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VSR Financial Services, Inc.

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13F filer, CIK 1449689, OVERLAND PARK, KS

VSR Financial Services, Inc. reported $831,534,000 across 588 holdings for the quarter ended 2014-09-30, in a 13F-HR filed 2014-11-05. Its ten largest share positions make up 20.49% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001449689-14-000014

Changes against Q2 2014 are not shown: its report omitted holdings under a confidential treatment request (566 positions on file), so every position would read as new.

The filing omits holdings under a confidential treatment request (H8). A later amendment may add them.

Period
2014-09-30
Reported value
$832M
Holdings
588
Top 10 weight
20.49%
New
Sold out

Holdings, Q3 2014

Share positions as resolved from 13F-HR 0001449689-14-000014, largest first. % of portfolio is the value over $831,534,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
XFRAXBLACKROCK FLOATING RATE INCOQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 17,189 shares 17,189$242K0.03%The filing omitted confidential holdings, a later amendment may add them.Timeline
SYMANTEC CORPSYMANTEC CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 10,297 shares 10,297$242K0.03%The filing omitted confidential holdings, a later amendment may add them.
POWERSHARES S&P SMALLCA…POWERSHARES S&P SMALLCAP LOWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 7,998 shares 7,998$241K0.03%The filing omitted confidential holdings, a later amendment may add them.
SNYSANOFI SAQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 4,252 shares 4,252$240K0.03%The filing omitted confidential holdings, a later amendment may add them.Timeline
MAMASTERCARD INCORPORATEDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 3,231 shares 3,231$239K0.03%The filing omitted confidential holdings, a later amendment may add them.Timeline
LUVSOUTHWEST AIRLS COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 7,085 shares 7,085$239K0.03%The filing omitted confidential holdings, a later amendment may add them.Timeline
PFGPRINCIPAL FINANCIAL GROUP INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 4,550 shares 4,550$239K0.03%The filing omitted confidential holdings, a later amendment may add them.Timeline
PCGPG&E CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 5,281 shares 5,281$238K0.03%The filing omitted confidential holdings, a later amendment may add them.Timeline
DALDELTA AIR LINES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 6,497 shares 6,497$235K0.03%The filing omitted confidential holdings, a later amendment may add them.Timeline
AMERIGAS PARTNERS MLPAMERIGAS PARTNERS MLPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 5,136 shares 5,136$234K0.03%The filing omitted confidential holdings, a later amendment may add them.
ACNACCENTURE PLC IRELANDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 2,861 shares 2,861$233K0.03%The filing omitted confidential holdings, a later amendment may add them.Timeline
MBBISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 2,159 shares 2,159$233K0.03%The filing omitted confidential holdings, a later amendment may add them.Timeline
PMLPIMCO MUN INCOME FD IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 19,762 shares 19,762$230K0.03%The filing omitted confidential holdings, a later amendment may add them.Timeline
CPRTCOPART INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 7,299 shares 7,299$229K0.03%The filing omitted confidential holdings, a later amendment may add them.Timeline
PENNEY J C INCPENNEY J C INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 22,500 shares 22,500$226K0.03%The filing omitted confidential holdings, a later amendment may add them.
UNHUNITEDHEALTH GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 2,610 shares 2,610$225K0.03%The filing omitted confidential holdings, a later amendment may add them.Timeline
HDVISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 2,986 shares 2,986$225K0.03%The filing omitted confidential holdings, a later amendment may add them.Timeline
WYWEYERHAEUSER COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 6,964 shares 6,964$222K0.03%The filing omitted confidential holdings, a later amendment may add them.Timeline
BIIBBIOGEN INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 672 shares 672$222K0.03%The filing omitted confidential holdings, a later amendment may add them.Timeline
DBLDOUBLELINE OPPORTUNISTIC CRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 9,406 shares 9,406$222K0.03%The filing omitted confidential holdings, a later amendment may add them.Timeline
NUVEEN ENERGY MLP TOTL RTRNFNUVEEN ENERGY MLP TOTL RTRNFQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 10,045 shares 10,045$222K0.03%The filing omitted confidential holdings, a later amendment may add them.
E M C CORP MASSE M C CORP MASSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 7,541 shares 7,541$221K0.03%The filing omitted confidential holdings, a later amendment may add them.
POTASH CORP OF SASKATCHEWANPOTASH CORP OF SASKATCHEWANQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 6,372 shares 6,372$220K0.03%The filing omitted confidential holdings, a later amendment may add them.
AFFYMETRIX INCAFFYMETRIX INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 27,500 shares 27,500$219K0.03%The filing omitted confidential holdings, a later amendment may add them.
AMPAMERIPRISE FINL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 1,764 shares 1,764$218K0.03%The filing omitted confidential holdings, a later amendment may add them.Timeline
PFOFLAHERTY & CRUMRINE PFD INCOQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 20,098 shares 20,098$218K0.03%The filing omitted confidential holdings, a later amendment may add them.Timeline
