Vantage Investment Advisors, LLC

13F filer, CIK 1599405, State College, PA

Vantage Investment Advisors, LLC reported $246,410,000 across 856 holdings for the quarter ended 2016-12-31, in a 13F-HR filed 2017-02-13. Its ten largest share positions make up 29.42% of the portfolio.

Filed 2017-02-13 (acceptance time not in the bulk data set), ingested 2026-10-07 19:10:24 UTC13F-HR 0001580642-17-000856

Period: 2016-12-31
Reported value: $246M
Holdings: 856
Top 10 weight: 29.42%
New: 94
Sold out: 112

Largest buys vs the previous quarter

Security	Shares change	Approx. value
CMCSAadded	+83,986	$5.8M
QCOMadded	+46,055	$3M
BACadded	+123,469	$2.73M
SLYGadded	+7,485	$1.56M
USMVnew	+25,869	$1.17M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

Security	Shares change	Approx. value
CVSreduced	-48,872	-$3.86M
CAHreduced	-40,657	-$2.91M
BAreduced	-12,045	-$1.88M
GILDreduced	-23,407	-$1.68M
SHYreduced	-7,429	-$626K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q4 2016

Share positions as resolved from 13F-HR 0001580642-17-000856, largest first. % of portfolio is the value over $246,410,000, the sum of the share positions whose value is usable for ratios (method).

