LAZARD LTD-CLASS A LAZARD LTD-CLASS A More: the full row for LAZARD LTD-CLASS A Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 4,000 shares; 2014Q4: 4,000 shares; 2015Q1: 4,200 shares 4,200 $221K 0.02% The filing omitted confidential holdings, a later amendment may add them. BSX BOSTON SCIENTIFIC CORP More: the full row for BOSTON SCIENTIFIC CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 21,695 shares; 2014Q4: 12,395 shares; 2015Q1: 12,395 shares 12,395 $220K 0.02% The filing omitted confidential holdings, a later amendment may add them. Timeline CSX CSX CORP More: the full row for CSX CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: 6,631 shares 6,631 $220K 0.02% The filing omitted confidential holdings, a later amendment may add them. Timeline IWN ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 2,273 shares; 2014Q4: 2,123 shares; 2015Q1: 2,099 shares 2,099 $217K 0.02% The filing omitted confidential holdings, a later amendment may add them. Timeline NUVEEN DIV ADVANTAGE MUN FD NUVEEN DIV ADVANTAGE MUN FD More: the full row for NUVEEN DIV ADVANTAGE MUN FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 25,211 shares; 2014Q4: 15,211 shares; 2015Q1: 15,211 shares 15,211 $216K 0.02% The filing omitted confidential holdings, a later amendment may add them. PIONEER MUNICIPAL HIGH INCO… PIONEER MUNICIPAL HIGH INCOME More: the full row for PIONEER MUNICIPAL HIGH INCOME Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 13,903 shares; 2014Q4: 13,715 shares; 2015Q1: 13,849 shares 13,849 $214K 0.02% The filing omitted confidential holdings, a later amendment may add them. AMERICAN CAMPUS COMMUNITIES AMERICAN CAMPUS COMMUNITIES More: the full row for AMERICAN CAMPUS COMMUNITIES Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: 5,000 shares 5,000 $214K 0.02% The filing omitted confidential holdings, a later amendment may add them. CAG CONAGRA BRANDS INC More: the full row for CONAGRA BRANDS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 84,156 shares; 2014Q4: 82,419 shares; 2015Q1: 5,807 shares 5,807 $212K 0.02% The filing omitted confidential holdings, a later amendment may add them. Timeline MSI MOTOROLA SOLUTIONS INC More: the full row for MOTOROLA SOLUTIONS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: 3,158 shares; 2015Q1: 3,158 shares 3,158 $211K 0.02% The filing omitted confidential holdings, a later amendment may add them. Timeline MEREDITH CORP MEREDITH CORP More: the full row for MEREDITH CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: 4,318 shares; 2015Q1: 3,788 shares 3,788 $211K 0.02% The filing omitted confidential holdings, a later amendment may add them. D DOMINION ENERGY INC More: the full row for DOMINION ENERGY INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 4,016 shares; 2014Q4: 3,302 shares; 2015Q1: 2,961 shares 2,961 $210K 0.02% The filing omitted confidential holdings, a later amendment may add them. Timeline FIRST TR HIGH INCOME L/S FD FIRST TR HIGH INCOME L/S FD More: the full row for FIRST TR HIGH INCOME L/S FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 16,150 shares; 2014Q4: 13,650 shares; 2015Q1: 12,850 shares 12,850 $210K 0.02% The filing omitted confidential holdings, a later amendment may add them. POWERSHARES POWERSHARES More: the full row for POWERSHARES Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 172,183 shares; 2014Q4: 7,701 shares; 2015Q1: 7,255 shares 7,255 $206K 0.02% The filing omitted confidential holdings, a later amendment may add them. RCS CAP CORP RCS CAP CORP More: the full row for RCS CAP CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: 15,621 shares; 2015Q1: 19,139 shares 19,139 $204K 0.02% The filing omitted confidential holdings, a later amendment may add them. XFFCX FLAHERTY & CRUMRIN PFD & INM More: the full row for FLAHERTY & CRUMRIN PFD & INM Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 