ALPS ETF TR ALPS ETF TR More: the full row for ALPS ETF TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 39,287 shares; 2014Q4: 41,597 shares; 2015Q1: 38,498 shares; 2015Q2: 35,537 shares; 2015Q3: 18,498 shares; 2015Q4: 10,599 shares 10,599 $222K 0.02% The filing omitted confidential holdings, a later amendment may add them. LUV SOUTHWEST AIRLS CO More: the full row for SOUTHWEST AIRLS CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 7,085 shares; 2014Q4: 11,995 shares; 2015Q1: 8,908 shares; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 5,126 shares 5,126 $221K 0.02% The filing omitted confidential holdings, a later amendment may add them. Timeline DAL DELTA AIR LINES INC More: the full row for DELTA AIR LINES INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 6,497 shares; 2014Q4: 5,926 shares; 2015Q1: 5,472 shares; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 4,369 shares 4,369 $221K 0.02% The filing omitted confidential holdings, a later amendment may add them. Timeline MAR MARRIOTT INTL INC NEW More: the full row for MARRIOTT INTL INC NEW Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 4,441 shares; 2014Q4: 4,441 shares; 2015Q1: 4,441 shares; 2015Q2: 4,441 shares; 2015Q3: 3,291 shares; 2015Q4: 3,291 shares 3,291 $221K 0.02% The filing omitted confidential holdings, a later amendment may add them. Timeline NUVEEN INS MUNICIPAL OPP FD NUVEEN INS MUNICIPAL OPP FD More: the full row for NUVEEN INS MUNICIPAL OPP FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 15,400 shares 15,400 $221K 0.02% The filing omitted confidential holdings, a later amendment may add them. EG DJ EMRG MKT CNSUMR TITA EG DJ EMRG MKT CNSUMR TITA More: the full row for EG DJ EMRG MKT CNSUMR TITA Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 11,458 shares; 2014Q4: 12,830 shares; 2015Q1: 11,458 shares; 2015Q2: 11,458 shares; 2015Q3: 11,458 shares; 2015Q4: 10,391 shares 10,391 $221K 0.02% The filing omitted confidential holdings, a later amendment may add them. RYDEX ETF TRUST RYDEX ETF TRUST More: the full row for RYDEX ETF TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: 2,313 shares; 2015Q2: 6,332 shares; 2015Q3: 2,004 shares; 2015Q4: 1,769 shares 1,769 $221K 0.02% The filing omitted confidential holdings, a later amendment may add them. VIOO VANGUARD ADMIRAL FDS INC More: the full row for VANGUARD ADMIRAL FDS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 2,217 shares 2,217 $220K 0.02% The filing omitted confidential holdings, a later amendment may add them. Timeline CONTINENTAL RES INC CONTINENTAL RES INC More: the full row for CONTINENTAL RES INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 9,570 shares 9,570 $220K 0.02% The filing omitted confidential holdings, a later amendment may add them. UTG REAVES UTIL INCOME FD More: the full row for REAVES UTIL INCOME FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 7,075 shares; 2014Q4: 7,400 shares; 2015Q1: 8,850 shares; 2015Q2: 8,850 shares; 2015Q3: 9,310 shares; 2015Q4: 8,373 shares 8,373 $217K 0.02% The filing omitted confidential holdings, a later amendment may add them. Timeline CHIMERA INVESTMENT CORP CHIMERA INVESTMENT CORP More: the full row for CHIMERA INVESTMENT CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 14,093 shares; 2015Q3: 14,093 shares; 2015Q4: 15,886 shares 15,886 $217K 0.02% The filing omitted confidential holdings, a later amendment may add them. EIM EATON VANCE MUN BD FD More: the full row for EATON VANCE MUN BD FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 29,632 shares; 2014Q4: 27,234 shares; 2015Q1: 27,468 shares; 2015Q2: 27,468 shares; 2015Q3: 27,468 shares; 2015Q4: 16,725 shares 16,725 $217K 0.02% The filing omitted confidential holdings, a later amendment may add them. Timeline AMD ADVANCED MICRO DEVICES INC More: the full row for ADVANCED MICRO DEVICES INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 136,350 shares; 2014Q4: 