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VSR Financial Services, Inc.

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13F filer, CIK 1449689, OVERLAND PARK, KS

VSR Financial Services, Inc. reported $937,437,000 across 590 holdings for the quarter ended 2015-12-31, in a 13F-HR filed 2016-01-28. Its ten largest share positions make up 19.28% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001449689-16-000014

Changes against Q3 2015 are not shown: its report omitted holdings under a confidential treatment request (569 positions on file), so every position would read as new.

The filing omits holdings under a confidential treatment request (H8). A later amendment may add them.

Period
2015-12-31
Reported value
$937M
Holdings
590
Top 10 weight
19.28%
New
Sold out

Holdings, Q4 2015

Share positions as resolved from 13F-HR 0001449689-16-000014, largest first. % of portfolio is the value over $937,437,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
ALPS ETF TRALPS ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 39,287 shares; 2014Q4: 41,597 shares; 2015Q1: 38,498 shares; 2015Q2: 35,537 shares; 2015Q3: 18,498 shares; 2015Q4: 10,599 shares 10,599$222K0.02%The filing omitted confidential holdings, a later amendment may add them.
LUVSOUTHWEST AIRLS COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 7,085 shares; 2014Q4: 11,995 shares; 2015Q1: 8,908 shares; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 5,126 shares 5,126$221K0.02%The filing omitted confidential holdings, a later amendment may add them.Timeline
DALDELTA AIR LINES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 6,497 shares; 2014Q4: 5,926 shares; 2015Q1: 5,472 shares; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 4,369 shares 4,369$221K0.02%The filing omitted confidential holdings, a later amendment may add them.Timeline
MARMARRIOTT INTL INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 4,441 shares; 2014Q4: 4,441 shares; 2015Q1: 4,441 shares; 2015Q2: 4,441 shares; 2015Q3: 3,291 shares; 2015Q4: 3,291 shares 3,291$221K0.02%The filing omitted confidential holdings, a later amendment may add them.Timeline
NUVEEN INS MUNICIPAL OPP FDNUVEEN INS MUNICIPAL OPP FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 15,400 shares 15,400$221K0.02%The filing omitted confidential holdings, a later amendment may add them.
EG DJ EMRG MKT CNSUMR TITAEG DJ EMRG MKT CNSUMR TITAQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 11,458 shares; 2014Q4: 12,830 shares; 2015Q1: 11,458 shares; 2015Q2: 11,458 shares; 2015Q3: 11,458 shares; 2015Q4: 10,391 shares 10,391$221K0.02%The filing omitted confidential holdings, a later amendment may add them.
RYDEX ETF TRUSTRYDEX ETF TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: 2,313 shares; 2015Q2: 6,332 shares; 2015Q3: 2,004 shares; 2015Q4: 1,769 shares 1,769$221K0.02%The filing omitted confidential holdings, a later amendment may add them.
VIOOVANGUARD ADMIRAL FDS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 2,217 shares 2,217$220K0.02%The filing omitted confidential holdings, a later amendment may add them.Timeline
CONTINENTAL RES INCCONTINENTAL RES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 9,570 shares 9,570$220K0.02%The filing omitted confidential holdings, a later amendment may add them.
UTGREAVES UTIL INCOME FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 7,075 shares; 2014Q4: 7,400 shares; 2015Q1: 8,850 shares; 2015Q2: 8,850 shares; 2015Q3: 9,310 shares; 2015Q4: 8,373 shares 8,373$217K0.02%The filing omitted confidential holdings, a later amendment may add them.Timeline
CHIMERA INVESTMENT CORPCHIMERA INVESTMENT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 14,093 shares; 2015Q3: 14,093 shares; 2015Q4: 15,886 shares 15,886$217K0.02%The filing omitted confidential holdings, a later amendment may add them.
EIMEATON VANCE MUN BD FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 29,632 shares; 2014Q4: 27,234 shares; 2015Q1: 27,468 shares; 2015Q2: 27,468 shares; 2015Q3: 27,468 shares; 2015Q4: 16,725 shares 16,725$217K0.02%The filing omitted confidential holdings, a later amendment may add them.Timeline