ETVEATON VANCE TAX-MANAGED BUY-Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 14,663 shares 14,663$217K0.03%The filing omitted confidential holdings, a later amendment may add them.Timeline
ALLIANT TECHSYSTEMS INCALLIANT TECHSYSTEMS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 1,699 shares 1,699$217K0.03%The filing omitted confidential holdings, a later amendment may add them.
MGCVANGUARD WORLD FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 3,192 shares 3,192$216K0.03%The filing omitted confidential holdings, a later amendment may add them.Timeline
WPCWP CAREY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 3,392 shares 3,392$216K0.03%The filing omitted confidential holdings, a later amendment may add them.Timeline
IWNISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 2,273 shares 2,273$213K0.03%The filing omitted confidential holdings, a later amendment may add them.Timeline
PARSLEY ENERGY INCPARSLEY ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 10,000 shares 10,000$213K0.03%The filing omitted confidential holdings, a later amendment may add them.
PIONEER MUNICIPAL HIGH INCO…PIONEER MUNICIPAL HIGH INCOMEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 13,903 shares 13,903$211K0.03%The filing omitted confidential holdings, a later amendment may add them.
ACTAVIS PLCACTAVIS PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 870 shares 870$210K0.03%The filing omitted confidential holdings, a later amendment may add them.
WDCWESTERN DIGITAL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 2,150 shares 2,150$209K0.03%The filing omitted confidential holdings, a later amendment may add them.Timeline
ECLECOLAB INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 1,810 shares 1,810$208K0.03%The filing omitted confidential holdings, a later amendment may add them.Timeline
KMBKIMBERLY-CLARK CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 1,925 shares 1,925$207K0.02%The filing omitted confidential holdings, a later amendment may add them.Timeline
PLATINUM UNDERWRITER HLDGS LPLATINUM UNDERWRITER HLDGS LQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 3,400 shares 3,400$207K0.02%The filing omitted confidential holdings, a later amendment may add them.
UTGREAVES UTIL INCOME FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 7,075 shares 7,075$205K0.02%The filing omitted confidential holdings, a later amendment may add them.Timeline
INDEPENDENT BANK GROUP INCINDEPENDENT BANK GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 4,312 shares 4,312$205K0.02%The filing omitted confidential holdings, a later amendment may add them.
SCHMSCHWAB STRATEGIC TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 5,276 shares 5,276$204K0.02%The filing omitted confidential holdings, a later amendment may add them.Timeline
TRNTRINITY INDS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 4,375 shares 4,375$204K0.02%The filing omitted confidential holdings, a later amendment may add them.Timeline
METMETLIFE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 3,802 shares 3,802$204K0.02%The filing omitted confidential holdings, a later amendment may add them.Timeline
LAZARD LTD-CLASS ALAZARD LTD-CLASS AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 4,000 shares 4,000$203K0.02%The filing omitted confidential holdings, a later amendment may add them.
XELXCEL ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 6,656 shares 6,656$202K0.02%The filing omitted confidential holdings, a later amendment may add them.Timeline
PRUPRUDENTIAL FINL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 2,302 shares 2,302$202K0.02%The filing omitted confidential holdings, a later amendment may add them.Timeline
SMGSCOTTS MIRACLE-GRO COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 3,650 shares 3,650$201K0.02%The filing omitted confidential holdings, a later amendment may add them.Timeline
Gevo IncGevo IncQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 583,800 shares 583,800$200K0.02%The filing omitted confidential holdings, a later amendment may add them.
BGBBLACKSTONE STRATEGIC CRED 20Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 11,712 shares 11,712$197K0.02%The filing omitted confidential holdings, a later amendment may add them.Timeline
CGOCALAMOS GLOBAL TOTAL RETURNQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 14,185 shares 14,185$197K0.02%The filing omitted confidential holdings, a later amendment may add them.Timeline
POWERSHARES ETF TRUST IIPOWERSHARES ETF TRUST IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 10,431 shares 10,431$195K0.02%The filing omitted confidential holdings, a later amendment may add them.
EXELIS INCEXELIS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 11,613 shares 11,613$192K0.02%The filing omitted confidential holdings, a later amendment may add them.
BG MEDICINE INCBG MEDICINE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 350,384 shares 350,384$191K0.02%The filing omitted confidential holdings, a later amendment may add them.
XCHYXCALAMOS CONV & HIGH INCOME FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 13,245 shares 13,245$188K0.02%The filing omitted confidential holdings, a later amendment may add them.Timeline
TELFYTELEFONICA SA-SPON ADRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 11,637 shares 11,637$179K0.02%The filing omitted confidential holdings, a later amendment may add them.Timeline
PHKPIMCO HIGH INCOME FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 15,376 shares 15,376$179K0.02%The filing omitted confidential holdings, a later amendment may add them.Timeline
NORTHSTAR REITNORTHSTAR REITQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 10,064 shares 10,064$178K0.02%The filing omitted confidential holdings, a later amendment may add them.
