SUNNOVA ENERGY INTERNATIONAL I | 86745K104 | COM | 800,000 | $7,792,000 | dollars as filed | put |
| GIGCAPITAL7 CORP | G38648112 | UNIT 99/99/9999 | 760,000 | $7,577,200 | dollars as filed | |
| CONSTELLIUM SE | F21107101 | CL A SHS | 447,284 | $7,272,838 | dollars as filed | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 160,776 | $7,209,196 | dollars as filed | |
| UPSTART HLDGS INC | 91680MAB3 | NOTE 0.250% 8/1 | 7,861,000 | $6,956,985 | dollars as filed | principal |
| GROUPON INC | 399473AF4 | NOTE 1.125% 3/1 | 7,300,000 | $6,515,056 | dollars as filed | principal |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 693,028 | $6,133,298 | dollars as filed | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 200,000 | $5,898,000 | dollars as filed | put |
| OMEROS CORP | 682143AG7 | NOTE 5.250% 2/1 | 8,500,000 | $5,737,446 | dollars as filed | principal |
| NIO INC | 62914VAJ5 | NOTE 3.875%10/1 | 6,000,000 | $5,535,879 | dollars as filed | principal |
| WOLFSPEED INC | 225447AD3 | NOTE 1.750% 5/0 | 7,639,000 | $5,324,383 | dollars as filed | principal |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 264,626 | $5,266,057 | dollars as filed | |
| GOSSAMER BIO INC | 38341PAA0 | NOTE 5.000% 6/0 | 10,004,000 | $5,238,032 | dollars as filed | principal |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 14,559,000 | $5,168,445 | dollars as filed | principal |
| SIM ACQUISITION CORP. I | G8431T127 | TRUS | 500,000 | $5,020,000 | dollars as filed | |
| OATLY GROUP AB | 67421JAC2 | NOTE 9.250% 9/1 | 6,728,172 | $4,881,069 | dollars as filed | principal |
| AA MISSION ACQUISITION CORP | G1000R101 | ORD SHS CL A | 450,000 | $4,509,000 | dollars as filed | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 500,000 | $4,175,000 | dollars as filed | put |
| REDFIN CORP | 75737FAE8 | NOTE 0.500% 4/0 | 5,685,000 | $4,135,838 | dollars as filed | principal |
| HCM II ACQUISITION CORP | G43658114 | UNIT 99/99/9999 | 400,000 | $4,004,000 | dollars as filed | |
| UPSTARTHLDGSINC | 91680M107 | STOK | 100,000 | $4,001,000 | dollars as filed | put |
| BLOOM ENERGY CORP | 093712107 | COM | 340,000 | $3,590,400 | dollars as filed | put |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 21,402 | $3,557,012 | dollars as filed | |
| NIO INC SPON ADS | 62914V106 | ADR | 500,000 | $3,340,000 | dollars as filed | put |
| JETBLUE AWYS CORP | 477143101 | COM | 500,000 | $3,280,000 | dollars as filed | call |
| MBIA INC | 55262C100 | COMMON STOCK | 844,431 | $3,014,619 | dollars as filed | |
| EQV VENTURES ACQUISITION COR | G3106N125 | UNIT 99/99/9999 | 300,000 | $2,979,000 | dollars as filed | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 500,000 | $2,925,000 | dollars as filed | put |
| SERVICE PPTYS TR | 81761L102 | COM SH BEN INT | 640,602 | $2,921,145 | dollars as filed | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 1,807,486 | $2,891,978 | dollars as filed | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 33,003 | $2,890,733 | dollars as filed | |