130,350 shares; 2015Q1: 120,350 shares; 2015Q2: 101,350 shares; 2015Q3: 92,850 shares; 2015Q4: 74,850 shares 74,850 $215K 0.02% The filing omitted confidential holdings, a later amendment may add them. Timeline EXAMWORKS GROUP INC COM EXAMWORKS GROUP INC COM More: the full row for EXAMWORKS GROUP INC COM Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 10,342 shares; 2014Q4: 10,342 shares; 2015Q1: 10,342 shares; 2015Q2: 8,062 shares; 2015Q3: 8,062 shares; 2015Q4: 8,062 shares 8,062 $214K 0.02% The filing omitted confidential holdings, a later amendment may add them. USMV ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 8,670 shares; 2014Q4: 9,858 shares; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 5,037 shares 5,037 $211K 0.02% The filing omitted confidential holdings, a later amendment may add them. Timeline CF CF INDUSTRIES HOLD More: the full row for CF INDUSTRIES HOLD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 5,175 shares; 2015Q3: 5,175 shares; 2015Q4: 5,175 shares 5,175 $211K 0.02% The filing omitted confidential holdings, a later amendment may add them. Timeline XETYX EATON VANCE TAX-MANAGED DIVE More: the full row for EATON VANCE TAX-MANAGED DIVE Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 18,881 shares; 2015Q4: 18,881 shares 18,881 $211K 0.02% The filing omitted confidential holdings, a later amendment may add them. Timeline Mallinckrodt Plc Mallinckrodt Plc More: the full row for Mallinckrodt Plc Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 3,411 shares; 2015Q3: not reported; 2015Q4: 2,796 shares 2,796 $209K 0.02% The filing omitted confidential holdings, a later amendment may add them. APACHE CORP APACHE CORP More: the full row for APACHE CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 4,749 shares; 2014Q4: 4,093 shares; 2015Q1: not reported; 2015Q2: 4,122 shares; 2015Q3: not reported; 2015Q4: 4,667 shares 4,667 $208K 0.02% The filing omitted confidential holdings, a later amendment may add them. MSI MOTOROLA SOLUTIONS INC More: the full row for MOTOROLA SOLUTIONS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: 3,158 shares; 2015Q1: 3,158 shares; 2015Q2: not reported; 2015Q3: 3,030 shares; 2015Q4: 3,030 shares 3,030 $207K 0.02% The filing omitted confidential holdings, a later amendment may add them. Timeline POWERSHARES DYNAMIC OTC POWERSHARES DYNAMIC OTC More: the full row for POWERSHARES DYNAMIC OTC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 6,487 shares; 2015Q4: 2,763 shares 2,763 $206K 0.02% The filing omitted confidential holdings, a later amendment may add them. KEMPHARM INC COM NEW KEMPHARM INC COM NEW More: the full row for KEMPHARM INC COM NEW Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 10,371 shares 10,371 $206K 0.02% The filing omitted confidential holdings, a later amendment may add them. TM TOYOTA MOTOR CORP More: the full row for TOYOTA MOTOR CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 1,676 shares; 2015Q3: 1,734 shares; 2015Q4: 1,667 shares 1,667 $205K 0.02% The filing omitted confidential holdings, a later amendment may add them. Timeline PIONEER MUNICIPAL HIGH INCO… PIONEER MUNICIPAL HIGH INCOME More: the full row for PIONEER MUNICIPAL HIGH INCOME Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 13,903 shares; 2014Q4: 13,715 shares; 2015Q1: 13,849 shares; 2015Q2: 15,357 shares; 2015Q3: 15,366 shares; 2015Q4: 15,375 shares 15,375 $205K 0.02% The filing omitted confidential holdings, a later amendment may add them. WSR WHITESTONE REIT More: the full row for WHITESTONE REIT Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 22,755 shares; 2014Q4: 23,173 shares; 2015Q1: 19,485 shares; 2015Q2: 19,485 shares; 2015Q3: 19,485 shares; 2015Q4: 16,985 shares 16,985 $204K 0.02% The filing omitted confidential holdings, a later amendment may add them. Timeline BBN BLACKROCK TAX MUNICPAL BD TR More: the full row for BLACKROCK TAX MUNICPAL BD TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 9,667 shares 9,667 $203K 0.02% The filing omitted confidential holdings, a later amendment may add them. Timeline PML PIMCO MUN INCOME FD II More: the full row for PIMCO MUN INCOME FD II Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 19,762 shares; 2014Q4: 12,262 shares; 2015Q1: 12,262 shares; 2015Q2: 12,262 shares; 2015Q3: 16,262 shares; 2015Q4: 16,262 shares 16,262 $203K 0.02% The filing omitted confidential holdings, a later amendment may add them. Timeline YAHOO INC YAHOO INC More: the full row for YAHOO INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 36,424 shares; 2014Q4: 36,407 shares; 2015Q1: 31,044 shares; 2015Q2: 7,419 shares; 2015Q3: not reported; 2015Q4: 6,069 shares 6,069 $202K 0.02% The filing omitted confidential holdings, a later amendment may add them. XFFCX FLAHERTY & CRUMRIN PFD & INM More: the full row for FLAHERTY & CRUMRIN PFD & INM Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 20,144 shares; 2014Q4: 14,171 shares; 2015Q1: 10,000 shares; 2015Q2: 10,000 shares; 2015Q3: 10,000 shares; 2015Q4: 10,000 shares 10,000 $200K 0.02% The filing omitted confidential holdings, a later amendment may add them. Timeline XCHYX CALAMOS CONV & HIGH INCOME F More: the full row for CALAMOS CONV & HIGH INCOME F Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 13,245 shares; 2014Q4: 13,095 shares; 2015Q1: 13,095 shares; 2015Q2: 12,922 shares; 2015Q3: 18,422 shares; 2015Q4: 18,422 shares 18,422 $194K 0.02% The filing omitted confidential holdings, a later amendment may add them. Timeline ALLIANZGI CONV INCOME FD ALLIANZGI CONV INCOME FD More: the full row for ALLIANZGI CONV INCOME FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 34,195 shares; 2014Q4: 33,695 shares; 2015Q1: 33,695 shares; 2015Q2: 35,348 shares; 2015Q3: 35,973 shares; 2015Q4: 34,823 shares 34,823 $193K 0.02% The filing omitted confidential holdings, a later amendment may add them. BSX BOSTON SCIENTIFIC CORP More: the full row for BOSTON SCIENTIFIC CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 21,695 shares; 2014Q4: 12,395 shares; 2015Q1: 12,395 shares; 2015Q2: 24,481 shares; 2015Q3: 24,481 shares; 2015Q4: 10,339 shares 10,339 $191K 0.02% The filing omitted confidential holdings, a later amendment may add them. Timeline DREYFUS MUN INCOME INC DREYFUS MUN INCOME INC More: the full row for DREYFUS MUN INCOME INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 13,108 shares; 2014Q4: 12,108 shares; 2015Q1: 12,108 shares; 2015Q2: 10,000 shares; 2015Q3: 20,000 shares; 2015Q4: 20,000 shares 20,000 $189K 0.02% The filing omitted confidential holdings, a later amendment may add them. EXCHANGE TRADED CONCEPTS TR EXCHANGE TRADED CONCEPTS TR More: the full row for EXCHANGE TRADED CONCEPTS TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 12,802 shares; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 11,217 shares; 2015Q4: 10,543 shares 10,543 $188K 0.02% The filing omitted confidential holdings, a later amendment may add them. FEM FIRST TR EXCH TRD ALPHDX FD More: the full row for FIRST TR EXCH TRD ALPHDX FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 77,815 shares; 2014Q4: 56,110 shares; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 10,168 shares 10,168 $183K 0.02% The filing omitted confidential holdings, a later amendment may add them. Timeline BSL BLACKSTONE SENI FLTN RAT 202 More: the full row for BLACKSTONE SENI FLTN RAT 202 Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 20,905 shares; 2014Q4: 25,592 shares; 2015Q1: 25,365 shares; 2015Q2: 20,021 shares; 2015Q3: 18,191 shares; 2015Q4: 11,986 shares 11,986 $178K 0.02% The filing omitted confidential holdings, a later amendment may add them. Timeline NUVEEN NUVEEN More: the full row for NUVEEN Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 57,320 shares; 2014Q4: 56,870 shares; 2015Q1: 56,755 shares; 2015Q2: 56,415 shares; 2015Q3: 18,278 shares; 