Security	Shares	Value	% of portfolio	Change	Latest event	Timeline
CLAYMORE EXCHANGE TRD FD TRCLAYMORE EXCHANGE TRD FD TR	529	$11K	<0.01%	0
DAIMLER A G ADR F SPONSORED…DAIMLER A G ADR F SPONSORED AD	143	$11K	<0.01%	new
Regions Financial 6.375% Cl…Regions Financial 6.375% Cl 12	430	$11K	<0.01%	new
TDCBTHIRD CENTURY BANCORP	1,000	$11K	<0.01%	0		Timeline
ETFIS SER TR IETFIS SER TR I	1,000	$11K	<0.01%	new
EYEGATE PHARMACEUTICALS INCEYEGATE PHARMACEUTICALS INC	6,500	$11K	<0.01%	0
WESTERN REFNG LOGISTICS LPWESTERN REFNG LOGISTICS LP	500	$11K	<0.01%	0
MAMASTERCARD INCORPORATED	97	$10K	<0.01%	0		Timeline
VMRKVIVMARK RESIDENTIAL	150	$10K	<0.01%	0		Timeline
EMBISHARES TR	87	$10K	<0.01%	0		Timeline
SNASNAP ON INC	60	$10K	<0.01%	0		Timeline
HMCHONDA MOTOR CO LTD	327	$10K	<0.01%	-195		Timeline
RCLROYAL CARIBBEAN GROUP	120	$10K	<0.01%	0		Timeline
DVNDEVON ENERGY CORP NEW	229	$10K	<0.01%	+17		Timeline
SAPSAP SE	114	$10K	<0.01%	0		Timeline
IONSIONIS PHARMACEUTICALS INC	200	$10K	<0.01%	0		Timeline
SNYSANOFI SA	256	$10K	<0.01%	0		Timeline
MHKMOHAWK INDS INC	50	$10K	<0.01%	0		Timeline
WESTPAC BANKING CORPWESTPAC BANKING CORP	430	$10K	<0.01%	0
PFISPEOPLES FINL SVCS CORP	200	$10K	<0.01%	0		Timeline
SIEGYSIEMENS AG-SPONS ADR	83	$10K	<0.01%	0		Timeline
EIDOISHARES TR	400	$10K	<0.01%	0		Timeline
BAYRYBAYER AG-SPONSORED ADR	92	$10K	<0.01%	new		Timeline
MBGAFMERCEDES BENZ GROUP AG COMMON	141	$10K	<0.01%	new		Timeline
Pentair IncPentair Inc	170	$10K	<0.01%	0
FRONTIER COMMUNICATIONS CORPFRONTIER COMMUNICATIONS CORP	2,845	$10K	<0.01%	-59
ALCOA INCALCOA INC	347	$10K	<0.01%	-1,653
MARKET VECTORS ETF TRMARKET VECTORS ETF TR	451	$10K	<0.01%	0
QRVOQORVO INC	175	$9K	<0.01%	0		Timeline
INFYINFOSYS LTD	610	$9K	<0.01%	0		Timeline
UVVUNIVERSAL CORP VA MTNS BK EN	140	$9K	<0.01%	0		Timeline
RRYDER SYS INC	122	$9K	<0.01%	0		Timeline
MDUMDU RES GROUP INC	296	$9K	<0.01%	+2		Timeline
HANESBRANDS INCHANESBRANDS INC	400	$9K	<0.01%	new
ACTVISION BLIZZARD INCACTVISION BLIZZARD INC	255	$9K	<0.01%	0
BWXSPDR SERIES TRUST	365	$9K	<0.01%	+5		Timeline
DASTYDASSAULT SYSTEMES SA ADR	117	$9K	<0.01%	new		Timeline
CBGPFCLOSE BROTHERS GROUP PLC	500	$9K	<0.01%	0		Timeline
ENERGY TRANSFER PRTNRS L PENERGY TRANSFER PRTNRS L P	250	$9K	<0.01%	-116
TITAN PHARMACEUTICALS INC.TITAN PHARMACEUTICALS INC.	2,273	$9K	<0.01%	0
KEPPEL CORP LTDKEPPEL CORP LTD	2,200	$9K	<0.01%	0
DELL TECHNOLOGIES INC CLASS…DELL TECHNOLOGIES INC CLASS CLASS…	160	$9K	<0.01%	0
ATUSFALTIUS MINERALS CORP	1,000	$9K	<0.01%	0		Timeline
SCHASCHWAB STRATEGIC TR	134	$8K	<0.01%	+1		Timeline
VEUVANGUARD INTL EQUITY INDEX F	183	$8K	<0.01%	+82		Timeline
MGKVANGUARD WORLD FD	89	$8K	<0.01%	-157		Timeline
RITEAID CORPRITEAID CORP	1,000	$8K	<0.01%	0
NEMNEWMONT CORP	222	$8K	<0.01%	0		Timeline
AFLAFLAC INC	110	$8K	<0.01%	0		Timeline
FTVFORTIVE CORP	145	$8K	<0.01%	0		Timeline
CHKPCHECK POINT SOFTWARE TECH LT	100	$8K	<0.01%	0		Timeline
AZNASTRAZENECA PLC-SPONS ADR	296	$8K	<0.01%	0		Timeline
NATNORDIC AMERICAN TANKERS LIMI	1,000	$8K	<0.01%	0		Timeline
GBXGREENBRIER COS INC	200	$8K	<0.01%	0		Timeline
FLRFLUOR CORP	159	$8K	<0.01%	+1		Timeline
EZMWISDOMTREE TR	79	$8K	<0.01%	new		Timeline
NADNUVEEN QUALITY MUNCP INCOME	601	$8K	<0.01%	+8		Timeline
FNDXSCHWAB STRATEGIC TR	244	$8K	<0.01%	new		Timeline
BAXBAXTER INTL INC	177	$8K	<0.01%	0		Timeline
PACGRUPO AEROPORTUNARIO DEL PAC	100	$8K	<0.01%	new		Timeline
BLACKROCK INCBLACKROCK INC	22	$8K	<0.01%	0
PNNTPENNANTPARK INVTS CORP	1,000	$8K	<0.01%	0		Timeline
ROYAL DUTCH SHELL PLC SPN A…ROYAL DUTCH SHELL PLC SPN ADR	142	$8K	<0.01%	0
BARRICK GOLD CORPBARRICK GOLD CORP	475	$8K	<0.01%	0