AMDADVANCED MICRO DEVICES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 136,350 shares; 2014Q4: 130,350 shares; 2015Q1: 120,350 shares; 2015Q2: 101,350 shares; 2015Q3: 92,850 shares; 2015Q4: 74,850 shares 74,850$215K0.02%The filing omitted confidential holdings, a later amendment may add them.Timeline
EXAMWORKS GROUP INC COMEXAMWORKS GROUP INC COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 10,342 shares; 2014Q4: 10,342 shares; 2015Q1: 10,342 shares; 2015Q2: 8,062 shares; 2015Q3: 8,062 shares; 2015Q4: 8,062 shares 8,062$214K0.02%The filing omitted confidential holdings, a later amendment may add them.
USMVISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 8,670 shares; 2014Q4: 9,858 shares; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 5,037 shares 5,037$211K0.02%The filing omitted confidential holdings, a later amendment may add them.Timeline
CFCF INDUSTRIES HOLDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 5,175 shares; 2015Q3: 5,175 shares; 2015Q4: 5,175 shares 5,175$211K0.02%The filing omitted confidential holdings, a later amendment may add them.Timeline
XETYXEATON VANCE TAX-MANAGED DIVEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 18,881 shares; 2015Q4: 18,881 shares 18,881$211K0.02%The filing omitted confidential holdings, a later amendment may add them.Timeline
Mallinckrodt PlcMallinckrodt PlcQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 3,411 shares; 2015Q3: not reported; 2015Q4: 2,796 shares 2,796$209K0.02%The filing omitted confidential holdings, a later amendment may add them.
APACHE CORPAPACHE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 4,749 shares; 2014Q4: 4,093 shares; 2015Q1: not reported; 2015Q2: 4,122 shares; 2015Q3: not reported; 2015Q4: 4,667 shares 4,667$208K0.02%The filing omitted confidential holdings, a later amendment may add them.
MSIMOTOROLA SOLUTIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: 3,158 shares; 2015Q1: 3,158 shares; 2015Q2: not reported; 2015Q3: 3,030 shares; 2015Q4: 3,030 shares 3,030$207K0.02%The filing omitted confidential holdings, a later amendment may add them.Timeline
POWERSHARES DYNAMIC OTCPOWERSHARES DYNAMIC OTCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 6,487 shares; 2015Q4: 2,763 shares 2,763$206K0.02%The filing omitted confidential holdings, a later amendment may add them.
KEMPHARM INC COM NEWKEMPHARM INC COM NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 10,371 shares 10,371$206K0.02%The filing omitted confidential holdings, a later amendment may add them.
TMTOYOTA MOTOR CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 1,676 shares; 2015Q3: 1,734 shares; 2015Q4: 1,667 shares 1,667$205K0.02%The filing omitted confidential holdings, a later amendment may add them.Timeline
PIONEER MUNICIPAL HIGH INCO…PIONEER MUNICIPAL HIGH INCOMEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 13,903 shares; 2014Q4: 13,715 shares; 2015Q1: 13,849 shares; 2015Q2: 15,357 shares; 2015Q3: 15,366 shares; 2015Q4: 15,375 shares 15,375$205K0.02%The filing omitted confidential holdings, a later amendment may add them.
WSRWHITESTONE REITQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 22,755 shares; 2014Q4: 23,173 shares; 2015Q1: 19,485 shares; 2015Q2: 19,485 shares; 2015Q3: 19,485 shares; 2015Q4: 16,985 shares 16,985$204K0.02%The filing omitted confidential holdings, a later amendment may add them.Timeline
BBNBLACKROCK TAX MUNICPAL BD TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 9,667 shares 9,667$203K0.02%The filing omitted confidential holdings, a later amendment may add them.Timeline
PMLPIMCO MUN INCOME FD IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 19,762 shares; 2014Q4: 12,262 shares; 2015Q1: 12,262 shares; 2015Q2: 12,262 shares; 2015Q3: 16,262 shares; 2015Q4: 16,262 shares 16,262$203K0.02%The filing omitted confidential holdings, a later amendment may add them.Timeline
YAHOO INCYAHOO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 36,424 shares; 2014Q4: 36,407 shares; 2015Q1: 31,044 shares; 2015Q2: 7,419 shares; 2015Q3: not reported; 2015Q4: 6,069 shares 6,069$202K0.02%The filing omitted confidential holdings, a later amendment may add them.