| SPIRIT AIRLS INC | 848577AB8 | NOTE 1.000% 5/1 | 9,577,000 | $2,887,466 | dollars as filed | principal |
| CARDLYTICS INC | 14161WAB1 | BOND | 3,000,000 | $2,729,995 | dollars as filed | principal |
| BILIBILI INC | 090040AF3 | NOTE 0.500%12/0 | 2,700,000 | $2,670,300 | dollars as filed | principal |
| VINE HILL CAP INVT CORP. | G93Y09123 | UNIT 09/06/2026 | 265,000 | $2,650,000 | dollars as filed | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 254,394 | $2,612,626 | dollars as filed | |
| GRAF GLOBAL CORP | G4036C114 | UNIT 05/31/2032 | 250,000 | $2,507,500 | dollars as filed | |
| LAUNCH ONE ACQUISITION CORP | G5S86M118 | TRUS | 250,000 | $2,500,300 | dollars as filed | |
| BLACK SPADE ACQUISITION II C | G1153L125 | TRUS | 250,000 | $2,490,000 | dollars as filed | |
| NORDSTROM INC | 655664100 | COM | 108,957 | $2,450,443 | dollars as filed | |
| VERITONE INC | 92347MAB6 | NOTE 1.750%11/1 | 7,650,000 | $2,436,525 | dollars as filed | principal |
| WARNER BROS DISCOVERY INC COM SER A | 934423104 | Stock | 261,832 | $2,160,114 | dollars as filed | |
| INNOVATE CORP | 404139AG2 | NOTE 7.500% 8/0 | 6,887,000 | $2,117,601 | dollars as filed | principal |
| SUNNOVA ENERGY INTL INC. | 86745KAH7 | NOTE 2.625% 2/1 | 3,250,000 | $2,102,100 | dollars as filed | principal |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 398,489 | $2,024,324 | dollars as filed | |
| VARONIS SYS INC | 922280102 | COM | 35,500 | $2,005,750 | dollars as filed | |
| ANDRETTI ACQUISITION CORP II | G26745110 | UNIT 99/99/9999 | 200,000 | $2,000,000 | dollars as filed | |
| FARO Technologies Inc | 311642AB8 | Convertible bond | 2,000,000 | $1,868,000 | dollars as filed | principal |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 139,454 | $1,759,909 | dollars as filed | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 163,723 | $1,738,738 | dollars as filed | |
| CUTERA INC | 232109AG3 | NOTE 4.000% 6/0 | 10,390,000 | $1,730,979 | dollars as filed | principal |
| AZUL S A | 05501U106 | OPT | 500,000 | $1,720,000 | dollars as filed | put |
| MERCER INTL INC | 588056101 | COM | 254,014 | $1,719,675 | dollars as filed | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 147,993 | $1,651,602 | dollars as filed | |
| CN HEALTHY FOOD TECH GROUP C | 462837105 | COM | 150,000 | $1,528,500 | dollars as filed | |
| M3BRIGADE ACQUISITION V CORP | G63212123 | UNIT 99/99/9999 | 150,000 | $1,504,500 | dollars as filed | |
| VOYAGER ACQUISITION CORP | G93A7H120 | UNIT | 150,000 | $1,500,000 | dollars as filed | |
| RYDER SYS INC COM | 783549108 | Stock | 10,014 | $1,460,041 | dollars as filed | |
| BOX INC CL A | 10316T104 | Stock | 44,300 | $1,449,939 | dollars as filed | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 171,438 | $1,405,792 | dollars as filed | |
