Skip to content
Disclosery

VSR Financial Services, Inc.

Follow

13F filer, CIK 1449689, OVERLAND PARK, KS

VSR Financial Services, Inc. reported $882,986,000 across 569 holdings for the quarter ended 2015-09-30, in a 13F-HR filed 2015-10-26. Its ten largest share positions make up 20.21% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001449689-15-000012

Changes against Q2 2015 are not shown: its report omitted holdings under a confidential treatment request (586 positions on file), so every position would read as new.

The filing omits holdings under a confidential treatment request (H8). A later amendment may add them.

Period
2015-09-30
Reported value
$883M
Holdings
569
Top 10 weight
20.21%
New
Sold out

Holdings, Q3 2015

Share positions as resolved from 13F-HR 0001449689-15-000012, largest first. % of portfolio is the value over $882,986,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
SPHSUBURBAN PROPANE PARTNERS LQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 6,395 shares 6,395$210K0.02%The filing omitted confidential holdings, a later amendment may add them.Timeline
DEAN FOODS CO NEWDEAN FOODS CO NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 12,698 shares; 2015Q3: 12,698 shares 12,698$210K0.02%The filing omitted confidential holdings, a later amendment may add them.
MSIMOTOROLA SOLUTIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: 3,158 shares; 2015Q1: 3,158 shares; 2015Q2: not reported; 2015Q3: 3,030 shares 3,030$207K0.02%The filing omitted confidential holdings, a later amendment may add them.Timeline
NUVEEN DIV ADVANTAGE MUN FDNUVEEN DIV ADVANTAGE MUN FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 25,211 shares; 2014Q4: 15,211 shares; 2015Q1: 15,211 shares; 2015Q2: 15,211 shares; 2015Q3: 15,211 shares 15,211$207K0.02%The filing omitted confidential holdings, a later amendment may add them.
PANWPALO ALTO NETWORKS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 1,230 shares; 2015Q3: 1,180 shares 1,180$203K0.02%The filing omitted confidential holdings, a later amendment may add them.Timeline
TMTOYOTA MOTOR CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 1,676 shares; 2015Q3: 1,734 shares 1,734$203K0.02%The filing omitted confidential holdings, a later amendment may add them.Timeline
DVYISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 6,223 shares; 2014Q4: 4,611 shares; 2015Q1: 3,703 shares; 2015Q2: 3,227 shares; 2015Q3: 2,762 shares 2,762$201K0.02%The filing omitted confidential holdings, a later amendment may add them.Timeline
XCHYXCALAMOS CONV & HIGH INCOME FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 13,245 shares; 2014Q4: 13,095 shares; 2015Q1: 13,095 shares; 2015Q2: 12,922 shares; 2015Q3: 18,422 shares 18,422$200K0.02%The filing omitted confidential holdings, a later amendment may add them.Timeline
EXCHANGE TRADED CONCEPTS TREXCHANGE TRADED CONCEPTS TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 12,802 shares; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 11,217 shares 11,217$200K0.02%The filing omitted confidential holdings, a later amendment may add them.
NUVEEN GBL VL OPPORTUNITIESNUVEEN GBL VL OPPORTUNITIESQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 19,401 shares; 2014Q4: 19,401 shares; 2015Q1: 19,401 shares; 2015Q2: 19,401 shares; 2015Q3: 19,401 shares 19,401$198K0.02%The filing omitted confidential holdings, a later amendment may add them.
PIONEER MUNICIPAL HIGH INCO…PIONEER MUNICIPAL HIGH INCOMEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 13,903 shares; 2014Q4: 13,715 shares; 2015Q1: 13,849 shares; 2015Q2: 15,357 shares; 2015Q3: 15,366 shares 15,366$197K0.02%The filing omitted confidential holdings, a later amendment may add them.
PMLPIMCO MUN INCOME FD IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 19,762 shares; 2014Q4: 12,262 shares; 2015Q1: 12,262 shares; 2015Q2: 12,262 shares; 2015Q3: 16,262 shares 16,262$195K0.02%The filing omitted confidential holdings, a later amendment may add them.Timeline
XETYXEATON VANCE TAX-MANAGED DIVEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 18,881 shares 18,881$194K0.02%The filing omitted confidential holdings, a later amendment may add them.Timeline
BLDRBUILDERS FIRSTSOURCE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 15,204 shares 15,204$193K0.02%The filing omitted confidential holdings, a later amendment may add them.Timeline
DREYFUS MUN INCOME INCDREYFUS MUN INCOME INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 13,108 shares; 2014Q4: 12,108 shares; 2015Q1: 12,108 shares; 2015Q2: 10,000 shares; 2015Q3: 20,000 shares 20,000$189K0.02%The filing omitted confidential holdings, a later amendment may add them.