XFFCXFLAHERTY & CRUMRIN PFD & INMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 20,144 shares; 2014Q4: 14,171 shares; 2015Q1: 10,000 shares; 2015Q2: 10,000 shares; 2015Q3: 10,000 shares; 2015Q4: 10,000 shares 10,000$200K0.02%The filing omitted confidential holdings, a later amendment may add them.Timeline
XCHYXCALAMOS CONV & HIGH INCOME FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 13,245 shares; 2014Q4: 13,095 shares; 2015Q1: 13,095 shares; 2015Q2: 12,922 shares; 2015Q3: 18,422 shares; 2015Q4: 18,422 shares 18,422$194K0.02%The filing omitted confidential holdings, a later amendment may add them.Timeline
ALLIANZGI CONV INCOME FDALLIANZGI CONV INCOME FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 34,195 shares; 2014Q4: 33,695 shares; 2015Q1: 33,695 shares; 2015Q2: 35,348 shares; 2015Q3: 35,973 shares; 2015Q4: 34,823 shares 34,823$193K0.02%The filing omitted confidential holdings, a later amendment may add them.
BSXBOSTON SCIENTIFIC CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 21,695 shares; 2014Q4: 12,395 shares; 2015Q1: 12,395 shares; 2015Q2: 24,481 shares; 2015Q3: 24,481 shares; 2015Q4: 10,339 shares 10,339$191K0.02%The filing omitted confidential holdings, a later amendment may add them.Timeline
DREYFUS MUN INCOME INCDREYFUS MUN INCOME INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 13,108 shares; 2014Q4: 12,108 shares; 2015Q1: 12,108 shares; 2015Q2: 10,000 shares; 2015Q3: 20,000 shares; 2015Q4: 20,000 shares 20,000$189K0.02%The filing omitted confidential holdings, a later amendment may add them.
EXCHANGE TRADED CONCEPTS TREXCHANGE TRADED CONCEPTS TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 12,802 shares; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 11,217 shares; 2015Q4: 10,543 shares 10,543$188K0.02%The filing omitted confidential holdings, a later amendment may add them.
FEMFIRST TR EXCH TRD ALPHDX FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 77,815 shares; 2014Q4: 56,110 shares; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 10,168 shares 10,168$183K0.02%The filing omitted confidential holdings, a later amendment may add them.Timeline
BSLBLACKSTONE SENI FLTN RAT 202Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 20,905 shares; 2014Q4: 25,592 shares; 2015Q1: 25,365 shares; 2015Q2: 20,021 shares; 2015Q3: 18,191 shares; 2015Q4: 11,986 shares 11,986$178K0.02%The filing omitted confidential holdings, a later amendment may add them.Timeline
NUVEENNUVEENQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 57,320 shares; 2014Q4: 56,870 shares; 2015Q1: 56,755 shares; 2015Q2: 56,415 shares; 2015Q3: 18,278 shares; 2015Q4: 19,048 shares 19,048$174K0.02%The filing omitted confidential holdings, a later amendment may add them.
XEVVXEATON VANCE LIMITED DURATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 13,225 shares 13,225$169K0.02%The filing omitted confidential holdings, a later amendment may add them.Timeline
BGTBLACKROCK FLOATING RATE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 12,538 shares; 2015Q3: 14,877 shares; 2015Q4: 13,559 shares 13,559$169K0.02%The filing omitted confidential holdings, a later amendment may add them.Timeline
ADVISORSHARESADVISORSHARESQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 10,443 shares; 2014Q4: 10,393 shares; 2015Q1: 10,393 shares; 2015Q2: 10,393 shares; 2015Q3: 14,895 shares; 2015Q4: 14,895 shares 14,895$160K0.02%The filing omitted confidential holdings, a later amendment may add them.
GOVERNMENT PPTYS INCOME TRGOVERNMENT PPTYS INCOME TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 10,031 shares 10,031$159K0.02%The filing omitted confidential holdings, a later amendment may add them.
CHWCALAMOS GBL DYN INCOME FUNDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 21,356 shares; 2015Q4: 21,356 shares 21,356$153K0.02%The filing omitted confidential holdings, a later amendment may add them.Timeline