| BNY MELLON MUN BD INFRASTRUC | 09662W109 | COM SHS | 125,910 | $1,405,156 | dollars as filed | |
| AZUL S A | 05501U106 | OPT | 402,775 | $1,385,546 | dollars as filed | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 113,955 | $1,344,669 | dollars as filed | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 101,909 | $1,328,893 | dollars as filed | |
| KOHLS CORP | 500255104 | COM | 62,770 | $1,324,447 | dollars as filed | |
| BLACK HAWK ACQUISITION CORP | G1148A101 | CMN | 125,000 | $1,280,000 | dollars as filed | |
| CAYSON ACQUISITION CORP | G1993W125 | UNIT 99/99/9999 | 125,000 | $1,252,500 | dollars as filed | |
| AT&T Inc | 00206R102 | COM | 55,713 | $1,225,686 | dollars as filed | |
| SPIRIT AIRLS INC | 848577102 | COM | 500,000 | $1,200,000 | dollars as filed | put |
| BNY MELLON STRATEGIC MUN BD | 09662E109 | COM | 192,127 | $1,196,951 | dollars as filed | |
| HERTZ GLOBAL HLDGS INC | 42806J148 | *W EXP 06/30/205 | 515,114 | $1,128,100 | dollars as filed | |
| DT CLOUD ACQUISITION CORP | G28524117 | ORD SHS | 107,306 | $1,106,325 | dollars as filed | |
| OFFICE PPTYS INCOME TR | 67623C109 | COM SHS BEN INT | 500,000 | $1,090,000 | dollars as filed | call |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 101,047 | $1,080,192 | dollars as filed | |
| LIONHEART HOLDINGS | G5501C125 | UNIT 99/99/9999 | 100,000 | $1,017,000 | dollars as filed | |
| ELECTRA BATTERY MATERIALS CO | 28474P201 | COM | 1,759,703 | $1,002,087 | dollars as filed | |
| FUTURE VISION II ACQUISITION | G37068122 | UNIT 06/20/2029 | 100,000 | $1,001,000 | dollars as filed | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 82,517 | $907,687 | dollars as filed | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 90,585 | $907,662 | dollars as filed | |
| KEEN VISION ACQUISITION CORP | G52443119 | SHS | 75,000 | $807,000 | dollars as filed | |
| SPIRIT AIRLS INC | 848577102 | COM | 300,000 | $720,000 | dollars as filed | call |
| NEXTNAV INC | 65345N106 | COMMON STOCK | 71,999 | $539,273 | dollars as filed | |
| HAYMAKER ACQUISITION | G4375F108 | Common Stock | 50,000 | $533,000 | dollars as filed | |
| DT CLOUD STAR ACQUISITION CO | G2853N106 | SHS | 50,000 | $499,750 | dollars as filed | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 116,625 | $467,083 | dollars as filed | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 49,454 | $406,512 | dollars as filed | |
| TEGNA INC COM | 87901J105 | Stock | 25,500 | $402,390 | dollars as filed | |
| OFFICE PPTYS INCOME TR | 67623C109 | COM SHS BEN INT | 157,646 | $343,668 | dollars as filed | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 40,427 | $337,565 | dollars as filed | |
| Quetta Acquisition Corp Com | 74841A105 | Common Stock | 30,000 | $312,000 | dollars as filed | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 7,662 | $299,508 | dollars as filed | |