CHINA MOBILE LIMITEDCHINA MOBILE LIMITED	160	$8K	<0.01%	+60
EXPRESS SCRIPTS HLDG COEXPRESS SCRIPTS HLDG CO	122	$8K	<0.01%	0
IGEISHARES TR	225	$8K	<0.01%	0		Timeline
DIMWISDOMTREE TR	136	$8K	<0.01%	+1		Timeline
STATOIL ASASTATOIL ASA	466	$8K	<0.01%	0
LYDALL INCLYDALL INC	125	$8K	<0.01%	0
NORTHFIELD BANCORP INC/NJNORTHFIELD BANCORP INC/NJ	402	$8K	<0.01%	0
FNB BANCORP INC PAFNB BANCORP INC PA	50	$8K	<0.01%	0
CAGCONAGRA BRANDS INC	166	$7K	<0.01%	0		Timeline
RRCRANGE RES CORP	200	$7K	<0.01%	0		Timeline
ACGLARCH CAP GROUP LTD	85	$7K	<0.01%	0		Timeline
VACMARRIOTT VACATIONS WORLDWIDE	80	$7K	<0.01%	0		Timeline
EATBRINKER INTL INC	135	$7K	<0.01%	0		Timeline
AIGAMERICAN INTL GROUP INC	107	$7K	<0.01%	+48		Timeline
AMPAMERIPRISE FINL INC	66	$7K	<0.01%	-13		Timeline
EPCEDGEWELL PERSONAL CARE CO	101	$7K	<0.01%	0		Timeline
MATMATTEL INC	250	$7K	<0.01%	0		Timeline
DISH NETWORK CORPORATIONDISH NETWORK CORPORATION	120	$7K	<0.01%	0
UGAUNITED STS GASOLINE FD LP	211	$7K	<0.01%	0		Timeline
CANOPY GROWTH CORPCANOPY GROWTH CORP	1,000	$7K	<0.01%	new
NUANCE COMMUNICATIONS INCNUANCE COMMUNICATIONS INC	500	$7K	<0.01%	0
CALATLANTIC GROUP INCCALATLANTIC GROUP INC	200	$7K	<0.01%	0
WILLIAMS PARTNERS L PWILLIAMS PARTNERS L P	173	$7K	<0.01%	0
Smt Scharf Ag OrdSmt Scharf Ag Ord	500	$7K	<0.01%	0
IXJISHARES TR	68	$6K	<0.01%	0		Timeline
ITAISHARES TR	45	$6K	<0.01%	-100		Timeline
BNDXVANGUARD CHARLOTTE FDS	112	$6K	<0.01%	-109		Timeline
DMCDEL MONTE CORP	100	$6K	<0.01%	new		Timeline
DRIDARDEN RESTAURANTS INC	80	$6K	<0.01%	0		Timeline
CPBTHE CAMPBELLS COMPANY	106	$6K	<0.01%	-24		Timeline
XBISPDR SERIES TRUST	100	$6K	<0.01%	0		Timeline
OLNOLIN CORP	241	$6K	<0.01%	+2		Timeline
ADNTADIENT PLC	98	$6K	<0.01%	new		Timeline
FCFFIRST COMWLTH FINL CORP PA	432	$6K	<0.01%	0		Timeline
PIONEER MUNICIPAL HIGH INCO…PIONEER MUNICIPAL HIGH INCOME	500	$6K	<0.01%	0
WEINGARTEN RLTY INVSWEINGARTEN RLTY INVS	160	$6K	<0.01%	+2
INTERCEPT PHARMACEUTICALS ININTERCEPT PHARMACEUTICALS IN	55	$6K	<0.01%	0
IBNDSPDR SERIES TRUST	201	$6K	<0.01%	0		Timeline
CDK GLOBAL INCCDK GLOBAL INC	100	$6K	<0.01%	0
ALLERGAN PLCALLERGAN PLC	30	$6K	<0.01%	0
POWERSHARESPOWERSHARES	300	$6K	<0.01%	0
TYCO ELECTRONICS LTDTYCO ELECTRONICS LTD	92	$6K	<0.01%	-24
BOFI HOLDING INCBOFI HOLDING INC	220	$6K	<0.01%	0
HEALTHCARE TRUST OF AMERICAHEALTHCARE TRUST OF AMERICA	217	$6K	<0.01%	-266
LINEAR TECHNOLOGY CORPLINEAR TECHNOLOGY CORP	89	$6K	<0.01%	0
NATURAL RESOURCE PARTNERS LNATURAL RESOURCE PARTNERS L	200	$6K	<0.01%	0
RYDEX ETF TRUSTRYDEX ETF TRUST	67	$6K	<0.01%	0
HARLEYSVILLE SVGS FINL CORPHARLEYSVILLE SVGS FINL CORP	300	$6K	<0.01%	0
Q Biomed Inc ComQ Biomed Inc Com	1,000	$6K	<0.01%	new
COFCAPITAL ONE FINL CORP	56	$5K	<0.01%	+28		Timeline
SCHHSCHWAB STRATEGIC TR	110	$5K	<0.01%	+2		Timeline
VBVANGUARD INDEX FDS	39	$5K	<0.01%	-236		Timeline
MFCMANULIFE FINL CORP	290	$5K	<0.01%	0		Timeline
PWRQUANTA SVCS INC	150	$5K	<0.01%	0		Timeline
METMETLIFE INC	97	$5K	<0.01%	0		Timeline
KMIKINDER MORGAN INC DEL	240	$5K	<0.01%	0		Timeline
CCLCARNIVAL CORP	101	$5K	<0.01%	new		Timeline
EOIEATON VANCE ENHANCED EQUITY	379	$5K	<0.01%	+8		Timeline
SCHCSCHWAB STRATEGIC TR	181	$5K	<0.01%	+3		Timeline
PBRPETROLEO BRASILEIRO S A	448	$5K	<0.01%	0		Timeline
QLTAISHARES TR	89	$5K	<0.01%	0		Timeline
DCP MIDSTREAM LPDCP MIDSTREAM LP	121	$5K	<0.01%	0
PIONEER NATURAL RESOURCES COPIONEER NATURAL RESOURCES CO	29	$5K	<0.01%	-35
IGOVISHARES TR	53	$5K	<0.01%	0		Timeline
DISCOVERY INCDISCOVERY INC	185	$5K	<0.01%	0
DUNKIN BRANDS GROUP INCDUNKIN BRANDS GROUP INC	95	$5K	<0.01%	0
SYMANTEC CORPSYMANTEC CORP	224	$5K	<0.01%	0