NORTHSTAR REALTY EUROPE CORPNORTHSTAR REALTY EUROPE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 12,802 shares 12,802$151K0.02%The filing omitted confidential holdings, a later amendment may add them.
INLAND REAL ESTATE CORPINLAND REAL ESTATE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 80,882 shares; 2014Q4: 77,877 shares; 2015Q1: 79,926 shares; 2015Q2: 82,122 shares; 2015Q3: 81,640 shares; 2015Q4: 14,090 shares 14,090$150K0.02%The filing omitted confidential holdings, a later amendment may add them.
BLACKROCK MUN INCOME TRBLACKROCK MUN INCOME TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 10,000 shares; 2015Q4: 10,000 shares 10,000$148K0.02%The filing omitted confidential holdings, a later amendment may add them.
GGNGAMCO GLOBAL GOLD NAT RES &Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 17,484 shares; 2014Q4: 29,620 shares; 2015Q1: 31,988 shares; 2015Q2: 29,196 shares; 2015Q3: 29,812 shares; 2015Q4: 30,803 shares 30,803$146K0.02%The filing omitted confidential holdings, a later amendment may add them.Timeline
VMOINVESCO MUN OPPORTUNIT TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 10,774 shares; 2015Q4: 10,774 shares 10,774$142K0.02%The filing omitted confidential holdings, a later amendment may add them.Timeline
UNITED STATES NATL GAS FUNDUNITED STATES NATL GAS FUNDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 16,350 shares 16,350$142K0.02%The filing omitted confidential holdings, a later amendment may add them.
PFOFLAHERTY & CRUMRINE PFD INCOQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 20,098 shares; 2014Q4: 18,773 shares; 2015Q1: 19,069 shares; 2015Q2: 13,474 shares; 2015Q3: 12,559 shares; 2015Q4: 12,815 shares 12,815$137K0.01%The filing omitted confidential holdings, a later amendment may add them.Timeline
ALLIANCEBERNSTEIN INCOME FUNALLIANCEBERNSTEIN INCOME FUNQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 42,769 shares; 2014Q4: 42,514 shares; 2015Q1: 38,337 shares; 2015Q2: 29,548 shares; 2015Q3: 27,449 shares; 2015Q4: 17,889 shares 17,889$137K0.01%The filing omitted confidential holdings, a later amendment may add them.
POWERSHARESPOWERSHARESQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 16,241 shares; 2014Q4: 14,973 shares; 2015Q1: 13,579 shares; 2015Q2: 13,579 shares; 2015Q3: 11,074 shares; 2015Q4: 10,103 shares 10,103$135K0.01%The filing omitted confidential holdings, a later amendment may add them.
VKQINVESCO MUNICIPAL TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 10,350 shares; 2015Q3: 10,350 shares; 2015Q4: 10,350 shares 10,350$132K0.01%The filing omitted confidential holdings, a later amendment may add them.Timeline
APOLLO INVT CORPAPOLLO INVT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 27,411 shares; 2015Q3: 24,011 shares; 2015Q4: 24,011 shares 24,011$125K0.01%The filing omitted confidential holdings, a later amendment may add them.
TURTLE BEACH CORP COMTURTLE BEACH CORP COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 33,000 shares; 2014Q4: 58,000 shares; 2015Q1: 58,000 shares; 2015Q2: 58,000 shares; 2015Q3: 58,000 shares; 2015Q4: 58,000 shares 58,000$117K0.01%The filing omitted confidential holdings, a later amendment may add them.
CHICALAMOS CONV OPPORTUNITIES &Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 11,371 shares; 2015Q4: 11,485 shares 11,485$114K0.01%The filing omitted confidential holdings, a later amendment may add them.Timeline
TWO HARBORS INVESTMENT CORPTWO HARBORS INVESTMENT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 54,991 shares; 2014Q4: 16,580 shares; 2015Q1: 16,580 shares; 2015Q2: 16,480 shares; 2015Q3: 13,580 shares; 2015Q4: 13,580 shares 13,580$110K0.01%The filing omitted confidential holdings, a later amendment may add them.
ISHARES GOLD TRUSTISHARES GOLD TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 11,540 shares; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 10,648 shares 10,648$109K0.01%The filing omitted confidential holdings, a later amendment may add them.
PBRPETROLEO BRASILEIRO S AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 17,737 shares; 2014Q4: 15,137 shares; 2015Q1: 23,137 shares; 2015Q2: 23,137 shares; 2015Q3: 23,137 shares; 2015Q4: 23,131 shares 23,131$99K0.01%The filing omitted confidential holdings, a later amendment may add them.Timeline