| AI Transportation Acquisition Corp | G01490112 | COM | 20,000 | $209,600 | dollars as filed | |
| Trinseo PLC | G9059U107 | Common Stock | 39,146 | $200,036 | dollars as filed | |
| URGENTLY INC COM NEW | 916931108 | Stock | 278,189 | $189,141 | dollars as filed | |
| WW INTL INC | 98262P101 | COM | 200,000 | $175,560 | dollars as filed | put |
| NUVEEN MO QUALITY MUN INCOME | 67060Q108 | COM | 14,718 | $162,450 | dollars as filed | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 11,133 | $131,592 | dollars as filed | |
| ENGENE HOLDINGS INC | 29286M113 | W EXP 10/31/2028 | 33,333 | $69,999 | dollars as filed | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 30,182 | $49,800 | dollars as filed | |
| BURTECH ACQUISITION CORP | 123013112 | *W EXP 12/18/202 | 225,000 | $44,978 | dollars as filed | |
| VERDE CLEAN FUELS INC | 923372114 | *W EXP 02/15/202 | 190,419 | $39,988 | dollars as filed | |
| OCULIS HOLDING AG | H5870P110 | *W EXP 03/06/202 | 16,833 | $35,349 | dollars as filed | |
| Black Hawk Acquisition Corp Right 06/20/2025 | G1148A119 | SPACS | 25,000 | $29,000 | dollars as filed | |
| ALPHA TAU MEDICAL LTD WT EXP | M0740A116 | Stock | 146,256 | $27,803 | dollars as filed | |
| Dt Cloud Acquisition Corp | G28524133 | Right | 107,306 | $26,827 | dollars as filed | |
| RTS/IRON HORSE ACQUISITIONS CORP EXP12/31/2099 | 462837121 | COM | 150,000 | $25,500 | dollars as filed | |
| UNITED HOMES GROUP INC | 91060H116 | *W EXP 03/30/202 | 25,000 | $24,993 | dollars as filed | |
| DIGIASISIA WARRANTS | g27617110 | WT | 124,940 | $23,739 | dollars as filed | |
| POLESTAR AUTOMOTIVE HLDG UK | 731105102 | ADS C-1 | 75,000 | $22,500 | dollars as filed | |
| AIRJOULE TECHNOLOGIES CORP | 612160119 | *W EXP 03/15/202 | 50,000 | $21,000 | dollars as filed | |
| INCEPTION GROWTH ACQUISITION RTS | 45333D120 | COM | 175,000 | $21,000 | dollars as filed | |
| WTS/EVERGREEN CORPORATION EXP 02/15/2027 | G3312W117 | COM | 350,000 | $21,000 | dollars as filed | |
| SK GROWTH OPPORTUNITIES CORP | G8192N111 | *W EXP 06/28/202 | 100,000 | $21,000 | dollars as filed | |
| NOVA VISION ACQUISITION CORP | G6759A134 | RIGHT 99/99/9999 | 80,000 | $19,600 | dollars as filed | |
| OAK WOODS ACQUISITION CORP | 67190B120 | RIGHT 03/23/2028 | 68,000 | $18,496 | dollars as filed | |
| CRITICAL METALS CORP | G2662B111 | WTS | 75,000 | $18,000 | dollars as filed | |
| Rigel Resource Acquisition Corp | G7573M114 | WARRANT | 50,000 | $17,500 | dollars as filed | |
| GLOBAL BLOCKCHAIN ACQUI CORP | 37961B112 | RIGHT 05/09/2027 | 225,000 | $17,348 | dollars as filed | |
| FLYEXCLUSIVE INC | 343928115 | *W EXP 99/99/999 | 53,325 | $17,064 | dollars as filed | |
| Envoy Medical Inc W Exp 09/29/202 | 29415V117 | SPAC Combination | 184,000 | $14,720 | dollars as filed | |
| AA MISSION ACQUISITION CORP | G1000R127 | *W EXP 08/01/203 | 225,000 | $13,500 | dollars as filed | |