COMMUNICATIONS SALES&LEAS INCOMMUNICATIONS SALES&LEAS IN	209	$5K	<0.01%	0
INVESCO AEROSPACE & DEFENSE…INVESCO AEROSPACE & DEFENSE ETF	110	$5K	<0.01%	+1
ENERGIZER HLDGS INCENERGIZER HLDGS INC	101	$5K	<0.01%	0
REX ENERGY CORPORATIONREX ENERGY CORPORATION	10,710	$5K	<0.01%	-94,399
MICROCHIP TECHNOLOGY INCMICROCHIP TECHNOLOGY INC	85	$5K	<0.01%	new
BARCLAYS BANKBARCLAYS BANK	475	$5K	<0.01%	-2,000
ESRTEMPIRE ST RLTY TR INC	215	$4K	<0.01%	+2		Timeline
CRMSALESFORCE INC	60	$4K	<0.01%	0		Timeline
HYGISHARES TR	43	$4K	<0.01%	0		Timeline
DALDELTA AIR LINES INC	83	$4K	<0.01%	new		Timeline
HSTHOST HOTELS & RESORTS INC	222	$4K	<0.01%	0		Timeline
TRGPTARGA RES CORP	71	$4K	<0.01%	0		Timeline
AAGILENT TECHNOLOGIES INC	79	$4K	<0.01%	0		Timeline
SWKSSKYWORKS SOLUTIONS INC	48	$4K	<0.01%	0		Timeline
OGSONE GAS INC	61	$4K	<0.01%	0		Timeline
IYHISHARES TR	30	$4K	<0.01%	0		Timeline
PAAPLAINS ALL AMERN PIPELINE L	120	$4K	<0.01%	0		Timeline
IYMISHARES TR	45	$4K	<0.01%	0		Timeline
BSACBANCO SANTANDER CHILE NEW	843	$4K	<0.01%	+132		Timeline
HESS CORPHESS CORP	59	$4K	<0.01%	new
AMERICA MOVIL-SPN ADR CL LAMERICA MOVIL-SPN ADR CL L	300	$4K	<0.01%	0
LAZARD LTD-CLASS ALAZARD LTD-CLASS A	101	$4K	<0.01%	new
MATCH GROUP INCMATCH GROUP INC	250	$4K	<0.01%	new
CHMGCHEMUNG FINL CORP	100	$4K	<0.01%	0		Timeline
HOLLYFRONTIER CORPHOLLYFRONTIER CORP	130	$4K	<0.01%	0
UPVPROSHARES TR	100	$4K	<0.01%	0		Timeline
QNBCQNB CORP	100	$4K	<0.01%	0		Timeline
SMITH & WESSON BRANDS, INC.SMITH & WESSON BRANDS, INC.	200	$4K	<0.01%	0
HARMAN INTL INDS INCHARMAN INTL INDS INC	35	$4K	<0.01%	0
MEDIZONE INTL INCMEDIZONE INTL INC	40,000	$4K	<0.01%	0
MARKET VECTORS ETF TRMARKET VECTORS ETF TR	83	$4K	<0.01%	0
POWERSHARES ETF TRUST DYN N…POWERSHARES ETF TRUST DYN NETW	99	$4K	<0.01%	0
POWERSHARES ETF TRUSTPOWERSHARES ETF TRUST	102	$4K	<0.01%	0
CLAYMORE EXCHANGE TRD FD TRCLAYMORE EXCHANGE TRD FD TR	175	$4K	<0.01%	0
FITBIT INCFITBIT INC	525	$4K	<0.01%	0
BIONDVAX PHARMACEUTICALS LTDBIONDVAX PHARMACEUTICALS LTD	12,000	$4K	<0.01%	0
Universal Compression HldgsUniversal Compression Hldgs	322	$4K	<0.01%	0
Call (spxw) New S & P 500 I…Call (spxw) New S & P 500 Inde	71	$4K	<0.01%	new
Put (spxw) New S & P 500 In…Put (spxw) New S & P 500 Index	31	$4K	<0.01%	new
FLOTISHARES TR	54	$3K	<0.01%	0		Timeline
SYFSYNCHRONY FINANCIAL	87	$3K	<0.01%	new		Timeline
STBAS & T BANCORP INC	75	$3K	<0.01%	0		Timeline
IPINTERNATIONAL PAPER CO	60	$3K	<0.01%	0		Timeline
RGLDROYAL GOLD INC	45	$3K	<0.01%	0		Timeline
SCHESCHWAB STRATEGIC TR	149	$3K	<0.01%	+4		Timeline
CPRXCATALYST PHARMACEUTICALS INC	3,000	$3K	<0.01%	0		Timeline
MAGELLAN MIDSTREAM PARTNERS…MAGELLAN MIDSTREAM PARTNERS, L	36	$3K	<0.01%	0
TWITTER INCTWITTER INC	160	$3K	<0.01%	0
BCBPBCB BANCORP INC	200	$3K	<0.01%	0		Timeline
HIGHLANDS REIT INCHIGHLANDS REIT INC	8,005	$3K	<0.01%	0
DR PEPPER SNAPPLE GROUP INCDR PEPPER SNAPPLE GROUP INC	32	$3K	<0.01%	+16
HALYARD HEALTH INCHALYARD HEALTH INC	81	$3K	<0.01%	0
AMERICAN RAILCAR INDUSTRIESAMERICAN RAILCAR INDUSTRIES	56	$3K	<0.01%	0
SECUREWORKS CORPSECUREWORKS CORP	300	$3K	<0.01%	0
ETNEaton Corp.	43	$3K	<0.01%	new		Timeline
INVESCO WATER RESOURCES ETFINVESCO WATER RESOURCES ETF	104	$3K	<0.01%	0
BAKER HUGHES INCBAKER HUGHES INC	53	$3K	<0.01%	0
AVON PRODS INCAVON PRODS INC	500	$3K	<0.01%	0
MARKET VECTORS ETF TRMARKET VECTORS ETF TR	100	$3K	<0.01%	0
XILINX INC 2.625XILINX INC 2.625	51	$3K	<0.01%	new
JUVFJUNIATA VALLEY NATL BK (PA)	166	$3K	<0.01%	0		Timeline
Cronos Group, Inc.Cronos Group, Inc.	3,000	$3K	<0.01%	new
FISVFISERV INC	22	$2K	<0.01%	new		Timeline
MRSHMARSH & MCLENNAN COS INC	30	$2K	<0.01%	0		Timeline
FNDESCHWAB STRATEGIC TR	75	$2K	<0.01%	+1		Timeline