MDRXVERADIGM INC. COMMON STOCK(DE)Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 15,240 shares; 2015Q3: 15,240 shares 15,240$189K0.02%The filing omitted confidential holdings, a later amendment may add them.Timeline
CHIMERA INVESTMENT CORPCHIMERA INVESTMENT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 14,093 shares; 2015Q3: 14,093 shares 14,093$188K0.02%The filing omitted confidential holdings, a later amendment may add them.
XFFCXFLAHERTY & CRUMRIN PFD & INMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 20,144 shares; 2014Q4: 14,171 shares; 2015Q1: 10,000 shares; 2015Q2: 10,000 shares; 2015Q3: 10,000 shares 10,000$188K0.02%The filing omitted confidential holdings, a later amendment may add them.Timeline
BGTBLACKROCK FLOATING RATE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 12,538 shares; 2015Q3: 14,877 shares 14,877$185K0.02%The filing omitted confidential holdings, a later amendment may add them.Timeline
ADVISORSHARESADVISORSHARESQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 10,443 shares; 2014Q4: 10,393 shares; 2015Q1: 10,393 shares; 2015Q2: 10,393 shares; 2015Q3: 14,895 shares 14,895$170K0.02%The filing omitted confidential holdings, a later amendment may add them.
POWERSHARESPOWERSHARESQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 16,241 shares; 2014Q4: 14,973 shares; 2015Q1: 13,579 shares; 2015Q2: 13,579 shares; 2015Q3: 11,074 shares 11,074$168K0.02%The filing omitted confidential holdings, a later amendment may add them.
AMDADVANCED MICRO DEVICES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 136,350 shares; 2014Q4: 130,350 shares; 2015Q1: 120,350 shares; 2015Q2: 101,350 shares; 2015Q3: 92,850 shares 92,850$160K0.02%The filing omitted confidential holdings, a later amendment may add them.Timeline
NUVEENNUVEENQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 57,320 shares; 2014Q4: 56,870 shares; 2015Q1: 56,755 shares; 2015Q2: 56,415 shares; 2015Q3: 18,278 shares 18,278$160K0.02%The filing omitted confidential holdings, a later amendment may add them.
MPTMEDICAL PROPERTIES TRUST INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: 12,840 shares; 2015Q2: 13,043 shares; 2015Q3: 14,047 shares 14,047$155K0.02%The filing omitted confidential holdings, a later amendment may add them.Timeline
AFFYMETRIX INCAFFYMETRIX INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 27,500 shares; 2014Q4: 20,000 shares; 2015Q1: not reported; 2015Q2: 18,206 shares; 2015Q3: 18,206 shares 18,206$155K0.02%The filing omitted confidential holdings, a later amendment may add them.
CHWCALAMOS GBL DYN INCOME FUNDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 21,356 shares 21,356$149K0.02%The filing omitted confidential holdings, a later amendment may add them.Timeline
GGNGAMCO GLOBAL GOLD NAT RES &Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 17,484 shares; 2014Q4: 29,620 shares; 2015Q1: 31,988 shares; 2015Q2: 29,196 shares; 2015Q3: 29,812 shares 29,812$149K0.02%The filing omitted confidential holdings, a later amendment may add them.Timeline
TURTLE BEACH CORP COMTURTLE BEACH CORP COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 33,000 shares; 2014Q4: 58,000 shares; 2015Q1: 58,000 shares; 2015Q2: 58,000 shares; 2015Q3: 58,000 shares 58,000$141K0.02%The filing omitted confidential holdings, a later amendment may add them.
BLACKROCK MUN INCOME TRBLACKROCK MUN INCOME TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 10,000 shares 10,000$140K0.02%The filing omitted confidential holdings, a later amendment may add them.
VANGUARDVANGUARDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 13,775 shares; 2015Q3: 18,343 shares 18,343$139K0.02%The filing omitted confidential holdings, a later amendment may add them.
VMOINVESCO MUN OPPORTUNIT TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 10,774 shares 10,774$136K0.02%The filing omitted confidential holdings, a later amendment may add them.Timeline
APOLLO INVT CORPAPOLLO INVT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 27,411 shares; 2015Q3: 24,011 shares 24,011$132K0.01%The filing omitted confidential holdings, a later amendment may add them.
PFOFLAHERTY & CRUMRINE PFD INCOQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 20,098 shares; 2014Q4: 18,773 shares; 2015Q1: 19,069 shares; 2015Q2: 13,474 shares; 2015Q3: 12,559 shares 12,559$129K0.01%The filing omitted confidential holdings, a later amendment may add them.Timeline