| GOLD ROYALTY CORP | 38071H122 | *W EXP 05/31/202 | 44,755 | $13,427 | dollars as filed | |
| NORTHVIEW ACQUISITION CO-RTS | 66718N129 | COM | 250,000 | $12,775 | dollars as filed | |
| RF ACQUISITION CORP | 74954L120 | RIGHT 05/01/2028 | 100,000 | $12,010 | dollars as filed | |
| DENALI CAPITAL ACQUISITN COR | G6256B114 | *W EXP 99/99/999 | 200,000 | $11,980 | dollars as filed | |
| BANNIX ACQUISITION CORP | 066644121 | RIGHT 07/31/2026 | 100,000 | $11,800 | dollars as filed | |
| BITCOIN DEPOT INC | 09174P113 | *W EXP 06/30/202 | 225,000 | $11,228 | dollars as filed | |
| BOREALIS FOODS INC | 09973D113 | *W EXP 02/07/202 | 160,000 | $11,200 | dollars as filed | |
| MOBIX LABS INC | 60743G118 | *W EXP 12/21/202 | 100,000 | $11,000 | dollars as filed | |
| DISTOKEN ACQUISITION CORP (U.S.) RIGHTS | G27740136 | COM | 100,000 | $11,000 | dollars as filed | |
| Vsee Health Inc W Exp 99/99/999 | 92919Y110 | SPAC Combination | 250,000 | $10,000 | dollars as filed | |
| Fold Hldgs Inc W Exp 02/14/203 | 29103K118 | SPAC Combination | 50,000 | $10,000 | dollars as filed | |
| VISION SENSING ACQUISITION C | 92838J111 | *W EXP 99/99/999 | 225,000 | $9,833 | dollars as filed | |
| BIGBEAR AI HLDGS INC | 08975B117 | *W EXP 12/08/202 | 68,769 | $9,628 | dollars as filed | |
| REZOLVE AI PLC | G75398118 | *W EXP 08/15/202 | 50,000 | $9,000 | dollars as filed | |
| SUMMIT HEALTHCARE ACQUISITION | g9845f117 | WT | 125,000 | $8,263 | dollars as filed | |
| CSLM Acquisition Corp | G2365L127 | RIGHT | 45,000 | $7,646 | dollars as filed | |
| THUNDER BRDG CAP PRTNRS IV I | 88605L115 | YW EXP 04/30/202 | 53,800 | $7,107 | dollars as filed | |
| Aimfinity Investment Corp I | G0135E126 | Warrant | 350,000 | $7,035 | dollars as filed | |
| APX ACQUISITION CORP I | G0440J125 | *W EXP 99/99/999 | 125,000 | $6,250 | dollars as filed | |
| ILEARNINGENGINES INC | 45175Q114 | WARR | 23,000 | $6,095 | dollars as filed | |
| Dt Cloud Star Acquisition Co Right 07/09/2029 | G2853N114 | SPACS | 50,000 | $6,005 | dollars as filed | |
| BUKIT JALIL GBL ACQUISITION | G1676M121 | RIGHT 12/30/2024 | 50,000 | $6,000 | dollars as filed | |
| POWERUP ACQUISITION CORP | G7207P129 | WARR | 125,000 | $5,288 | dollars as filed | |
| SYNTEC OPTICS HLDGS INC | 87169M113 | *W EXP 99/99/999 | 75,000 | $5,250 | dollars as filed | |
| Sbc Med Group Hldgs Inc W Exp 09/17/202 | 73245B115 | SPAC Combination | 35,000 | $5,250 | dollars as filed | |
| AIRSHIP AI HLDGS INC | 008940116 | *W EXP 12/21/202 | 23,000 | $4,830 | dollars as filed | |
| NORTHVIEW ACQUISITION CORP | 66718N111 | *W EXP 08/02/202 | 125,000 | $4,688 | dollars as filed | |
| Cn Healthy Food Tech Group C W Exp 09/30/203 | 462837113 | SPAC Combination | 150,000 | $4,605 | dollars as filed | |
| Holley Inc W Exp 11/30/202 | 43538H111 | SPAC Combination | 79,311 | $4,362 | dollars as filed | |
| HAYMAKER ACQUISITION CORP IV | G4375F116 | *W EXP 05/31/202 | 25,000 | $4,000 | dollars as filed | |