20,144 shares; 2014Q4: 14,171 shares; 2015Q1: 10,000 shares 10,000 $203K 0.02% The filing omitted confidential holdings, a later amendment may add them. Timeline SIX FLAGS ENTERTAINMENT CORP SIX FLAGS ENTERTAINMENT CORP More: the full row for SIX FLAGS ENTERTAINMENT CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: 4,827 shares; 2015Q1: 4,178 shares 4,178 $202K 0.02% The filing omitted confidential holdings, a later amendment may add them. XEXGX EATON VANCE TAX-MANAGED GLOB More: the full row for EATON VANCE TAX-MANAGED GLOB Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 15,654 shares; 2014Q4: 15,254 shares; 2015Q1: 20,065 shares 20,065 $195K 0.02% The filing omitted confidential holdings, a later amendment may add them. Timeline INVESCO FINANCIAL PREFERRED… INVESCO FINANCIAL PREFERRED ETF More: the full row for INVESCO FINANCIAL PREFERRED ETF Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: 10,449 shares 10,449 $194K 0.02% The filing omitted confidential holdings, a later amendment may add them. MPT MEDICAL PROPERTIES TRUST INC More: the full row for MEDICAL PROPERTIES TRUST INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: 12,840 shares 12,840 $189K 0.02% The filing omitted confidential holdings, a later amendment may add them. Timeline XCHYX CALAMOS CONV & HIGH INCOME F More: the full row for CALAMOS CONV & HIGH INCOME F Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 13,245 shares; 2014Q4: 13,095 shares; 2015Q1: 13,095 shares 13,095 $186K 0.02% The filing omitted confidential holdings, a later amendment may add them. Timeline NUVEEN ENERGY MLP TOTL RTRNF NUVEEN ENERGY MLP TOTL RTRNF More: the full row for NUVEEN ENERGY MLP TOTL RTRNF Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 10,045 shares; 2014Q4: 11,105 shares; 2015Q1: 10,105 shares 10,105 $185K 0.02% The filing omitted confidential holdings, a later amendment may add them. TELFY TELEFONICA SA-SPON ADR More: the full row for TELEFONICA SA-SPON ADR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 11,637 shares; 2014Q4: 11,437 shares; 2015Q1: 12,242 shares 12,242 $176K 0.02% The filing omitted confidential holdings, a later amendment may add them. Timeline TWO HARBORS INVESTMENT CORP TWO HARBORS INVESTMENT CORP More: the full row for TWO HARBORS INVESTMENT CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 54,991 shares; 2014Q4: 16,580 shares; 2015Q1: 16,580 shares 16,580 $176K 0.02% The filing omitted confidential holdings, a later amendment may add them. CYS INVTS INC CYS INVTS INC More: the full row for CYS INVTS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 34,085 shares; 2014Q4: 34,085 shares; 2015Q1: 18,585 shares 18,585 $166K 0.02% The filing omitted confidential holdings, a later amendment may add them. Lineage, Inc. Lineage, Inc. More: the full row for Lineage, Inc. Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 13,036 shares; 2014Q4: 14,819 shares; 2015Q1: 14,812 shares 14,812 $164K 0.02% The filing omitted confidential holdings, a later amendment may add them. PARSLEY ENERGY INC PARSLEY ENERGY INC More: the full row for PARSLEY ENERGY INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 10,000 shares; 2014Q4: 10,000 shares; 2015Q1: 10,000 shares 10,000 $160K 0.02% The filing omitted confidential holdings, a later amendment may add them. PML PIMCO MUN INCOME FD II More: the full row for PIMCO MUN INCOME FD II Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 19,762 shares; 2014Q4: 12,262 shares; 2015Q1: 12,262 shares 12,262 $153K 0.02% The filing omitted confidential holdings, a later amendment may add them. Timeline TEMPLETON RUS AND EAST EUR F TEMPLETON RUS AND EAST EUR F More: the full row for TEMPLETON RUS AND EAST EUR F Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: 14,820 shares 14,820 $146K 0.02% The filing omitted confidential