TEMPLETON RUS AND EAST EUR FTEMPLETON RUS AND EAST EUR FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: 14,820 shares; 2015Q2: 13,420 shares; 2015Q3: 13,300 shares 13,300$129K0.01%The filing omitted confidential holdings, a later amendment may add them.
VKQINVESCO MUNICIPAL TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 10,350 shares; 2015Q3: 10,350 shares 10,350$127K0.01%The filing omitted confidential holdings, a later amendment may add them.Timeline
TWO HARBORS INVESTMENT CORPTWO HARBORS INVESTMENT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 54,991 shares; 2014Q4: 16,580 shares; 2015Q1: 16,580 shares; 2015Q2: 16,480 shares; 2015Q3: 13,580 shares 13,580$120K0.01%The filing omitted confidential holdings, a later amendment may add them.
CHICALAMOS CONV OPPORTUNITIES &Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 11,371 shares 11,371$112K0.01%The filing omitted confidential holdings, a later amendment may add them.Timeline
TEEKAY TANKERS LTDTEEKAY TANKERS LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 10,500 shares; 2015Q3: 16,000 shares 16,000$110K0.01%The filing omitted confidential holdings, a later amendment may add them.
MILLENNIAL MEDIA INCMILLENNIAL MEDIA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 21,476 shares; 2014Q4: 24,915 shares; 2015Q1: 28,354 shares; 2015Q2: 43,979 shares; 2015Q3: 59,604 shares 59,604$104K0.01%The filing omitted confidential holdings, a later amendment may add them.
CYS INVTS INCCYS INVTS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 34,085 shares; 2014Q4: 34,085 shares; 2015Q1: 18,585 shares; 2015Q2: 16,585 shares; 2015Q3: 14,085 shares 14,085$102K0.01%The filing omitted confidential holdings, a later amendment may add them.
PBRPETROLEO BRASILEIRO S AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 17,737 shares; 2014Q4: 15,137 shares; 2015Q1: 23,137 shares; 2015Q2: 23,137 shares; 2015Q3: 23,137 shares 23,137$101K0.01%The filing omitted confidential holdings, a later amendment may add them.Timeline
CHESEPEAKE ENERGY CORPCHESEPEAKE ENERGY CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 13,308 shares 13,308$98K0.01%The filing omitted confidential holdings, a later amendment may add them.
XCMUXMFS HIGH YIELD MUN TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 19,756 shares; 2014Q4: 19,452 shares; 2015Q1: 20,387 shares; 2015Q2: 20,688 shares; 2015Q3: 21,006 shares 21,006$92K0.01%The filing omitted confidential holdings, a later amendment may add them.Timeline
CALXCALIX INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 11,549 shares; 2015Q3: 11,549 shares 11,549$90K0.01%The filing omitted confidential holdings, a later amendment may add them.Timeline
NATIONAL BK GREECE S ANATIONAL BK GREECE S AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 11,500 shares 11,500$89K0.01%The filing omitted confidential holdings, a later amendment may add them.
MSDMORGAN STANLEY EMKT DBT FD IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 10,408 shares; 2014Q4: 10,408 shares; 2015Q1: 10,408 shares; 2015Q2: 10,408 shares; 2015Q3: 10,408 shares 10,408$87K0.01%The filing omitted confidential holdings, a later amendment may add them.Timeline
GEVO INC COM PARGEVO INC COM PARQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 58,739 shares; 2015Q3: 49,739 shares 49,739$86K0.01%The filing omitted confidential holdings, a later amendment may add them.
TURKISH INVESTMENT FUNDTURKISH INVESTMENT FUNDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 10,000 shares; 2014Q4: 10,000 shares; 2015Q1: 10,000 shares; 2015Q2: 10,000 shares; 2015Q3: 10,000 shares 10,000$80K0.01%The filing omitted confidential holdings, a later amendment may add them.
PNNTPENNANTPARK INVTS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 57,759 shares; 2014Q4: 14,016 shares; 2015Q1: 15,016 shares; 2015Q2: 11,597 shares; 2015Q3: 11,597 shares 11,597$75K0.01%The filing omitted confidential holdings, a later amendment may add them.Timeline
CINCINNATI BELL INC NEWCINCINNATI BELL INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 40,276 shares; 2014Q4: 40,276 shares; 2015Q1: 23,079 shares; 2015Q2: 23,079 shares; 2015Q3: 23,079 shares 23,079$72K0.01%The filing omitted confidential holdings, a later amendment may add them.
TEMPLETON GLOBAL INCOME FDTEMPLETON GLOBAL INCOME FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 14,027 shares; 2014Q4: 13,727 shares; 2015Q1: 12,727 shares; 2015Q2: 11,427 shares; 2015Q3: 11,427 shares 11,427$70K0.01%The filing omitted confidential holdings, a later amendment may add them.