| Futuretech II Acquisition Corp | 36119D111 | Warrant | 151,600 | $3,851 | dollars as filed | |
| INSIGHT ACQUISITION CORP | 45784L118 | *W EXP 08/26/202 | 75,000 | $3,833 | dollars as filed | |
| CYCURION INC | 95758L115 | *W EXP 02/13/203 | 175,000 | $3,815 | dollars as filed | |
| DUET ACQUISITION CORP (U.S.) | 26431Q114 | COM | 195,100 | $3,804 | dollars as filed | |
| HHG CAPITAL CORPORATION | G4R23P145 | RIGHT 02/25/2026 | 55,000 | $3,751 | dollars as filed | |
| Eon Resources Inc W Exp 11/15/202 | 40472A128 | SPAC Combination | 75,000 | $3,750 | dollars as filed | |
| MURANO GLOBAL INVT PLC | G63369113 | *W EXP 03/19/202 | 25,000 | $3,750 | dollars as filed | |
| GORES HOLDINGS IX INC | 38287A119 | WARR | 50,000 | $3,750 | dollars as filed | |
| FORTUNE RI -CW23 EQUITY | 34969G110 | COM | 137,500 | $3,740 | dollars as filed | |
| EXCELFIN ACQUISITION CORP | 30069X110 | *W EXP 10/25/202 | 25,000 | $3,730 | dollars as filed | |
| RF ACQUISITION CORP | 74954L112 | *W EXP 05/01/202 | 100,000 | $3,680 | dollars as filed | |
| Keen Vision Acquisition Corp W Exp 03/15/202 | G52443127 | SPACS Warrant | 75,000 | $3,608 | dollars as filed | |
| Nvni Group Limited W Exp 11/01/202 | G50716110 | SPAC Combination | 175,000 | $3,605 | dollars as filed | |
| NOVA VISION ACQUISITION CORP | G6759A118 | *W EXP 12/31/202 | 80,000 | $3,600 | dollars as filed | |
| INCEPTION GR -23 EQUITY | 45333D112 | COM | 87,500 | $3,509 | dollars as filed | |
| Veea Inc W Exp 09/13/202 | 693489114 | SPAC Combination | 14,200 | $3,408 | dollars as filed | |
| AI TRANSPORTATION ACQUIS-RTS | G01490104 | RIGHT 09/01/2028 | 20,000 | $3,400 | dollars as filed | |
| GLOBAL BLK-CW27 EQUITY | 37961B120 | COM | 225,000 | $3,375 | dollars as filed | |
| CSLM ACQUISITION CORP | G2365L119 | *W EXP 99/99/999 | 22,500 | $3,128 | dollars as filed | |
| BLEUACACIA LTD | G11728139 | RIGHT 10/30/2026 | 100,000 | $3,120 | dollars as filed | |
| MARBLEGATE ACQUISITION CORP | 56608A113 | *W EXP 08/31/202 | 87,500 | $3,001 | dollars as filed | |
| TECHNOLOGY & TELECOMMUNICATION | g87119114 | COM | 125,000 | $3,000 | dollars as filed | |
| Everest Consolidator Acquisition Corp | 29978K110 | Warrant | 100,000 | $2,970 | dollars as filed | |
| Estrella Immunopharma Inc W Exp 09/29/202 | 297584112 | SPAC Combination | 45,476 | $2,924 | dollars as filed | |
| ZOOZ STRATEGY LTD | M2573A197 | *W EXP 04/02/202 | 62,500 | $2,800 | dollars as filed | |
| Multisensor Ai Holdings Inc W Exp 12/19/202 | 456948116 | SPAC Combination | 104,126 | $2,634 | dollars as filed | |
| Bridger Aerospace Grp Hldgs W Exp 01/24/202 | 96812F110 | SPAC Combination | 46,000 | $2,613 | dollars as filed | |
| Zeo Energy Corp W Exp 03/13/202 | 98944F117 | SPAC Combination | 50,000 | $2,530 | dollars as filed | |
| TARGET GLOBAL ACQUISI I CORP | G8675N125 | WARR | 33,333 | $2,503 | dollars as filed | |