holdings, a later amendment may add them. ETW EATON VANCE TAX-MANAGED GLOB More: the full row for EATON VANCE TAX-MANAGED GLOB Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 13,656 shares; 2014Q4: 13,217 shares; 2015Q1: 12,217 shares 12,217 $145K 0.02% The filing omitted confidential holdings, a later amendment may add them. Timeline PBR PETROLEO BRASILEIRO S A More: the full row for PETROLEO BRASILEIRO S A Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 17,737 shares; 2014Q4: 15,137 shares; 2015Q1: 23,137 shares 23,137 $139K 0.01% The filing omitted confidential holdings, a later amendment may add them. Timeline PNNT PENNANTPARK INVTS CORP More: the full row for PENNANTPARK INVTS CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 57,759 shares; 2014Q4: 14,016 shares; 2015Q1: 15,016 shares 15,016 $136K 0.01% The filing omitted confidential holdings, a later amendment may add them. Timeline ARENA PHARMECEUTICALS INC ARENA PHARMECEUTICALS INC More: the full row for ARENA PHARMECEUTICALS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: 30,000 shares 30,000 $131K 0.01% The filing omitted confidential holdings, a later amendment may add them. DREYFUS MUN INCOME INC DREYFUS MUN INCOME INC More: the full row for DREYFUS MUN INCOME INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 13,108 shares; 2014Q4: 12,108 shares; 2015Q1: 12,108 shares 12,108 $117K 0.01% The filing omitted confidential holdings, a later amendment may add them. ADVISORSHARES ADVISORSHARES More: the full row for ADVISORSHARES Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 10,443 shares; 2014Q4: 10,393 shares; 2015Q1: 10,393 shares 10,393 $115K 0.01% The filing omitted confidential holdings, a later amendment may add them. TURTLE BEACH CORP COM TURTLE BEACH CORP COM More: the full row for TURTLE BEACH CORP COM Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 33,000 shares; 2014Q4: 58,000 shares; 2015Q1: 58,000 shares 58,000 $108K 0.01% The filing omitted confidential holdings, a later amendment may add them. Gevo Inc Gevo Inc More: the full row for Gevo Inc Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 583,800 shares; 2014Q4: 514,900 shares; 2015Q1: 514,900 shares 514,900 $103K 0.01% The filing omitted confidential holdings, a later amendment may add them. SANDRIDGE ENERGY INC SANDRIDGE ENERGY INC More: the full row for SANDRIDGE ENERGY INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 130,161 shares; 2014Q4: 47,930 shares; 2015Q1: 58,118 shares 58,118 $103K 0.01% The filing omitted confidential holdings, a later amendment may add them. ONCOLYTICS BIOTECH INC ONCOLYTICS BIOTECH INC More: the full row for ONCOLYTICS BIOTECH INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 131,630 shares; 2014Q4: 131,630 shares; 2015Q1: 131,630 shares 131,630 $97K 0.01% The filing omitted confidential holdings, a later amendment may add them. MSD MORGAN STANLEY EMKT DBT FD I More: the full row for MORGAN STANLEY EMKT DBT FD I Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 10,408 shares; 2014Q4: 10,408 shares; 2015Q1: 10,408 shares 10,408 $96K 0.01% The filing omitted confidential holdings, a later amendment may add them. Timeline TURKISH INVESTMENT FUND TURKISH INVESTMENT FUND More: the full row for TURKISH INVESTMENT FUND Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 10,000 shares; 2014Q4: 10,000 shares; 2015Q1: 10,000 shares 10,000 $96K 0.01% The filing omitted confidential holdings, a later amendment may add them. TEMPLETON GLOBAL INCOME FD TEMPLETON GLOBAL INCOME FD More: the full row for TEMPLETON GLOBAL INCOME FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 14,027 shares; 2014Q4: 13,727 shares; 2015Q1: 12,727 shares 12,727 $92K 0.01% The filing omitted confidential holdings, a later amendment may add them. XCMUX MFS HIGH YIELD MUN TR More: the full row for MFS HIGH YIELD MUN TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 19,756 shares; 2014Q4: 19,452 shares; 2015Q1: 20,387 shares 20,387 $90K 0.01% The filing omitted confidential holdings, a later amendment may add them. Timeline MCDERMOTT INTL INC MCDERMOTT INTL INC More: the full row for MCDERMOTT INTL INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: 13,912 shares; 2015Q1: 22,952 shares 22,952 $88K 0.01% The filing omitted confidential holdings, a later amendment may add them. GPRK GEOPARK LTD More: the full row for GEOPARK LTD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: 19,675 shares; 2015Q1: 22,675 shares 22,675 $87K 0.01% The filing omitted confidential holdings, a later amendment may add them. Timeline WINDSTREAM HLDGS INC WINDSTREAM HLDGS INC More: the full row for WINDSTREAM HLDGS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 10,509 shares; 2014Q4: 11,022 shares; 2015Q1: 11,409 shares 11,409 $84K 0.01% The filing omitted confidential holdings, a later amendment may add them. CINCINNATI BELL INC NEW CINCINNATI BELL INC NEW More: the full row for CINCINNATI BELL INC NEW Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 40,276 shares; 2014Q4: 40,276 shares; 2015Q1: 23,079 shares 23,079 $81K 0.01% The filing omitted confidential holdings, a later amendment may add them. USA LIBERTY ALL STAR EQUITY FD More: the full row for LIBERTY ALL STAR EQUITY FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 12,339 shares; 2014Q4: 12,339 shares; 2015Q1: 12,339 shares 12,339 $72K 0.01% The filing omitted confidential holdings, a later amendment may add them. Timeline SPEED COMM INC COM NEW SPEED COMM INC COM NEW More: the full row for SPEED COMM INC COM NEW Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 94,306 shares; 2014Q4: 88,306 shares; 2015Q1: 87,306 shares 87,306 $56K 0.01% The filing omitted confidential holdings, a later amendment may add them. CIK UBS ASSET MGMT INCOME FD INC More: the full row for UBS ASSET MGMT INCOME FD INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 15,904 shares; 2014Q4: 15,948 shares; 2015Q1: 15,995 shares 15,995 $51K 0.01% The filing omitted confidential holdings, a later amendment may add them. Timeline SANDRIDGE MISSISSIPPIAN TR I SANDRIDGE MISSISSIPPIAN TR I More: the full row for SANDRIDGE MISSISSIPPIAN TR I Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 11,150 shares; 2014Q4: 11,150 shares; 2015Q1: 11,150 shares 11,150 $48K 0.01% The filing omitted confidential holdings, a later amendment may add them. BOVIE MEDICAL CORP BOVIE MEDICAL CORP More: the full row for BOVIE MEDICAL CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: 19,250 shares 19,250 $46K <0.01% The filing omitted confidential holdings, a later amendment may add them. MILLENNIAL MEDIA INC MILLENNIAL MEDIA INC More: the full row for MILLENNIAL MEDIA INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 21,476 shares; 2014Q4: 24,915 shares; 2015Q1: 28,354 shares 28,354 $41K <0.01% The filing omitted confidential holdings, a later amendment may add them. HUDSON GLOBAL INC HUDSON GLOBAL INC More: the full row for HUDSON GLOBAL INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 10,000 shares; 2014Q4: 10,000 shares; 2015Q1: 10,000 shares 10,000 $27K <0.01% The filing omitted confidential holdings, a later amendment may add them. Galena Biopharma Inc Galena Biopharma Inc More: the full row for Galena Biopharma Inc Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 12,297 shares; 2014Q4: 12,297 shares; 2015Q1: 12,297 shares 12,297 $17K <0.01% The filing omitted confidential holdings, a later amendment may add them. ATLATSA RES CORP ATLATSA RES CORP More: the full row for ATLATSA RES CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: 10,000 shares; 2015Q1: 10,000 shares 10,000 $2K <0.01% The filing omitted confidential holdings, a later amendment may add them.