XCMUXMFS HIGH YIELD MUN TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 19,756 shares; 2014Q4: 19,452 shares; 2015Q1: 20,387 shares; 2015Q2: 20,688 shares; 2015Q3: 21,006 shares; 2015Q4: 21,314 shares 21,314$96K0.01%The filing omitted confidential holdings, a later amendment may add them.Timeline
ATENA10 NETWORKS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 10,000 shares; 2015Q4: 13,800 shares 13,800$91K0.01%The filing omitted confidential holdings, a later amendment may add them.Timeline
CALXCALIX INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 11,549 shares; 2015Q3: 11,549 shares; 2015Q4: 11,549 shares 11,549$91K0.01%The filing omitted confidential holdings, a later amendment may add them.Timeline
CINCINNATI BELL INC NEWCINCINNATI BELL INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 40,276 shares; 2014Q4: 40,276 shares; 2015Q1: 23,079 shares; 2015Q2: 23,079 shares; 2015Q3: 23,079 shares; 2015Q4: 23,079 shares 23,079$83K0.01%The filing omitted confidential holdings, a later amendment may add them.
CYS INVTS INCCYS INVTS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 34,085 shares; 2014Q4: 34,085 shares; 2015Q1: 18,585 shares; 2015Q2: 16,585 shares; 2015Q3: 14,085 shares; 2015Q4: 11,085 shares 11,085$79K0.01%The filing omitted confidential holdings, a later amendment may add them.
SIRIUS XM HOLDINGS INCSIRIUS XM HOLDINGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: 10,902 shares; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 19,141 shares 19,141$78K0.01%The filing omitted confidential holdings, a later amendment may add them.
TURKISH INVESTMENT FUNDTURKISH INVESTMENT FUNDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 10,000 shares; 2014Q4: 10,000 shares; 2015Q1: 10,000 shares; 2015Q2: 10,000 shares; 2015Q3: 10,000 shares; 2015Q4: 10,000 shares 10,000$78K0.01%The filing omitted confidential holdings, a later amendment may add them.
AXGNAXOGEN INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 10,000 shares; 2015Q3: 15,000 shares; 2015Q4: 15,000 shares 15,000$75K0.01%The filing omitted confidential holdings, a later amendment may add them.Timeline
PNNTPENNANTPARK INVTS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 57,759 shares; 2014Q4: 14,016 shares; 2015Q1: 15,016 shares; 2015Q2: 11,597 shares; 2015Q3: 11,597 shares; 2015Q4: 11,597 shares 11,597$72K0.01%The filing omitted confidential holdings, a later amendment may add them.Timeline
ARENA PHARMECEUTICALS INCARENA PHARMECEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: 30,000 shares; 2015Q2: 15,000 shares; 2015Q3: 30,000 shares; 2015Q4: 30,000 shares 30,000$57K0.01%The filing omitted confidential holdings, a later amendment may add them.
CHESEPEAKE ENERGY CORPCHESEPEAKE ENERGY CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 13,308 shares; 2015Q4: 11,419 shares 11,419$51K0.01%The filing omitted confidential holdings, a later amendment may add them.
RCS CAP CORPRCS CAP CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: 15,621 shares; 2015Q1: 19,139 shares; 2015Q2: 18,526 shares; 2015Q3: 76,676 shares; 2015Q4: 161,156 shares 161,156$49K0.01%The filing omitted confidential holdings, a later amendment may add them.
FRONTIER COMMUNICATIONS CORPFRONTIER COMMUNICATIONS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 99,675 shares; 2014Q4: 95,202 shares; 2015Q1: 89,155 shares; 2015Q2: 59,203 shares; 2015Q3: 59,203 shares; 2015Q4: 10,328 shares 10,328$48K0.01%The filing omitted confidential holdings, a later amendment may add them.
VANGUARDVANGUARDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 13,775 shares; 2015Q3: 18,343 shares; 2015Q4: 15,669 shares 15,669$47K0.01%The filing omitted confidential holdings, a later amendment may add them.
Seadrill Partners, LLCSeadrill Partners, LLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 12,607 shares 12,607$46K<0.01%The filing omitted confidential holdings, a later amendment may add them.