IGRCBRE GBL REAL ESTATE INC FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 20,000 shares 20,000$168K0.02%The filing omitted confidential holdings, a later amendment may add them.Timeline
ETWEATON VANCE TAX-MANAGED GLOBQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 13,656 shares 13,656$166K0.02%The filing omitted confidential holdings, a later amendment may add them.Timeline
GGNGAMCO GLOBAL GOLD NAT RES &Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 17,484 shares 17,484$162K0.02%The filing omitted confidential holdings, a later amendment may add them.Timeline
XEXGXEATON VANCE TAX-MANAGED GLOBQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 15,654 shares 15,654$157K0.02%The filing omitted confidential holdings, a later amendment may add them.Timeline
HERITAGE CRYSTAL CLEAN INCHERITAGE CRYSTAL CLEAN INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 10,000 shares 10,000$149K0.02%The filing omitted confidential holdings, a later amendment may add them.
CINCINNATI BELL INC NEWCINCINNATI BELL INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 40,276 shares 40,276$136K0.02%The filing omitted confidential holdings, a later amendment may add them.
ISHARES GOLD TRUSTISHARES GOLD TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 11,540 shares 11,540$135K0.02%The filing omitted confidential holdings, a later amendment may add them.
CHIMERA INVESTMENT CORPCHIMERA INVESTMENT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 40,966 shares 40,966$125K0.02%The filing omitted confidential holdings, a later amendment may add them.
ADVISORSHARESADVISORSHARESQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 10,443 shares 10,443$124K0.01%The filing omitted confidential holdings, a later amendment may add them.
DREYFUS MUN INCOME INCDREYFUS MUN INCOME INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 13,108 shares 13,108$119K0.01%The filing omitted confidential holdings, a later amendment may add them.
WINDSTREAM HLDGS INCWINDSTREAM HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 10,509 shares 10,509$113K0.01%The filing omitted confidential holdings, a later amendment may add them.
TEMPLETON GLOBAL INCOME FDTEMPLETON GLOBAL INCOME FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 14,027 shares 14,027$112K0.01%The filing omitted confidential holdings, a later amendment may add them.
TURKISH INVESTMENT FUNDTURKISH INVESTMENT FUNDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 10,000 shares 10,000$104K0.01%The filing omitted confidential holdings, a later amendment may add them.
MSDMORGAN STANLEY EMKT DBT FD IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 10,408 shares 10,408$101K0.01%The filing omitted confidential holdings, a later amendment may add them.Timeline
XCMUXMFS HIGH YIELD MUN TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 19,756 shares 19,756$86K0.01%The filing omitted confidential holdings, a later amendment may add them.Timeline
PDLIPDL BIOPHARMA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 10,739 shares 10,739$80K0.01%The filing omitted confidential holdings, a later amendment may add them.Timeline
ONCOLYTICS BIOTECH INCONCOLYTICS BIOTECH INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 131,630 shares 131,630$76K0.01%The filing omitted confidential holdings, a later amendment may add them.
USALIBERTY ALL STAR EQUITY FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 12,339 shares 12,339$72K0.01%The filing omitted confidential holdings, a later amendment may add them.Timeline
SANDRIDGE MISSISSIPPIAN TR ISANDRIDGE MISSISSIPPIAN TR IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 11,150 shares 11,150$70K0.01%The filing omitted confidential holdings, a later amendment may add them.
ESINQITT EDUCATIONAL SERVICES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 15,572 shares 15,572$67K0.01%The filing omitted confidential holdings, a later amendment may add them.Timeline
CIKUBS ASSET MGMT INCOME FD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 15,904 shares 15,904$54K0.01%The filing omitted confidential holdings, a later amendment may add them.Timeline
MILLENNIAL MEDIA INCMILLENNIAL MEDIA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 21,476 shares 21,476$40K<0.01%The filing omitted confidential holdings, a later amendment may add them.
HUDSON GLOBAL INCHUDSON GLOBAL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 10,000 shares 10,000$38K<0.01%The filing omitted confidential holdings, a later amendment may add them.
QUICKSILVER RESOURCES INC.QUICKSILVER RESOURCES INC.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 51,084 shares 51,084$31K<0.01%The filing omitted confidential holdings, a later amendment may add them.
VENAXIS INCVENAXIS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 16,135 shares 16,135$27K<0.01%The filing omitted confidential holdings, a later amendment may add them.
Galena Biopharma IncGalena Biopharma IncQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 12,297 shares 12,297$25K<0.01%The filing omitted confidential holdings, a later amendment may add them.
RADIOSHACK CORPRADIOSHACK CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 15,100 shares 15,100$15K<0.01%The filing omitted confidential holdings, a later amendment may add them.

Principal amounts

Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).

SecurityTypeAmountValueChange
INTEGRA LIFESCIENCES HLDINTEGRA LIFESCIENCES HLD NOTEprincipal25,000$27K
JAKKS PAC INCJAKKS PAC INC NOTE 4.500%11/0principal25,000$25K
ADVANCED MICRO DEVICESADVANCED MICRO DEVICES CORPORATE OBLIGprincipal10,000$10K
Coeur D'AleneCoeur D'Alene CONV BONDprincipal10,000$10K

How Q3 2014 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001449689-14-000014 base2014-11-05acceptance time not in the bulk data set