| HERAMBA ELECTRIC EQ | g4411j106 | WT | 25,000 | $2,500 | dollars as filed | |
| SDCL EDGE ACQUISITION CORP | G79471127 | *W EXP 99/99/999 | 25,000 | $2,498 | dollars as filed | |
| AESTHER HC -CW23 EQUITY | 67644C112 | COM | 50,000 | $2,450 | dollars as filed | |
| ROBO.AI INC. | G6693P114 | *W EXP 11/11/202 | 50,000 | $2,385 | dollars as filed | |
| Cdt Equity Inc W Exp 09/22/202 | 20678X114 | SPAC Combination | 200,000 | $2,360 | dollars as filed | |
| 0 | 27877D112 | 0 | 90,000 | $2,232 | dollars as filed | |
| Brand Engagement Network Inc W Exp 03/14/202 | 104932116 | SPAC Combination | 30,666 | $2,147 | dollars as filed | |
| Aeries Technology Inc W Exp 11/06/202 | G0136H110 | SPAC Combination | 60,662 | $2,123 | dollars as filed | |
| Cartesian Growth Corp II | G19305120 | Warrant | 33,333 | $2,000 | dollars as filed | |
| Plum Acquisition Corp. III | G63290103 | Warrant | 25,000 | $2,000 | dollars as filed | |
| BANNIX ACQUISITION CORP | 066644113 | *W EXP 07/31/202 | 100,000 | $2,000 | dollars as filed | |
| IX ACQUISITION CORP | g5000d111 | WT | 25,000 | $1,948 | dollars as filed | |
| VAST RENEWABLES LIMITED | Q9379E113 | *W EXP 07/01/202 | 37,500 | $1,875 | dollars as filed | |
| Oak Woods Acquisition Corp | 67190B112 | Warrant | 68,000 | $1,843 | dollars as filed | |
| NEW ERA ENERGY & DIGITAL INC WT EXP 120629 | 77867R118 | Stock | 37,500 | $1,770 | dollars as filed | |
| BLOCKCHAIN COINVSTRS ACQ CRP | G11765115 | *W EXP 11/01/202 | 75,000 | $1,718 | dollars as filed | |
| SWIFTMERGE ACQUISITION CORP | G63836111 | *W EXP 12/13/202 | 25,000 | $1,700 | dollars as filed | |
| Distoken Acquisition Corp | G27740102 | Warrant | 100,000 | $1,690 | dollars as filed | |
| Onemednet Corp W Exp 11/07/202 | 68270C111 | SPAC Combination | 49,700 | $1,685 | dollars as filed | |
| GCT SEMICONDUCTOR HLDG INC | 36170N115 | W EXP 03/01/202 | 12,500 | $1,626 | dollars as filed | |
| Apollomics Inc W Exp 04/01/202 | G0411D115 | SPAC Combination | 200,000 | $1,620 | dollars as filed | |
| CARTICA ACQUISITION CORP | G1995D117 | *W EXP 04/30/202 | 10,000 | $1,600 | dollars as filed | |
| WTS PYROPHYTE ACQUISITION | g7308p127 | WT | 25,000 | $1,500 | dollars as filed | |
| BOLT PROJECTS HLDS | 09769b115 | WT | 23,000 | $1,380 | dollars as filed | |
| DevvStream Corp | 34417L117 | Warrant | 37,500 | $1,365 | dollars as filed | |
| BLEUACACIA LTD | G11728113 | *W EXP 10/30/202 | 50,000 | $1,365 | dollars as filed | |
| ATHENA TECHNOLOGY ACQUISITION | 04687c113 | WT | 50,000 | $1,325 | dollars as filed | |
| RCF ACQUISITION CORP | G7330C110 | *W EXP 99/99/999 | 25,000 | $1,258 | dollars as filed | |
| Roadzen Inc W Exp 11/30/202 | G7606H116 | SPAC Combination | 20,000 | $1,252 | dollars as filed | |
| Healthcare AI Acquisition Corp | G4373K117 | Warrant | 50,000 | $1,250 | dollars as filed | |
| NEW HORIZON AIRCRAFT LTD | 64550A115 | *W EXP 02/14/202 | 100,000 | $1,230 | dollars as filed | |