SYKSTRYKER CORPORATION	13	$2K	<0.01%	0		Timeline
TMUST-MOBILE US INC	38	$2K	<0.01%	new		Timeline
LWLAMB WESTON HLDGS INC	55	$2K	<0.01%	new		Timeline
GATXGATX CORP	30	$2K	<0.01%	0		Timeline
CMSCMS ENERGY CORP	38	$2K	<0.01%	0		Timeline
RGAREINSURANCE GROUP AMER INC	16	$2K	<0.01%	0		Timeline
SUSUNCOR ENERGY INC NEW	56	$2K	<0.01%	0		Timeline
TECKTECK RESOURCES LTD	100	$2K	<0.01%	0		Timeline
WHRWHIRLPOOL CORP	10	$2K	<0.01%	0		Timeline
XHRXENIA HOTELS & RESORTS INC	100	$2K	<0.01%	0		Timeline
CCCHEMOURS CO	93	$2K	<0.01%	0		Timeline
NDAQNASDAQ INC	23	$2K	<0.01%	0		Timeline
GLPIGAMING & LEISURE P	80	$2K	<0.01%	0		Timeline
GAPGAP INC	75	$2K	<0.01%	0		Timeline
ECLECOLAB INC	15	$2K	<0.01%	0		Timeline
OSKOSHKOSH CORP	27	$2K	<0.01%	new		Timeline
VYXNCR VOYIX CORPORATION	48	$2K	<0.01%	0		Timeline
HPHELMERICH & PAYNE INC	26	$2K	<0.01%	new		Timeline
UEURBAN EDGE PPTYS	75	$2K	<0.01%	0		Timeline
SEDGSOLAREDGE TECHNOLOGIES INC	180	$2K	<0.01%	0		Timeline
ALEXION PHARMACEUTICALS INCALEXION PHARMACEUTICALS INC	13	$2K	<0.01%	new
OUTFRONT MEDIA INCOUTFRONT MEDIA INC	62	$2K	<0.01%	0
NATIONAL OILWELL VARCO INCNATIONAL OILWELL VARCO INC	50	$2K	<0.01%	0
PRAXAIR INCPRAXAIR INC	13	$2K	<0.01%	0
CIGNA CORPORATIONCIGNA CORPORATION	16	$2K	<0.01%	new
EPIWISDOMTREE TR	106	$2K	<0.01%	0		Timeline
VIACOM INCVIACOM INC	57	$2K	<0.01%	0
CENTER COAST BRKFLD MLP ENRGCENTER COAST BRKFLD MLP ENRG	74	$2K	<0.01%	new
CHKRCHESAPEAKE GRANITE WASH TR COM	1,000	$2K	<0.01%	0		Timeline
CLIFFS NATURAL RESOURCESCLIFFS NATURAL RESOURCES	200	$2K	<0.01%	0
SHIRE PLCSHIRE PLC	10	$2K	<0.01%	-14
Broadcom IncBroadcom Inc	12	$2K	<0.01%	0
Bowater IncBowater Inc	500	$2K	<0.01%	0
XEROX CORPXEROX CORP	235	$2K	<0.01%	new
NIELSEN HOLDINGS N VNIELSEN HOLDINGS N V	58	$2K	<0.01%	+30
CONSOL ENERGY INCCONSOL ENERGY INC	100	$2K	<0.01%	0
ITT CORPITT CORP	50	$2K	<0.01%	0
ELECTRONIC ARTS INCELECTRONIC ARTS INC	23	$2K	<0.01%	0
Rydex S&P 500 Pure Value EtfRydex S&P 500 Pure Value Etf	43	$2K	<0.01%	0
BRYN MAWR BANK CORPORATIONBRYN MAWR BANK CORPORATION	50	$2K	<0.01%	0
GREENHAVEN CONTINUOUS CMDTYGREENHAVEN CONTINUOUS CMDTY	100	$2K	<0.01%	0
PROSHARES ULTRA SILVERPROSHARES ULTRA SILVER	50	$2K	<0.01%	0
COMMERCEHUB INCCOMMERCEHUB INC	114	$2K	<0.01%	0
PHOTOMEDEX INCPHOTOMEDEX INC	1,000	$2K	<0.01%	new
Call (SPX) New S & P 500 In…Call (SPX) New S & P 500 Index	54	$2K	<0.01%	new
Call (spxw) New S & P 500 I…Call (spxw) New S & P 500 Inde	35	$2K	<0.01%	new
AMDADVANCED MICRO DEVICES INC	100	$1K	<0.01%	0		Timeline
IEMGISHARES INC	24	$1K	<0.01%	0		Timeline
PANWPALO ALTO NETWORKS INC	9	$1K	<0.01%	new		Timeline
NOKNOKIA CORP	145	$1K	<0.01%	-10		Timeline
EWEDWARDS LIFESCIENCES CORP	16	$1K	<0.01%	new		Timeline
PENNPENN ENTERTAINMENT INC	67	$1K	<0.01%	0		Timeline
KEYSKEYSIGHT TECHNOLOGIES INC	38	$1K	<0.01%	0		Timeline
MGAMAGNA INTL INC	25	$1K	<0.01%	new		Timeline
NYTNEW YORK TIMES CO MTN BE	100	$1K	<0.01%	0		Timeline
NINISOURCE INC	29	$1K	<0.01%	new		Timeline
ALNYALNYLAM PHARMACEUTICALS INC	27	$1K	<0.01%	0		Timeline
OMFONEMAIN HLDGS INC	46	$1K	<0.01%	new		Timeline
ROSTROSS STORES INC	19	$1K	<0.01%	new		Timeline
ELLAUDER ESTEE COS INC	14	$1K	<0.01%	new		Timeline
BF-BBROWN FORMAN CORP	18	$1K	<0.01%	+8		Timeline
NGDNEW GOLD INC	200	$1K	<0.01%	0		Timeline
ILMNILLUMINA INC	10	$1K	<0.01%	-25		Timeline
FCPTFOUR CORNERS PPTY TR INC	35	$1K	<0.01%	0		Timeline
PBTPERMIAN BASIN RTY TR	156	$1K	<0.01%	+3		Timeline
TDCTERADATA CORP DEL	48	$1K	<0.01%	0		Timeline
CSIQCANADIAN SOLAR INC	100	$1K	<0.01%	0		Timeline
SEESEALED AIR CORP NEW	33	$1K	<0.01%	+9		Timeline
TWENTY FIRST CENTY FOX INCTWENTY FIRST CENTY FOX INC	19	$1K	<0.01%	0