2015Q4: 19,048 shares 19,048 $174K 0.02% The filing omitted confidential holdings, a later amendment may add them. XEVVX EATON VANCE LIMITED DURATION More: the full row for EATON VANCE LIMITED DURATION Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 13,225 shares 13,225 $169K 0.02% The filing omitted confidential holdings, a later amendment may add them. Timeline BGT BLACKROCK FLOATING RATE INC More: the full row for BLACKROCK FLOATING RATE INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 12,538 shares; 2015Q3: 14,877 shares; 2015Q4: 13,559 shares 13,559 $169K 0.02% The filing omitted confidential holdings, a later amendment may add them. Timeline ADVISORSHARES ADVISORSHARES More: the full row for ADVISORSHARES Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 10,443 shares; 2014Q4: 10,393 shares; 2015Q1: 10,393 shares; 2015Q2: 10,393 shares; 2015Q3: 14,895 shares; 2015Q4: 14,895 shares 14,895 $160K 0.02% The filing omitted confidential holdings, a later amendment may add them. GOVERNMENT PPTYS INCOME TR GOVERNMENT PPTYS INCOME TR More: the full row for GOVERNMENT PPTYS INCOME TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 10,031 shares 10,031 $159K 0.02% The filing omitted confidential holdings, a later amendment may add them. CHW CALAMOS GBL DYN INCOME FUND More: the full row for CALAMOS GBL DYN INCOME FUND Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 21,356 shares; 2015Q4: 21,356 shares 21,356 $153K 0.02% The filing omitted confidential holdings, a later amendment may add them. Timeline NORTHSTAR REALTY EUROPE CORP NORTHSTAR REALTY EUROPE CORP More: the full row for NORTHSTAR REALTY EUROPE CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 12,802 shares 12,802 $151K 0.02% The filing omitted confidential holdings, a later amendment may add them. INLAND REAL ESTATE CORP INLAND REAL ESTATE CORP More: the full row for INLAND REAL ESTATE CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 80,882 shares; 2014Q4: 77,877 shares; 2015Q1: 79,926 shares; 2015Q2: 82,122 shares; 2015Q3: 81,640 shares; 2015Q4: 14,090 shares 14,090 $150K 0.02% The filing omitted confidential holdings, a later amendment may add them. BLACKROCK MUN INCOME TR BLACKROCK MUN INCOME TR More: the full row for BLACKROCK MUN INCOME TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 10,000 shares; 2015Q4: 10,000 shares 10,000 $148K 0.02% The filing omitted confidential holdings, a later amendment may add them. GGN GAMCO GLOBAL GOLD NAT RES & More: the full row for GAMCO GLOBAL GOLD NAT RES & Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 17,484 shares; 2014Q4: 29,620 shares; 2015Q1: 31,988 shares; 2015Q2: 29,196 shares; 2015Q3: 29,812 shares; 2015Q4: 30,803 shares 30,803 $146K 0.02% The filing omitted confidential holdings, a later amendment may add them. Timeline VMO INVESCO MUN OPPORTUNIT TR More: the full row for INVESCO MUN OPPORTUNIT TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 10,774 shares; 2015Q4: 10,774 shares 10,774 $142K 0.02% The filing omitted confidential holdings, a later amendment may add them. Timeline UNITED STATES NATL GAS FUND UNITED STATES NATL GAS FUND More: the full row for UNITED STATES NATL GAS FUND Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 16,350 shares 16,350 $142K 0.02% The filing omitted confidential holdings, a later amendment may add them. PFO FLAHERTY & CRUMRINE PFD INCO More: the full row for FLAHERTY & CRUMRINE PFD INCO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 20,098 shares; 2014Q4: 18,773 shares; 2015Q1: 19,069 shares; 2015Q2: 13,474 shares; 2015Q3: 12,559 shares; 2015Q4: 12,815 shares 12,815 $137K 0.01% The filing omitted confidential holdings, a later amendment may add them. Timeline ALLIANCEBERNSTEIN INCOME FUN ALLIANCEBERNSTEIN INCOME FUN More: the full row for ALLIANCEBERNSTEIN INCOME FUN Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 42,769 shares; 2014Q4: 42,514 shares; 2015Q1: 