EVERI HLDGS INCEVERI HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 10,060 shares; 2015Q4: 10,060 shares 10,060$44K<0.01%The filing omitted confidential holdings, a later amendment may add them.
BOVIE MEDICAL CORPBOVIE MEDICAL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: 19,250 shares; 2015Q2: 19,250 shares; 2015Q3: 19,250 shares; 2015Q4: 19,250 shares 19,250$40K<0.01%The filing omitted confidential holdings, a later amendment may add them.
CREDIT SUISSE NASSAU BRHCREDIT SUISSE NASSAU BRHQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 10,000 shares 10,000$40K<0.01%The filing omitted confidential holdings, a later amendment may add them.
CIKUBS ASSET MGMT INCOME FD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 15,904 shares; 2014Q4: 15,948 shares; 2015Q1: 15,995 shares; 2015Q2: 13,700 shares; 2015Q3: 13,700 shares; 2015Q4: 13,700 shares 13,700$38K<0.01%The filing omitted confidential holdings, a later amendment may add them.Timeline
MCDERMOTT INTL INCMCDERMOTT INTL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: 13,912 shares; 2015Q1: 22,952 shares; 2015Q2: 15,171 shares; 2015Q3: 15,224 shares; 2015Q4: 11,224 shares 11,224$38K<0.01%The filing omitted confidential holdings, a later amendment may add them.
Galena Biopharma IncGalena Biopharma IncQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 12,297 shares; 2014Q4: 12,297 shares; 2015Q1: 12,297 shares; 2015Q2: 20,407 shares; 2015Q3: 20,407 shares; 2015Q4: 20,407 shares 20,407$30K<0.01%The filing omitted confidential holdings, a later amendment may add them.
HUDSON GLOBAL INCHUDSON GLOBAL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 10,000 shares; 2014Q4: 10,000 shares; 2015Q1: 10,000 shares; 2015Q2: 10,000 shares; 2015Q3: 10,000 shares; 2015Q4: 10,000 shares 10,000$29K<0.01%The filing omitted confidential holdings, a later amendment may add them.
AMARIN CORP PLCAMARIN CORP PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 11,700 shares 11,700$22K<0.01%The filing omitted confidential holdings, a later amendment may add them.
SANDRIDGE MISSISSIPPIAN TR ISANDRIDGE MISSISSIPPIAN TR IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 11,150 shares; 2014Q4: 11,150 shares; 2015Q1: 11,150 shares; 2015Q2: 11,150 shares; 2015Q3: 11,150 shares; 2015Q4: 11,400 shares 11,400$22K<0.01%The filing omitted confidential holdings, a later amendment may add them.
Lineage, Inc.Lineage, Inc.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 13,036 shares; 2014Q4: 14,819 shares; 2015Q1: 14,812 shares; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 10,513 shares 10,513$14K<0.01%The filing omitted confidential holdings, a later amendment may add them.
SANDRIDGE ENERGY INCSANDRIDGE ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 130,161 shares; 2014Q4: 47,930 shares; 2015Q1: 58,118 shares; 2015Q2: 50,368 shares; 2015Q3: 54,368 shares; 2015Q4: 63,468 shares 63,468$13K<0.01%The filing omitted confidential holdings, a later amendment may add them.
PACIFIC DRILLING SA LUXEMBOUPACIFIC DRILLING SA LUXEMBOUQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 22,223 shares; 2015Q4: 14,136 shares 14,136$12K<0.01%The filing omitted confidential holdings, a later amendment may add them.
ATLAS RESOURCE PARTNERS LPATLAS RESOURCE PARTNERS LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 10,710 shares 10,710$11K<0.01%The filing omitted confidential holdings, a later amendment may add them.
SMART TECHNOLOGIES INCSMART TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 10,000 shares; 2015Q3: 10,000 shares; 2015Q4: 10,000 shares 10,000$3K<0.01%The filing omitted confidential holdings, a later amendment may add them.

Principal amounts

Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).

SecurityTypeAmountValueChange
TWITTER INCTWITTER INC NOTE 0.250% 9/1principal35,000$30K
PROSPECT CAPITAL CORPORATIONPROSPECT CAPITAL CORPORATION NOTE 4.750% 4/1principal20,000$17K
BLACKROCK CAPITAL INVESTMENTBLACKROCK CAPITAL INVESTMENT NOTE 5.500prct 2/1principal15,000$15K

How Q4 2015 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001449689-16-000014 base2016-01-28acceptance time not in the bulk data set