RWOSPDR INDEX SHS FDS	13	$1K	<0.01%	0		Timeline
NTDOYNINTENDO CO LTD-UNSPONS ADR	20	$1K	<0.01%	0		Timeline
HARRIS CORP INCHARRIS CORP INC	10	$1K	<0.01%	0
ELDORADO GOLD CORP NEWELDORADO GOLD CORP NEW	170	$1K	<0.01%	0
GOLDCORP INC NEWGOLDCORP INC NEW	100	$1K	<0.01%	0
STONEMOR PARTNERS LPSTONEMOR PARTNERS LP	75	$1K	<0.01%	0
ATHENAHEALTH INCATHENAHEALTH INC	10	$1K	<0.01%	new
SEADRILL ORDSEADRILL ORD	200	$1K	<0.01%	0
UNITED STATES NATL GAS FUNDUNITED STATES NATL GAS FUND	62	$1K	<0.01%	0
ENGILITY HLDGS INCENGILITY HLDGS INC	25	$1K	<0.01%	0
KEYW HLDG CORPKEYW HLDG CORP	60	$1K	<0.01%	0
SPRINT NEXTEL CORPSPRINT NEXTEL CORP	130	$1K	<0.01%	0
Powershs Exch Trad Fd TrPowershs Exch Trad Fd Tr	231	$1K	<0.01%	+2
VANGUARDVANGUARD	1,000	$1K	<0.01%	0
NAVISTAR INTL CORPNAVISTAR INTL CORP	20	$1K	<0.01%	new
RYDEX ETF TRUSTRYDEX ETF TRUST	7	$1K	<0.01%	0
iShares S&P AMT-Free Munici…iShares S&P AMT-Free Municipal	49	$1K	<0.01%	-230
GEN-PROBE INCGEN-PROBE INC	120	$1K	<0.01%	0
ERBA DIAGNOSTICSERBA DIAGNOSTICS	2,218	$1K	<0.01%	-1,500
KINGOLD JEWELRY INCKINGOLD JEWELRY INC	1,000	$1K	<0.01%	0
ILG INCILG INC	33	$1K	<0.01%	new
COMMERCEHUB INCCOMMERCEHUB INC	57	$1K	<0.01%	0
EGPLFEAGLE PLAINS RESOURCES LTD	10,000	$1K	<0.01%	0		Timeline
EYEGATE PHARMACEUTICALS INCEYEGATE PHARMACEUTICALS INC	2,500	$1K	<0.01%	0
Washington Prime GroupWashington Prime Group	50	$1K	<0.01%	0
CONTRAVIR PHARMACEUTICALS INCONTRAVIR PHARMACEUTICALS IN	1,150	$1K	<0.01%	0
PFTIPuradyn Filter Technologies	10,000	$1K	<0.01%	new		Timeline
B T C S, Inc.B T C S, Inc.	760,000	$1K	<0.01%	new
Crius Energy TrustCrius Energy Trust	200	$1K	<0.01%	0
Zalemark Holding Company In…Zalemark Holding Company Inc.	103,125	$1K	<0.01%	0
Call (spx) New S & P 500 In…Call (spx) New S & P 500 Index	53	$1K	<0.01%	new
Call (spxw) New S & P 500 I…Call (spxw) New S & P 500 Inde	52	$1K	<0.01%	new
Call (spxw) New S & P 500 I…Call (spxw) New S & P 500 Inde	53	$1K	<0.01%	new
Call S & P 500 Index Jan 20…Call S & P 500 Index Jan 20 17	54	$1K	<0.01%	new
Put (SPX) New S & P 500 Ind…Put (SPX) New S & P 500 Index	26	$1K	<0.01%	new
LEVEL3 COMMUNICATIONS INCLEVEL3 COMMUNICATIONS INC	8	$0	0%	0	Value filed as zero, left out of ratios.
IBBISHARES TR	1	$0	0%	-50	Value filed as zero, left out of ratios.	Timeline
NRGNRG ENERGY INC	7	$0	0%	new	Value filed as zero, left out of ratios.	Timeline
IGSBISHARES TR	2	$0	0%	-1	Value filed as zero, left out of ratios.	Timeline
GMGENERAL MTRS CO	5	$0	0%	-61	Value filed as zero, left out of ratios.	Timeline
XLBSELECT SECTOR SPDR TR	4	$0	0%	new	Value filed as zero, left out of ratios.	Timeline
VVXV2X INC	5	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
ASIXADVANSIX INC	8	$0	0%	new	Value filed as zero, left out of ratios.	Timeline
Mallinckrodt PlcMallinckrodt Plc	3	$0	0%	-7	Value filed as zero, left out of ratios.
CST BRANDS INCCST BRANDS INC	1	$0	0%	0	Value filed as zero, left out of ratios.
OSURORASURE TECHNOLOGIES INC	30	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
UISUNISYS CORP	10	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
WINDSTREAM CORPWINDSTREAM CORP	8	$0	0%	0	Value filed as zero, left out of ratios.
POTASH CORP OF SASKATCHEWANPOTASH CORP OF SASKATCHEWAN	2	$0	0%	0	Value filed as zero, left out of ratios.
SANDRIDGE MISSISSIPPIAN TRU…SANDRIDGE MISSISSIPPIAN TRUST I	300	$0	0%	0	Value filed as zero, left out of ratios.
BONANZA CREEK ENERGY INCBONANZA CREEK ENERGY INC	25	$0	0%	0	Value filed as zero, left out of ratios.
ARCTIC CAT INCARCTIC CAT INC	3	$0	0%	0	Value filed as zero, left out of ratios.
VERITIV CORPVERITIV CORP	1	$0	0%	0	Value filed as zero, left out of ratios.