38,337 shares; 2015Q2: 29,548 shares; 2015Q3: 27,449 shares; 2015Q4: 17,889 shares 17,889 $137K 0.01% The filing omitted confidential holdings, a later amendment may add them. POWERSHARES POWERSHARES More: the full row for POWERSHARES Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 16,241 shares; 2014Q4: 14,973 shares; 2015Q1: 13,579 shares; 2015Q2: 13,579 shares; 2015Q3: 11,074 shares; 2015Q4: 10,103 shares 10,103 $135K 0.01% The filing omitted confidential holdings, a later amendment may add them. VKQ INVESCO MUNICIPAL TRUST More: the full row for INVESCO MUNICIPAL TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 10,350 shares; 2015Q3: 10,350 shares; 2015Q4: 10,350 shares 10,350 $132K 0.01% The filing omitted confidential holdings, a later amendment may add them. Timeline APOLLO INVT CORP APOLLO INVT CORP More: the full row for APOLLO INVT CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 27,411 shares; 2015Q3: 24,011 shares; 2015Q4: 24,011 shares 24,011 $125K 0.01% The filing omitted confidential holdings, a later amendment may add them. TURTLE BEACH CORP COM TURTLE BEACH CORP COM More: the full row for TURTLE BEACH CORP COM Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 33,000 shares; 2014Q4: 58,000 shares; 2015Q1: 58,000 shares; 2015Q2: 58,000 shares; 2015Q3: 58,000 shares; 2015Q4: 58,000 shares 58,000 $117K 0.01% The filing omitted confidential holdings, a later amendment may add them. CHI CALAMOS CONV OPPORTUNITIES & More: the full row for CALAMOS CONV OPPORTUNITIES & Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 11,371 shares; 2015Q4: 11,485 shares 11,485 $114K 0.01% The filing omitted confidential holdings, a later amendment may add them. Timeline TWO HARBORS INVESTMENT CORP TWO HARBORS INVESTMENT CORP More: the full row for TWO HARBORS INVESTMENT CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 54,991 shares; 2014Q4: 16,580 shares; 2015Q1: 16,580 shares; 2015Q2: 16,480 shares; 2015Q3: 13,580 shares; 2015Q4: 13,580 shares 13,580 $110K 0.01% The filing omitted confidential holdings, a later amendment may add them. ISHARES GOLD TRUST ISHARES GOLD TRUST More: the full row for ISHARES GOLD TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 11,540 shares; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 10,648 shares 10,648 $109K 0.01% The filing omitted confidential holdings, a later amendment may add them. PBR PETROLEO BRASILEIRO S A More: the full row for PETROLEO BRASILEIRO S A Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 17,737 shares; 2014Q4: 15,137 shares; 2015Q1: 23,137 shares; 2015Q2: 23,137 shares; 2015Q3: 23,137 shares; 2015Q4: 23,131 shares 23,131 $99K 0.01% The filing omitted confidential holdings, a later amendment may add them. Timeline XCMUX MFS HIGH YIELD MUN TR More: the full row for MFS HIGH YIELD MUN TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 19,756 shares; 2014Q4: 19,452 shares; 2015Q1: 20,387 shares; 2015Q2: 20,688 shares; 2015Q3: 21,006 shares; 2015Q4: 21,314 shares 21,314 $96K 0.01% The filing omitted confidential holdings, a later amendment may add them. Timeline ATEN A10 NETWORKS INC More: the full row for A10 NETWORKS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 10,000 shares; 2015Q4: 13,800 shares 13,800 $91K 0.01% The filing omitted confidential holdings, a later amendment may add them. Timeline CALX CALIX INC More: the full row for CALIX INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 11,549 shares; 2015Q3: 11,549 shares; 2015Q4: 11,549 shares 11,549 $91K 0.01% The filing omitted confidential holdings, a later amendment may add them. Timeline CINCINNATI BELL INC NEW CINCINNATI BELL INC NEW More: the full row for CINCINNATI BELL INC NEW Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 40,276 shares; 2014Q4: 40,276 shares; 2015Q1: 23,079 shares; 2015Q2: 23,079 shares; 2015Q3: 23,079 shares; 2015Q4: 23,079 shares 23,079 $83K 0.01% The filing omitted