| TNL Mediagene | G1330L121 | Warrant | 75,000 | $1,208 | dollars as filed | |
| TEVOGEN BIO HLDGS INC | 88165K119 | *W EXP 02/14/202 | 92,787 | $1,197 | dollars as filed | |
| LONGEVITY HEALTH HLDGS INC | 142922111 | WT | 18,750 | $1,125 | dollars as filed | |
| CAPTIVISION INC-28 | G18932114 | Stock Warrant | 37,500 | $1,125 | dollars as filed | |
| XCF Global Inc | 22677T110 | Warrant | 25,370 | $1,050 | dollars as filed | |
| BATTERY FUTURE ACQUISITION C | G0888J124 | *W EXP 99/99/999 | 50,000 | $1,000 | dollars as filed | |
| ROYALTY MGMT HLDG CORP | 02369M110 | *W EXP 10/31/202 | 86,204 | $905 | dollars as filed | |
| TLGY ACQUISITION CORPORATION W | g8656t125 | WT | 37,500 | $900 | dollars as filed | |
| FINNOVATE ACQUISITION CORP | G3R34K111 | *W EXP 09/30/202 | 45,000 | $900 | dollars as filed | |
| ZAPATA COMPUTING HLDGS INC | 98906V118 | WARR | 25,000 | $893 | dollars as filed | |
| Pearl Holdings Acquisition Corp | G44525114 | Warrant | 25,000 | $778 | dollars as filed | |
| Papaya Growth Opportunity Corp I | 69882P110 | Warrant | 25,000 | $760 | dollars as filed | |
| Libity | G49219127 | Warrant | 12,500 | $750 | dollars as filed | |
| BUKIT JALIL GBL ACQUISITION | G1676M113 | *W EXP 12/30/202 | 25,000 | $750 | dollars as filed | |
| Ecarx Holdings Inc W Exp 99/99/999 | G29201111 | SPAC Combination | 34,500 | $735 | dollars as filed | |
| ALTENERGY ACQUISITION CORP | 02157M116 | *W EXP 10/29/202 | 62,500 | $700 | dollars as filed | |
| GLOBAL TECHNOLGY ACQSTN CORP | G3934N115 | *W EXP 99/99/999 | 12,500 | $635 | dollars as filed | |
| EVE MOBILITY ACQUISITION COR | G3218G117 | *W EXP 12/31/202 | 12,500 | $588 | dollars as filed | |
| ATLANTIC COASTAL AQSTN CORP | 04845A116 | WARR | 12,500 | $575 | dollars as filed | |
| SRIVARU HOLDING LIMITED | G8403L110 | *W EXP 12/08/202 | 35,000 | $525 | dollars as filed | |
| INSPIRATO INCORPORATED | 45791E115 | *W EXP 02/11/202 | 30,000 | $516 | dollars as filed | |
| TWIN RIDGE CAPITAL ACQUISITION | g1893d110 | WT | 15,333 | $501 | dollars as filed | |
| MOUNTAIN & CO I ACQUISITN CO | G6301J112 | *W EXP 09/30/202 | 50,000 | $500 | dollars as filed | |
| HHG CAPITAL CORPORATION | G4R23P129 | *W EXP 02/25/202 | 55,000 | $336 | dollars as filed | |
| PINSTRIPES HOLDINGS INC | 06690B115 | *W EXP 09/30/202 | 27,500 | $297 | dollars as filed | |
| Invest Acquisition Corp | G4923T113 | Warrant | 25,000 | $258 | dollars as filed | |
| CACTUS ACQUISITION CORP 1 LTD | g1745a124 | WT | 10,000 | $234 | dollars as filed | |
| ONYX ACQUISITION CO I | G6755Q117 | *W EXP 11/30/202 | 12,500 | $141 | dollars as filed | |
| WTS PHOENIX BIOTECH ACQUISITIO | 71902k113 | WT | 25,000 | $128 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001257391-24-000009 | this filing | 2024-11-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000905148-26-003950 | added | 2026-08-26 | acceptance time not in the bulk data set |