Southwestern Med Solutions …Southwestern Med Solutions Inc	3,000	$0	0%	0	Value filed as zero, left out of ratios.
VISION TECHNOLOGY CORPVISION TECHNOLOGY CORP	100	$0	0%	0	Value filed as zero, left out of ratios.
HSBC Holdings PLCHSBC Holdings PLC	6	$0	0%	new	Value filed as zero, left out of ratios.
AMERICAN INTL GROUP INCAMERICAN INTL GROUP INC	13	$0	0%	0	Value filed as zero, left out of ratios.
ENCANA CORPENCANA CORP	31	$0	0%	0	Value filed as zero, left out of ratios.
Predictive Technology GrPredictive Technology Gr	50	$0	0%	new	Value filed as zero, left out of ratios.
GENERAL MTRS COGENERAL MTRS CO	3	$0	0%	0	Value filed as zero, left out of ratios.
PANDORA MEDIA INCPANDORA MEDIA INC	35	$0	0%	0	Value filed as zero, left out of ratios.
KINDER MORGAN INC DELKINDER MORGAN INC DEL	26	$0	0%	0	Value filed as zero, left out of ratios.
WHITING PETE CORP NEWWHITING PETE CORP NEW	15	$0	0%	0	Value filed as zero, left out of ratios.
GSE SYS INCGSE SYS INC	95	$0	0%	0	Value filed as zero, left out of ratios.
COSI INCCOSI INC	250	$0	0%	0	Value filed as zero, left out of ratios.
INFOSONICS CORPINFOSONICS CORP	200	$0	0%	0	Value filed as zero, left out of ratios.
WMI HOLDINGS CORPWMI HOLDINGS CORP	86	$0	0%	0	Value filed as zero, left out of ratios.
MOTORS LIQ CO GUC TRUSTMOTORS LIQ CO GUC TRUST	20	$0	0%	0	Value filed as zero, left out of ratios.
OCEANAGOLD CORPOCEANAGOLD CORP	40	$0	0%	0	Value filed as zero, left out of ratios.
PROVECTUS PHARMA INCPROVECTUS PHARMA INC	1,318	$0	0%	0	Value filed as zero, left out of ratios.
PATTEN ENERGY SOLUTIONSPATTEN ENERGY SOLUTIONS	8,200	$0	0%	0	Value filed as zero, left out of ratios.
CALIFORNIA RES CORP COMCALIFORNIA RES CORP COM	22	$0	0%	-3	Value filed as zero, left out of ratios.
ONCOCYTE CORPONCOCYTE CORP	25	$0	0%	0	Value filed as zero, left out of ratios.
TIME INC NEWTIME INC NEW	27	$0	0%	+23	Value filed as zero, left out of ratios.
SANTO MNG CORP COM NEWSANTO MNG CORP COM NEW	100	$0	0%	0	Value filed as zero, left out of ratios.
SILVER FALCON MNG INCSILVER FALCON MNG INC	4,700	$0	0%	0	Value filed as zero, left out of ratios.
OXYSURE THERAPEUTICS INC COMOXYSURE THERAPEUTICS INC COM	2,800	$0	0%	0	Value filed as zero, left out of ratios.
Rizzoli Corriere D OrdRizzoli Corriere D Ord	67	$0	0%	0	Value filed as zero, left out of ratios.
Colossus Minerals IncColossus Minerals Inc	10	$0	0%	0	Value filed as zero, left out of ratios.
Golden Goliath Res LtdGolden Goliath Res Ltd	10,000	$0	0%	0	Value filed as zero, left out of ratios.
Abby Inc.Abby Inc.	13	$0	0%	0	Value filed as zero, left out of ratios.
Apogee Opportunities, Inc.Apogee Opportunities, Inc.	279	$0	0%	0	Value filed as zero, left out of ratios.
BOLDFACE Group, Inc.BOLDFACE Group, Inc.	100	$0	0%	0	Value filed as zero, left out of ratios.
Rodinia Lithium Inc.Rodinia Lithium Inc.	100	$0	0%	new	Value filed as zero, left out of ratios.
Southern Silver Exploration…Southern Silver Exploration Co	200	$0	0%	0	Value filed as zero, left out of ratios.
Quartz Mountain ResourcesQuartz Mountain Resources	500	$0	0%	0	Value filed as zero, left out of ratios.
ALABAMA GRAPHITE CORPALABAMA GRAPHITE CORP	560	$0	0%	0	Value filed as zero, left out of ratios.
Li3 Energy Inc.Li3 Energy Inc.	1,600	$0	0%	0	Value filed as zero, left out of ratios.
Ultra Lithium Inc.Ultra Lithium Inc.	2,000	$0	0%	0	Value filed as zero, left out of ratios.
Unified Signal, Inc.Unified Signal, Inc.	50	$0	0%	0	Value filed as zero, left out of ratios.
Jubilee Platinum PlcJubilee Platinum Plc	1,950	$0	0%	0	Value filed as zero, left out of ratios.