MCDERMOTT INTL INCMCDERMOTT INTL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: 13,912 shares; 2015Q1: 22,952 shares; 2015Q2: 15,171 shares; 2015Q3: 15,224 shares 15,224$65K0.01%The filing omitted confidential holdings, a later amendment may add them.
AXGNAXOGEN INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 10,000 shares; 2015Q3: 15,000 shares 15,000$62K0.01%The filing omitted confidential holdings, a later amendment may add them.Timeline
RCS CAP CORPRCS CAP CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: 15,621 shares; 2015Q1: 19,139 shares; 2015Q2: 18,526 shares; 2015Q3: 76,676 shares 76,676$62K0.01%The filing omitted confidential holdings, a later amendment may add them.
ATENA10 NETWORKS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 10,000 shares 10,000$60K0.01%The filing omitted confidential holdings, a later amendment may add them.Timeline
NEXPOINT CR STRATEGIES FDNEXPOINT CR STRATEGIES FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 34,374 shares; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 10,500 shares 10,500$60K0.01%The filing omitted confidential holdings, a later amendment may add them.
ARENA PHARMECEUTICALS INCARENA PHARMECEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: 30,000 shares; 2015Q2: 15,000 shares; 2015Q3: 30,000 shares 30,000$57K0.01%The filing omitted confidential holdings, a later amendment may add them.
ONCOLYTICS BIOTECH INCONCOLYTICS BIOTECH INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 131,630 shares; 2014Q4: 131,630 shares; 2015Q1: 131,630 shares; 2015Q2: 131,630 shares; 2015Q3: 119,630 shares 119,630$54K0.01%The filing omitted confidential holdings, a later amendment may add them.
EVERI HLDGS INCEVERI HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 10,060 shares 10,060$52K0.01%The filing omitted confidential holdings, a later amendment may add them.
CAREER EDUCATION CORPCAREER EDUCATION CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 170,534 shares; 2014Q4: 162,034 shares; 2015Q1: 163,034 shares; 2015Q2: 47,550 shares; 2015Q3: 12,450 shares 12,450$47K0.01%The filing omitted confidential holdings, a later amendment may add them.
CIKUBS ASSET MGMT INCOME FD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 15,904 shares; 2014Q4: 15,948 shares; 2015Q1: 15,995 shares; 2015Q2: 13,700 shares; 2015Q3: 13,700 shares 13,700$39K<0.01%The filing omitted confidential holdings, a later amendment may add them.Timeline
BOVIE MEDICAL CORPBOVIE MEDICAL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: 19,250 shares; 2015Q2: 19,250 shares; 2015Q3: 19,250 shares 19,250$38K<0.01%The filing omitted confidential holdings, a later amendment may add them.
Galena Biopharma IncGalena Biopharma IncQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 12,297 shares; 2014Q4: 12,297 shares; 2015Q1: 12,297 shares; 2015Q2: 20,407 shares; 2015Q3: 20,407 shares 20,407$32K<0.01%The filing omitted confidential holdings, a later amendment may add them.
PACIFIC DRILLING SA LUXEMBOUPACIFIC DRILLING SA LUXEMBOUQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 22,223 shares 22,223$28K<0.01%The filing omitted confidential holdings, a later amendment may add them.
SANDRIDGE MISSISSIPPIAN TR ISANDRIDGE MISSISSIPPIAN TR IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 11,150 shares; 2014Q4: 11,150 shares; 2015Q1: 11,150 shares; 2015Q2: 11,150 shares; 2015Q3: 11,150 shares 11,150$26K<0.01%The filing omitted confidential holdings, a later amendment may add them.
HUDSON GLOBAL INCHUDSON GLOBAL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 10,000 shares; 2014Q4: 10,000 shares; 2015Q1: 10,000 shares; 2015Q2: 10,000 shares; 2015Q3: 10,000 shares 10,000$25K<0.01%The filing omitted confidential holdings, a later amendment may add them.
SANDRIDGE ENERGY INCSANDRIDGE ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 130,161 shares; 2014Q4: 47,930 shares; 2015Q1: 58,118 shares; 2015Q2: 50,368 shares; 2015Q3: 54,368 shares 54,368$15K<0.01%The filing omitted confidential holdings, a later amendment may add them.
SMART TECHNOLOGIES INCSMART TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 10,000 shares; 2015Q3: 10,000 shares 10,000$6K<0.01%The filing omitted confidential holdings, a later amendment may add them.

Principal amounts

Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).

SecurityTypeAmountValueChange
Coeur D'AleneCoeur D'Alene CONV BONDprincipal10,000$10K

How Q3 2015 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001449689-15-000012 base2015-10-26acceptance time not in the bulk data set