confidential holdings, a later amendment may add them. CYS INVTS INC CYS INVTS INC More: the full row for CYS INVTS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 34,085 shares; 2014Q4: 34,085 shares; 2015Q1: 18,585 shares; 2015Q2: 16,585 shares; 2015Q3: 14,085 shares; 2015Q4: 11,085 shares 11,085 $79K 0.01% The filing omitted confidential holdings, a later amendment may add them. SIRIUS XM HOLDINGS INC SIRIUS XM HOLDINGS INC More: the full row for SIRIUS XM HOLDINGS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: 10,902 shares; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 19,141 shares 19,141 $78K 0.01% The filing omitted confidential holdings, a later amendment may add them. TURKISH INVESTMENT FUND TURKISH INVESTMENT FUND More: the full row for TURKISH INVESTMENT FUND Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 10,000 shares; 2014Q4: 10,000 shares; 2015Q1: 10,000 shares; 2015Q2: 10,000 shares; 2015Q3: 10,000 shares; 2015Q4: 10,000 shares 10,000 $78K 0.01% The filing omitted confidential holdings, a later amendment may add them. AXGN AXOGEN INC More: the full row for AXOGEN INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 10,000 shares; 2015Q3: 15,000 shares; 2015Q4: 15,000 shares 15,000 $75K 0.01% The filing omitted confidential holdings, a later amendment may add them. Timeline PNNT PENNANTPARK INVTS CORP More: the full row for PENNANTPARK INVTS CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 57,759 shares; 2014Q4: 14,016 shares; 2015Q1: 15,016 shares; 2015Q2: 11,597 shares; 2015Q3: 11,597 shares; 2015Q4: 11,597 shares 11,597 $72K 0.01% The filing omitted confidential holdings, a later amendment may add them. Timeline ARENA PHARMECEUTICALS INC ARENA PHARMECEUTICALS INC More: the full row for ARENA PHARMECEUTICALS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: 30,000 shares; 2015Q2: 15,000 shares; 2015Q3: 30,000 shares; 2015Q4: 30,000 shares 30,000 $57K 0.01% The filing omitted confidential holdings, a later amendment may add them. CHESEPEAKE ENERGY CORP CHESEPEAKE ENERGY CORP More: the full row for CHESEPEAKE ENERGY CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 13,308 shares; 2015Q4: 11,419 shares 11,419 $51K 0.01% The filing omitted confidential holdings, a later amendment may add them. RCS CAP CORP RCS CAP CORP More: the full row for RCS CAP CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: 15,621 shares; 2015Q1: 19,139 shares; 2015Q2: 18,526 shares; 2015Q3: 76,676 shares; 2015Q4: 161,156 shares 161,156 $49K 0.01% The filing omitted confidential holdings, a later amendment may add them. FRONTIER COMMUNICATIONS CORP FRONTIER COMMUNICATIONS CORP More: the full row for FRONTIER COMMUNICATIONS CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 99,675 shares; 2014Q4: 95,202 shares; 2015Q1: 89,155 shares; 2015Q2: 59,203 shares; 2015Q3: 59,203 shares; 2015Q4: 10,328 shares 10,328 $48K 0.01% The filing omitted confidential holdings, a later amendment may add them. VANGUARD VANGUARD More: the full row for VANGUARD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 13,775 shares; 2015Q3: 18,343 shares; 2015Q4: 15,669 shares 15,669 $47K 0.01% The filing omitted confidential holdings, a later amendment may add them. Seadrill Partners, LLC Seadrill Partners, LLC More: the full row for Seadrill Partners, LLC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 12,607 shares 12,607 $46K <0.01% The filing omitted confidential holdings, a later amendment may add them. EVERI HLDGS INC EVERI HLDGS INC More: the full row for EVERI HLDGS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 10,060 shares; 2015Q4: 10,060 shares 10,060 $44K <0.01% The filing omitted confidential holdings, a later amendment may add them. BOVIE MEDICAL CORP BOVIE MEDICAL CORP More: the full row for BOVIE MEDICAL CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: 19,250 shares; 2015Q2: 19,250 shares; 2015Q3: 19,250 shares; 2015Q4: 19,250 