Sold out in Q4 2016

Positions in the previous quarter's report that this quarter's report no longer lists.

The largest 100 of 112. All 112

Security	Shares before	Value before	Type
STARZSTARZ	7,547	$235K	shares
SOLARCITY CORPSOLARCITY CORP	9,635	$188K	shares
ETWEATON VANCE TAX-MANAGED GLOB	7,990	$88K	shares
UAUNDER ARMOUR INC	2,446	$83K	shares
ETBEATON VANCE TAX MNGED BUY WR	3,900	$59K	shares
TRAVELERS COS INC/THETRAVELERS COS INC/THE	414	$47K	shares
AREALEXANDRIA REAL ESTATE EQ IN	400	$44K	shares
GOFGUGGENHEIM STRATEGIC OPPORTU	2,225	$43K	shares
VOVANGUARD INDEX FDS	299	$39K	shares
UNITED STATES OIL FUND LPUNITED STATES OIL FUND LP	3,175	$35K	shares
UTHRUNITED THERAPEUTICS CORP DEL	210	$25K	shares
InvenTrust Properties Corp …InvenTrust Properties Corp REI	8,005	$25K	shares
II VI INCII VI INC	767	$19K	shares
MBBISHARES TR	150	$17K	shares
MEDIVATION INCMEDIVATION INC	200	$16K	shares
WELLTOWER INCWELLTOWER INC	195	$15K	shares
VNQIVANGUARD INTL EQUITY INDEX F	225	$13K	shares
XIGDXVOYA GLBL EQTY DIV & PREM OP	1,800	$13K	shares
BCEBCE INC	200	$9K	shares
KANSAS CITY SOUTHERNKANSAS CITY SOUTHERN	100	$9K	shares
LOPEGRAND CANYON ED INC	200	$8K	shares
JPCNUVEEN PFD & INCOME OPPORTUN	794	$8K	shares
Curaegis Technologies IncCuraegis Technologies Inc	21,531	$8K	shares
ASMLASML HLDG NV	60	$7K	shares
CNQCANADIAN NAT RES LTD MED TER	175	$6K	shares
TLTISHARES TR	40	$6K	shares
SEAGATE TECHNOLOGY HOLDINGSSEAGATE TECHNOLOGY HOLDINGS	150	$6K	shares
IGIBISHARES TR	44	$5K	shares
IGLBISHARES TR	77	$5K	shares
BT GROUP-ADRBT GROUP-ADR	200	$5K	shares
WHITEWAVE FOODS COMPANYWHITEWAVE FOODS COMPANY	100	$5K	shares
CHIMERA INVT CORPCHIMERA INVT CORP	298	$5K	shares
ELVELEVANCE HEALTH INC FORMERLY	30	$4K	shares
SIERRA WIRELESS INCSIERRA WIRELESS INC	250	$4K	shares
PETROHAWK ENERGY CORP COMPETROHAWK ENERGY CORP COM	136	$4K	shares
MARKET VECTORS INDONESAMARKET VECTORS INDONESA	485	$4K	shares
TALEN ENERGY CORPTALEN ENERGY CORP	291	$4K	shares
IMAXIMAX CORP	95	$3K	shares
CLAYMORE EXCHANGE TRD FD TRCLAYMORE EXCHANGE TRD FD TR	130	$3K	shares
VELOCITYSHARES 3X LONG CRUDEVELOCITYSHARES 3X LONG CRUDE	120	$3K	shares
AMAYA INCAMAYA INC	200	$3K	shares
VEREIT INCORPORATION PFD SE…VEREIT INCORPORATION PFD SER F	121	$3K	shares
PLDPROLOGIS INC.	37	$2K	shares
PKGPACKAGING CORP AMER	29	$2K	shares
BRBROADRIDGE FINL SOLUTIONS IN	30	$2K	shares
CDWCDW CORP	43	$2K	shares
MDGLMADRIGAL PHARMACEUTICALS INC	128	$2K	shares
DOXAMDOCS LTD	29	$2K	shares
CMBSISHARES TR	35	$2K	shares
LAM RESEARCH CORPLAM RESEARCH CORP	22	$2K	shares
PGIM JENNISON SMALL COMPANY…PGIM JENNISON SMALL COMPANY R6	103	$2K	shares
Genius Brands IntlGenius Brands Intl	1,000	$2K	shares
ALKALASKA AIR GROUP INC	21	$1K	shares
LYBLYONDELLBASELL INDUSTRIES NV	13	$1K	shares
LEALEAR CORP	12	$1K	shares
INTERPUBLIC GROUP COSINTERPUBLIC GROUP COS	63	$1K	shares
VEREIT INCVEREIT INC	106	$1K	shares
SUNTRUST BANKS INCSUNTRUST BANKS INC	33	$1K	shares
APOLLO INVT CORPAPOLLO INVT CORP	132	$1K	shares
STERIS CORPSTERIS CORP	20	$1K	shares
DFSVXDFA US SM CAP VAL PORT-INST	44	$1K	shares
PGIM SHORT-TERM CORPORATE B…PGIM SHORT-TERM CORPORATE BOND Z	102	$1K	shares
INTERVAL LEISURE GROUP INCINTERVAL LEISURE GROUP INC	33	$1K	shares
Scorpio Mining Corp.Scorpio Mining Corp.	3,360	$1K	shares
CROSSROADS CAP INC COMCROSSROADS CAP INC COM	610	$1K	shares
CIENCIENA CORP	14	$0	shares
SJMSMUCKER J M CO	1	$0	shares
PJTPJT PARTNERS INC	3	$0	shares
RMRRMR GROUP INC	10	$0	shares
IEPICAHN ENTERPRISES LP	248	$0	shares
ESCROW LEHMAN BROS HLDGS IN…ESCROW LEHMAN BROS HLDGS INC C	200	$0	shares
BLACKSTONE GROUP LP/THEBLACKSTONE GROUP LP/THE	130	$0	shares
THORNBURG MORTGAGE INCTHORNBURG MORTGAGE INC	10	$0	shares
QUICKSILVER RESOURCES INC.QUICKSILVER RESOURCES INC.	100	$0	shares
DRYSHIPS INCDRYSHIPS INC	8	$0	shares
WASHINGTON MUTUAL INC COMMONWASHINGTON MUTUAL INC COMMON	4,500	$0	shares
DREAM MARKETING INCDREAM MARKETING INC	10	$0	shares
IDEARC INCIDEARC INC	1	$0	shares
NORTEL NETWORKS CORPNORTEL NETWORKS CORP	20	$0	shares
SUN CAL ENERGY INCORPORATEDSUN CAL ENERGY INCORPORATED	8,000	$0	shares
Fairpoint Communications In…Fairpoint Communications Inc/O	46	$0	shares
EMERGE INTERACTIVE INC-CL AEMERGE INTERACTIVE INC-CL A	3	$0	shares
ENERGY CONVERSION DEVICES I…ENERGY CONVERSION DEVICES INC.	460	$0	shares
ESCROW GEN MOTORS CORP SEESCROW GEN MOTORS CORP SE	800	$0	shares
RASER TECHNOLOGIES INCRASER TECHNOLOGIES INC	2,680	$0	shares
Mirant Corp (Worthless)Mirant Corp (Worthless)	361	$0	shares
Young Broadcasting Inc Cl AYoung Broadcasting Inc Cl A	200	$0	shares
Horizon Financial Corp.Horizon Financial Corp.	500	$0	shares
DECODE GENETICSDECODE GENETICS	250	$0	shares
Gliatech Inc. W/1 RT/SHGliatech Inc. W/1 RT/SH	1,000	$0	shares
FLEETWOOD ENTERPRISES INCFLEETWOOD ENTERPRISES INC	100	$0	shares
VICOR TECHNOLOGIES INC COMVICOR TECHNOLOGIES INC COM	29,868	$0	shares
Seventy Seven Energy-EscrowSeventy Seven Energy-Escrow	83	$0	shares
SURGLINE INTL INCSURGLINE INTL INC	60,000	$0	shares
IMAGING DIAGNOSTIC SYS INC …IMAGING DIAGNOSTIC SYS INC COM NEW	86	$0	shares
Rainier Pacific Financial G…Rainier Pacific Financial Group I…	1,000	$0	shares
MAGELLAN PETE CORP COM NEWMAGELLAN PETE CORP COM NEW	8	$0	shares
Herborium Group, Inc.Herborium Group, Inc.	1	$0	shares
I2 Corp.Com (NV)I2 Corp.Com (NV)	2,000	$0	shares
Intermedia Marketing Soluti…Intermedia Marketing Solutions	10	$0	shares

How Q4 2016 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

Filing	Role	Amendment	Filed	Accepted	Ingested
13F-HR 0001580642-17-000856	base		2017-02-13	acceptance time not in the bulk data set	2026-10-07 19:10:24 UTC