shares 19,250 $40K <0.01% The filing omitted confidential holdings, a later amendment may add them. CREDIT SUISSE NASSAU BRH CREDIT SUISSE NASSAU BRH More: the full row for CREDIT SUISSE NASSAU BRH Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 10,000 shares 10,000 $40K <0.01% The filing omitted confidential holdings, a later amendment may add them. CIK UBS ASSET MGMT INCOME FD INC More: the full row for UBS ASSET MGMT INCOME FD INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 15,904 shares; 2014Q4: 15,948 shares; 2015Q1: 15,995 shares; 2015Q2: 13,700 shares; 2015Q3: 13,700 shares; 2015Q4: 13,700 shares 13,700 $38K <0.01% The filing omitted confidential holdings, a later amendment may add them. Timeline MCDERMOTT INTL INC MCDERMOTT INTL INC More: the full row for MCDERMOTT INTL INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: 13,912 shares; 2015Q1: 22,952 shares; 2015Q2: 15,171 shares; 2015Q3: 15,224 shares; 2015Q4: 11,224 shares 11,224 $38K <0.01% The filing omitted confidential holdings, a later amendment may add them. Galena Biopharma Inc Galena Biopharma Inc More: the full row for Galena Biopharma Inc Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 12,297 shares; 2014Q4: 12,297 shares; 2015Q1: 12,297 shares; 2015Q2: 20,407 shares; 2015Q3: 20,407 shares; 2015Q4: 20,407 shares 20,407 $30K <0.01% The filing omitted confidential holdings, a later amendment may add them. HUDSON GLOBAL INC HUDSON GLOBAL INC More: the full row for HUDSON GLOBAL INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 10,000 shares; 2014Q4: 10,000 shares; 2015Q1: 10,000 shares; 2015Q2: 10,000 shares; 2015Q3: 10,000 shares; 2015Q4: 10,000 shares 10,000 $29K <0.01% The filing omitted confidential holdings, a later amendment may add them. AMARIN CORP PLC AMARIN CORP PLC More: the full row for AMARIN CORP PLC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 11,700 shares 11,700 $22K <0.01% The filing omitted confidential holdings, a later amendment may add them. SANDRIDGE MISSISSIPPIAN TR I SANDRIDGE MISSISSIPPIAN TR I More: the full row for SANDRIDGE MISSISSIPPIAN TR I Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 11,150 shares; 2014Q4: 11,150 shares; 2015Q1: 11,150 shares; 2015Q2: 11,150 shares; 2015Q3: 11,150 shares; 2015Q4: 11,400 shares 11,400 $22K <0.01% The filing omitted confidential holdings, a later amendment may add them. Lineage, Inc. Lineage, Inc. More: the full row for Lineage, Inc. Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 13,036 shares; 2014Q4: 14,819 shares; 2015Q1: 14,812 shares; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 10,513 shares 10,513 $14K <0.01% The filing omitted confidential holdings, a later amendment may add them. SANDRIDGE ENERGY INC SANDRIDGE ENERGY INC More: the full row for SANDRIDGE ENERGY INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 130,161 shares; 2014Q4: 47,930 shares; 2015Q1: 58,118 shares; 2015Q2: 50,368 shares; 2015Q3: 54,368 shares; 2015Q4: 63,468 shares 63,468 $13K <0.01% The filing omitted confidential holdings, a later amendment may add them. PACIFIC DRILLING SA LUXEMBOU PACIFIC DRILLING SA LUXEMBOU More: the full row for PACIFIC DRILLING SA LUXEMBOU Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 22,223 shares; 2015Q4: 14,136 shares 14,136 $12K <0.01% The filing omitted confidential holdings, a later amendment may add them. ATLAS RESOURCE PARTNERS LP ATLAS RESOURCE PARTNERS LP More: the full row for ATLAS RESOURCE PARTNERS LP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 10,710 shares 10,710 $11K <0.01% The filing omitted confidential holdings, a later amendment may add them. SMART TECHNOLOGIES INC SMART TECHNOLOGIES INC More: the full row for SMART TECHNOLOGIES INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 10,000 shares; 2015Q3: 10,000 shares; 2015Q4: 10,000 shares 10,000 $3K <0.01% The filing omitted confidential holdings, a later amendment may add them.